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Approaches in High Impedance Fault Detection - A Chronological Review
Article in Advances in Electrical and Computer Engineering · August 2010
DOI: 10.4316/aece.2010.03019 · Source: DOAJ
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
Approaches in High Impedance Fault Detection
A Chronological Review
M. SEDIGHIZADEH1,2
, A. REZAZADEH2
, Nagy I. ELKALASHY3
1
Faculty of Engineering and Technology, Imam Khomeini International University, Qazvin, Iran
2
Faculty of Electrical and Computer Engineering, Shahid Beheshti University, G. C., Evin
1983963113, Tehran, Iran
3
Department of Electrical Engineering, Helsinki University of Technology (TKK), PO Box 3000, FI-
02015 TKK, Finland
E-mail: m_sedighi@sbu.ac.ir
Abstract— This paper reviews the major contributions to the
high impedance fault (HIF) detection field throughout a 48-
year period, from 1960 up to 2008, from classic approaches to
heuristic algorithms. After surveying around 225 papers in the
field, the amount of existing works for each method is
identified and classified. The paper concludes with
comparative tables and graphs demonstrating the frequency of
each high impedance fault detection methods, and so it can be
used as a guideline for researchers in this field.
Index Terms— Chronological, Classic, Detection, High
Impedance Fault, Heuristic
I. INTRODUCTION
A high impedance fault results either from high
impedance fault object or when a primary circuit conductor
makes an unwanted electrical contact, which restricts the
flow of current below the detection level of the protective
devices. High impedance faults often occur when a
conductor breaks and falls to the ground. Such a situation
leaves an energized conductor at ground level, creating a
public hazard, and any unsafe condition is of concern to
utilities. For this reason, the detection of high impedance
faults (HIF) in electric distribution systems has been the
subject of intense interest over the history of utility systems.
When a HIF occurs, the sparks are usually created between
downed conductor and contact surface and the conductor is
bouncing until the protection system remove the faulted
system from the energy source. It causes to increase the
public hazard. Fig 1 shows a typical high impedance fault on
the wet grass ground.
Figure 1. A typical high impedance fault on the wet grass ground
[212]
The limitations of conventional protection are clear. As an
example, a utility may set phase relays at 960 A and ground
relays at 480 A. The smallest fuse size may be 40 A, but in
many locations, 100 A fuses are used. When a high
impedance fault with a typical current of 10-50 A occurs, it
is likely that conventional protection will not operate [53].
Reference [3] explains that over current devices fail to
operate in 32% of such faults. Table 1 provides typical fault
currents on different surfaces [110].
TABLE I. TYPICAL FAULT CURRENTS ON VARIOUS SURFACES
Surface Current (A)
Dry asphalt or sand 0
Wet sand 15
Dry soil 20
Dry grass 25
Wet soil 40
Wet grass 50
Reinforced concrete 75
II. NATURE OF HIF AND MODELING AND GENERAL
CONSIDERATION
A. Nature
The nature and extent of the high impedance fault
problem has been well-documented [8, 52, 57, 67, 84, 118,
and 145]. The HIFs are generally difficult for conventional
over current protection devices to detect in view of the fact
that they have high impedance at the fault point and do not
cause an excessive change of current in the feeder affected.
This fault has special nature such as low currents and the
associated arcs. These arcs are created as a result of air gaps
due to the poor contact made with the earth or with the
earthed object. Such arcs provide asymmetry in the
waveforms and generate low and high frequencies. While it
is likely that only a few percentages of all faults are high
impedance faults, it is estimated that one-third to one-half of
downed conductor faults are high impedance faults. These
estimates are based on discussions with line crews and
reflect those faults which do not involve a grounded
conductor or grounded object. Regarding that HIF has a low
current, so the conventional protection system could no
detect it and thus, the researchers realized that the methods
based on the magnitude of fault current did not success to
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Digital Object Identifier 10.4316/AECE.2010.03019
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
Figure 2. Taxonomy of HIF Detection Algorithms
detect HIF and the approaches based on the characteristics
of fault current had to be proposed. Therefore, the
researchers at Texas A&M University as well as other
researchers studied the nature and characteristics of high
impedance and arcing faults in electrical systems [4, 6, 20,
55, and 138].
A. Modeling
A number of authors introduced models to simulate the HIF
that could analyze the behavior of these faults [2,113]. In
reference [1], a model describing the phenomenon using a
spark gap is developed. In [3] a model is proposed for HIF
based on the spark gap model. Reference [75] describes a
computer model developed to compute the effects of
harmonics generated by high-impedance faults. Reference
[141] explains the historical evolution of arc modeling for
HIF. In [157] a model was introduced for HIF utilizing two
series time varying resistances. Another model is presented
in [192] which include two DC voltage sources representing
the arcing voltage of air in soil and/or between trees and the
distribution line. In [60], the authors suggest two DC
sources connected anti-parallel to two diodes to simulate
zero periods of arcing and asymmetry. In [219], a HIF
model based on a time-varied earth resistance in series with
a dynamic arc resistance is proposed. In [203], a high
impedance arcing fault due to a leaning tree in medium
voltage (MV) networks is modeled. The fault is represented
in two parts: an arc model; and a high resistance. The arc is
generated by a leaning tree towards the network conductor
and the tree resistance limits the fault current.
B. General considerations
By analyzing of HIF characteristics, it can be seen that
the HIF frequency spectrum is very similar to capacitor
switching and other events in distribution systems. Thus,
this problem sophisticates the detection of HIF from other
events [11, 72]. Many researchers have reviewed and
documented the methods to detect of HIF [154,166] and
others [81,216] have denoted the challenges to improve the
safety of detecting these faults. In [19], several complex
technical, legal, economical, and operational problems
involved in high impedance fault detection are discussed.
Reference [110] discusses technical as well as non-technical
issues associated with applying high impedance fault
detectors. Besides, there is not a single method to
completely solve the problem of HIF identification [121].
In the following sections, various approaches for HIF
detection are reviewed and in the conclusions, these
algorithms are compared. The taxonomy of these algorithms
is shown in Fig. 2. This figure declares that the HIF
detection methods are either depending on classically
extracting the features or based on intelligently decisive
tools.
III. HIF FEATURES USED IN DETECTION APPROACHES
A. Magnitude of Phase or Natural Fault Current and
Voltage
There were approaches presented based on the magnitude
of phase or natural fault current measurement [80,132] and
as the HIF has a little current, these algorithms frequently
failed to detect the fault. Founded on these approaches, the
authors in [9] proposed a proportional relaying algorithm
and introduced a new electromechanical relay. The
unbalancing in phases currents in fault duration was a
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
criterion applied to detect the HIF. According to such
criterion, in [12,15,21,33], the ratio ground relaying (RGR)
algorithm and in [16,128], other schemes appropriate for
electromechanical relays were presented. In [135], a
comparison was performed between a ratio ground relay and
a proportional relay. The proposed algorithm in [144] was
based on the change of the neutral voltage and zero-
sequence currents. In [153], an algorithm consisting of
monitoring the shunt resistance of each feeder derived from
substation was considered as a tool to detect the high
impedance fault. In [164], a modified directional earth fault
relay was suggested to identify HIF. The differences
between HIF detection for ungrounded systems and multi-
grounded systems are expressed in [204] and next, a method
based on the system fundamental frequency component of
residual current and voltage was proposed to determine HIF.
In [172], another protection scheme based on active power
variation was developed, and a dissipation factor (DF)-based
criterion was proposed to identify load switching operation.
This method was implemented by cross-correlation analysis
between phase voltage and residual current in single-phase
network. Reference [173] proposed the algorithm which
calculated the influence of feeder admittance unbalancing in
neutral voltage in order to detect the HIF.
As aforementioned, current waveforms of the HIF is
contaminated by low and high order harmonics and sub-
harmonics which are used as indexes to detect these faults.
To extract the noted low and high components from fault
current waveforms, several authors have used the
approaches based on signal processing schemes as follows:
B. Low Order Harmonics, Sub-harmonics and Low
Frequency Spectrum
The vast frequency spectrum can be derived via analyzing
the HIF current [73, 95,171]. In this subsection, the HIF
features supporting its detection are explained. They are
based on the variation of one or more characterizing or non-
characterizing harmonics fault current signal. Also using 3rd
harmonic voltage and current changes, relay performance
similar to a conventional 60Hz directional impedance relay
was attained for fault currents detection [61]. In [10], the
third harmonic current relaying algorithm and in [14], a
more sophisticated technique that involved finding a Chi-
squared test statistic using 60 Hz sequence components and
harmonics were suggested to detect HIF. In [160], the
authors proposed a method based on negative sequence
current. An algorithm based on the symmetric components
was proposed to detect and identify the balance condition of
the system during the fault [165]. Next, other ideas such as
using the information contained in the low frequency
spectral behavior in terms of both magnitude and phase
[23,149], increasing frequency components near to 60 Hz
[28], focusing on the low order harmonic current in order to
obtain the features to distinguish arcing faults from
switching events [29, 36, 45, 46, 60, 66], and detection
method using even order harmonics [27, 30] were proposed.
The technique presented in [25, 26] monitors the
unbalancing in the fundamental, third, and fifth harmonic
feeder currents at the substation and performs a statistical
evaluation of the present unbalancing relative to past levels
of it. References [49, 62, 71] introduced three criteria of an
even order power, an even order ratio, and an even order
incremental variance criterion for the fault detection. Energy
variance criteria determination and threshold tuning scheme
for high impedance fault detection were explained in [143]
and self-tuning of fault detection threshold was described in
[133]. In [69], a relay was explained based on second order
harmonic current algorithm. An adaptive detection method
founded on low order harmonics and harmonic ratio
characteristics was described [100]. In [34, 35], an algorithm
was proposed regarding to the increase in the energy level
(off harmonics) and the degree of randomness associated
with arcing HIF. In [44], a combined algorithm was
presented, which consists of five sub-algorithms including:
Energy, Randomness, Arcing phase signature, Spectral
analysis, and Load analysis algorithm. In [32], a comparison
among four high impedance fault detection algorithms was
made, namely the proportional relaying algorithm, the ratio
ground relaying algorithm, the second order harmonic
current relaying algorithm, and the third order harmonic
current relaying algorithm. In [5], a communication link
relaying algorithm is explained as the sub-harmonic relaying
algorithm. In [98], the authors have proposed a new adaptive
algorithm with using harmonic characteristics of HIF. A
multiple algorithm based mainly on energy, randomness,
and inter-harmonics was presented in [104]. In [114], a
scheme was developed based on a concept of quasi-static
ripple harmonics and sub/super harmonic frequencies. In
[151], energy content of even, odd, and in-between
harmonics is utilized as a criterion to detect the HIF. In
[222], the authors have used fault features ranging from
transient high frequency harmonic distortion to fundamental
intermittent in order to determine the HIF. The use of sub
harmonic oscillation and harmonic distortion was
investigated in [161] as a means of anticipating of HIFs. The
high impedance fault detection system reported in
[178,179,188,212] was based on algorithms that use all
harmonic and non-harmonic current components in all of the
3-phases and ground.
C. High Frequency Spectrum
The HIF causes the creation of high frequency
components in current signals. So, one of the criteria to
detect the HIF was localizing the high frequency energy
level in current signals. Naturally, normal events such as
capacitor switching cause the high frequency energy level to
increase similar to HIF. Regarding that energy level
increasing in HIF has random nature, thus to solve such a
problem, other criteria named randomness criteria were
defined. Some researchers [11, 13, 18, 50, and 99] have
employed one or two of above mentioned criteria to detect
the HIF. The monitored system impedance was affected by
high frequency components in current signal. Therefore in
[7], the HIF was detected by high frequency impedance
monitoring. Reference [39] presented a novel algorithm
based on random behavior of HIF. The reference [119]
described a conventional detection technique that compared
energy values of load currents to preset thresholds in order
to detect an arcing fault on a power line. In [68], the authors
describe an identification approach involving low frequency,
high frequency, and inter harmonic parts for detecting HIF.
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
In [86], design and implementation of an inexpensive
prototype fault detector on the Seattle City light street
network was described based on the algorithm mentioned in
[11]. In [207], an operational algorithm solved the problem
of determining the HIF from other events was proposed. The
discrimination was based on the magnitude, randomness,
and steadiness of harmonic energy content of the current
waveform.
IV. HIF FEATURE EXTRACTORS
As it can be concluded in previous section, HIFs are
accompanied by variations in the 60 Hz and harmonic
components. However, these variations are not stationary
and time varying in nature due to the dynamics of arc faults.
Therefore, approaches that accounts for the time varying
nature of the fundamental and harmonic components using
feature extractors such as Kalman filtering, wavelet
transform, chaos and fractal theorem, and other techniques
to recognize the pattern of fault current signals are
convenience to identify the HIF. These algorithms are
classified as follows:
A. Algorithms Based on Kalman Filtering and Pattern
Recognition
In Reference [42] the authors briefly discussed high
impedance faults, current and voltage patterns, and arcing
faults analysis and introduced a protection scheme based on
microprocessor to correctly discriminate between normal
and high impedance fault conditions. In [56, 87], techniques
were proposed for detecting high impedance faults using
signal processing and pattern recognition methods. In [148],
the scheme was based on graphical image feature extraction
of diagnostic feature vector carrying information about the
fault types. In [82,103], the authors presented a technique
for high impedance fault detection. The method comprised
of injecting an Impulsive signal in the feeder and monitoring
its response. HIFs were identified by comparing the current
pattern in normal condition and under fault condition. In
methodology developed in [209], instead of injecting current
through the neutral grounding, a voltage of certain
frequency was superposed in the bus.
An approach based on Kalman filtering theory for
obtaining the best estimation for time variation of the
fundamentals and harmonic components was suggested in
[58]. Time variation of fundamental and low order harmonic
components contributed to detection of high impedance
faults.
B. Algorithms Based on Fractal Theorem
Analysis of HIFs using fractal techniques was suggested
in [112]. The detection using the combination of neural
network and chaotic degree was presented by [131].
C. Algorithms Based on Wavelet Transform
In [127], application of continues wavelet transform to
detect HIF was introduced. Reference [129] presented a
detection using wavelet analysis filter banks method where a
sophisticated TACS switch which controls the open/closed
loop of a HIF in order to introduce Nonlinearity and
asymmetry and then, HIF is detected using wavelet analysis
filter banks method. The authors in [130] utilized discrete
wavelet transform for HIF detection. In [134], a wavelet
analysis filter bank was presented to identify the HIF.
Reference [142] uses multi-resolution analysis based on
Morlet wavelet transform approach to detect the HIF. In
[162], a technique was proposed using an absolute sum
value of coefficients in multi-resolution signal
decomposition (MSD) founded on the discrete wavelet
transform (DWT). In [163], the wavelet transform was
applied to filter out some frequency bands of harmonics
from residual current and line current. Then, the root mean
square (RMS) value of these harmonics were directly
calculated using their wavelet coefficients and the fault was
identified from disturbance by the RMS difference between
the residual current and the line current. An algorithm in
[176] was based on the phase comparison between wavelet
coefficients of zero sequence voltage and current signals.
Reference [181] presented an algorithm based on an analysis
of three-phase unbalanced current, feeder 3I0, and using
decomposition of the signal by means of wavelet transform
techniques. In [183], wavelet transform was used for the
decomposition of signals and feature extraction; then,
feature selection was done by principal component analysis.
In addition, Bayes classifier was used for the classification
of HIF from other events. Reference [187] proposed to use
the Discrete Wavelet Transform (DWT) as well as
frequency range and RMS conversion to apply a pattern
recognition based detection algorithm for HIF detection.
The protection algorithm developed in [197] observed the
phase displacement between wavelet coefficients calculated
for zero-sequence voltage and current signals at a chosen
high-level frequency. A new model was presented in
[200,203,206] to simulate the HIF. In these references,
Discrete Wavelet Transform (DWT) is used to extract the
fault features and to verify the HIF model. Reference [201]
used discrete wavelet transform (DWT) in order to yields
three phase voltage and current in the low frequency range
which was fed to a classifier for pattern recognition. The
classifier was based on the algorithm that used nearest
neighbor rule approach. A new method to extract HIF
features by means of discrete wavelet transform was
introduced in [208,210]. Reference [214] introduced
Discrete Wavelet Transform (DWT) to extract residual
currents throughout unearthed MV networks for detecting
high-impedance faults due to leaning trees. References
[206,225] proposed a novel method to determine the HIF
based on the computation of feeder power. This power was
mathematically processed by multiplying the DWT detail
coefficients of the phase voltage and current for each feeder.
Its polarity identified the faulty feeder. In [220], the
mentioned technique in [206,225] was evaluated using 17
staged earth fault cases at a sampling frequency of 10 kHz.
In [221], the algorithm performance defined by [225] was
tested with resistance earth faults over a wide range of the
fault resistance values as well as concerning practical fault
cases such as arcing faults.
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
D. Algorithms Based on Crest Factor
In [106], an algorithm was presented to analyze the transient
behavior of various events and HIFs on distribution feeders
by quantifying wave distortion with the crest factor.
E. Algorithms Based on Fault Current Flicker
The authors in [101] denoted a fault current flicker
criterion and half cycle asymmetry method to identify HIF.
F. Algorithms Based on Cross-Winger-Ville distribution
Preliminary investigation on the use of Cross-Winger-
Ville distribution to detect high impedance earth faults in
power system was performed in [170].
V. HEURISTIC APPROACHES
A. The Expert System
One of the effective tools utilized to detect HIFs is the
expert system that many researchers have used it during the
previous decade. Hence, a knowledge-based (Expert) system
has been developed in [37, 51] to detect faults by monitoring
frequency changes. The second and third laws of induction
along with a minimum entropy method (Expert System)
were utilized in [43, 48] to provide a decision of the HIF
detection. The use of knowledge based decision making
under incomplete knowledge was a method introduced in
[63, 64]. Reference [117] described the use of multiple
algorithms to detect various types of faults and the use of an
expert decision maker to decipher incoming data in order to
determine the status and health of a distribution feeder. In
addition, requirements for a practical, secure, and high-
impedance fault relay were also discussed. In [54], an
intelligent detector founded on decision making system was
proposed. A learning detection system was proposed in [70]
which synthesize the status output of the decision rule and
an event detector to identify the system status. In [78], the
combination of two schemes were presented; the first one
was based on measuring varied phase angles between phase
current and bus voltages and the second scheme, including
several existing detection algorithms, incorporated an expert
system. The combination of several algorithms with the
expert system was presented in [83].
Expert system techniques were used in [97] to detect the
HIF. Detection was accomplished through the combination
of these algorithms: Energy Algorithm, Randomness
Algorithm, Expert Arc Detector Algorithm, Load Event
Detector Algorithm, Load Analysis Algorithm, Load
Extraction Algorithm, Arc Burst Pattern Analysis
Algorithm, Spectral Analysis Algorithm, and Arcing
Suspected Identifier Algorithm. A comprehensive expert
system combined with conventional algorithms was
suggested in [105]. The researchers in Texas A&M
University have developed a detector based on the
combination of energy and randomness algorithms with
expert system [124]. Decision tree based methodology for
high impedance fault detection was suggested in [174]. This
method was founded on Kalman filtering and expert system.
In [196], high impedance fault detection using harmonics
energy decision tree algorithm was proposed.
B. The Neural Network
Due to the fact that HIF has an extremely nonlinear and
time varying behavior, many authors have proposed neural
networks as a power full tool to detect and discriminate the
HIF from other normal events in a system. References [38,
59, 47] presented an approach to detect HIF. This approach
consisted of collecting samples of substation current during
normal and abnormal feeder operation and using these
samples to learn a neural network the rules for fault
detection. So in [77], a feed-forward three-layer perceptron
was trained by high impedance fault, fault-like load, and
normal load current patterns using the back-propagation
training algorithm to detect HIF. The authors in [79,85]
introduced schemes based on neural network to identify the
HIF. Reference [218] provided an evaluation of two new
structures of Artificial Neural Networks (ANNs) that may
be used for reliable HIF detection. A small number of
necessary neurons in developed ANNs, short measuring
sliding data window, and easy interpretation of obtained
output signals were the main advantages of the proposed
approach. In [90, 92, 93, and 94], using Residual third
harmonic and MLP neural network, a new algorithm was
suggested. The method consists of a feature extractor based
on a grid description of the feeder by impulse responses. A
neural network for ground fault localization was proposed in
[139]. An intelligent approach for high impedance fault
(HIF) detection using advanced signal-processing
techniques such as time-time and time-frequency transforms
combined with neural network was presented in [217].
Reference [140] investigated a technique for accurate high
impedance fault detection employing artificial neural
networks (ANN). The ANN uses back-propagation learning
algorithm for adjusting the weights in a multilayer neural
network. In [150], a two-stage supervised clustering-based
neural network was developed to perform the classification
and identification functions of the HIF. In [152], an
intelligence method based on Radial BASIS Function (RBF)
neural network was proposed. The authors in [175]
developed a detection scheme which only utilizes low
harmonics of residual quantities and applied them to a
neural network in order to detect the HIF. Reference [193]
suggested multi-parametric approach based on artificial
neural networks for identification and classification
purposed of high-impedance faults in distribution systems.
The authors in [194] have presented the application of
Neural Network technique as pattern recognition for high
impedance faults. The relay was founded on a low-
frequency (3rd and 5th
) harmonic feature diagnostic vector.
The currents and voltages were used as featured extracted
signals for fault discrimination. References [91,137,168]
also expressed an algorithm based on neural network to
classify arcing faults. The reference [120] described a
conventional high impedance fault detection technique using
a neural network to detect high impedance faults and relied
on derivatives of the maxima and minima of the load
current. In [123], a practical artificial neural network-based
relay algorithm was presented and in [109,125], an
implementation of hybrid intelligence was investigated. The
authors in [155] proposed a high impedance fault detector
using a neural network and sub-band decomposition. In
[167], a scheme was presented that recognized the distortion
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of the voltage and current waveforms caused by HIF. The
analysis using Finite Impulse Response (FIR) filter bank
yields three-phase voltage and current in the low frequency
range which were fed to a classifier for pattern recognition.
The classifier was based on the algorithm that used neural
network approach. The authors in [213] proposed a
methodology which made use of a Learning Vector
Quantization (LVQ) neural network as a classifier for
identifying high impedance arc-type faults.
C. The Neuro-Fuzzy Network
In [89], the authors proposed a neuro-fuzzy based relay
algorithm. An algorithm composed of a case database and a
rule database that operated with fuzzy numbers was
introduced in [115]. In [215], a feature vector comprising
the 3rd and 5th harmonics of the voltage, current, and power
signals was developed. Next, this vector was applied to
fuzzy ARTMAP to investigate HIF. In [146], a novel
technique was proposed. The technique consisted of making
comparative analysis of feeder responses to pulses injected
at the feeder inlet for different normal and abnormal
configurations. Furthermore, an artificial neuron set
composed of 'neo-fuzzy' neurons, was trained to recognize
normal events from HIF.
D. The Fuzzy Logic
In [136], a detection method by means of fuzzy logic
reasoning was proposed. This method was based on the
analysis of feeder responses to impulse waves. In [158],
fuzzy decision making techniques were developed as an
option to improve the new DSTRP high impedance fault
detection algorithm.
E. Genetic Algorithm
In [182], two methods—one based on genetic algorithm
(GA), and the other based on neural networks—were
proposed for high impedance fault detection in distribution
systems. The reference [202] presented a new method for
detecting HIF using Real Coded Genetic Algorithm (RCGA)
to analyze the harmonics and phase angles of the fault
current signals.
F. Combination of Neural Network and Wavelet
Transform
In references [147,159], a novel algorithm, with
combination of wavelet transform and neural network, was
suggested to detect HIF. In these papers, the Discrete
Wavelet Transform (DWT) was used as a preprocessing
stage for feature extraction, which prepared the data for the
artificial neural network (ANN) stage. In
[177,180,185,186,191,205], discrete wavelet transforms
(DWT) were initially utilized to extract distinctive features
of the voltage and current signals; and were transformed into
a series of detailed and approximated wavelet components.
The coefficients of wavelet components variation were then
calculated. This information was introduced into the training
artificial neural networks (ANN) to verify an HIF from the
operations of the switches. The authors in [184] employed
the Finite impulse response artificial neural network
(FIRANN) type. The inputs to the FIRANN were selected to
be the details coefficients of the voltage waveform as
measured at the relaying point. In [189], using an accurate
model for high impedance faults, a new wavelet-based
method was presented. The proposed method, which
employed a 3-level neural network system, successfully
differentiated high impedance faults from other transients.
The paper also thoroughly analyzed the effect of choosing
mother wavelet on the detection performance.
In [190], phase displacement between discrete wavelet
coefficients calculated for zero sequence voltage, and
current signals at natural network frequency was tracked for
HIF detection. In [195], combining Chi square distribution,
wavelet transform, and neural network, a novel algorithm
was proposed.
G. Combination of Fuzzy Logic, Genetic Algorithm and
Wavelet Transform
In [199], wavelet transform and principal component
analysis were used for feature extraction/selection of fault
current signal and a fuzzy inference system was
implemented for fault classification and a genetic algorithm
was applied for input membership functions adjustment.
H. The Neuro-Fuzzy Network and Wavelet Transform
In [224], a wavelet multi-resolution signal decomposition
method was employed for feature extraction. Extracted
features were fed to an adaptive neural fuzzy inference
system (ANFIS) for identification and classification.
VI. FIELD EXPERIENCE AND HIF DETECTOR
IMPLEMENTATION
The first effort to implement the HIF detector was the
implementation of High impedance fault detection algorithm
that was presented in [14]. However, after implementing this
detector, it failed in 60% cases [22]. In [24], a micro
computer based data acquisition system is employed for
high impedance fault analysis. Reference [31] described the
experience of Houston Lighting & Power Company with the
field operation of the Feeder Protection and Monitoring
System developed by Texas A&M University. Reference
[211] presented a practical adaptive strategy for HIF
protection with new implementations using digital signal
processing (DSP) technology and modern computer
networking technology. Reference [40] explained
techniques for detecting the HIF based on the combination
of events from laboratory tests and digital simulation
methods under arcing faults condition. In [41], the
researchers in Texas A&M were conferred with utility
companies to determine practical constraints for
implementation of a system to effectively deal with high-
impedance faults. In [65], the authors explained a procedure
for safely making fault tests of 13kV line to confirm the
performance of the relay mentioned in [61] without
jeopardizing customer service. In [96,223], some of
119
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
TABLE 2. ABBREVIATIONS DEFINED FOR VARIOUS ALGORITHMS
METHOD ALGORITHM ABB.
Magnitude of Phase or Natural Fault Current and Voltage Measurement PNCV
Low Order Harmonics and Sub-harmonics and Low Frequency Spectrum LH
High Frequency Spectrum HH
Kalman Filtering and pattern recognition KFPR
Fractal Theorem FT
Wavelet Transform WT
Crest Factor CF
Fault Current Flicker FF
Classic
Approaches
Cross-Winger-Ville distribution CWVD
Expert System ES
Neural Network NN
Neuro-Fuzzy Network NF
Fuzzy Logic FL
Genetic Algorithm GA
Neural Network and wavelet Transform NW
Fuzzy Logic, Genetic Algorithm and wavelet Transform FGW
Heuristic
Approaches
The Neuro-Fuzzy Network and Wavelet Transform NFW
industry survey results about HIF were denoted and the
authors in [102] define a design and implementation method
to detect 11.4 kV downed conductor. In [107], the
application of high impedance fault detectors has been
explained. The author described how advances in digital
technology have enabled a practical solution for the
detection [108].the authors in [116,198] have reported some
problems of relays for detecting the HIF. The reference [74]
reports Manhole explosions due to arcing faults on
underground secondary distribution cables in Ducts and
[156] described the faults due to leaning trees. In [111,126],
a test apparatus and procedures was introduced for testing
high impedance fault detector. The authors in [122]
introduced the development of a methodology to detect high
impedance fault in distribution feeders and have explained
some of field tests.
VII. CHRONOLOGICAL ANALYSIS
A total of 225 papers are surveyed in this paper, covering
a sufficient depth of works in the HIF detection field for the
time span of 1960 to 2008. Nearly 15 percent of the
reviewed papers deal with determination of nature and
behavior of HIF as well as the presentation of models for
simulation of these types of faults and general
considerations about HIF. These papers were explained in
section II. Authors present their experiences about HIF
events in field and introduce their efforts to design,
implement, and test of the implemented HIF detectors in
about 8 percent of papers. These papers were described in
section V. Other papers, i.e., near to 77 percent of the
surveyed papers belong to several methods of HIF detection
which are presented in Fig.2. To simplify the analyzing
process, abbreviations are used for the name of each
approach. These abbreviations are summarized in Table. 2.
A comparison of major HIF detection algorithms are
performed for a five-year period in Table 3. In this table, a
number and percentage of papers for each algorithm are
denoted. According to this survey, from the start of HIF
detection in 1960, about 60% of papers are related to classic
algorithms and 40% to heuristic algorithms. The survey
reveals that from 1960 to 1985, all papers are within the
realms of Classic approaches. During 1985 to 1990, 27% of
papers deal with heuristic algorithms and 73% cope with
Classic algorithms. This meaningful raising in using the
heuristic method is originated from the emergence of HIF
detection based on Expert System Methods and neural
networks. From 1991 to 1995, using Neural Network to
identify the HIF cause to increase the proportion of
Heuristic Methods to 53.5% against Classic Methods
(46.5%). During 1996 to 2000, the emersion of Wavelet
Transform as a classic method to help HIF detection
changed the proportion of heuristic/classic methods and it
reduced to 0.55 (35.5% for heuristic method against 64.5%
for classic methods). However, using the combination of
Wavelet transform and neural network as a heuristic
method, this proportion grew to 1 during 2001 to 2005.
Finally, it decreased to 0.81 during 2006 to 2008.
Obviously, the latest period is not a five-year period and the
proportion may change up to 2010. The summary of above
mentioned analysis is shown in Fig. 3.
The portion of contribution for both Classic and heuristic
algorithms are shown in Fig. 4 and Fig. 5, respectively.
According to Table 3 and Fig. 4, among 103 papers about
Classic method, 43 papers belong to algorithms based on
Low Order Harmonics and Sub-harmonics and Low
Frequency Spectrum (LH algorithm) and this algorithm has
the maximum contribution among classic methods (41%).
As stated in Table 3 and Fig. 5, among 67 papers concerning
heuristic methods, 29 papers are classified in neural network
algorithm category and this algorithm has the highest
proportion in heuristic methods with 43.2%. Fig. 6 shows
120
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
TABLE 3. A COMPARISON OF MAJOR HIF DETECTION ALGORITHMS
Method Abb. Before
1980
81-85
(%)
86-90
(%)
91-95
(%)
96-00
(%)
01-05
(%)
06 -08
(%)
Total (#/%)
PNCV 0 3 0.6 0.6 2.3 2.3 0.6 16/9.4
LH 0.6 1.8 11.8 3.5 3 3.5 1.1 43/25.3
HH 0.6 1.8 1.8 0.6 0.6 0 0.6 10/6
KFPR 0 0 1.8 1.8 0.6 0 0.6 8/4.8
FT 0 0 0 0 1.2 0 0 2/1.2
WT 0 0 0 0 3 3.5 6 21/12.5
CF 0 0 0 0.6 0 0 0 1/0.6
FF 0 0 0 0.6 0 0 0 1/0.6
CWVD 0 0 0 0 0 0.6 0 1/0.6
Classic
Approaches
Total 1.2 6.6 16 7.7 10.7 9.9 8.9 103/61
ES 0 0 4.1 3 1.2 0.6 0.6 16/9.5
NN 0 0 1.8 5.3 4.1 3 3 29/17.2
NF 0 0 0 0.6 1.2 0 0.6 4/2.4
FL 0 0 0 0 0.6 0.6 0 2/1.2
GA 0 0 0 0 0 0.6 0.6 2/1.2
NW 0 0 0 0 0.6 5.3 1.2 12/7.1
FGW 0 0 0 0 0 0 0.6 1/0.6
NFW 0 0 0 0 0 0 0.6 1/0.6
Heuristic
Approaches
Total 0 0 5.9 8.8 7.6 10 7.2 67/39
TOTAL 1.2 6.6 22 16.5 18.4 20.1 16 100
the percentage of published papers about HIF detection
versus a five-year period from 1960 up to 2008. It can be
surveyed that during 1986 to 1990, the maximum number of
papers are published about this field (22%) and after that,
the duration of 2001 to 2005 is placed in second place with
20.1%.
Figure 3. Application of Classic and heuristic algorithms
Figure 4. The portion of contribution of each Classic algorithm
Figure 5. The portion of contribution of each heuristic algorithm
Figure 6. Percentage of published papers about HIF detection
VIII. CONCLUSIONS
In this paper, near to 225 papers are surveyed about HIF
detection. Among these papers, 56 papers are about the
identification of nature, behavior, and modeling of HIF.
121
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Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010
Remainder of papers, i.e. 169 papers, concern about HIF
detection algorithms. This paper classifies the mentioned
algorithms to two major groups: classic methods and
heuristic methods. Next, the algorithms belonging to each
method are introduced. It terminates with tables and graphs
determining the frequency of each algorithm. This paper can
be utilized as a guideline for researchers in this field where
the HIF detection is still a bending research area.
ACKNOWLEDGMENT
The authors were supported in part by a Research grant
from Shahid Beheshti University with No.s/650/266.
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4-isi.pdf

  • 1. See discussions, stats, and author profiles for this publication at: https://www.researchgate.net/publication/46056021 Approaches in High Impedance Fault Detection - A Chronological Review Article in Advances in Electrical and Computer Engineering · August 2010 DOI: 10.4316/aece.2010.03019 · Source: DOAJ CITATIONS 106 READS 3,729 3 authors: Mostafa Sedighizadeh Shahid Beheshti University 129 PUBLICATIONS 2,763 CITATIONS SEE PROFILE A. Rezazadeh Shahid Beheshti University 62 PUBLICATIONS 2,441 CITATIONS SEE PROFILE Nagy Elkalashy Menoufia University 100 PUBLICATIONS 1,745 CITATIONS SEE PROFILE All content following this page was uploaded by Mostafa Sedighizadeh on 17 June 2015. The user has requested enhancement of the downloaded file.
  • 2. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 Approaches in High Impedance Fault Detection A Chronological Review M. SEDIGHIZADEH1,2 , A. REZAZADEH2 , Nagy I. ELKALASHY3 1 Faculty of Engineering and Technology, Imam Khomeini International University, Qazvin, Iran 2 Faculty of Electrical and Computer Engineering, Shahid Beheshti University, G. C., Evin 1983963113, Tehran, Iran 3 Department of Electrical Engineering, Helsinki University of Technology (TKK), PO Box 3000, FI- 02015 TKK, Finland E-mail: m_sedighi@sbu.ac.ir Abstract— This paper reviews the major contributions to the high impedance fault (HIF) detection field throughout a 48- year period, from 1960 up to 2008, from classic approaches to heuristic algorithms. After surveying around 225 papers in the field, the amount of existing works for each method is identified and classified. The paper concludes with comparative tables and graphs demonstrating the frequency of each high impedance fault detection methods, and so it can be used as a guideline for researchers in this field. Index Terms— Chronological, Classic, Detection, High Impedance Fault, Heuristic I. INTRODUCTION A high impedance fault results either from high impedance fault object or when a primary circuit conductor makes an unwanted electrical contact, which restricts the flow of current below the detection level of the protective devices. High impedance faults often occur when a conductor breaks and falls to the ground. Such a situation leaves an energized conductor at ground level, creating a public hazard, and any unsafe condition is of concern to utilities. For this reason, the detection of high impedance faults (HIF) in electric distribution systems has been the subject of intense interest over the history of utility systems. When a HIF occurs, the sparks are usually created between downed conductor and contact surface and the conductor is bouncing until the protection system remove the faulted system from the energy source. It causes to increase the public hazard. Fig 1 shows a typical high impedance fault on the wet grass ground. Figure 1. A typical high impedance fault on the wet grass ground [212] The limitations of conventional protection are clear. As an example, a utility may set phase relays at 960 A and ground relays at 480 A. The smallest fuse size may be 40 A, but in many locations, 100 A fuses are used. When a high impedance fault with a typical current of 10-50 A occurs, it is likely that conventional protection will not operate [53]. Reference [3] explains that over current devices fail to operate in 32% of such faults. Table 1 provides typical fault currents on different surfaces [110]. TABLE I. TYPICAL FAULT CURRENTS ON VARIOUS SURFACES Surface Current (A) Dry asphalt or sand 0 Wet sand 15 Dry soil 20 Dry grass 25 Wet soil 40 Wet grass 50 Reinforced concrete 75 II. NATURE OF HIF AND MODELING AND GENERAL CONSIDERATION A. Nature The nature and extent of the high impedance fault problem has been well-documented [8, 52, 57, 67, 84, 118, and 145]. The HIFs are generally difficult for conventional over current protection devices to detect in view of the fact that they have high impedance at the fault point and do not cause an excessive change of current in the feeder affected. This fault has special nature such as low currents and the associated arcs. These arcs are created as a result of air gaps due to the poor contact made with the earth or with the earthed object. Such arcs provide asymmetry in the waveforms and generate low and high frequencies. While it is likely that only a few percentages of all faults are high impedance faults, it is estimated that one-third to one-half of downed conductor faults are high impedance faults. These estimates are based on discussions with line crews and reflect those faults which do not involve a grounded conductor or grounded object. Regarding that HIF has a low current, so the conventional protection system could no detect it and thus, the researchers realized that the methods based on the magnitude of fault current did not success to 114 1582-7445 © 2010 AECE Digital Object Identifier 10.4316/AECE.2010.03019 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 3. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 Figure 2. Taxonomy of HIF Detection Algorithms detect HIF and the approaches based on the characteristics of fault current had to be proposed. Therefore, the researchers at Texas A&M University as well as other researchers studied the nature and characteristics of high impedance and arcing faults in electrical systems [4, 6, 20, 55, and 138]. A. Modeling A number of authors introduced models to simulate the HIF that could analyze the behavior of these faults [2,113]. In reference [1], a model describing the phenomenon using a spark gap is developed. In [3] a model is proposed for HIF based on the spark gap model. Reference [75] describes a computer model developed to compute the effects of harmonics generated by high-impedance faults. Reference [141] explains the historical evolution of arc modeling for HIF. In [157] a model was introduced for HIF utilizing two series time varying resistances. Another model is presented in [192] which include two DC voltage sources representing the arcing voltage of air in soil and/or between trees and the distribution line. In [60], the authors suggest two DC sources connected anti-parallel to two diodes to simulate zero periods of arcing and asymmetry. In [219], a HIF model based on a time-varied earth resistance in series with a dynamic arc resistance is proposed. In [203], a high impedance arcing fault due to a leaning tree in medium voltage (MV) networks is modeled. The fault is represented in two parts: an arc model; and a high resistance. The arc is generated by a leaning tree towards the network conductor and the tree resistance limits the fault current. B. General considerations By analyzing of HIF characteristics, it can be seen that the HIF frequency spectrum is very similar to capacitor switching and other events in distribution systems. Thus, this problem sophisticates the detection of HIF from other events [11, 72]. Many researchers have reviewed and documented the methods to detect of HIF [154,166] and others [81,216] have denoted the challenges to improve the safety of detecting these faults. In [19], several complex technical, legal, economical, and operational problems involved in high impedance fault detection are discussed. Reference [110] discusses technical as well as non-technical issues associated with applying high impedance fault detectors. Besides, there is not a single method to completely solve the problem of HIF identification [121]. In the following sections, various approaches for HIF detection are reviewed and in the conclusions, these algorithms are compared. The taxonomy of these algorithms is shown in Fig. 2. This figure declares that the HIF detection methods are either depending on classically extracting the features or based on intelligently decisive tools. III. HIF FEATURES USED IN DETECTION APPROACHES A. Magnitude of Phase or Natural Fault Current and Voltage There were approaches presented based on the magnitude of phase or natural fault current measurement [80,132] and as the HIF has a little current, these algorithms frequently failed to detect the fault. Founded on these approaches, the authors in [9] proposed a proportional relaying algorithm and introduced a new electromechanical relay. The unbalancing in phases currents in fault duration was a 115 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 4. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 criterion applied to detect the HIF. According to such criterion, in [12,15,21,33], the ratio ground relaying (RGR) algorithm and in [16,128], other schemes appropriate for electromechanical relays were presented. In [135], a comparison was performed between a ratio ground relay and a proportional relay. The proposed algorithm in [144] was based on the change of the neutral voltage and zero- sequence currents. In [153], an algorithm consisting of monitoring the shunt resistance of each feeder derived from substation was considered as a tool to detect the high impedance fault. In [164], a modified directional earth fault relay was suggested to identify HIF. The differences between HIF detection for ungrounded systems and multi- grounded systems are expressed in [204] and next, a method based on the system fundamental frequency component of residual current and voltage was proposed to determine HIF. In [172], another protection scheme based on active power variation was developed, and a dissipation factor (DF)-based criterion was proposed to identify load switching operation. This method was implemented by cross-correlation analysis between phase voltage and residual current in single-phase network. Reference [173] proposed the algorithm which calculated the influence of feeder admittance unbalancing in neutral voltage in order to detect the HIF. As aforementioned, current waveforms of the HIF is contaminated by low and high order harmonics and sub- harmonics which are used as indexes to detect these faults. To extract the noted low and high components from fault current waveforms, several authors have used the approaches based on signal processing schemes as follows: B. Low Order Harmonics, Sub-harmonics and Low Frequency Spectrum The vast frequency spectrum can be derived via analyzing the HIF current [73, 95,171]. In this subsection, the HIF features supporting its detection are explained. They are based on the variation of one or more characterizing or non- characterizing harmonics fault current signal. Also using 3rd harmonic voltage and current changes, relay performance similar to a conventional 60Hz directional impedance relay was attained for fault currents detection [61]. In [10], the third harmonic current relaying algorithm and in [14], a more sophisticated technique that involved finding a Chi- squared test statistic using 60 Hz sequence components and harmonics were suggested to detect HIF. In [160], the authors proposed a method based on negative sequence current. An algorithm based on the symmetric components was proposed to detect and identify the balance condition of the system during the fault [165]. Next, other ideas such as using the information contained in the low frequency spectral behavior in terms of both magnitude and phase [23,149], increasing frequency components near to 60 Hz [28], focusing on the low order harmonic current in order to obtain the features to distinguish arcing faults from switching events [29, 36, 45, 46, 60, 66], and detection method using even order harmonics [27, 30] were proposed. The technique presented in [25, 26] monitors the unbalancing in the fundamental, third, and fifth harmonic feeder currents at the substation and performs a statistical evaluation of the present unbalancing relative to past levels of it. References [49, 62, 71] introduced three criteria of an even order power, an even order ratio, and an even order incremental variance criterion for the fault detection. Energy variance criteria determination and threshold tuning scheme for high impedance fault detection were explained in [143] and self-tuning of fault detection threshold was described in [133]. In [69], a relay was explained based on second order harmonic current algorithm. An adaptive detection method founded on low order harmonics and harmonic ratio characteristics was described [100]. In [34, 35], an algorithm was proposed regarding to the increase in the energy level (off harmonics) and the degree of randomness associated with arcing HIF. In [44], a combined algorithm was presented, which consists of five sub-algorithms including: Energy, Randomness, Arcing phase signature, Spectral analysis, and Load analysis algorithm. In [32], a comparison among four high impedance fault detection algorithms was made, namely the proportional relaying algorithm, the ratio ground relaying algorithm, the second order harmonic current relaying algorithm, and the third order harmonic current relaying algorithm. In [5], a communication link relaying algorithm is explained as the sub-harmonic relaying algorithm. In [98], the authors have proposed a new adaptive algorithm with using harmonic characteristics of HIF. A multiple algorithm based mainly on energy, randomness, and inter-harmonics was presented in [104]. In [114], a scheme was developed based on a concept of quasi-static ripple harmonics and sub/super harmonic frequencies. In [151], energy content of even, odd, and in-between harmonics is utilized as a criterion to detect the HIF. In [222], the authors have used fault features ranging from transient high frequency harmonic distortion to fundamental intermittent in order to determine the HIF. The use of sub harmonic oscillation and harmonic distortion was investigated in [161] as a means of anticipating of HIFs. The high impedance fault detection system reported in [178,179,188,212] was based on algorithms that use all harmonic and non-harmonic current components in all of the 3-phases and ground. C. High Frequency Spectrum The HIF causes the creation of high frequency components in current signals. So, one of the criteria to detect the HIF was localizing the high frequency energy level in current signals. Naturally, normal events such as capacitor switching cause the high frequency energy level to increase similar to HIF. Regarding that energy level increasing in HIF has random nature, thus to solve such a problem, other criteria named randomness criteria were defined. Some researchers [11, 13, 18, 50, and 99] have employed one or two of above mentioned criteria to detect the HIF. The monitored system impedance was affected by high frequency components in current signal. Therefore in [7], the HIF was detected by high frequency impedance monitoring. Reference [39] presented a novel algorithm based on random behavior of HIF. The reference [119] described a conventional detection technique that compared energy values of load currents to preset thresholds in order to detect an arcing fault on a power line. In [68], the authors describe an identification approach involving low frequency, high frequency, and inter harmonic parts for detecting HIF. 116 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 5. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 In [86], design and implementation of an inexpensive prototype fault detector on the Seattle City light street network was described based on the algorithm mentioned in [11]. In [207], an operational algorithm solved the problem of determining the HIF from other events was proposed. The discrimination was based on the magnitude, randomness, and steadiness of harmonic energy content of the current waveform. IV. HIF FEATURE EXTRACTORS As it can be concluded in previous section, HIFs are accompanied by variations in the 60 Hz and harmonic components. However, these variations are not stationary and time varying in nature due to the dynamics of arc faults. Therefore, approaches that accounts for the time varying nature of the fundamental and harmonic components using feature extractors such as Kalman filtering, wavelet transform, chaos and fractal theorem, and other techniques to recognize the pattern of fault current signals are convenience to identify the HIF. These algorithms are classified as follows: A. Algorithms Based on Kalman Filtering and Pattern Recognition In Reference [42] the authors briefly discussed high impedance faults, current and voltage patterns, and arcing faults analysis and introduced a protection scheme based on microprocessor to correctly discriminate between normal and high impedance fault conditions. In [56, 87], techniques were proposed for detecting high impedance faults using signal processing and pattern recognition methods. In [148], the scheme was based on graphical image feature extraction of diagnostic feature vector carrying information about the fault types. In [82,103], the authors presented a technique for high impedance fault detection. The method comprised of injecting an Impulsive signal in the feeder and monitoring its response. HIFs were identified by comparing the current pattern in normal condition and under fault condition. In methodology developed in [209], instead of injecting current through the neutral grounding, a voltage of certain frequency was superposed in the bus. An approach based on Kalman filtering theory for obtaining the best estimation for time variation of the fundamentals and harmonic components was suggested in [58]. Time variation of fundamental and low order harmonic components contributed to detection of high impedance faults. B. Algorithms Based on Fractal Theorem Analysis of HIFs using fractal techniques was suggested in [112]. The detection using the combination of neural network and chaotic degree was presented by [131]. C. Algorithms Based on Wavelet Transform In [127], application of continues wavelet transform to detect HIF was introduced. Reference [129] presented a detection using wavelet analysis filter banks method where a sophisticated TACS switch which controls the open/closed loop of a HIF in order to introduce Nonlinearity and asymmetry and then, HIF is detected using wavelet analysis filter banks method. The authors in [130] utilized discrete wavelet transform for HIF detection. In [134], a wavelet analysis filter bank was presented to identify the HIF. Reference [142] uses multi-resolution analysis based on Morlet wavelet transform approach to detect the HIF. In [162], a technique was proposed using an absolute sum value of coefficients in multi-resolution signal decomposition (MSD) founded on the discrete wavelet transform (DWT). In [163], the wavelet transform was applied to filter out some frequency bands of harmonics from residual current and line current. Then, the root mean square (RMS) value of these harmonics were directly calculated using their wavelet coefficients and the fault was identified from disturbance by the RMS difference between the residual current and the line current. An algorithm in [176] was based on the phase comparison between wavelet coefficients of zero sequence voltage and current signals. Reference [181] presented an algorithm based on an analysis of three-phase unbalanced current, feeder 3I0, and using decomposition of the signal by means of wavelet transform techniques. In [183], wavelet transform was used for the decomposition of signals and feature extraction; then, feature selection was done by principal component analysis. In addition, Bayes classifier was used for the classification of HIF from other events. Reference [187] proposed to use the Discrete Wavelet Transform (DWT) as well as frequency range and RMS conversion to apply a pattern recognition based detection algorithm for HIF detection. The protection algorithm developed in [197] observed the phase displacement between wavelet coefficients calculated for zero-sequence voltage and current signals at a chosen high-level frequency. A new model was presented in [200,203,206] to simulate the HIF. In these references, Discrete Wavelet Transform (DWT) is used to extract the fault features and to verify the HIF model. Reference [201] used discrete wavelet transform (DWT) in order to yields three phase voltage and current in the low frequency range which was fed to a classifier for pattern recognition. The classifier was based on the algorithm that used nearest neighbor rule approach. A new method to extract HIF features by means of discrete wavelet transform was introduced in [208,210]. Reference [214] introduced Discrete Wavelet Transform (DWT) to extract residual currents throughout unearthed MV networks for detecting high-impedance faults due to leaning trees. References [206,225] proposed a novel method to determine the HIF based on the computation of feeder power. This power was mathematically processed by multiplying the DWT detail coefficients of the phase voltage and current for each feeder. Its polarity identified the faulty feeder. In [220], the mentioned technique in [206,225] was evaluated using 17 staged earth fault cases at a sampling frequency of 10 kHz. In [221], the algorithm performance defined by [225] was tested with resistance earth faults over a wide range of the fault resistance values as well as concerning practical fault cases such as arcing faults. 117 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 6. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 D. Algorithms Based on Crest Factor In [106], an algorithm was presented to analyze the transient behavior of various events and HIFs on distribution feeders by quantifying wave distortion with the crest factor. E. Algorithms Based on Fault Current Flicker The authors in [101] denoted a fault current flicker criterion and half cycle asymmetry method to identify HIF. F. Algorithms Based on Cross-Winger-Ville distribution Preliminary investigation on the use of Cross-Winger- Ville distribution to detect high impedance earth faults in power system was performed in [170]. V. HEURISTIC APPROACHES A. The Expert System One of the effective tools utilized to detect HIFs is the expert system that many researchers have used it during the previous decade. Hence, a knowledge-based (Expert) system has been developed in [37, 51] to detect faults by monitoring frequency changes. The second and third laws of induction along with a minimum entropy method (Expert System) were utilized in [43, 48] to provide a decision of the HIF detection. The use of knowledge based decision making under incomplete knowledge was a method introduced in [63, 64]. Reference [117] described the use of multiple algorithms to detect various types of faults and the use of an expert decision maker to decipher incoming data in order to determine the status and health of a distribution feeder. In addition, requirements for a practical, secure, and high- impedance fault relay were also discussed. In [54], an intelligent detector founded on decision making system was proposed. A learning detection system was proposed in [70] which synthesize the status output of the decision rule and an event detector to identify the system status. In [78], the combination of two schemes were presented; the first one was based on measuring varied phase angles between phase current and bus voltages and the second scheme, including several existing detection algorithms, incorporated an expert system. The combination of several algorithms with the expert system was presented in [83]. Expert system techniques were used in [97] to detect the HIF. Detection was accomplished through the combination of these algorithms: Energy Algorithm, Randomness Algorithm, Expert Arc Detector Algorithm, Load Event Detector Algorithm, Load Analysis Algorithm, Load Extraction Algorithm, Arc Burst Pattern Analysis Algorithm, Spectral Analysis Algorithm, and Arcing Suspected Identifier Algorithm. A comprehensive expert system combined with conventional algorithms was suggested in [105]. The researchers in Texas A&M University have developed a detector based on the combination of energy and randomness algorithms with expert system [124]. Decision tree based methodology for high impedance fault detection was suggested in [174]. This method was founded on Kalman filtering and expert system. In [196], high impedance fault detection using harmonics energy decision tree algorithm was proposed. B. The Neural Network Due to the fact that HIF has an extremely nonlinear and time varying behavior, many authors have proposed neural networks as a power full tool to detect and discriminate the HIF from other normal events in a system. References [38, 59, 47] presented an approach to detect HIF. This approach consisted of collecting samples of substation current during normal and abnormal feeder operation and using these samples to learn a neural network the rules for fault detection. So in [77], a feed-forward three-layer perceptron was trained by high impedance fault, fault-like load, and normal load current patterns using the back-propagation training algorithm to detect HIF. The authors in [79,85] introduced schemes based on neural network to identify the HIF. Reference [218] provided an evaluation of two new structures of Artificial Neural Networks (ANNs) that may be used for reliable HIF detection. A small number of necessary neurons in developed ANNs, short measuring sliding data window, and easy interpretation of obtained output signals were the main advantages of the proposed approach. In [90, 92, 93, and 94], using Residual third harmonic and MLP neural network, a new algorithm was suggested. The method consists of a feature extractor based on a grid description of the feeder by impulse responses. A neural network for ground fault localization was proposed in [139]. An intelligent approach for high impedance fault (HIF) detection using advanced signal-processing techniques such as time-time and time-frequency transforms combined with neural network was presented in [217]. Reference [140] investigated a technique for accurate high impedance fault detection employing artificial neural networks (ANN). The ANN uses back-propagation learning algorithm for adjusting the weights in a multilayer neural network. In [150], a two-stage supervised clustering-based neural network was developed to perform the classification and identification functions of the HIF. In [152], an intelligence method based on Radial BASIS Function (RBF) neural network was proposed. The authors in [175] developed a detection scheme which only utilizes low harmonics of residual quantities and applied them to a neural network in order to detect the HIF. Reference [193] suggested multi-parametric approach based on artificial neural networks for identification and classification purposed of high-impedance faults in distribution systems. The authors in [194] have presented the application of Neural Network technique as pattern recognition for high impedance faults. The relay was founded on a low- frequency (3rd and 5th ) harmonic feature diagnostic vector. The currents and voltages were used as featured extracted signals for fault discrimination. References [91,137,168] also expressed an algorithm based on neural network to classify arcing faults. The reference [120] described a conventional high impedance fault detection technique using a neural network to detect high impedance faults and relied on derivatives of the maxima and minima of the load current. In [123], a practical artificial neural network-based relay algorithm was presented and in [109,125], an implementation of hybrid intelligence was investigated. The authors in [155] proposed a high impedance fault detector using a neural network and sub-band decomposition. In [167], a scheme was presented that recognized the distortion 118 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 7. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 of the voltage and current waveforms caused by HIF. The analysis using Finite Impulse Response (FIR) filter bank yields three-phase voltage and current in the low frequency range which were fed to a classifier for pattern recognition. The classifier was based on the algorithm that used neural network approach. The authors in [213] proposed a methodology which made use of a Learning Vector Quantization (LVQ) neural network as a classifier for identifying high impedance arc-type faults. C. The Neuro-Fuzzy Network In [89], the authors proposed a neuro-fuzzy based relay algorithm. An algorithm composed of a case database and a rule database that operated with fuzzy numbers was introduced in [115]. In [215], a feature vector comprising the 3rd and 5th harmonics of the voltage, current, and power signals was developed. Next, this vector was applied to fuzzy ARTMAP to investigate HIF. In [146], a novel technique was proposed. The technique consisted of making comparative analysis of feeder responses to pulses injected at the feeder inlet for different normal and abnormal configurations. Furthermore, an artificial neuron set composed of 'neo-fuzzy' neurons, was trained to recognize normal events from HIF. D. The Fuzzy Logic In [136], a detection method by means of fuzzy logic reasoning was proposed. This method was based on the analysis of feeder responses to impulse waves. In [158], fuzzy decision making techniques were developed as an option to improve the new DSTRP high impedance fault detection algorithm. E. Genetic Algorithm In [182], two methods—one based on genetic algorithm (GA), and the other based on neural networks—were proposed for high impedance fault detection in distribution systems. The reference [202] presented a new method for detecting HIF using Real Coded Genetic Algorithm (RCGA) to analyze the harmonics and phase angles of the fault current signals. F. Combination of Neural Network and Wavelet Transform In references [147,159], a novel algorithm, with combination of wavelet transform and neural network, was suggested to detect HIF. In these papers, the Discrete Wavelet Transform (DWT) was used as a preprocessing stage for feature extraction, which prepared the data for the artificial neural network (ANN) stage. In [177,180,185,186,191,205], discrete wavelet transforms (DWT) were initially utilized to extract distinctive features of the voltage and current signals; and were transformed into a series of detailed and approximated wavelet components. The coefficients of wavelet components variation were then calculated. This information was introduced into the training artificial neural networks (ANN) to verify an HIF from the operations of the switches. The authors in [184] employed the Finite impulse response artificial neural network (FIRANN) type. The inputs to the FIRANN were selected to be the details coefficients of the voltage waveform as measured at the relaying point. In [189], using an accurate model for high impedance faults, a new wavelet-based method was presented. The proposed method, which employed a 3-level neural network system, successfully differentiated high impedance faults from other transients. The paper also thoroughly analyzed the effect of choosing mother wavelet on the detection performance. In [190], phase displacement between discrete wavelet coefficients calculated for zero sequence voltage, and current signals at natural network frequency was tracked for HIF detection. In [195], combining Chi square distribution, wavelet transform, and neural network, a novel algorithm was proposed. G. Combination of Fuzzy Logic, Genetic Algorithm and Wavelet Transform In [199], wavelet transform and principal component analysis were used for feature extraction/selection of fault current signal and a fuzzy inference system was implemented for fault classification and a genetic algorithm was applied for input membership functions adjustment. H. The Neuro-Fuzzy Network and Wavelet Transform In [224], a wavelet multi-resolution signal decomposition method was employed for feature extraction. Extracted features were fed to an adaptive neural fuzzy inference system (ANFIS) for identification and classification. VI. FIELD EXPERIENCE AND HIF DETECTOR IMPLEMENTATION The first effort to implement the HIF detector was the implementation of High impedance fault detection algorithm that was presented in [14]. However, after implementing this detector, it failed in 60% cases [22]. In [24], a micro computer based data acquisition system is employed for high impedance fault analysis. Reference [31] described the experience of Houston Lighting & Power Company with the field operation of the Feeder Protection and Monitoring System developed by Texas A&M University. Reference [211] presented a practical adaptive strategy for HIF protection with new implementations using digital signal processing (DSP) technology and modern computer networking technology. Reference [40] explained techniques for detecting the HIF based on the combination of events from laboratory tests and digital simulation methods under arcing faults condition. In [41], the researchers in Texas A&M were conferred with utility companies to determine practical constraints for implementation of a system to effectively deal with high- impedance faults. In [65], the authors explained a procedure for safely making fault tests of 13kV line to confirm the performance of the relay mentioned in [61] without jeopardizing customer service. In [96,223], some of 119 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 8. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 TABLE 2. ABBREVIATIONS DEFINED FOR VARIOUS ALGORITHMS METHOD ALGORITHM ABB. Magnitude of Phase or Natural Fault Current and Voltage Measurement PNCV Low Order Harmonics and Sub-harmonics and Low Frequency Spectrum LH High Frequency Spectrum HH Kalman Filtering and pattern recognition KFPR Fractal Theorem FT Wavelet Transform WT Crest Factor CF Fault Current Flicker FF Classic Approaches Cross-Winger-Ville distribution CWVD Expert System ES Neural Network NN Neuro-Fuzzy Network NF Fuzzy Logic FL Genetic Algorithm GA Neural Network and wavelet Transform NW Fuzzy Logic, Genetic Algorithm and wavelet Transform FGW Heuristic Approaches The Neuro-Fuzzy Network and Wavelet Transform NFW industry survey results about HIF were denoted and the authors in [102] define a design and implementation method to detect 11.4 kV downed conductor. In [107], the application of high impedance fault detectors has been explained. The author described how advances in digital technology have enabled a practical solution for the detection [108].the authors in [116,198] have reported some problems of relays for detecting the HIF. The reference [74] reports Manhole explosions due to arcing faults on underground secondary distribution cables in Ducts and [156] described the faults due to leaning trees. In [111,126], a test apparatus and procedures was introduced for testing high impedance fault detector. The authors in [122] introduced the development of a methodology to detect high impedance fault in distribution feeders and have explained some of field tests. VII. CHRONOLOGICAL ANALYSIS A total of 225 papers are surveyed in this paper, covering a sufficient depth of works in the HIF detection field for the time span of 1960 to 2008. Nearly 15 percent of the reviewed papers deal with determination of nature and behavior of HIF as well as the presentation of models for simulation of these types of faults and general considerations about HIF. These papers were explained in section II. Authors present their experiences about HIF events in field and introduce their efforts to design, implement, and test of the implemented HIF detectors in about 8 percent of papers. These papers were described in section V. Other papers, i.e., near to 77 percent of the surveyed papers belong to several methods of HIF detection which are presented in Fig.2. To simplify the analyzing process, abbreviations are used for the name of each approach. These abbreviations are summarized in Table. 2. A comparison of major HIF detection algorithms are performed for a five-year period in Table 3. In this table, a number and percentage of papers for each algorithm are denoted. According to this survey, from the start of HIF detection in 1960, about 60% of papers are related to classic algorithms and 40% to heuristic algorithms. The survey reveals that from 1960 to 1985, all papers are within the realms of Classic approaches. During 1985 to 1990, 27% of papers deal with heuristic algorithms and 73% cope with Classic algorithms. This meaningful raising in using the heuristic method is originated from the emergence of HIF detection based on Expert System Methods and neural networks. From 1991 to 1995, using Neural Network to identify the HIF cause to increase the proportion of Heuristic Methods to 53.5% against Classic Methods (46.5%). During 1996 to 2000, the emersion of Wavelet Transform as a classic method to help HIF detection changed the proportion of heuristic/classic methods and it reduced to 0.55 (35.5% for heuristic method against 64.5% for classic methods). However, using the combination of Wavelet transform and neural network as a heuristic method, this proportion grew to 1 during 2001 to 2005. Finally, it decreased to 0.81 during 2006 to 2008. Obviously, the latest period is not a five-year period and the proportion may change up to 2010. The summary of above mentioned analysis is shown in Fig. 3. The portion of contribution for both Classic and heuristic algorithms are shown in Fig. 4 and Fig. 5, respectively. According to Table 3 and Fig. 4, among 103 papers about Classic method, 43 papers belong to algorithms based on Low Order Harmonics and Sub-harmonics and Low Frequency Spectrum (LH algorithm) and this algorithm has the maximum contribution among classic methods (41%). As stated in Table 3 and Fig. 5, among 67 papers concerning heuristic methods, 29 papers are classified in neural network algorithm category and this algorithm has the highest proportion in heuristic methods with 43.2%. Fig. 6 shows 120 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 9. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 TABLE 3. A COMPARISON OF MAJOR HIF DETECTION ALGORITHMS Method Abb. Before 1980 81-85 (%) 86-90 (%) 91-95 (%) 96-00 (%) 01-05 (%) 06 -08 (%) Total (#/%) PNCV 0 3 0.6 0.6 2.3 2.3 0.6 16/9.4 LH 0.6 1.8 11.8 3.5 3 3.5 1.1 43/25.3 HH 0.6 1.8 1.8 0.6 0.6 0 0.6 10/6 KFPR 0 0 1.8 1.8 0.6 0 0.6 8/4.8 FT 0 0 0 0 1.2 0 0 2/1.2 WT 0 0 0 0 3 3.5 6 21/12.5 CF 0 0 0 0.6 0 0 0 1/0.6 FF 0 0 0 0.6 0 0 0 1/0.6 CWVD 0 0 0 0 0 0.6 0 1/0.6 Classic Approaches Total 1.2 6.6 16 7.7 10.7 9.9 8.9 103/61 ES 0 0 4.1 3 1.2 0.6 0.6 16/9.5 NN 0 0 1.8 5.3 4.1 3 3 29/17.2 NF 0 0 0 0.6 1.2 0 0.6 4/2.4 FL 0 0 0 0 0.6 0.6 0 2/1.2 GA 0 0 0 0 0 0.6 0.6 2/1.2 NW 0 0 0 0 0.6 5.3 1.2 12/7.1 FGW 0 0 0 0 0 0 0.6 1/0.6 NFW 0 0 0 0 0 0 0.6 1/0.6 Heuristic Approaches Total 0 0 5.9 8.8 7.6 10 7.2 67/39 TOTAL 1.2 6.6 22 16.5 18.4 20.1 16 100 the percentage of published papers about HIF detection versus a five-year period from 1960 up to 2008. It can be surveyed that during 1986 to 1990, the maximum number of papers are published about this field (22%) and after that, the duration of 2001 to 2005 is placed in second place with 20.1%. Figure 3. Application of Classic and heuristic algorithms Figure 4. The portion of contribution of each Classic algorithm Figure 5. The portion of contribution of each heuristic algorithm Figure 6. Percentage of published papers about HIF detection VIII. CONCLUSIONS In this paper, near to 225 papers are surveyed about HIF detection. Among these papers, 56 papers are about the identification of nature, behavior, and modeling of HIF. 121 [Downloaded from www.aece.ro on Sunday, May 01, 2011 at 09:38:51 (UTC) by 217.218.239.43. Redistribution subject to AECE license or copyright. Online distribution is expressly prohibited.]
  • 10. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 Remainder of papers, i.e. 169 papers, concern about HIF detection algorithms. This paper classifies the mentioned algorithms to two major groups: classic methods and heuristic methods. Next, the algorithms belonging to each method are introduced. It terminates with tables and graphs determining the frequency of each algorithm. This paper can be utilized as a guideline for researchers in this field where the HIF detection is still a bending research area. ACKNOWLEDGMENT The authors were supported in part by a Research grant from Shahid Beheshti University with No.s/650/266. REFERENCES 1960 [1] R. H. Kaufman, J. C. Page, "Arcing fault protection for low voltage power distribution systems- nature of the problem," AIEE Trans, pp. 160- 167, June 1960. 1972 [2] L. J. R. 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  • 11. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 [30] W. H. Kwon, G. W. Lee, Y. M. Park, “A study for the improvement of the protection relay scheme on multi-grounded distribution system," KEPCO Project Report, KRC-85A-JO5, 1987 [31] B. D. Russell, M. Narendorf, “Microcomputer based feeder protection and monitoring system-Utility experience", IEEE Transaction on Power Delivery, Vol. PWRD-2, No. 2, Oct. 1987, pp. 1046-1052 1988 [32] C.L. Huang, H.Y. Chu, M. T. Chen," Algorithm comparison for high impedance fault detection based on staged fault test," IEEE Transaction on Power Delivery, Vol. PWRD-3, No. 4, October 1988, pp. 1427-1435 [33] C.J. Kim, B. D. Russell," Harmonic behavior during arcing faults on power distribution feeders," Electric Power System Research, Vol. 14, No.3, June 1988, pp. 219-225 [34] C. L. Benner, P. W. Carswell, B. D. 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  • 12. Advances in Electrical and Computer Engineering Volume 10, Number 3, 2010 Distribution Feeder" 34th Rural Electric Power Conference IEEE/IAS April 29 - May 1, 1990 Orlando FL [66] D. I. Jeerings, I. R. Linders," Unique aspects of distribution system harmonics due to high impedance ground faults", IEEE Transaction on Power Delivery, Vol. PWRD-5, No. 2, April 1990, pp. 1082-92 [67] IEEE, Tutorial Course, Detection of downed conductors on utility distribution systems, Publication 90 EHO310-3-PWR, IEEE, Piscataway, NJ 1990 [68] H. Y. Chu, M. T. Chen, C. L. Huang, S. L. Chen, S.S. Yen,"High impedance fault tests on the Taipower primary distribution system", Electric Power System Research, Vol. 19, 1990, pp. 105-114 [69] M. T. Chen, H. Y. Chu, C.L. Huang, F.R. Wu," Performance evaluation of high impedance fault detection algorithms based on staged fault tests", Electric Power System Research, Vol. 18, pp.75-82, 1990 1991 [70] C.J. Kim, B. D. 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