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A proposal of a topic structure model
for expository texts
Marta CARRETERO
Universidad Complutense de Madrid
GOU’[SOS, Diunysis (1997). Modeling Discourse Topic: Sequential
Relations and Sirategies in Expository Tan. Advances iii Discourse
Processes, Vol. LIX. Norwuod, New Jersey: Ablex. ISBN 1-56750-217-2.
ISBN 1-56750-218-0 (pbk.) xvi + 204 pp. t
Modeiing Diseourse Topic (hencefortii MDT) presents a inudel for
analyzing tupicality in expusitury texts. ‘[he model is applied tu data uf twu
languages, English and Greek. MDT contains an intruductiun, six chapters, 11
pages of references, a subject index and an author index, as weB as twu
appendices, uf which te first specifĂ­es te title, date, autor and number of
words of te texts belunging tu ibe corpora used, and ibe second displays a
cuncordance uf the beginnings of alĂ­ the paragraphs, which are ordered
according tu te syntactic type of te initial element.
The contents of te book can be divided into three main parts: a) Chapter 1
surveys preceding literature un topicality; b) Chapters 2, 3 and 4 deal wit te
tupie structure model here proposed: Chapters 2 and 3 present theoretical
issues, and Chapter 4 is an applicatiun of te model tu English and Greek texts;
c) Chapter 5 views te model as pafl of te network of organizational relatiuns
in discuurse. Finally. Chapter 6 sets fort te cunclusions and sume proposals
fur further rcsearch.
‘[be parts mentioned earlier will be dealí widi successively in Sections 1, 2
and 3. Each sectiun will begin with a critical summary of te cuntents, fullowed
by extensive general comments and more detailed observatiunsun speciflc points.
Estudios Ingleses de la Universidad Complutense, 6,223-237. Madrid, 1998.
224 Marta Carretero
1. SURVEY OF PRECEDINO LITERA’[URE ON ‘[OPICALITY
Chapter 1 is a successful uverview of how the different facets of tupic
have been treated in previous research. This is in itself very meritorius,
considering the wide range of literature covered. ‘[bis guod coverage, together
with the clarity of expusition, makes the reading very profitable for alĂ­
researchers un topicality, especially for tose beginning their investigation.
‘[he survey starts by laying emphasis un the lack of consensus abuut what
tupic actually is, and in particular un the following oppositions between
diffcrent perspectives:
1) ‘[he what-perspective, which views topie as a discrete element or unit,
against te how-perspective, frum which topic is seen as a structuring oc
unifying frame that pervades the overalĂ­ discourse organization.
2) ‘[he unit of application: sentence topic versus discoarse topíc.
3) The reference tu content or tu expressÂĄon.
‘[he autor pruceeds tu analyze previuus works un tupicality, foeusing in
each case un the angle from which topic is appruached. At the end of the
chapter, Goutsos (henceforth G.) sets forth a view uf these perspectives with
reference tu Hjelmslev’s (1954) model uf stratification in Janguage, and
advances which of them will be chosen fur tite topic structure model
presented in Chapter twu: the how-perspective, discourse, and reference tu
expression.
Concerning the overview, the fulluwing comments cuuld be made:
- ‘[o begin with, the degree uf depth is uneven: for instance, six pages
appruximately are devuted tu systemic-functional studies (Halliday 1967,
1985; Fries 1983). while the literature un the syntax-discourse interface,
which includes cuntiibutions by well-krxuwn authors such as tose in GivĂłn
(eds., 1979, 1983), Dik (1989) and Chafe (ed., 1980), has been dealt with in a
cuuple of paragraphs.
- Secondly, in te description of te systemic-functional wurk, MD’[ fails
tu distinguish tupic and theme, ignuring, fur instance, the well-founded
suggestiun set furth in Duwning (1991) that teme and topic could advisably
be considered as distinct categories which may ur may not conflate in une
wurding (cf. Mauranen 1993).
- Thirdly, te evaluation uf te various contributiuns is, tu ihis reviewer,
somewhat biased. Those works which differ frum MD’[ in tat tey folluw
ibe witat-perspective and/or chuose the sentence as te unit of applicatiun are
generally undervalued. Sometimes te criticism is justified. even tough nut
always original, as with Halliday’s notion of teme ur wit te prupositiunal
approaches. Oter models, huwever, seem tu be ruled out wituut convincing
reasuns: for instance. wurk un te syntax-discourse interface is dismissed
because it “has a specifically syntactic perspective. As a result, tere is no
attempt tu develop a theory of discuurse fur its own sake or tu describe
A proposal of a topic structure modelfor expository texts 225
explicitly te relation between te twu levels”. Perhaps the autor could have
specified why MD’[ has nut proceeded in this direction. Concerning
Functional Sentence Perspective, even though its main exponent (Firbas
1992) has been reviewed by G. himself (1994), it is simply cunsidered
“complex and difflcult tu replicate and verify”, and “not pruvid[ing] us wit
an easy and unambiguous metod for te identification uf teme and rheme”
(p. 10), wiibno illustrations tat might serve tu justify this claim.
2. DESCRIP’[ION AND APPLICA’[ION OF ‘[HE ‘[OPIC STRUC’[URE
MODEL
Chapter 2 describes the sequential relatiuns, strategies and techniques
that make up the mudel, as well as the linguistic devices that signal the
teehniques. ‘[he chapter starts with sume general cunsideratiuns on te view
of topic as a sequential structure, fullowed by an attempt tu describe
expusitury texts. With a goud critical eye. G. states that previous definitiuns,
such as tose proposed in Longacre (1976) and Martin (1985), are simplistic
and do not account for the variations ibat can be found wiibin this genre. He
concludes then that “expositury discourse cannot be narrowly defined, but
only wit a degree of arbitrariness. ‘[hus, our material invulves texts that
have typical expository functions in general” (p. 39). At this point he does
not specify what tese functions are, and the reader is left tu infer them from
the previous definitions ur from uter sources uf knuwledge.
MD’[ gues on tu describe the data used, which cunsist of the following
corpora: Corpus 1 (academic): 5 extracts, from papers published in
academic juurnals and from non-fictional books; Corpus 2 (journalism): 12
texts from the press; Corpus 3 (editurials): 15 editurials frum Tite Guardian
covering the events in te Gulf War (1991); Corpus 4: Greek translations of
5 texis from te oter curpora.
The author gives reasuns why such texts have been selected: wide-
ranging autorship. different subject-matters. moderate-sized texts (i.e. short
enough tu be manageable and long enuugh tu be representative and not tou
simple)’.
‘[his accuunt uf te data is fullowed by an exposition of te main features
of te mudel, which are te following:
a) Spans: continuatiun and transitiun. ‘[exts cunsist of a regular succession
of continuatiun and transition spans, that is, of “areas of local continuity or
stability interrupted by arcas uf swift or abrupt ruptures that introduce
turbulence or instability into te text” (p. 44).
b) Strategtes: tupic shift and topic continuity;
e) Techniques, which are divided into primary and secondary. The primary
techniques are fuur:
226 Marta Carretero
cl) Topicframing, an uptional technique which simultaneously indicates
the ending of a continuation span and the beginning uf a transition span:
(1) (p. 46. text j7) 2 In rcsonant reference tu Margaret Thatcher’s disastroes
reform of local taxation, Tory politicians mutter that the bilí is a “pulí tax
un wheels”. Are they right?
For railway fans, privatisation should, in principIe, offcr three buge
advantages.
c2) Topie introduction, an obligatory technique which upens a cuntinuation
span. It is usually preceded by topic framing (2), but in sume cases it is
not (3):
(2) (p. 57, A4) At least that is what is supposcd tu happen, but you can
always question the competence of the person whu carried out the
observation.
In uractice. what ofien happens is that a new theory is devised that is
really an extension oftheprevious theory.
(3) (p.
47, E4)If morale matters [...], then telling your forces that the “mother
uf battles” is pointless seems deadly serious stuff. So, immediatcly
thereafter, does sending your Foreign Minister tu Moscow tu test true
intcntions. Saddam Hussein appearsfinally seized of the need (o extricate
himselffrom a personal disaster. ‘[he tcmptation tu obliterate him is
naturally strung [...]
c3) Topie closure, an optiunal technique whicb pruvides an end the
current continuatiun span, thus anticipating the beginning of a transition span:
(4) (p. 63, A4) Yet it appcars that he chose tu make it evolve in a very regular
way according to certain laws. It therefore seems equally reasonable ro
suppose that titere are also laws governing Pie initial state.
It tums out tu be very difficult [...J
c4) Topie continuation, an ubligatory technique which establishes
continuation spans by explicit signals or by default:
(5) (p. 68, Al) Aecordingly, over the last few decades, many new industrial
spaces have sprung into existence un the landscape of capitalism. These
spaces are tite outcome of a twofold process... [.1
Secondary techniques, alĂ­ uf which signal transition, include asides.
digressions and interruptions, as weB as topic drift, je. a very smooth
transition combining different sequential techniques in the same sentence.
The cluse relationship between spans, strategies and techniques is evident:
continuation spans are realized by the strategies and techniques of topie
A proposal of a topic structure modelfor expository texts 227
continuity; transition spans are realized by te strategies of topic shift, and te
techniques uf topic framing, intmduction and closure. It may be argued tat
stratcgies are redundant, since topie shift and topic cuntinuity coincide with
continuation and transition spans, respectively. The model could be simplifĂ­ed
by cunsidering unly spans and techniques; thus, transition spans would
include those stretches of discourse tat cunvey framing, introduction and
closure techniques, and continuation spans would shuw techniques of topic
continuity.
‘[he techniques are indicated by a wide variety of topic signals, which
can be ruughly divided into the following kinds:
- OrthographÂĄc markers: paragraph breaks and parenteses.
- Metadisenurse ÂĄtems, such as itere, at titis point, lo sum up...
- Predietion pairs. ‘[his nution, taken from ‘[adros (1985), refers tu a
number uf discourse acts, which involve stmctural pairs of predictive and
predicted members. Certain prediction pairs can play a role in topicality, in
that te first member signals tupic framing, and te second topic introductiun;
they are classified into four types: advance labelling by anaphoric nouns,
enumerations thruugh numerals, hypotheticality pairs, and question-answer
pairs.
- Discaurse markers, such as now, titen, titerefore, titus, so, and, but...
‘[hey uften work in cumbination with other signals.
- Cohesive devices. Here are included, amung uthers, ellipsis, substitution,
pronominalization, repetition and encapsulation.
- Time framing. ‘[ense shift and tense continuity tend tu indicate topic
intruductiun and cuntinuation, respectively.
- Syntactic devices, such as sentence-initial adj uncts ~ and light tematic
structures.
Chapter 3 begins with an explanation of te basic patterns by wbich te
majur techniques folluw each oter. An interesting tuugh uncommon pattern
is that called twin transition (p. 78), which consists of a sequence uf a tupie
intruductiun fulluwed by a framing and anuter introduction instead uf a
cuntinuation, such as (6):
(6) (p. 78, JiS) When Mao was asked what he thought the effect of te French
Revulutiun was un world history, he reputedly replied: “It is tuu early tu
telí”. That is also the defence of many - and there were many - involved
in last year’s UN cunference in Rio, the Earth Summit.
Rut ix it afair defence? (t.intr.) Or was Pie summit, as many suggest, a
nine- day media exĂ­ravaganza that changed very little indeed? (t.fr.) It alĂ­
dcpcnds un where you sit. (tintr.)
‘[his chapter proceeds tu make further elaboratiuns un the tupic mudel,
among which the most impurtant is perhaps a pruposal of a hierarchy of
tupic signals: these are ordered as in the enumeration aboye, from higher tu
228 Marta Carretero
lower significance in the establishment uf sequential techniques, i.e.
urthographĂ­c markers are te most important signais, followed by metadiscourse
items, prediction pairs, discourse markers, cohesive devices, time framing and,
tu end, sentence-structure patterns.
Chapter 4 begins with an applicatiun of the model tu texts from the
English curpora. As was predictable from the two previous chapters, the
analysis sheds light un the linguistic devices that play a role un tupic
management. In certain places naturally occurring examples are cumpared
with constructed unes wit te same propositional cuntent but different topie
signals, with the result that the patterns uf sequentiality are different: for
instance, in (7) te clauses after te colon indicate topic continuation, while in
(8) te new paragraphs, together wit te numerals and te renontinalization
of te last paragraph, signal two successive shifts:
(7) (p.90, A4) A theury is a guod theury it it satisfies two Tequirements: it
must accurately describe a large class of observations un the basis of a
model that contains only a few arbitrary elements, and it must make
definite predictions about the results of future observatiuns.
(8) (constr. example) A theury is a guod theury if it satisfies two
requirements.
First, it must accurately describe a large class of observations un the basis
of a model that contains only a few arbitrary elements.
Second, a theury must make definite predictions about the results of
future observations.
The analysis makes it possible tu see te differences among texts: for
example, two of te texts analyzed, an article un nuclear power from te New
Statesman Sociezy and an extract from Stephen Hawking’s A BriefHistory of
Time, differ in that the first has sume abrupt shifts and does not always show
correspundence between te succession of transition and continuation spans
and te division into paragraphs. However, diere is no attempt tu explain the
why uf such differences: for instance, it could be argued that te abmptness
of shifts and the uccasiunal mismatches between spans and paragraphs are
due tu the less elaburate nature of journalistic texts in comparison with
academic prose. ‘[his omission 15 implicitly acknuwledged by G. himself,
when at te end of the book he suggests. as a directiun of furtber research, tu
“mov[e] from te itow perspective [...] tu te wity perspective” (p. 175).
MD’[ proceeds tu te applicatiun of te model tu the Greek corpus. ‘[he
authur states te reasons why he has chosen translations instead of texts
written originally in Greek: first, te impurtance of transĂ­ation in te Greek
sociocultural cuntext, in terms uf the number uf buoks transĂ­ated into this
language; secund, since translatiuns tend tu keep tu te original cunstructions
as far as possible, “any instance of deviations, in the sense of textual
reorganization, would have a special significance” (p. 121).
A proposal of a topic structure modelfor expository texts 229
‘[he cuntrastive analysis leads tu the following cunclusions:
a) Cuncerning techniques and strategies, there is virtually no difference
between bot languages.
b) ‘[he Greek translations attcmpt tu maintain dic sequential structurc of
the original: for example, when a sentence has tu be split into twu, sume
signal of tupic continuation is added.
c) ‘[he Greek translatiuns tend tu lay emphasis un te sequential structure
if it is considered nut tu be sufflciently explicit in the original: tis tendency
accounts for the occasiunal deviatiuns frum the original in paragraphing or in
te use of cuhesive devices.
d) The main differcnces are tu be found in linguistic devices. There are
certain areas uf convergence, such as te use uf parentheses and paragraphing,
tense cuntinuity and shift, and the significance uf cuhesive devices and
prospective lexis. ‘[here are also areas of divergence, as is the case, for
instance, of the mapping uf adversative cunjunctions ur te variation in te
type of signal chosen.
Factors b) and c) are in line with sume ubservations included in MD’[
by Blum-Kulka (1986) and Baker (1993) about transĂ­ation in general:
transĂ­atiun favours, among otiter things, explicitness and disambiguation.
At ibis puint we will proceed tu an evaluatiun uf the model. First uf ah,
it must be noted tat, due tu the great number of linguistic devices and ibe
depth wiib which ibeir role in topicality is analyzed, Chapters 2, 3 and 4 are
invaluable fur researchers un topic management as well as for students
wishing tu impruve ibe sequential organization of their writings.
l-lowever, the model also has severa! shortcomings, which are largely
due tu the following factors:
a) ‘[he absence uf topic leveis; that is, texts are viewed as sequences
of successive cuntinuatiun and transition spans, wiibout any tupic layers:
“from the perspective of the topie structure mudel there is no need for
distinguishing between paratactic and hyputactic or embedded relations
between spans” (p. 71) ‘~. The result is indeed an economical model tu
handle, as is stated in several places, but, as we will see, ibis quality has
several drawbacks.
b) ‘[he complete reliance un the itow-perspective: in uter wurds, the
model deals exclusively with furm, and considerations of cuntent are
exeluded. ‘[his factor is related tu the previous une, since the distinetiun
between global and local topics has tu do with content (ur ‘aboutncss’, as is
often stated in works un tupicality).
‘[he main negative cunsequences of these limitations are perhaps ibe
fullowing:
First, tere is no definition uf continuatiun or transitiun spans in terms uf
content, and, alibough it is easy tu knuw approximately what each cunsists
uf, the assignation of une technique or another tu given stretches is not
230 Marta Carretero
always convincing. Por instance, te analysis offered for te fullowing twu
examples could lead tu confusion:
a) ‘[he paragraph break and te last sentence in (9) are considered as a
transition span, and more concretely as an instance of tupic framing:
(9) (pSI, E3) This week-cnd in Muscow will -by arrangement - fxnd ‘[ariq
Aziz and thenew Soviet Minister gathcred [...]
Of course this may alĂ­ come to nothing.
It is true ibat the writer describes a future meeting in te first paragraph
and its possible cunsequences in the second, but there is no great subject
change, the statement abuut te consequences is short and general, and there
are also formal factors favouring te analysis as topie continuation, such as
no tense shift, modals in the two utterances and no change of referents. ‘[he
last sentence could even be analyzed as a signal of topic clusure.
b) Too is analyzed as a signal of tupic continuation in (10):
(10) (p. 65, J9) Nonethcless, even the largest and the must entcrprising firms
must recognize that there are far too many languages in the world [...]
So we must recognize, too, that [...] sume languages are more equal than
others.
The things referred tu in te twu sentences have in cummon te advisability
of their recognition, but they are nevertheless twu different things. ‘[his
interpretation of a shift is reinfurced by tree signalling devices: te paragraph
break, so and too.
In tite same line, MDT states, somewhat arbitrarily, that for example
cannot indicate topic shift (p. 91). It cuuld be argued that it can indicate a
local tupic shift, from sumething mure general tu a concrete instantiation.
Secondly, certain devices such as encapsulating nominals and discourse
markers (ant), but...), are classified as signais of topic framing or uf tupic
continuation, depending un their scope. Fur example, the following two
instances of hut in (12) and (13) are cunsidered as framing and continuation
devices, respectively:
(II) (p. 52, J7) ‘[he track authority itself could be privatised.
Rut there is une glaring gap in Mr. MacGregor’s plan.
(12) (p.52, AS) It is true that Zellig Harris had published sume papers in
1952 which had introduced the term «discourse analysis» into the
linguist’s vocabulary. Rut their main importance liad 1am not in
discoursc studies [...]
It is not easy tu see much difference between /ina in the two instances,
since in buth cases ibere is a topie shift of sume surt. Something similar
happens with examples of and and of oter cohesive devices; in sum, te
A proposal of a topic siructure modelfor expository texts 231
issue tat they can signal different techniques is not cunvincing. Had MD’[
alluwed for a topic hierarchy, aH ibese devices could be assigned tibe function
of topic framing; the higher or lower place of the new topic within the
hierarchy wuuld depend un te greater uy lesser scope of ibe devices ~. An
argument for tis view is the statement, fuund in MD’[ itself (p. 151) tat bot
local and long-range cohesive devices share the side-effect uf shurtening
identity chains; this effect is due, in alĂ­ probability, tu te change of referents
that tese cohesivedevices tend tu involve.
Thirdly, te linearity of te model does nut consider te role in topicality
of cohesive devices between non-cuntiguous spans. For instance, G. states
explicitly (p. 95) that, accurding tu the model, there is no cuhesive link
between titefirst part and te previously mentioned parts andflrst in (13):
(13) (p. 95, A4) However, the approach that most scientists follow is tu
separate the problem into two parts. First, there are the laws that telĂ­ us
how the universe changes with time. [Sentence] Second, [Sentence] Sume
people feel that sciencc should be cuncemed unly with thefirst pafl;
Fourthly, te absence of hierarchy hinders research within ibis model un
ibe differences in ibe signalling of topic shift depending un ibe importance
uf the topic. Investigation along ibis line wuuld shed light un two impurtant
points:
a) Differences in the linguistic devices used. It is predictable that
certain expressions will tend tu signal global topic shift (one otiter thing, let
me tel! you a story...), while others will be often found in local shift (a/so,
else. too...). It would also be interesting to investigate un tu what extent
tbere is a correlatiun between ibe hierarchy uf topic devices proposed here
and that uf global and local tupic levels
6
b) Quantitative differences: in alĂ­ probability, global topic transition
will nurmally be indicated by a greater number of devices tan local topic
transition.
3. THE ‘[OPIC STRUC’[URE MODEL WI’[HIN DISCOURSE
ORGANIZA’[ION
Chapter 5 explores ibe contributions of te topic strncture model tu ibe
netwurk of organizational relatiuns in discourse. Its first part is an uutline of
previous studies uf tese relations, which are elassified according tu Hjelmslev’s
(1954) model of stratification in language. Here they will be divided only into
two groups: tuse tat, hice te topic structure model, deal with form, and tose
which fucus un content. In order tu test te interactiun between tese planes,
their independence of each oter is taken as a wurking assumption.
232 Marta Carretero
Amung te relations based un furm are cuhesive patterns (Hasan 1984)
and lexical patterning (Huey 1991). Concerning those based un content,
particular emphasis is laid un te influence of genre un tupic structure; it is
noticeable that in the editorials, due tu their immediacy and interaétiveness
(which make them similar tu spuken language), te topic linguistic devices
display peculiar characteristics, in contrast tu the other curpora analyzed
here.
MD’[ aLo pays special attention to Halliday’s metafunctions: te topic
structure mudel, which belongs tu te textual domain, is vicwed as interacting
(but nut overlapping) with certain ideational relations in te way appruached
within Rheturical Structure ‘[heury (Mann and ‘[humpson 1986). Fur
example, topic shift and topic cuntinuation often correspond tu problem
signalling and interclausal matching relatiuns, respectively, and te relations
of circumstance and purpuse in RS’[ are often indicated by tupic framing
signals such as fronted adverbial clauses. G. reminds us that ideational
relations are mure varied tan sequential relations, since topic shift may have
many purposes: tu introduce or restate a prublem. tu introduce evaluation, and
su un. ‘[here is also a section un the multifunctionality of signals, which
shows how btu can have a sequential function, when it signals a transition
span, and/ur an ideational function, when it indicates an antithesis between
rhetorical segments uf te text ~.
‘[o sum up, the main idea of this chapter is that there are significant
interferences between topic as a sequential structure and many oter textual
relatiuns, but there is no complete overlap with any of these. ‘[he hypothesis
is set forth that the degree of uverlap between alĂ­ tese relatiuns could be a
measure of the success uf a text. If this is confirmed in further research, the
study of topic structure will be shown tu be crucial tu language pedagogy.
As can be inferred from this description, te approach tu oter models in
Chapter 5 is more conciliatury than that in Chapter 1, where MDT laid
emphasis un te differences tu be found amung the perspectives frum which
topicality has been studied. Both chapters coincide in tat diese perspectives
are viewed as different and as objects of separate study, but in Chapter 5 they
are also considered as compatible and cumplementary: each perspective, in its
unique way, sheds light un text organization.
Apart from this general comment, the following observations will be
made on specific points:
1) Althuugh te MDI approach deliberately fullows a itow-perspective,
leaving te why-perspective for further research, a few tentative hints of te
reasons why te different textual relations do not always overlap wuuld be
welcome. For example, a reader cuuld very well wonder why sequential units
do not always coincide wit cuntent units. In alĂ­ probability, te mismatches
between sequential units and cuntent units are due tu the lack of hierarchy in
the tupic structure model: if topics were ranked, perhaps must sequential
A proposal of a topic structure modelfor expository texts 233
units, if not alĂ­, cuuld be analyzed as content units, sume being of a higher
rank tban others. Something similar bappcns with the mismatches between
sequential units and certain topic shift signals, such as paragraphing: fur
instance, ibe beginning uf te new paragraph in (14) is considered tu bclong
tu te same continuation span as te previuus lines:
(14) (J4, pp. 107-108, 6.1 tu 7.3) [.1But this [nuclear
powerj isa technulogy
for the rich. Capital custs are high, plant sizes are big (minimum 1,000
megawatts). and it needs a large grid systems tu be economic and a
highly skilled workforce tu operate it. On the other hand, te fossil fuel
replaced is freed for useelsewhere, particularly in the third world. where
demand is likely tu grow explosively over dic next few decades.
The fuel cycle is thus very compact - fabrication burnup disposal. It
maximises te use of pruven tcchnulogy and minimises potential problems.
Despite alĂ­ this nuclear power still has a defmite image problem. [...]
A]thuugh diere is apparent continuity between te two paragraphs, due
tu the reference tu ‘fuel’, ibe first paragraph deals with the advantages and
disadvantages uf nuclear energy, including within the former ibe possible
use of te saved oil elsewhere; the secund, huwever, starts wiib a very brief
description of the advantages of fuel. Even ibough ibis descriptiun lasts only
fur two sentences, it cuuld be analyzed as a topic of a very local kind.
2) ‘[he argumentation troughout the chapter is in general convincing.
Nevertheless, une point must be noted: in the analysis uf the interferences of
the topic structure mudel wit Hoey’s (1991) lexical pattern model, aecording
tu which marginal sentences (i.e. those wit a low number of lexical bonds
with uter sentences in the text) tend tu be fuund in cuntinuation spans, G. (p.
151) states that the interrugative sentences in (15), which occur at the
beginning of a new paragrapli, are marginal sentences related to topic
continuation:
(15) (F14. Box 5.2., 3.1-3.2., p. >50) Not sure whose side we are un? Unrest
in Iraq is helpful?
Huwever, tere are two strong signais of transitiun: a new paragraph and
prospective questions (which are a kind of first member of predictiun pairs).
‘[bis stretcb, wbicb ¿s strikingly similar tu (6) in ibis review, seems tu be an
instance of twin transition. Therefore, these sentences seem tu be a
counterexample of Hoey’s claim. This makes une tink tat luw bonding may
also occur with uther signals uf topic framing, such as sentence-initial
adjuncts and uter kinds of first members of predictiun pairs. Research in ibis
direction could give way tu refinements of Huey’s model.
3) Altough ibis issue is approached rather marginally (p. 154, p. 172 in
Chapter 6), MDI relates topic structure wit te rank scale of conversational
234 Marta Carretero
structure (Sinclair and Coultard’s (1975)) in te following way: transactiuns,
like tupic structure, are primarily textual; huwever, exchanges, muyes and acts
are concerned wit ideatiunal and interpersunal considerations. ‘[his radical
divisiun of labour seems tu be far from reality: te names ibat Sinclair and
Coultard, in a more recent work (1992), give tu te subtypes of transactions,
‘ínforming’, ‘directing’ and ‘elíciting’, suggest a strung interpersonal rule;
transactions could also be shuwn tu have a certain unity of cuntent, tus not
being alien tu te ideational funetion. Muyes and acts also play a rule in te
three macrofunctions, at least in conversatiun. Conceming te textual function,
certain works (Downing et al. 1998, Neff and Carretero 1997) shuw that bot
of tem do play a role in topic management; for instance, topic intruduction is
carried out potentially via three muyes: an initiation (i.e. a proposal of a new
topie), an acknowledging response by anoter speaker, and a consolidation.
mis is illustrated in te following example frum Svartvik and Quirk’s (1980)
corpus:
(16) initiation A: 1 acquired an absolutely magnificent sewing machine
did 1 telĂ­ you about that?
response b: no
consolid. A: well, when 1 was doing freelance advertising (S. 1.3, 95-
100)
Chapter 6 contains a summary of ibe topic structure model and of ibe
ititerrelatiuns with other modeis, as well as suggestions fur applications aud
fur further research. MDI argues for the application uf the model in text
interpretatiun and in language pedagugy: the mechanisms for signalling
sequentiality, which have been the object of a deep study, are cmcial for te
understanding of a text, and therefore language students (both native and
non-native), in order tu be able tu write satisfactory texts, could advisably be
conscious uf tese mechanisms. Concerning further research, MD’[ pruposes
an impruvement of this model trough te qualitative and quantitative study
of larger curpora of different genres, as well as a study of the apparently
high extent tu which te role of sentence-initial elements is depcndent un te
signalling of topic sequential tecbniques; and, aboye alĂ­, G. claims br
an integrated descriptiun of discuurse, for further study uf the interaction of
text planes, and for analyzing texts from structural perspectives in various
ways.
On te whole, it can be stated that, even if te model propused in MDI
has the inconveniences of not considering content and of lacking a topic
hierarchy. the bouk is a very welcome contribution tu the literature un
topicality, due, aboye alĂ­, tu te guod perspective which it pruvides of the
different approaches tu ibis subject and of the relatiuns between tem, and
also tu te toughtful analysis carried out un te functiuns of a wide variety of
A proposal of a topic structure modelfor expository texts 235
topic signalling devices. Its reading will be enlightening tu researchers
engaged in topic management, whatever te orientation uf their work, as well
as tu tuse graduate ur advanced undergraduate students wishing tu improve
ibe organization of teir writings.
NOTES
t Re context of this study is the research project un Topic Management in English and
Spanish (DGICYT PB94-0256). financedby the Spanish Ministry of Education and Culture,
of which the Principal Investigator is AngelaDowning.
The reasons why Greek translatiuns have been chosen instead of original texts are
stated in Chapter 4. This review will also specify them.
2 In MDT, the examples are not numbered, but only preceded by a specification of the
text from which they have been extracted, and original new paragraphs are indicated by
nutnbers; the lines of the examples within the texts are specified. In this review the examples
will show te order (hy the numbers on the left in brackets), the MDT page and the source
text; the lines will not be specified, and new paragraplis will be indicated by beginning a new
une, as in the originals. G’sitalics and underlining will be maintained.
~ Frum the examples it can be inferred that in MDT adjuncts include what in other works
are called ‘disjuncts, ‘conjuncts’ and ‘adverbial clauses’:
(1) (p. 52, J4) Reactors were chosen and discarded [...]
For Pie ecoloeical tnovement. on tIte orher hand, nuclear power - centralised,
polluting, expensive high technology - represented everything it hated.
(2) (p.
52, J3) It commissioned Martin’s review of furesight programmes around the
world. [...]
Althoueh tIte wav ~theadtĂłr rechnolopv foresieht now seems clear. nut everything
hasgone according tu plan.
‘~ There are occasional briefallusions tu a hierarchy, such as te folluwing comment un a
stretch of text (p.98): “The thematic prugressionpattern is that of a hypertheme, which tends
tu occur within cuntinuation spans”.
la certain cases cohesive devices have no role in topicality when their scope is very
short. especially when Ă­hey function as intraclausal links, as in the following cases:
Paul is ugly but clever.
1 bought sume butter andjam.
6 The relationsliip between topic forniulating devices and topic levels in English face-to-
face conversation has been une of the major concerus of the Topic Management project
mentioned aboye. For more details see Downing et al. (1998).
‘ The status of interpersonal relatiuns in RST is far from clear, but, as MDT states (p.
163), both the topic structure model and RST can be seen tu “provide an insight into the
inuentional structure of discourse; that is, the succession of illocutionary acts of segment
purposes. As a resutt, the orchestration of topic and ideational strategies may also have an
interpersonal dimension.
Departamento dc FilologĂ­a Inglesa
Facultad dc FilologĂ­a - Edificio A
Universidad Complutense
Ciudad Universitaria
28040 Madrid
e-mail: fingĂ­ 1 @sis.ucm.es
236 Marta Carretero
REFERENCES
Baker, M. (1993). Corpus linguistics and transĂ­atiun studics. Iinplications and
applications. In Baker et al. (eds.), 233-250.
Bakcr, Nl.; Francis, O. anĂł Tognini-Bonelli, E. (eds.) (1993). Text and Technology:
In (-lonaur of John Sinclair Amsterdam ÂĄ Philadelphia: John Benjamins.
Blum-Kulka, 5. (1986). Shifts of cohesion and cuherence in transĂ­ation. In House
and Blum-Kulka (cds.), 17-35.
Chafe, W. (cd.) (1980). Tite Pear Stories: Cognitive, Cultural ant) Linguistie
Aspecrs ofNarrativa Production. Norwood, Nl: Ablex.
Coulthard, M. (cd.) (1992). Advances in Spoken Discourse Analysis. London:
Routledge.
Dik, S.C. (1989). TIte Theory of Functional Gramrnar Part 1: TIte Structure of tite
Clause. Dordrecht: Foris.
Downing, A. (1991a). An alternative approacl-t tu theme: A systemic-functional
perspective. Word42(2), 119-143.
Downing, A.; Neff, JA.; Carretero, M.; MartĂ­nez-Caro, E.; PĂ©rez de Ayala, 5.;
MarĂ­n, J. and SimĂłn, J. (1998). Signalling and structuring topic management.
Proceedings of tIte 24th L4CUS Forum. ‘[orunto: Univcrsity of ‘[oronto.
Firbas, J. (1992). Functional Sentence Perspective in Written and Spoken
Communication. Cambridge: Cambridge University Press.
Fluod, J. (ed.) (1984). Understanding Reading Comprehension. Newark, Delaware:
International Reading Association.
Files, P. H. (1983). On thc status of themc in English: Argumcnts froin discourse. In
PctĂłfi and Sbzer (eds.), 116-152.
(iivón,’[. (cd.) (1979). Syntax ant) Semantics. Vol. 12: Discourse ant) Syníax. New
York: Academic Press.
Givón,’[. (cd.) (1983). Topic Continuity in Discourse. Amsterdam: Benjamios.
Goutsos, D. (1994). Review of Firbas, J. Functional Sentence Perspective in Written
ant) Spoken Communication. Journal ofLiterary Semantics 23(2), 124-128.
Halliday, M.A.K. (1967). Notes un transitivity and theme inEnglish. Part 2. Journal
of Linguistics 3, 177-174.
Halliday, M.A.K. (1985). An Introduction to Functional Grammar. London:
Edward ArnolĂł.
1-jasan, R. (1984). Coherence and cuhesive harsnony. In Fluod, J. (cd.), pp. 181-219.
Hjclmslev, L. (1954). La stratification du langage. Word, 10(2-3), 163-188.
Hoey, M. (1991). Patterns of Lexis in Text. Oxford: Oxford University Press.
House, J. and Hlum-Kulka, 5. (eds.) (1986). Interlingual ant) Intercultural
Communication. Tubiugen, Gerrnany: Narr.
Longacre, R.E. (1976). An Anatomy of Speech Notion& Lise, The Netherlands: Peter
de Riddle.
Mann, W.C. and Thompson, SA. (1986). Relational propositions in discuurse.
Discourse Processes 9, 57-9<).
Martin, J. (1985). Factual Writing: Exploring ant) Challenging Social Realizy.
Oxford: Oxford University Press.
Mauranen, A. (1993). ‘1’heme and pruspection in written discourse. In Baker et aL
(eds.), 94-114.
A proposal ofa topic structure modelfor expository texts 237
Neff, i. and Carretero, Nl. (1997). Identifying topic management structure: a
taxonomy. Paper presented at the 24th International Systemic Functional
Cungress. York University, ‘[oronto.
PetĂłfi, J. and Stizer, E. (eds.), Micro ant) Macro Connexity of Texts. Hamburg:
Buske.
Sinclair, J. and Coulthard, Nl. (1975). Towards a» Analysis of Discourse: the
English used by Teachers ant) Pupils. London: Oxford University Press.
Sinclair, J. anĂł Cuulthard, Nl. (1992) Towards an Analysis of Discourse. In
Cuulthard, Nl. (cd.), 1-34.
Svartvik, J. and Quirk, R. (eds.) (1980). A Corpus of English Conversation. Lund:
CWK Gleerup.
Tadrus, A. (1985). Prediction in Text. Birmingham: University of Birmingham.

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A Proposal of a Topic Structure Model for Analyzing Expository Texts

  • 1. A proposal of a topic structure model for expository texts Marta CARRETERO Universidad Complutense de Madrid GOU’[SOS, Diunysis (1997). Modeling Discourse Topic: Sequential Relations and Sirategies in Expository Tan. Advances iii Discourse Processes, Vol. LIX. Norwuod, New Jersey: Ablex. ISBN 1-56750-217-2. ISBN 1-56750-218-0 (pbk.) xvi + 204 pp. t Modeiing Diseourse Topic (hencefortii MDT) presents a inudel for analyzing tupicality in expusitury texts. ‘[he model is applied tu data uf twu languages, English and Greek. MDT contains an intruductiun, six chapters, 11 pages of references, a subject index and an author index, as weB as twu appendices, uf which te first specifĂ­es te title, date, autor and number of words of te texts belunging tu ibe corpora used, and ibe second displays a cuncordance uf the beginnings of alĂ­ the paragraphs, which are ordered according tu te syntactic type of te initial element. The contents of te book can be divided into three main parts: a) Chapter 1 surveys preceding literature un topicality; b) Chapters 2, 3 and 4 deal wit te tupie structure model here proposed: Chapters 2 and 3 present theoretical issues, and Chapter 4 is an applicatiun of te model tu English and Greek texts; c) Chapter 5 views te model as pafl of te network of organizational relatiuns in discuurse. Finally. Chapter 6 sets fort te cunclusions and sume proposals fur further rcsearch. ‘[be parts mentioned earlier will be dealĂ­ widi successively in Sections 1, 2 and 3. Each sectiun will begin with a critical summary of te cuntents, fullowed by extensive general comments and more detailed observatiunsun speciflc points. Estudios Ingleses de la Universidad Complutense, 6,223-237. Madrid, 1998.
  • 2. 224 Marta Carretero 1. SURVEY OF PRECEDINO LITERA’[URE ON ‘[OPICALITY Chapter 1 is a successful uverview of how the different facets of tupic have been treated in previous research. This is in itself very meritorius, considering the wide range of literature covered. ‘[bis guod coverage, together with the clarity of expusition, makes the reading very profitable for alĂ­ researchers un topicality, especially for tose beginning their investigation. ‘[he survey starts by laying emphasis un the lack of consensus abuut what tupic actually is, and in particular un the following oppositions between diffcrent perspectives: 1) ‘[he what-perspective, which views topie as a discrete element or unit, against te how-perspective, frum which topic is seen as a structuring oc unifying frame that pervades the overalĂ­ discourse organization. 2) ‘[he unit of application: sentence topic versus discoarse topĂ­c. 3) The reference tu content or tu expressÂĄon. ‘[he autor pruceeds tu analyze previuus works un tupicality, foeusing in each case un the angle from which topic is appruached. At the end of the chapter, Goutsos (henceforth G.) sets forth a view uf these perspectives with reference tu Hjelmslev’s (1954) model uf stratification in Janguage, and advances which of them will be chosen fur tite topic structure model presented in Chapter twu: the how-perspective, discourse, and reference tu expression. Concerning the overview, the fulluwing comments cuuld be made: - ‘[o begin with, the degree uf depth is uneven: for instance, six pages appruximately are devuted tu systemic-functional studies (Halliday 1967, 1985; Fries 1983). while the literature un the syntax-discourse interface, which includes cuntiibutions by well-krxuwn authors such as tose in GivĂłn (eds., 1979, 1983), Dik (1989) and Chafe (ed., 1980), has been dealt with in a cuuple of paragraphs. - Secondly, in te description of te systemic-functional wurk, MD’[ fails tu distinguish tupic and theme, ignuring, fur instance, the well-founded suggestiun set furth in Duwning (1991) that teme and topic could advisably be considered as distinct categories which may ur may not conflate in une wurding (cf. Mauranen 1993). - Thirdly, te evaluation uf te various contributiuns is, tu ihis reviewer, somewhat biased. Those works which differ frum MD’[ in tat tey folluw ibe witat-perspective and/or chuose the sentence as te unit of applicatiun are generally undervalued. Sometimes te criticism is justified. even tough nut always original, as with Halliday’s notion of teme ur wit te prupositiunal approaches. Oter models, huwever, seem tu be ruled out wituut convincing reasuns: for instance. wurk un te syntax-discourse interface is dismissed because it “has a specifically syntactic perspective. As a result, tere is no attempt tu develop a theory of discuurse fur its own sake or tu describe
  • 3. A proposal of a topic structure modelfor expository texts 225 explicitly te relation between te twu levels”. Perhaps the autor could have specified why MD’[ has nut proceeded in this direction. Concerning Functional Sentence Perspective, even though its main exponent (Firbas 1992) has been reviewed by G. himself (1994), it is simply cunsidered “complex and difflcult tu replicate and verify”, and “not pruvid[ing] us wit an easy and unambiguous metod for te identification uf teme and rheme” (p. 10), wiibno illustrations tat might serve tu justify this claim. 2. DESCRIP’[ION AND APPLICA’[ION OF ‘[HE ‘[OPIC STRUC’[URE MODEL Chapter 2 describes the sequential relatiuns, strategies and techniques that make up the mudel, as well as the linguistic devices that signal the teehniques. ‘[he chapter starts with sume general cunsideratiuns on te view of topic as a sequential structure, fullowed by an attempt tu describe expusitury texts. With a goud critical eye. G. states that previous definitiuns, such as tose proposed in Longacre (1976) and Martin (1985), are simplistic and do not account for the variations ibat can be found wiibin this genre. He concludes then that “expositury discourse cannot be narrowly defined, but only wit a degree of arbitrariness. ‘[hus, our material invulves texts that have typical expository functions in general” (p. 39). At this point he does not specify what tese functions are, and the reader is left tu infer them from the previous definitions ur from uter sources uf knuwledge. MD’[ gues on tu describe the data used, which cunsist of the following corpora: Corpus 1 (academic): 5 extracts, from papers published in academic juurnals and from non-fictional books; Corpus 2 (journalism): 12 texts from the press; Corpus 3 (editurials): 15 editurials frum Tite Guardian covering the events in te Gulf War (1991); Corpus 4: Greek translations of 5 texis from te oter curpora. The author gives reasuns why such texts have been selected: wide- ranging autorship. different subject-matters. moderate-sized texts (i.e. short enough tu be manageable and long enuugh tu be representative and not tou simple)’. ‘[his accuunt uf te data is fullowed by an exposition of te main features of te mudel, which are te following: a) Spans: continuatiun and transitiun. ‘[exts cunsist of a regular succession of continuatiun and transition spans, that is, of “areas of local continuity or stability interrupted by arcas uf swift or abrupt ruptures that introduce turbulence or instability into te text” (p. 44). b) Strategtes: tupic shift and topic continuity; e) Techniques, which are divided into primary and secondary. The primary techniques are fuur:
  • 4. 226 Marta Carretero cl) Topicframing, an uptional technique which simultaneously indicates the ending of a continuation span and the beginning uf a transition span: (1) (p. 46. text j7) 2 In rcsonant reference tu Margaret Thatcher’s disastroes reform of local taxation, Tory politicians mutter that the bilĂ­ is a “pulĂ­ tax un wheels”. Are they right? For railway fans, privatisation should, in principIe, offcr three buge advantages. c2) Topie introduction, an obligatory technique which upens a cuntinuation span. It is usually preceded by topic framing (2), but in sume cases it is not (3): (2) (p. 57, A4) At least that is what is supposcd tu happen, but you can always question the competence of the person whu carried out the observation. In uractice. what ofien happens is that a new theory is devised that is really an extension oftheprevious theory. (3) (p. 47, E4)If morale matters [...], then telling your forces that the “mother uf battles” is pointless seems deadly serious stuff. So, immediatcly thereafter, does sending your Foreign Minister tu Moscow tu test true intcntions. Saddam Hussein appearsfinally seized of the need (o extricate himselffrom a personal disaster. ‘[he tcmptation tu obliterate him is naturally strung [...] c3) Topie closure, an optiunal technique whicb pruvides an end the current continuatiun span, thus anticipating the beginning of a transition span: (4) (p. 63, A4) Yet it appcars that he chose tu make it evolve in a very regular way according to certain laws. It therefore seems equally reasonable ro suppose that titere are also laws governing Pie initial state. It tums out tu be very difficult [...J c4) Topie continuation, an ubligatory technique which establishes continuation spans by explicit signals or by default: (5) (p. 68, Al) Aecordingly, over the last few decades, many new industrial spaces have sprung into existence un the landscape of capitalism. These spaces are tite outcome of a twofold process... [.1 Secondary techniques, alĂ­ uf which signal transition, include asides. digressions and interruptions, as weB as topic drift, je. a very smooth transition combining different sequential techniques in the same sentence. The cluse relationship between spans, strategies and techniques is evident: continuation spans are realized by the strategies and techniques of topie
  • 5. A proposal of a topic structure modelfor expository texts 227 continuity; transition spans are realized by te strategies of topic shift, and te techniques uf topic framing, intmduction and closure. It may be argued tat stratcgies are redundant, since topie shift and topic cuntinuity coincide with continuation and transition spans, respectively. The model could be simplifĂ­ed by cunsidering unly spans and techniques; thus, transition spans would include those stretches of discourse tat cunvey framing, introduction and closure techniques, and continuation spans would shuw techniques of topic continuity. ‘[he techniques are indicated by a wide variety of topic signals, which can be ruughly divided into the following kinds: - OrthographÂĄc markers: paragraph breaks and parenteses. - Metadisenurse ÂĄtems, such as itere, at titis point, lo sum up... - Predietion pairs. ‘[his nution, taken from ‘[adros (1985), refers tu a number uf discourse acts, which involve stmctural pairs of predictive and predicted members. Certain prediction pairs can play a role in topicality, in that te first member signals tupic framing, and te second topic introductiun; they are classified into four types: advance labelling by anaphoric nouns, enumerations thruugh numerals, hypotheticality pairs, and question-answer pairs. - Discaurse markers, such as now, titen, titerefore, titus, so, and, but... ‘[hey uften work in cumbination with other signals. - Cohesive devices. Here are included, amung uthers, ellipsis, substitution, pronominalization, repetition and encapsulation. - Time framing. ‘[ense shift and tense continuity tend tu indicate topic intruductiun and cuntinuation, respectively. - Syntactic devices, such as sentence-initial adj uncts ~ and light tematic structures. Chapter 3 begins with an explanation of te basic patterns by wbich te majur techniques folluw each oter. An interesting tuugh uncommon pattern is that called twin transition (p. 78), which consists of a sequence uf a tupie intruductiun fulluwed by a framing and anuter introduction instead uf a cuntinuation, such as (6): (6) (p. 78, JiS) When Mao was asked what he thought the effect of te French Revulutiun was un world history, he reputedly replied: “It is tuu early tu telí”. That is also the defence of many - and there were many - involved in last year’s UN cunference in Rio, the Earth Summit. Rut ix it afair defence? (t.intr.) Or was Pie summit, as many suggest, a nine- day media exĂ­ravaganza that changed very little indeed? (t.fr.) It alĂ­ dcpcnds un where you sit. (tintr.) ‘[his chapter proceeds tu make further elaboratiuns un the tupic mudel, among which the most impurtant is perhaps a pruposal of a hierarchy of tupic signals: these are ordered as in the enumeration aboye, from higher tu
  • 6. 228 Marta Carretero lower significance in the establishment uf sequential techniques, i.e. urthographĂ­c markers are te most important signais, followed by metadiscourse items, prediction pairs, discourse markers, cohesive devices, time framing and, tu end, sentence-structure patterns. Chapter 4 begins with an applicatiun of the model tu texts from the English curpora. As was predictable from the two previous chapters, the analysis sheds light un the linguistic devices that play a role un tupic management. In certain places naturally occurring examples are cumpared with constructed unes wit te same propositional cuntent but different topie signals, with the result that the patterns uf sequentiality are different: for instance, in (7) te clauses after te colon indicate topic continuation, while in (8) te new paragraphs, together wit te numerals and te renontinalization of te last paragraph, signal two successive shifts: (7) (p.90, A4) A theury is a guod theury it it satisfies two Tequirements: it must accurately describe a large class of observations un the basis of a model that contains only a few arbitrary elements, and it must make definite predictions about the results of future observatiuns. (8) (constr. example) A theury is a guod theury if it satisfies two requirements. First, it must accurately describe a large class of observations un the basis of a model that contains only a few arbitrary elements. Second, a theury must make definite predictions about the results of future observations. The analysis makes it possible tu see te differences among texts: for example, two of te texts analyzed, an article un nuclear power from te New Statesman Sociezy and an extract from Stephen Hawking’s A BriefHistory of Time, differ in that the first has sume abrupt shifts and does not always show correspundence between te succession of transition and continuation spans and te division into paragraphs. However, diere is no attempt tu explain the why uf such differences: for instance, it could be argued that te abmptness of shifts and the uccasiunal mismatches between spans and paragraphs are due tu the less elaburate nature of journalistic texts in comparison with academic prose. ‘[his omission 15 implicitly acknuwledged by G. himself, when at te end of the book he suggests. as a directiun of furtber research, tu “mov[e] from te itow perspective [...] tu te wity perspective” (p. 175). MD’[ proceeds tu te applicatiun of te model tu the Greek corpus. ‘[he authur states te reasons why he has chosen translations instead of texts written originally in Greek: first, te impurtance of transĂ­ation in te Greek sociocultural cuntext, in terms uf the number uf buoks transĂ­ated into this language; secund, since translatiuns tend tu keep tu te original cunstructions as far as possible, “any instance of deviations, in the sense of textual reorganization, would have a special significance” (p. 121).
  • 7. A proposal of a topic structure modelfor expository texts 229 ‘[he cuntrastive analysis leads tu the following cunclusions: a) Cuncerning techniques and strategies, there is virtually no difference between bot languages. b) ‘[he Greek translations attcmpt tu maintain dic sequential structurc of the original: for example, when a sentence has tu be split into twu, sume signal of tupic continuation is added. c) ‘[he Greek translatiuns tend tu lay emphasis un te sequential structure if it is considered nut tu be sufflciently explicit in the original: tis tendency accounts for the occasiunal deviatiuns frum the original in paragraphing or in te use of cuhesive devices. d) The main differcnces are tu be found in linguistic devices. There are certain areas uf convergence, such as te use uf parentheses and paragraphing, tense cuntinuity and shift, and the significance uf cuhesive devices and prospective lexis. ‘[here are also areas of divergence, as is the case, for instance, of the mapping uf adversative cunjunctions ur te variation in te type of signal chosen. Factors b) and c) are in line with sume ubservations included in MD’[ by Blum-Kulka (1986) and Baker (1993) about transĂ­ation in general: transĂ­atiun favours, among otiter things, explicitness and disambiguation. At ibis puint we will proceed tu an evaluatiun uf the model. First uf ah, it must be noted tat, due tu the great number of linguistic devices and ibe depth wiib which ibeir role in topicality is analyzed, Chapters 2, 3 and 4 are invaluable fur researchers un topic management as well as for students wishing tu impruve ibe sequential organization of their writings. l-lowever, the model also has severa! shortcomings, which are largely due tu the following factors: a) ‘[he absence uf topic leveis; that is, texts are viewed as sequences of successive cuntinuatiun and transition spans, wiibout any tupic layers: “from the perspective of the topie structure mudel there is no need for distinguishing between paratactic and hyputactic or embedded relations between spans” (p. 71) ‘~. The result is indeed an economical model tu handle, as is stated in several places, but, as we will see, ibis quality has several drawbacks. b) ‘[he complete reliance un the itow-perspective: in uter wurds, the model deals exclusively with furm, and considerations of cuntent are exeluded. ‘[his factor is related tu the previous une, since the distinetiun between global and local topics has tu do with content (ur ‘aboutncss’, as is often stated in works un tupicality). ‘[he main negative cunsequences of these limitations are perhaps ibe fullowing: First, tere is no definition uf continuatiun or transitiun spans in terms uf content, and, alibough it is easy tu knuw approximately what each cunsists uf, the assignation of une technique or another tu given stretches is not
  • 8. 230 Marta Carretero always convincing. Por instance, te analysis offered for te fullowing twu examples could lead tu confusion: a) ‘[he paragraph break and te last sentence in (9) are considered as a transition span, and more concretely as an instance of tupic framing: (9) (pSI, E3) This week-cnd in Muscow will -by arrangement - fxnd ‘[ariq Aziz and thenew Soviet Minister gathcred [...] Of course this may alĂ­ come to nothing. It is true ibat the writer describes a future meeting in te first paragraph and its possible cunsequences in the second, but there is no great subject change, the statement abuut te consequences is short and general, and there are also formal factors favouring te analysis as topie continuation, such as no tense shift, modals in the two utterances and no change of referents. ‘[he last sentence could even be analyzed as a signal of topic clusure. b) Too is analyzed as a signal of tupic continuation in (10): (10) (p. 65, J9) Nonethcless, even the largest and the must entcrprising firms must recognize that there are far too many languages in the world [...] So we must recognize, too, that [...] sume languages are more equal than others. The things referred tu in te twu sentences have in cummon te advisability of their recognition, but they are nevertheless twu different things. ‘[his interpretation of a shift is reinfurced by tree signalling devices: te paragraph break, so and too. In tite same line, MDT states, somewhat arbitrarily, that for example cannot indicate topic shift (p. 91). It cuuld be argued that it can indicate a local tupic shift, from sumething mure general tu a concrete instantiation. Secondly, certain devices such as encapsulating nominals and discourse markers (ant), but...), are classified as signais of topic framing or uf tupic continuation, depending un their scope. Fur example, the following two instances of hut in (12) and (13) are cunsidered as framing and continuation devices, respectively: (II) (p. 52, J7) ‘[he track authority itself could be privatised. Rut there is une glaring gap in Mr. MacGregor’s plan. (12) (p.52, AS) It is true that Zellig Harris had published sume papers in 1952 which had introduced the term «discourse analysis» into the linguist’s vocabulary. Rut their main importance liad 1am not in discoursc studies [...] It is not easy tu see much difference between /ina in the two instances, since in buth cases ibere is a topie shift of sume surt. Something similar happens with examples of and and of oter cohesive devices; in sum, te
  • 9. A proposal of a topic siructure modelfor expository texts 231 issue tat they can signal different techniques is not cunvincing. Had MD’[ alluwed for a topic hierarchy, aH ibese devices could be assigned tibe function of topic framing; the higher or lower place of the new topic within the hierarchy wuuld depend un te greater uy lesser scope of ibe devices ~. An argument for tis view is the statement, fuund in MD’[ itself (p. 151) tat bot local and long-range cohesive devices share the side-effect uf shurtening identity chains; this effect is due, in alĂ­ probability, tu te change of referents that tese cohesivedevices tend tu involve. Thirdly, te linearity of te model does nut consider te role in topicality of cohesive devices between non-cuntiguous spans. For instance, G. states explicitly (p. 95) that, accurding tu the model, there is no cuhesive link between titefirst part and te previously mentioned parts andflrst in (13): (13) (p. 95, A4) However, the approach that most scientists follow is tu separate the problem into two parts. First, there are the laws that telĂ­ us how the universe changes with time. [Sentence] Second, [Sentence] Sume people feel that sciencc should be cuncemed unly with thefirst pafl; Fourthly, te absence of hierarchy hinders research within ibis model un ibe differences in ibe signalling of topic shift depending un ibe importance uf the topic. Investigation along ibis line wuuld shed light un two impurtant points: a) Differences in the linguistic devices used. It is predictable that certain expressions will tend tu signal global topic shift (one otiter thing, let me tel! you a story...), while others will be often found in local shift (a/so, else. too...). It would also be interesting to investigate un tu what extent tbere is a correlatiun between ibe hierarchy uf topic devices proposed here and that uf global and local tupic levels 6 b) Quantitative differences: in alĂ­ probability, global topic transition will nurmally be indicated by a greater number of devices tan local topic transition. 3. THE ‘[OPIC STRUC’[URE MODEL WI’[HIN DISCOURSE ORGANIZA’[ION Chapter 5 explores ibe contributions of te topic strncture model tu ibe netwurk of organizational relatiuns in discourse. Its first part is an uutline of previous studies uf tese relations, which are elassified according tu Hjelmslev’s (1954) model of stratification in language. Here they will be divided only into two groups: tuse tat, hice te topic structure model, deal with form, and tose which fucus un content. In order tu test te interactiun between tese planes, their independence of each oter is taken as a wurking assumption.
  • 10. 232 Marta Carretero Amung te relations based un furm are cuhesive patterns (Hasan 1984) and lexical patterning (Huey 1991). Concerning those based un content, particular emphasis is laid un te influence of genre un tupic structure; it is noticeable that in the editorials, due tu their immediacy and interaĂ©tiveness (which make them similar tu spuken language), te topic linguistic devices display peculiar characteristics, in contrast tu the other curpora analyzed here. MD’[ aLo pays special attention to Halliday’s metafunctions: te topic structure mudel, which belongs tu te textual domain, is vicwed as interacting (but nut overlapping) with certain ideational relations in te way appruached within Rheturical Structure ‘[heury (Mann and ‘[humpson 1986). Fur example, topic shift and topic cuntinuation often correspond tu problem signalling and interclausal matching relatiuns, respectively, and te relations of circumstance and purpuse in RS’[ are often indicated by tupic framing signals such as fronted adverbial clauses. G. reminds us that ideational relations are mure varied tan sequential relations, since topic shift may have many purposes: tu introduce or restate a prublem. tu introduce evaluation, and su un. ‘[here is also a section un the multifunctionality of signals, which shows how btu can have a sequential function, when it signals a transition span, and/ur an ideational function, when it indicates an antithesis between rhetorical segments uf te text ~. ‘[o sum up, the main idea of this chapter is that there are significant interferences between topic as a sequential structure and many oter textual relatiuns, but there is no complete overlap with any of these. ‘[he hypothesis is set forth that the degree of uverlap between alĂ­ tese relatiuns could be a measure of the success uf a text. If this is confirmed in further research, the study of topic structure will be shown tu be crucial tu language pedagogy. As can be inferred from this description, te approach tu oter models in Chapter 5 is more conciliatury than that in Chapter 1, where MDT laid emphasis un te differences tu be found amung the perspectives frum which topicality has been studied. Both chapters coincide in tat diese perspectives are viewed as different and as objects of separate study, but in Chapter 5 they are also considered as compatible and cumplementary: each perspective, in its unique way, sheds light un text organization. Apart from this general comment, the following observations will be made on specific points: 1) Althuugh te MDI approach deliberately fullows a itow-perspective, leaving te why-perspective for further research, a few tentative hints of te reasons why te different textual relations do not always overlap wuuld be welcome. For example, a reader cuuld very well wonder why sequential units do not always coincide wit cuntent units. In alĂ­ probability, te mismatches between sequential units and cuntent units are due tu the lack of hierarchy in the tupic structure model: if topics were ranked, perhaps must sequential
  • 11. A proposal of a topic structure modelfor expository texts 233 units, if not alĂ­, cuuld be analyzed as content units, sume being of a higher rank tban others. Something similar bappcns with the mismatches between sequential units and certain topic shift signals, such as paragraphing: fur instance, ibe beginning uf te new paragraph in (14) is considered tu bclong tu te same continuation span as te previuus lines: (14) (J4, pp. 107-108, 6.1 tu 7.3) [.1But this [nuclear powerj isa technulogy for the rich. Capital custs are high, plant sizes are big (minimum 1,000 megawatts). and it needs a large grid systems tu be economic and a highly skilled workforce tu operate it. On the other hand, te fossil fuel replaced is freed for useelsewhere, particularly in the third world. where demand is likely tu grow explosively over dic next few decades. The fuel cycle is thus very compact - fabrication burnup disposal. It maximises te use of pruven tcchnulogy and minimises potential problems. Despite alĂ­ this nuclear power still has a defmite image problem. [...] A]thuugh diere is apparent continuity between te two paragraphs, due tu the reference tu ‘fuel’, ibe first paragraph deals with the advantages and disadvantages uf nuclear energy, including within the former ibe possible use of te saved oil elsewhere; the secund, huwever, starts wiib a very brief description of the advantages of fuel. Even ibough ibis descriptiun lasts only fur two sentences, it cuuld be analyzed as a topic of a very local kind. 2) ‘[he argumentation troughout the chapter is in general convincing. Nevertheless, une point must be noted: in the analysis uf the interferences of the topic structure mudel wit Hoey’s (1991) lexical pattern model, aecording tu which marginal sentences (i.e. those wit a low number of lexical bonds with uter sentences in the text) tend tu be fuund in cuntinuation spans, G. (p. 151) states that the interrugative sentences in (15), which occur at the beginning of a new paragrapli, are marginal sentences related to topic continuation: (15) (F14. Box 5.2., 3.1-3.2., p. >50) Not sure whose side we are un? Unrest in Iraq is helpful? Huwever, tere are two strong signais of transitiun: a new paragraph and prospective questions (which are a kind of first member of predictiun pairs). ‘[bis stretcb, wbicb Âżs strikingly similar tu (6) in ibis review, seems tu be an instance of twin transition. Therefore, these sentences seem tu be a counterexample of Hoey’s claim. This makes une tink tat luw bonding may also occur with uther signals uf topic framing, such as sentence-initial adjuncts and uter kinds of first members of predictiun pairs. Research in ibis direction could give way tu refinements of Huey’s model. 3) Altough ibis issue is approached rather marginally (p. 154, p. 172 in Chapter 6), MDI relates topic structure wit te rank scale of conversational
  • 12. 234 Marta Carretero structure (Sinclair and Coultard’s (1975)) in te following way: transactiuns, like tupic structure, are primarily textual; huwever, exchanges, muyes and acts are concerned wit ideatiunal and interpersunal considerations. ‘[his radical divisiun of labour seems tu be far from reality: te names ibat Sinclair and Coultard, in a more recent work (1992), give tu te subtypes of transactions, ‘ínforming’, ‘directing’ and ‘elĂ­citing’, suggest a strung interpersonal rule; transactions could also be shuwn tu have a certain unity of cuntent, tus not being alien tu te ideational funetion. Muyes and acts also play a rule in te three macrofunctions, at least in conversatiun. Conceming te textual function, certain works (Downing et al. 1998, Neff and Carretero 1997) shuw that bot of tem do play a role in topic management; for instance, topic intruduction is carried out potentially via three muyes: an initiation (i.e. a proposal of a new topie), an acknowledging response by anoter speaker, and a consolidation. mis is illustrated in te following example frum Svartvik and Quirk’s (1980) corpus: (16) initiation A: 1 acquired an absolutely magnificent sewing machine did 1 telĂ­ you about that? response b: no consolid. A: well, when 1 was doing freelance advertising (S. 1.3, 95- 100) Chapter 6 contains a summary of ibe topic structure model and of ibe ititerrelatiuns with other modeis, as well as suggestions fur applications aud fur further research. MDI argues for the application uf the model in text interpretatiun and in language pedagugy: the mechanisms for signalling sequentiality, which have been the object of a deep study, are cmcial for te understanding of a text, and therefore language students (both native and non-native), in order tu be able tu write satisfactory texts, could advisably be conscious uf tese mechanisms. Concerning further research, MD’[ pruposes an impruvement of this model trough te qualitative and quantitative study of larger curpora of different genres, as well as a study of the apparently high extent tu which te role of sentence-initial elements is depcndent un te signalling of topic sequential tecbniques; and, aboye alĂ­, G. claims br an integrated descriptiun of discuurse, for further study uf the interaction of text planes, and for analyzing texts from structural perspectives in various ways. On te whole, it can be stated that, even if te model propused in MDI has the inconveniences of not considering content and of lacking a topic hierarchy. the bouk is a very welcome contribution tu the literature un topicality, due, aboye alĂ­, tu te guod perspective which it pruvides of the different approaches tu ibis subject and of the relatiuns between tem, and also tu te toughtful analysis carried out un te functiuns of a wide variety of
  • 13. A proposal of a topic structure modelfor expository texts 235 topic signalling devices. Its reading will be enlightening tu researchers engaged in topic management, whatever te orientation uf their work, as well as tu tuse graduate ur advanced undergraduate students wishing tu improve ibe organization of teir writings. NOTES t Re context of this study is the research project un Topic Management in English and Spanish (DGICYT PB94-0256). financedby the Spanish Ministry of Education and Culture, of which the Principal Investigator is AngelaDowning. The reasons why Greek translatiuns have been chosen instead of original texts are stated in Chapter 4. This review will also specify them. 2 In MDT, the examples are not numbered, but only preceded by a specification of the text from which they have been extracted, and original new paragraphs are indicated by nutnbers; the lines of the examples within the texts are specified. In this review the examples will show te order (hy the numbers on the left in brackets), the MDT page and the source text; the lines will not be specified, and new paragraplis will be indicated by beginning a new une, as in the originals. G’sitalics and underlining will be maintained. ~ Frum the examples it can be inferred that in MDT adjuncts include what in other works are called ‘disjuncts, ‘conjuncts’ and ‘adverbial clauses’: (1) (p. 52, J4) Reactors were chosen and discarded [...] For Pie ecoloeical tnovement. on tIte orher hand, nuclear power - centralised, polluting, expensive high technology - represented everything it hated. (2) (p. 52, J3) It commissioned Martin’s review of furesight programmes around the world. [...] Althoueh tIte wav ~theadtĂłr rechnolopv foresieht now seems clear. nut everything hasgone according tu plan. ‘~ There are occasional briefallusions tu a hierarchy, such as te folluwing comment un a stretch of text (p.98): “The thematic prugressionpattern is that of a hypertheme, which tends tu occur within cuntinuation spans”. la certain cases cohesive devices have no role in topicality when their scope is very short. especially when Ă­hey function as intraclausal links, as in the following cases: Paul is ugly but clever. 1 bought sume butter andjam. 6 The relationsliip between topic forniulating devices and topic levels in English face-to- face conversation has been une of the major concerus of the Topic Management project mentioned aboye. For more details see Downing et al. (1998). ‘ The status of interpersonal relatiuns in RST is far from clear, but, as MDT states (p. 163), both the topic structure model and RST can be seen tu “provide an insight into the inuentional structure of discourse; that is, the succession of illocutionary acts of segment purposes. As a resutt, the orchestration of topic and ideational strategies may also have an interpersonal dimension. Departamento dc FilologĂ­a Inglesa Facultad dc FilologĂ­a - Edificio A Universidad Complutense Ciudad Universitaria 28040 Madrid e-mail: fingĂ­ 1 @sis.ucm.es
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