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Course: Quantum Electronics
Arpan Deyasi
Absorption Coefficient of Bulk
Semiconductor and Quantum Well
for Interband Transition
1
Arpan Deyasi, RCCIIT
1/17/2021
1/17/2021 2Arpan Deyasi, RCCIIT
Optical Absorption in Semiconductor
E.M wave incident on a solid material undergoes
1. partially reflection at vacuum
2. partially absorbed by the solid itself
1/17/2021 3Arpan Deyasi, RCCIIT
Absorption process in bulk semiconductor
Band-to-Band: Electron in V.B band absorbs a photon with enough
energy to be excited to the C.B, leaving a hole behind
1/17/2021 Arpan Deyasi, RCCIIT 4
Absorption process in bulk semiconductor
Band-to-Exciton: Electron in V.B absorbs almost enough
energy to be excited to the C.B. The electron and hole it
leaves behind remain electrically "bound" together, much
like the electron and proton of a hydrogen atom.
1/17/2021 Arpan Deyasi, RCCIIT 5
Absorption process in bulk semiconductor
Band-to-Impurity/Impurity to Band: Electron absorbs a
photon that excites it from the V.B to an empty impurity
atom, or from an occupied impurity atom to the C.B.
1/17/2021 Arpan Deyasi, RCCIIT 6
Absorption process in bulk semiconductor
Free carrier: Electron in C.B., or hole in V. B., absorbs a
photon and is excited to a higher energy level within the
same set of bands (i.e, conduction or valence)
1/17/2021 7Arpan Deyasi, RCCIIT
Absorption process in quantum well
Intra-band: Transitions can occur only between even and odd
index levels and are only operative for light polarized parallel to
the direction of quantization.
1/17/2021 Arpan Deyasi, RCCIIT 8
Absorption process in quantum well
Inter-band: Inter-band transitions can occur between
conduction and valence bands, or between different valence
bands (light-hole, heavy-hole, and spin-off).
1/17/2021 9Arpan Deyasi, RCCIIT
( )
( ) ( )
dI z
I z
dz
α ω= −
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
In bulk semiconductor,
absorption coefficient
1/17/2021 10Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
Rate of energy absorption
. ( )
d
A dI z
dt
ξ
= −
. ( ). . ( )
d
A I z dz
dt
ξ
α ω=
A: cross-section of the semiconductor
1/17/2021 11Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
Energy absorption is also defined as
. t
v c
d
T
dt
ξ
ω →= 
total transition probability
from valence to conduction band
1/17/2021 12Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
. ( ). . ( ) . t
v cA I z dz Tα ω ω →= 
.
( )
. ( ).
t
v cT
A I z dz
ω
α ω →
=

1/17/2021 13Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
For propagation of sinusoidal electromagnetic wave
2
2
0
0
. ( )
( )
2
rn
I z
c
ω ω
µ
= Λ
Λ0: amplitude of em wave
nr: real part of refractive index
1/17/2021 14Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
0
22
0
2 . . .
( )
. . . ( ).
t
v c
r
c T
A dz n
µ ω
α ω
ω ω
→
=
Λ

0
22
0
2 . . .
( )
. . ( ).
t
v c
r
c T
V n
µ ω
α ω
ω ω
→
=
Λ

2
2
0 0
2 .
( )
. . . . ( ).
t
v c
r
T
V c n
α ω
ω ε ω
→
=
Λ

1/17/2021 15Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
Transition probability of an electron from
valence band to conduction band
22
. ( )c vv c c v k kT k H k E E
π
δ ω→ = < > − − 

After calculating Hamiltonian
2
2 2
0*
0
. ( )
2 c vv c k k
q
T M E E
m
π
δ ω→= Λ − − 

1/17/2021 16Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
M: transfer of momentum from valence band to conduction band
Total transition probability
2 (1 )t kv kc
v c FD FD
c v
T f f→= −∑∑
Factor ‘2’ included for Pauli’s spin degeneracy
1/17/2021 17Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
2
2 2 3
022
0
( )
8 c v
t
v c k k
q V
T M E E d k
m
δ ω
π
→= Λ − −∫ 

3/2*2
2 2
02 22
0
2
.2
8
t r
v c g
q V m
T M E
m
π ω
π
→
 
=Λ − 
 


1/17/2021 18Arpan Deyasi, RCCIIT
Absorption Coefficient in Bulk Semiconductor
for Interband Transition
3/2*2
2 2
02 2
0 0
2 1
( ) .
2 . . .
r
g
r
q m
M E
c n m
α ω ω
ωπε
 
= Λ − 
 


 
α
E
1/17/2021 Arpan Deyasi, RCCIIT 19
Absorption Coefficient in Quantum Well
for Interband Transition
For 2D system, reduced DoS has to be considered
3/2*
2 2
1 2
2
r
g
m
Eω
π
 
− 
 


*
2
,
( )
r m n
v c nm
m n
m
g g E
L
ω
π
Θ −∑ 

1/17/2021 Arpan Deyasi, RCCIIT 20
Absorption Coefficient in Quantum Well
for Interband Transition
n m
nm g c vE E E E= + +
<gv
m|gc
n>: overlap integral between envelope
functions of C.B and V.B
L: width of quantum well
1/17/2021 Arpan Deyasi, RCCIIT 21
Absorption Coefficient in Quantum Well
for Interband Transition
*2 2
2
0 0
. .
( ) ( )
2 . . . . .
r
nm
r
q N m M
E
c n L m
ω
α ω ω
ωε
= Θ −

Nω: no. of quantum well
1/17/2021 Arpan Deyasi, RCCIIT 22
Absorption Coefficient in Quantum Well
for Interband Transition
Define oscillator strength
2
0
2
vc
M
f
m ω
=

*2
,0 0
. .
( ) ( )
4 . . . . .
r
vc nm
m nr
q N m
f E
c n L m
ω
α ω ω
ε
Θ −∑ 

1/17/2021 23Arpan Deyasi, RCCIIT
References
O.Manaresh, “Semiconductor Heterojunctions
and Nanostructures”, MH
https://ocw.mit.edu/courses/electrical-engineering-and-computer-
science/6-772-compound-semiconductor-devices-spring-2003/lecture-
notes/Lecture15.pdf

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absorption coefficient in bulk and quantum well structure

  • 1. Course: Quantum Electronics Arpan Deyasi Absorption Coefficient of Bulk Semiconductor and Quantum Well for Interband Transition 1 Arpan Deyasi, RCCIIT 1/17/2021
  • 2. 1/17/2021 2Arpan Deyasi, RCCIIT Optical Absorption in Semiconductor E.M wave incident on a solid material undergoes 1. partially reflection at vacuum 2. partially absorbed by the solid itself
  • 3. 1/17/2021 3Arpan Deyasi, RCCIIT Absorption process in bulk semiconductor Band-to-Band: Electron in V.B band absorbs a photon with enough energy to be excited to the C.B, leaving a hole behind
  • 4. 1/17/2021 Arpan Deyasi, RCCIIT 4 Absorption process in bulk semiconductor Band-to-Exciton: Electron in V.B absorbs almost enough energy to be excited to the C.B. The electron and hole it leaves behind remain electrically "bound" together, much like the electron and proton of a hydrogen atom.
  • 5. 1/17/2021 Arpan Deyasi, RCCIIT 5 Absorption process in bulk semiconductor Band-to-Impurity/Impurity to Band: Electron absorbs a photon that excites it from the V.B to an empty impurity atom, or from an occupied impurity atom to the C.B.
  • 6. 1/17/2021 Arpan Deyasi, RCCIIT 6 Absorption process in bulk semiconductor Free carrier: Electron in C.B., or hole in V. B., absorbs a photon and is excited to a higher energy level within the same set of bands (i.e, conduction or valence)
  • 7. 1/17/2021 7Arpan Deyasi, RCCIIT Absorption process in quantum well Intra-band: Transitions can occur only between even and odd index levels and are only operative for light polarized parallel to the direction of quantization.
  • 8. 1/17/2021 Arpan Deyasi, RCCIIT 8 Absorption process in quantum well Inter-band: Inter-band transitions can occur between conduction and valence bands, or between different valence bands (light-hole, heavy-hole, and spin-off).
  • 9. 1/17/2021 9Arpan Deyasi, RCCIIT ( ) ( ) ( ) dI z I z dz α ω= − Absorption Coefficient in Bulk Semiconductor for Interband Transition In bulk semiconductor, absorption coefficient
  • 10. 1/17/2021 10Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition Rate of energy absorption . ( ) d A dI z dt ξ = − . ( ). . ( ) d A I z dz dt ξ α ω= A: cross-section of the semiconductor
  • 11. 1/17/2021 11Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition Energy absorption is also defined as . t v c d T dt ξ ω →=  total transition probability from valence to conduction band
  • 12. 1/17/2021 12Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition . ( ). . ( ) . t v cA I z dz Tα ω ω →=  . ( ) . ( ). t v cT A I z dz ω α ω → = 
  • 13. 1/17/2021 13Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition For propagation of sinusoidal electromagnetic wave 2 2 0 0 . ( ) ( ) 2 rn I z c ω ω µ = Λ Λ0: amplitude of em wave nr: real part of refractive index
  • 14. 1/17/2021 14Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition 0 22 0 2 . . . ( ) . . . ( ). t v c r c T A dz n µ ω α ω ω ω → = Λ  0 22 0 2 . . . ( ) . . ( ). t v c r c T V n µ ω α ω ω ω → = Λ  2 2 0 0 2 . ( ) . . . . ( ). t v c r T V c n α ω ω ε ω → = Λ 
  • 15. 1/17/2021 15Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition Transition probability of an electron from valence band to conduction band 22 . ( )c vv c c v k kT k H k E E π δ ω→ = < > − −   After calculating Hamiltonian 2 2 2 0* 0 . ( ) 2 c vv c k k q T M E E m π δ ω→= Λ − −  
  • 16. 1/17/2021 16Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition M: transfer of momentum from valence band to conduction band Total transition probability 2 (1 )t kv kc v c FD FD c v T f f→= −∑∑ Factor ‘2’ included for Pauli’s spin degeneracy
  • 17. 1/17/2021 17Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition 2 2 2 3 022 0 ( ) 8 c v t v c k k q V T M E E d k m δ ω π →= Λ − −∫   3/2*2 2 2 02 22 0 2 .2 8 t r v c g q V m T M E m π ω π →   =Λ −     
  • 18. 1/17/2021 18Arpan Deyasi, RCCIIT Absorption Coefficient in Bulk Semiconductor for Interband Transition 3/2*2 2 2 02 2 0 0 2 1 ( ) . 2 . . . r g r q m M E c n m α ω ω ωπε   = Λ −        α E
  • 19. 1/17/2021 Arpan Deyasi, RCCIIT 19 Absorption Coefficient in Quantum Well for Interband Transition For 2D system, reduced DoS has to be considered 3/2* 2 2 1 2 2 r g m Eω π   −      * 2 , ( ) r m n v c nm m n m g g E L ω π Θ −∑  
  • 20. 1/17/2021 Arpan Deyasi, RCCIIT 20 Absorption Coefficient in Quantum Well for Interband Transition n m nm g c vE E E E= + + <gv m|gc n>: overlap integral between envelope functions of C.B and V.B L: width of quantum well
  • 21. 1/17/2021 Arpan Deyasi, RCCIIT 21 Absorption Coefficient in Quantum Well for Interband Transition *2 2 2 0 0 . . ( ) ( ) 2 . . . . . r nm r q N m M E c n L m ω α ω ω ωε = Θ −  Nω: no. of quantum well
  • 22. 1/17/2021 Arpan Deyasi, RCCIIT 22 Absorption Coefficient in Quantum Well for Interband Transition Define oscillator strength 2 0 2 vc M f m ω =  *2 ,0 0 . . ( ) ( ) 4 . . . . . r vc nm m nr q N m f E c n L m ω α ω ω ε Θ −∑  
  • 23. 1/17/2021 23Arpan Deyasi, RCCIIT References O.Manaresh, “Semiconductor Heterojunctions and Nanostructures”, MH https://ocw.mit.edu/courses/electrical-engineering-and-computer- science/6-772-compound-semiconductor-devices-spring-2003/lecture- notes/Lecture15.pdf