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Compass Fi Treasury Pp July2008
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Compass Fi Treasury Pp July2008

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  • 1. FUNCTIONAL OVERVIEW ON Compass Treasury Distributed & Powered by
  • 2. Deal Input Decision Support Revaluation & Accruals Performance & Analytics Approval & Settlement Interfaces P r o c e s s Accounting Transactions Data Feed Products/ Policies Cash Flows Integrated Database Counterparty Configuration Setup Treasury Hierarchy BizRules & Rates Positions Equity Long Term Papers Short Term Papers Treasury+ Components MoneyMarket Forex Commodity Credit Management Market Risk Management Strategic Reporting Client Reporting Cash Position & Forecast
  • 3.
    • Comprehensive Coverage of Financial Products
      • Multi-Products
      • Multi-Currencies
      • World wide holiday & weekend tracking
    • Treasury Hierarchy
      • User defined Consolidation
      • Multi-Business Units
      • Multi-Bank Accounts
      • Multi-Depository Accounts
    • Fees Module
    • Financial Calculators
    • System Security & Audit Trail
    Overview Treasury + Highlights
  • 4.
    • Money Market
      • User defined biz rules
        • eg Day Count Basis, Date Convention, Dividend / profit frequency
      • Dividend & maturity cashflow schedules
      • Floating rate resetting
      • Profit sharing ratio
      • Revaluation & accounting rules
    • Government Bonds, Private Debt Securities (Sukuk)
      • User defined biz rules
        • eg Day Count Basis, Date Convention, Dividend frequency
      • Dividend & maturity cashflow schedules
      • Floating rate resetting
      • Price / Yield To Maturity Calculation
      • Risk Statistics calculation
      • Revaluation & accounting rules
    Overview Treasury + Highlights
  • 5.
    • Equity
      • User defined costing methods - LIFO, FIFO & Average
      • Comprehensive Corporate Events handling
      • Contra Sales & Rebate handling
      • Block Trade & Allocation
      • Risk Statistics
      • Revaluation and accounting rules
    • Foreign Exchange
      • Outright
      • Swap
      • Spot
      • Forward
      • Revaluation and accounting rules
    Overview Treasury + Highlights
  • 6.
    • Mudharabah
      • General Investment Deposit
      • Special Investment Deposit
      • Islamic Negotiable Instrument of Deposit
      • Sanadat Mudharabah Cagamas
      • Private Debt Securities
    • Murabahah
      • Commercial Pepers
    • Murabahah / Bai’ Dayn
      • Islamic Acceptance Bill
    Overview – Islamic Contracts Treasury+ Highlights
  • 7.
    • Bai’ Bithaman Ajil
      • Negotiable Dept Deposits
      • Term & Revolving Financing
      • Private Dept Securities
    • Bai’ al-Inah
      • Government Investment Issues
      • Government Islamic Treasury Bills
      • Sell and buy back Agreement ( Repo )
    • Ujr
      • Foreign Exchange
    Overview – Islamic Contracts Treasury+ Highlights
  • 8. Treasury+ Highlights
    • Overview
    • User Profile
      • Define & Control user environment
      • Define user type dealer on non-dealer
      • Define market types which the user is allowed to trade, access, modify
    • Access Securities
      • Define & Control menu access for each user class
      • Define & Control violation access e.g no of invalid logon attempts, password expiry, account locking
    • Audit Trail
      • Define information to be audited
      • Tracks values before and after change, date & time stamp, user id and workstation
    • Reporting
  • 9. Treasury+ Highlights
    • Environment
    • Architecture & Design
      • C ommon O bject M odel Technology
      • Microsoft Visual Studio toolsets e.g Visual Basic, C, Dotnet, etc.
      • Flexibility to deploy COM objects, depending on environment
      • Components may be re-packaged as two tier, multi-tier deployment
    • Platform
      • Servers on Unix, Windows NT, 2000 Operating Systems
      • Workstations on Windows 98, NT, Millenium Edition
      • Microsoft SQL Server 7 & 2000 upwards, Oracle 9i, DB2
      • BrioQuery Reporting & Analysis tools
  • 10. Level 1 Consolidation for Level 2 Level 2 Consolidation for Level 3 Level 3 Product Grouping Level 4 Level 5 Trading Investment Short Term Money Market HIERARCHY Money Market & Bonds Forex & Commodities Long Term Investment Short Term Investment Money Market Bonds Outright Swap Comm Papers Equiry Gov’t Bond
  • 11. COMPLIANCE LIMITS
    • Product Class Limit
    • Security Limit
      • Individual Securities Limit
      • Any Single Security Holding Limit
      • Security Restrictions
        • Prohibited Securities list
        • Minimum Securities ratings
    • Transaction Limits
      • Dealer limit
      • Per transaction limit
    • Credit Limit
      • Counterparty
      • Counterparty Group
      • Country
      • Facility
  • 12. Application Security Level Management Assign Access Privileges Dealers Finance & Acc Settlement User Group User Group User Group User Group Applications EIS SysAdmin Configuration Management, Order Management, Transaction Management, Analytics, Processes Treasury
  • 13. AUDIT TRAIL
    • Static Data Setup
    Market Rates Transactions Deal Input Select Table (s) To be audited Select Columns or all Columns to be audited Enter By, WorkStation ID, Date & Time Approved by, WorkStation ID, Date & Time Settled/Cancelled By, WorkStation ID, Date & Time
    • Flexibility to select data to be audited
    • User can choose to specify only key
    • data to be audited or all data to be audited
    • Utility to archive audit information
  • 14. DEAL INPUT FRONT OFFICE Passed
    • Deal Details
    • Facility Balance
    • Positions
    • Cash flow Projection
    • Bank Balance Projection
    SETTLEMENT
    • Dividend/Profit Accrual
    • Revaluation
    • Accounting Entries
    • Bank Balance
    DAY END ALLOCATION MIDDLE OFFICE Passed APPROVED BACK OFFICE Yes Failed VALIDITY CHECK
    • Facility Limits
    • Maximum Tenor
    • Dates Validity
    • Financial Data Validity
    Treasury+ ~ Process Flow Information & Reports Retrieved on-line
  • 15. Accounting Operation Reports Internal Controls Interface Risk Management Confirm/Settle letters Treasury+ ~ Post-transaction
  • 16.
    • Off - balance sheet
      • Asset Contingency
      • Liability Contingency
    • On - balance sheet
      • Asset
      • Liability
    • Profit/Loss
      • Income
      • Expense
    Accounting (by categories)
  • 17.
    • Price risk
    • Foreign exchange risk
    • Liquidity risk
    • Funding risk
    • Credit / Counterparty risk
    • Credit / Counterparty risk
    Risk Management
  • 18. Internal Controls & Confirm / Settle letters
    • OPERATIONAL RISKS
    • User authority
    • User access
    • Segregation of duty
    • Database integrity
    • Avoidance of calculation error
    • Password security (encryption)
    • Audit trail of financial and non-financial data
    • Ability to link to email system
  • 19.
    • General Ledger
    • Account payable/ receivable
    • Spreadsheets
    • Data/Price Feed from Reuters, Bloomberg, etc
    Interface
  • 20. END OF FUNCTIONAL OVERVIEW SLIDESHOW ON Compass Treasury Distributed & Powered by

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