ENGLISH 7_Q4_LESSON 2_ Employing a Variety of Strategies for Effective Interp...
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A Maturity Model For Integrating Sustainability In Projects And Project Management
1. A Maturity Model for Integrating Sustainability
in Projects and Project Management
A.J.Gilbert Silvius1
Professor of Business, ICT and Innovation, University of Applied Sciences, Utrecht, the Netherlands
Principal Consultant, Van Aetsveld Project and Change management, Amersfoort, the Netherlands
Ron Schipper
Senior Consultant, Van Aetsveld Project and Change management, Amersfoort, the Netherlands
Abstract
Sustainability is recognized as one of the most important challenges of our time. Following the success of Al Goreâs
âinconvenient truthâ, awareness seems to be growing that a change of mindset is needed, both in behavior as in
policies. How can we develop prosperity without compromising the future? The concept of sustainability has also
been linked to project management. This yearâs IPMA expert seminar meeting was devoted to it. But what does
sustainability mean for projects and project management?
This paper presents a maturity model that provides practical insights on this question. Based on the concepts of
sustainability, the model assesses the level of consideration of sustainability in projects. The result of the assessment
is presented in a graphical way, that allows organization to benchmark their maturity and to monitor their
development. With this maturity model, organizations can translate the abstract and interpretive concepts of
sustainable development into practical actions.
Keywords
Sustainability, Project, Project Management, Maturity
Introduction
In the last 10 to 15 years, the concept of sustainability has grown in recognition and importance. The pressure on
companies to broaden its reporting and accountability from economic performance for shareholders, to sustainability
performance for all stakeholders has increased (Visser, 2002). The recent world crises may even imply, that a
strategy focused solely on shareholder value, is not longer viable (Kennedy, 2000). Following the success of Al
Goreâs âinconvenient truthâ, awareness seems to be growing that a change of mindset is needed, both in consumer
behavior as in corporate policies. How can we develop prosperity without compromising the life of future
generations? Proactively or reactively, companies are looking for ways to integrate ideas of sustainability in their
marketing, corporate communications, annual reports and in their actions (Holliday, 2001). Sustainability, in this
context, being defined as âAdopting business strategies and activities that meet the needs of the enterprise and its
stakeholders today while protecting, sustaining and enhancing the human and natural resources that will be needed
in the future.â (Deloitte & Touche, 1992).
The concept of sustainability has more recently also been linked to project management (Gareis et al., 2009; Silvius
et al., 2009). Association for Project Management (past-) chairman Tom Taylor recognizes that âthe planet earth is
in a perilous position with a range of fundamental sustainability threatsâ and âProject and Programme Managers are
significantly placed to make contributions to Sustainable Management practicesâ (Association for Project
Management, 2006). And at the 22nd World Congress of the International Project Management Association (IPMA)
in 2008, IPMA Vice-President Mary McKinlay stated in the opening keynote speech that âthe further development
of the project management profession requires project managers to take responsibility for sustainabilityâ (McKinlay,
2008). Her plea summarized the development of project management as a profession as she foresees it. In this
vision, project managers need to take a broad view of their role and to evolve from âdoing things rightâ to âdoing the
right things rightâ. This implies taking responsibility for the results of the project, including the sustainability
aspects of that result. Also in academic research, the relationship between project management and sustainability is
explored (e.g. by Gareis et al., 2009; Labuschagne and Brent, 2006; Silvius et al., 2009) as one of the (future)
developments in project management.
But how does this attention for sustainability find its way to the shop floor? How do organizations integrate the
concepts of sustainability in their projects and in project management processes? If organizations âput their money
1
Corresponding author: Utrecht University of Applied Sciences, Padualaan 101, 3584 CH Utrecht, the Netherlands,
email: gilbert.silvius@hu.nl
2. where their mouth isâ on sustainability, it is inevitable that sustainability criteria and indicators will find its way to
project management methodologies and practices in the very near future (Silvius et al., 2009).
This paper presents a maturity model for the incorporation of sustainability in projects and project management
processes. Based on the concepts of sustainability, the model assesses the level of consideration of sustainability in
terms of resources, business processes, business model and products/services. The result of the assessment is
presented in a graphical way, that allows organization to benchmark their maturity and to monitor their
development. The next paragraphs first provide a comprehensive overview of the concepts of sustainability and their
application to project management. The following section will then present the maturity model and its application.
The concepts of sustainability
The balance between economic growth and social wellbeing has been around as a political and managerial challenge
for over 150 years (Dyllick and Hockerts, 2002). Also the concern for the wise use of natural resources and our
planet emerged already many decades ago, with Carsonâs book âSilent Springâ (Carson, 1962) as a launching
hallmark. Propelled by the World Commission on Environment and Development (1987) and the 1992 Rio Earth
Summit, the opinion that none of these three goals, economic growth, social wellbeing and a wise use of natural
resources, can be reached, without considering and effecting the other two, got widely accepted (Keating, 1993).
With this widespread acceptance, sustainable development became one of the most important challenges of our
time.
By stating that âIn its broadest sense, sustainable development strategy aims at promoting harmony among human
beings and between humanity and natureâ, the World Commission on Environment and Development (1987)
implies that sustainability requires also a social and an environmental perspective, next to the economical
perspective, on development and performance. In his book âCannibals with Forks: the Triple Bottom Line of 21st
Century Businessâ, John Elkington identifies this as the âtriple bottom lineâ or âTriple-P (People, Planet, Profit)â
concept: Sustainability is about the balance or harmony between economic sustainability, social sustainability and
environmental sustainability (Elkington, 1997).
Figure 1. The Triple-P concept of sustainability
Elaborating on this, Dyllick and Hockerts (2002), identify three key concepts of sustainability..
Sustainability is about integrating economical, environmental and social aspects.
This element refers to the triple bottom line or three-P concept as stated by Elkington (1997) as the âthree
pillarsâ of sustainability: Social, Environmental and Economical (illustrated in Figure 1). The concept
suggests that three dimensions are interrelated and therefore may influence each other in multiple ways.
And although these interrelations are generally acknowledged, it should be noted that regional differences
exist with regards to the relative emphasis placed on each pillar. In (Western) Europe, sustainability is
mainly about environmental concerns, where in Africa the social concerns seem to be prevailing. In an
increasingly globalized economy, however, these differences should diminish over time.
Sustainability is about integrating short-term and long-term aspects.
This element focuses the attention to the full lifespan of the matter at hand. An important notion in this
aspect is that the economical perspective, because of discount rates, tends to value short term effects more
than long term effects, whereas social impacts or environmental degradation may not occur before the long-
term.
Sustainability is about consuming the income and not the capital.
This aspect is a common realm in business from the economic perspective. From a social or environmental
perspective, however, the impact may not be visible in the short-term, causing degradation of resources in
the long run. Sustainability implies that âthe natural capital remains intact. This means that the source and
sink functions of the environment should not be degraded. Therefore, the extraction of renewable resources
3. should not exceed the rate at which they are renewed, and the absorptive capacity of the environment to
assimilate waste, should not be exceeded.â (Gilbert et al., 1996)
Sustainability in projects and project management
The concerns about sustainability indicate that the current way of producing, organizing, consuming, living, etc.
may have negative effects on the future. In short, our current way of doing âthingsâ is not sustainable. Therefore,
some âthingsâ have to change. We consider projects as temporary organizations (Lundin and Söderholm, 1995;
Turner and MĂŒller, 2003) that deliver (any kind of) change to organizations, products, services, policies or assets.
Therefore it can be concluded that a (more) sustainable society requires projects. In fact, this connection between
sustainability and projects was already established by the World Commission on Environment and Development
(1987). However, Eid concludes two decades later that the standards for project management âfail to seriously
address the sustainability agendaâ (Eid, 2009).
The relationship between sustainability and project management is still an emerging field of study (Gareis et al.,
2009). Literature is scarce, but some first studies and ideas were published in recent years (Labuschagne and Brent,
2006; Association for Project Management, 2006; Taylor, 2008; Eid, 2009; Gareis et al., 2009; Silvius et al., 2009;
Turner, 2010; Silvius et al., 2010). Based on these studies, the following insights on sustainability in projects and
project management can be derived.
Sustainability in projects and project management is about integrating economical, environmental and social
aspects in the management and delivery of projects.
This insight corresponds with the triple bottom line element of sustainability. Integrating sustainability in
project management requires the inclusion of âPeopleâ and âPlanetâ performance indicators in the
management systems, formats and governance of projects (Silvius et al., 2010). In the current project
management methodologies, the management of projects is dominated by the âtriple-constraintâ variables
time, cost and quality (Project Management Institute, 2008). And although the success of projects is most
often defined in a more holistic perspective, this broader set of criteria doesnât reflect in the way projects
are managed. The triple-constraint clearly puts emphasis on the profit âPâ. The social and environmental
aspects may be included as aspects of the quality of the result, but they are bound to get less attention.
Sustainability in project management stretches the system boundaries of the project and of project management.
Given the future-orientation of sustainability, a logical implication is to consider the full life-cycle of a
project, from its conception to its disposal. This view is further developed by Labuschagne and Brent
(2006). In their work they argue, that when considering sustainability in project management, the total life
cycle of the project (e.g. initiation-development-execution-testing-launch) should be taken into account.
But not just the life-cycle of the project is relevant. The project will âproduceâ a result, being a change in
assets, systems, behavior, etc. This result, in her words: the asset, should also be considered over its full life
cycle. And even another level further, also the life cycle of the product or service that the asset produces
should be considered. Including sustainability considerations in projects suggests that these three life
cycles, the âproject life cycleâ, the âasset life cycleâ and the âproduct life cycleâ, are taken into account.
Because Labuschagne and Brent include the result of the project in their framework, it is sensitive to the
context of the project. Their studies regarded the manufacturing sector in which projects generally realize
assets that produce products. In other contexts, the result of a project may be not an asset, but an
organizational change or a new policy. The general insight however is that sustainability in projects
suggests that also the âsupply chainâ of the project is considered. In other words, we should also consider
the life cycle of whatever result the project realizes and also the life cycle of the resources used in realizing
the result. Integrating the concept of sustainability in project management therefore stretches the âsystems
boundariesâ of project management (Silvius, 2010).
As stated earlier, the integration of the concepts of sustainability in project management has only just begun (Gareis
et al., 2009). The current state of research on sustainability in projects and project management is therefore mostly
interpretive, giving meaning to how the concepts of sustainability could be interpreted in the context of projects,
rather than prescriptive, prescribing how sustainability should be integrated into projects. The studies provide
ingredients, but no clear recipe.
At the 2010 IPMA Expert Seminar âSurvival and Sustainability as Challenges for Projectâ (publication
forthcoming), one of the goals was to âtranslateâ the concepts of sustainability to practically applicable tools for
project management professionals (Silvius, 2010). One of the tools developed in this workshop was a âSustainability
Checklistâ for projects and project managers. Table 1 provides this Sustainability Checklist. This checklist was one
of the foundations in the development of the maturity model.
4. Table 1. A checklist for integrating sustainability in projects and project management (Silvius, 2010).
Assessing sustainability: a maturity model
Maturity models are a practical way to âtranslateâ complex concepts into organizational capabilities and to raise
awareness for potential development. They provide guidance for action plans and allow organizations to monitor
their progress (Dinsmore, 1998). Most maturity models are derived from the Software Engineering Instituteâs
Capability Maturity Model (Carnegie Mellon Software Engineering Institute, 2002) and thereby based on the
maturity of processes. For example, project management maturity is in this context a measure for the organizationâs
ability to perform project management and related processes in a controlled and optimized way.
For the goals our sustainability maturity model, however, we feel that the process maturity approach does not
adequately address the specific aspects and considerations of sustainability. The approach should be more focused.
For that reason we choose to express a projectâs sustainability maturity in terms of âdepthâ of vision. This approach
is based on our observation and experience that sustainability can be considered on different levels. A first logical
level is the level of resources. For example using resources that provide the same functionality, but are less harmful
for the environment, like using hybrid cars instead of normal fueled cars. These actions can reduce the less
sustainable effects of operating the organization, but do not take away the cause of non-sustainability. A second
level of consideration is therefore the business process in which the resources are used. A more sustainable business
process takes away the cause of non-sustainable effects instead of just limiting or compensating them. For example
optimizing a service management process in such a way that less travel is required.
A third level of consideration is looking at the way the products or services are delivered: the business model. For
example changing from a strictly off-line business model to a combined on-line and off-line business model, may
have favorable effects on sustainability because of the fact that on-line shoppers travel less than off-line shoppers. A
fourth and final level of consideration takes into account not only the business process or model to deliver products
and services, but also the products and services themselves. How can products and services be innovated to
contribute to a more sustainable society. For example a product that learns children to respect nature.
The different levels of consideration reflect the more modern views on sustainability in which the challenge is not to
make âbadâ products, services and processes âless badâ, but to make them good.
The maturity assessment uses a questionnaire consisting of four sections and in total 31 questions. The first three
sections cover descriptive questions regarding the respondent, the project that is assessed and the organizational
context of the project. The fourth section consist of the actual assessment questions. The model assesses the level
(resources, business process, business model, products/services) on which the different aspects of sustainability are
- Direct financial benefits
- Net Present Value
- Flexibility / Optionality in the project
- Increased business flexibility
- Local procurement
- Digital communication
- Traveling
- Transport
- Energy used
- Emission / CO2 from energy used
- Recycling
- Disposal
- Reusability
- Incorporated energy
- Waste
- Employment
- Labor / Management relations
- Health and Safety
- Training and Education
- Organizational learning
- Diversity and Equal opportunity
- Non-discrimination
- Freedom of association
- Child labor
- Forced and compulsory labor
- Community support
- Public policy / Compliance
- Customer health and safety
- Products and services labeling
- Market communication and Advertising
- Customer privacy
- Investment and Procurement practices
- Bribery and corruption
- Anti-competition behavior
Social
Sustainability
Labor Practices
and Decent Work
Human Rights
Society and
Customers
Ethical behavior
Economic
Sustainability
Return on
Investment
Business Agility
Environmental
Sustainability
Transport
Energy
Waste
Materials and
resources
5. considered in the project. The sustainability aspects are derived from the sustainability checklist presented earlier
and are grouped in economical aspects, environmental aspects and social aspects. Presenting the projectâs maturity
separately on these three pillars of sustainability is a deliberate choice in order to address the regional differences
mentioned earlier and the ambitions or values an organization may have. Figure 2 shows the conceptual model of
the assessment.
Figure 2. Conceptual model of the assessment
For each sustainability aspect an assessment of the current situation and the desired situation is asked. This provides
guidance for improvement. Some example questions2
:
In which way does the project try to minimize its waste?
Actual Desired
situation situation
A. [ ] [ ] No specific policies on this point.
B. [ ] [ ] Waste in the project is separated in recyclable and non-recyclable and collected by the
local waste handling companies.
C. [ ] [ ] The project has policies (e.g. double sided printing) to minimize waste and waste in the
project is separated.
D. [ ] [ ] The project is designed to minimize waste and necessary waste is as much as possible
recycled in the project itself.
E. [ ] [ ] The project and the result it delivers are designed to minimize waste and necessary waste
is as much as possible recycled in the project or result itself.
To what extent does the project apply policies or standards for diversity and equal opportunity that reflects the
society it operates in?
Actual Desired
situation situation
A. [ ] [ ] The project does not have any specific policies on diversity and equal opportunity, but
complies with the standards and regulations of the organization it operates in.
B. [ ] [ ] The project explicitly seeks diversity and complies with applicable standards and
regulations on equal opportunity in terms of gender, race, religion, etc.
C. [ ] [ ] The project actively (re) designs its work processes in a way (e.g. by designing part-time
jobs) that diversity and equal opportunity are promoted and stimulated.
D. [ ] [ ] The project actively (re) designs its work processes in a way (e.g. by designing part-time
jobs) that diversity and equal opportunity are promoted and stimulated, and requires its
suppliers to practice diversity practices and provide equal opportunity in terms of gender,
race, religion, etc.
E. [ ] [ ] The projectâs result is designed to improve diversity and equal opportunity in the society
it operates in and this reflects in the way the project is executed and in its suppliers and users.
The assessment is reported in a graphical way (figure 3), showing both the actual levels and the desired levels of
integration of the sustainability aspects. Based on the report, organizations can discuss their ambition levels (the
desired situation) on the different perspectives, develop an action plan to bridge the gap between actual levels of
maturity and desired levels and to monitor their progress.
Figure 3. Reporting format showing actual levels (dark colors) and desired levels (light colors)
of integration of sustainability aspects
2
The full questionnaire can be ordered from the authors.
Sustainability in projects is considered at the levelof the
Non Resources Business Business Products /
existing Processes Model Services
Peoplecriteria
Planetcriteria
Profit criteria
Sustainability
aspects
Sustainability in projects is considered at the level of the
Non Resources Business Business Products /
existing Processes Model Services
People
Planet
Profit
6. Summarized, the qualities of the maturity model are:
- It translates the abstract and interpretive concepts of sustainable development into practically applicable
prescriptive actions.
- It assesses concrete projects as unit of study, thereby specifying overall corporate strategies.
- It allows organizations to set their own standards and ambitions in accordance with company values..
- It allows organizations to monitor and report their development.
- It is not normative as to whose responsibility (project sponsor, project manager, etc.) the actions are, but
allows discussion and agreement about this.
Conclusion
Projects can make a contribution to the sustainable development of organizations. It should therefore be expected
that the concepts of sustainability are reflected in projects and project management. And although some aspects of
sustainability are found in the various standards of project management, it has to be concluded that the integration of
sustainability in projects and project management is not fully recognized yet. This paper presented a practical
maturity model for the assessment of the integration of the concepts of sustainability in projects and project
management. It provides a practical tool for the translation of abstract and interpretive concepts into prescriptive
actions. With this maturity model, an organization can prepare itself on this new but complex development of the
project management profession.
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