Compass Fi Treasury Pp July2008


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Compass Fi Treasury Pp July2008

  1. 1. FUNCTIONAL OVERVIEW ON Compass Treasury Distributed & Powered by
  2. 2. Deal Input Decision Support Revaluation & Accruals Performance & Analytics Approval & Settlement Interfaces P r o c e s s Accounting Transactions Data Feed Products/ Policies Cash Flows Integrated Database Counterparty Configuration Setup Treasury Hierarchy BizRules & Rates Positions Equity Long Term Papers Short Term Papers Treasury+ Components MoneyMarket Forex Commodity Credit Management Market Risk Management Strategic Reporting Client Reporting Cash Position & Forecast
  3. 3. <ul><li>Comprehensive Coverage of Financial Products </li></ul><ul><ul><li>Multi-Products </li></ul></ul><ul><ul><li>Multi-Currencies </li></ul></ul><ul><ul><li>World wide holiday & weekend tracking </li></ul></ul><ul><li>Treasury Hierarchy </li></ul><ul><ul><li>User defined Consolidation </li></ul></ul><ul><ul><li>Multi-Business Units </li></ul></ul><ul><ul><li>Multi-Bank Accounts </li></ul></ul><ul><ul><li>Multi-Depository Accounts </li></ul></ul><ul><li>Fees Module </li></ul><ul><li>Financial Calculators </li></ul><ul><li>System Security & Audit Trail </li></ul>Overview Treasury + Highlights
  4. 4. <ul><li>Money Market </li></ul><ul><ul><li>User defined biz rules </li></ul></ul><ul><ul><ul><li>eg Day Count Basis, Date Convention, Dividend / profit frequency </li></ul></ul></ul><ul><ul><li>Dividend & maturity cashflow schedules </li></ul></ul><ul><ul><li>Floating rate resetting </li></ul></ul><ul><ul><li>Profit sharing ratio </li></ul></ul><ul><ul><li>Revaluation & accounting rules </li></ul></ul><ul><li>Government Bonds, Private Debt Securities (Sukuk) </li></ul><ul><ul><li>User defined biz rules </li></ul></ul><ul><ul><ul><li>eg Day Count Basis, Date Convention, Dividend frequency </li></ul></ul></ul><ul><ul><li>Dividend & maturity cashflow schedules </li></ul></ul><ul><ul><li>Floating rate resetting </li></ul></ul><ul><ul><li>Price / Yield To Maturity Calculation </li></ul></ul><ul><ul><li>Risk Statistics calculation </li></ul></ul><ul><ul><li>Revaluation & accounting rules </li></ul></ul>Overview Treasury + Highlights
  5. 5. <ul><li>Equity </li></ul><ul><ul><li>User defined costing methods - LIFO, FIFO & Average </li></ul></ul><ul><ul><li>Comprehensive Corporate Events handling </li></ul></ul><ul><ul><li>Contra Sales & Rebate handling </li></ul></ul><ul><ul><li>Block Trade & Allocation </li></ul></ul><ul><ul><li>Risk Statistics </li></ul></ul><ul><ul><li>Revaluation and accounting rules </li></ul></ul><ul><li>Foreign Exchange </li></ul><ul><ul><li>Outright </li></ul></ul><ul><ul><li>Swap </li></ul></ul><ul><ul><li>Spot </li></ul></ul><ul><ul><li>Forward </li></ul></ul><ul><ul><li>Revaluation and accounting rules </li></ul></ul>Overview Treasury + Highlights
  6. 6. <ul><li>Mudharabah </li></ul><ul><ul><li>General Investment Deposit </li></ul></ul><ul><ul><li>Special Investment Deposit </li></ul></ul><ul><ul><li>Islamic Negotiable Instrument of Deposit </li></ul></ul><ul><ul><li>Sanadat Mudharabah Cagamas </li></ul></ul><ul><ul><li>Private Debt Securities </li></ul></ul><ul><li>Murabahah </li></ul><ul><ul><li>Commercial Pepers </li></ul></ul><ul><li>Murabahah / Bai’ Dayn </li></ul><ul><ul><li>Islamic Acceptance Bill </li></ul></ul>Overview – Islamic Contracts Treasury+ Highlights
  7. 7. <ul><li>Bai’ Bithaman Ajil </li></ul><ul><ul><li>Negotiable Dept Deposits </li></ul></ul><ul><ul><li>Term & Revolving Financing </li></ul></ul><ul><ul><li>Private Dept Securities </li></ul></ul><ul><li>Bai’ al-Inah </li></ul><ul><ul><li>Government Investment Issues </li></ul></ul><ul><ul><li>Government Islamic Treasury Bills </li></ul></ul><ul><ul><li>Sell and buy back Agreement ( Repo ) </li></ul></ul><ul><li>Ujr </li></ul><ul><ul><li>Foreign Exchange </li></ul></ul>Overview – Islamic Contracts Treasury+ Highlights
  8. 8. Treasury+ Highlights <ul><li>Overview </li></ul><ul><li>User Profile </li></ul><ul><ul><li>Define & Control user environment </li></ul></ul><ul><ul><li>Define user type dealer on non-dealer </li></ul></ul><ul><ul><li>Define market types which the user is allowed to trade, access, modify </li></ul></ul><ul><li>Access Securities </li></ul><ul><ul><li>Define & Control menu access for each user class </li></ul></ul><ul><ul><li>Define & Control violation access e.g no of invalid logon attempts, password expiry, account locking </li></ul></ul><ul><li>Audit Trail </li></ul><ul><ul><li>Define information to be audited </li></ul></ul><ul><ul><li>Tracks values before and after change, date & time stamp, user id and workstation </li></ul></ul><ul><li>Reporting </li></ul>
  9. 9. Treasury+ Highlights <ul><li>Environment </li></ul><ul><li>Architecture & Design </li></ul><ul><ul><li>C ommon O bject M odel Technology </li></ul></ul><ul><ul><li>Microsoft Visual Studio toolsets e.g Visual Basic, C, Dotnet, etc. </li></ul></ul><ul><ul><li>Flexibility to deploy COM objects, depending on environment </li></ul></ul><ul><ul><li>Components may be re-packaged as two tier, multi-tier deployment </li></ul></ul><ul><li>Platform </li></ul><ul><ul><li>Servers on Unix, Windows NT, 2000 Operating Systems </li></ul></ul><ul><ul><li>Workstations on Windows 98, NT, Millenium Edition </li></ul></ul><ul><ul><li>Microsoft SQL Server 7 & 2000 upwards, Oracle 9i, DB2 </li></ul></ul><ul><ul><li>BrioQuery Reporting & Analysis tools </li></ul></ul>
  10. 10. Level 1 Consolidation for Level 2 Level 2 Consolidation for Level 3 Level 3 Product Grouping Level 4 Level 5 Trading Investment Short Term Money Market HIERARCHY Money Market & Bonds Forex & Commodities Long Term Investment Short Term Investment Money Market Bonds Outright Swap Comm Papers Equiry Gov’t Bond
  11. 11. COMPLIANCE LIMITS <ul><li>Product Class Limit </li></ul><ul><li>Security Limit </li></ul><ul><ul><li>Individual Securities Limit </li></ul></ul><ul><ul><li>Any Single Security Holding Limit </li></ul></ul><ul><ul><li>Security Restrictions </li></ul></ul><ul><ul><ul><li>Prohibited Securities list </li></ul></ul></ul><ul><ul><ul><li>Minimum Securities ratings </li></ul></ul></ul><ul><li>Transaction Limits </li></ul><ul><ul><li>Dealer limit </li></ul></ul><ul><ul><li>Per transaction limit </li></ul></ul><ul><li>Credit Limit </li></ul><ul><ul><li>Counterparty </li></ul></ul><ul><ul><li>Counterparty Group </li></ul></ul><ul><ul><li>Country </li></ul></ul><ul><ul><li>Facility </li></ul></ul>
  12. 12. Application Security Level Management Assign Access Privileges Dealers Finance & Acc Settlement User Group User Group User Group User Group Applications EIS SysAdmin Configuration Management, Order Management, Transaction Management, Analytics, Processes Treasury
  13. 13. AUDIT TRAIL <ul><li>Static Data Setup </li></ul>Market Rates Transactions Deal Input Select Table (s) To be audited Select Columns or all Columns to be audited Enter By, WorkStation ID, Date & Time Approved by, WorkStation ID, Date & Time Settled/Cancelled By, WorkStation ID, Date & Time <ul><li>Flexibility to select data to be audited </li></ul><ul><li>User can choose to specify only key </li></ul><ul><li>data to be audited or all data to be audited </li></ul><ul><li>Utility to archive audit information </li></ul>
  14. 14. DEAL INPUT FRONT OFFICE Passed <ul><li>Deal Details </li></ul><ul><li>Facility Balance </li></ul><ul><li>Positions </li></ul><ul><li>Cash flow Projection </li></ul><ul><li>Bank Balance Projection </li></ul>SETTLEMENT <ul><li>Dividend/Profit Accrual </li></ul><ul><li>Revaluation </li></ul><ul><li>Accounting Entries </li></ul><ul><li>Bank Balance </li></ul>DAY END ALLOCATION MIDDLE OFFICE Passed APPROVED BACK OFFICE Yes Failed VALIDITY CHECK <ul><li>Facility Limits </li></ul><ul><li>Maximum Tenor </li></ul><ul><li>Dates Validity </li></ul><ul><li>Financial Data Validity </li></ul>Treasury+ ~ Process Flow Information & Reports Retrieved on-line
  15. 15. Accounting Operation Reports Internal Controls Interface Risk Management Confirm/Settle letters Treasury+ ~ Post-transaction
  16. 16. <ul><li>Off - balance sheet </li></ul><ul><ul><li>Asset Contingency </li></ul></ul><ul><ul><li>Liability Contingency </li></ul></ul><ul><li>On - balance sheet </li></ul><ul><ul><li>Asset </li></ul></ul><ul><ul><li>Liability </li></ul></ul><ul><li>Profit/Loss </li></ul><ul><ul><li>Income </li></ul></ul><ul><ul><li>Expense </li></ul></ul>Accounting (by categories)
  17. 17. <ul><li>Price risk </li></ul><ul><li>Foreign exchange risk </li></ul><ul><li>Liquidity risk </li></ul><ul><li>Funding risk </li></ul><ul><li>Credit / Counterparty risk </li></ul><ul><li>Credit / Counterparty risk </li></ul>Risk Management
  18. 18. Internal Controls & Confirm / Settle letters <ul><li>OPERATIONAL RISKS </li></ul><ul><li>User authority </li></ul><ul><li>User access </li></ul><ul><li>Segregation of duty </li></ul><ul><li>Database integrity </li></ul><ul><li>Avoidance of calculation error </li></ul><ul><li>Password security (encryption) </li></ul><ul><li>Audit trail of financial and non-financial data </li></ul><ul><li>Ability to link to email system </li></ul>
  19. 19. <ul><li>General Ledger </li></ul><ul><li>Account payable/ receivable </li></ul><ul><li>Spreadsheets </li></ul><ul><li>Data/Price Feed from Reuters, Bloomberg, etc </li></ul>Interface
  20. 20. END OF FUNCTIONAL OVERVIEW SLIDESHOW ON Compass Treasury Distributed & Powered by