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PILOTING NEW INDICATORS AND METHODOLOGIES TO MEASURE THE HUMAN
                                    RIGHT TO WATER IN NICARAGUA

                                         Ó. Flores, R.Giné, A. Jiménez, A. Pérez-Foguet

   Research Group on Cooperation and Human Development_Universitat Politècnica de Catalunya
                                                                           Barcelona, Spain




                                             10_04_13_IRC Symposium. Addis Ababa, Ethiopia
OUTLINE



One/////Introduction. HRtW & monitoring

Two/////Context: case study

Three///Research design and methodology

Four////Results

Five/////Some implications for a country-wide monitoring

Six///// Conclusions & challenges
One// Introduction
                                                                             INTRODUCTION

 “States Parties have a core obligation to include methods, such as right to water indicators and
 benchmarks, by which progress (of the human right to water) can be closely monitored” (GC15,
 2002)
 1_Developing indicators to measure access to water (in rural areas) based on the human right to
 water (Flores et al, 2013)


  PURPOSE OF THE PAPER:
  2_Preliminary ideas about… how to integrate new methodologies to measure and better
  understand the situation of marginalized members of society (United Nations, 2012)
Two// Case study
                                            CONTEXT


                   San Sebastián de Yalí Municipality

                    Jinotega Department (North-central

                   region)

                    6 districts // 75 rural communities

                   (22500 people)

                    402 km2.

                    Access to water (CAPS as service

                   provider vs. self provision)
Three// Sample design (1/3)
                                                                             METHODOLOGY


 1_Discriminated people is hard to find: -> Methodology to find and characterize people not served
 by communitarian systems: Each of the 75 communities was divided into two subgroups of
 households

              A_One subgroup is served by the water supply systems that are managed by the CAPS

              B_Self-provision, which is not managed by the CAPS.

 2_Sample size determination for small populations (communities) is challenging -precision of
 achieved results vs simplicity and costs-    -> approach that produces estimates with sufficient
 precision for use in local level decision-making (based on exact confidence limits of binomial
 distribution corrected for finite populations) Gine and Foguet (2013)
Three// Field work(2/3)
                                                                  METHODOLOGY
  How?

            1_UMAS – Minsa – NGDO - University

            2_Community census “in situ” (if possible) and community map

            3_Questionaires

                 Households surveys (CAPS vs NO CAPS)

                 Interview: members of the CAPS board

                 Mapping and audit systems managed by CAPS

                 Water Point Mapping (systems not managed by CAPS)
Three// Indicators (3/3)
                                                                                                METHODOLOGY




      Source (Flores et al., 2013). Improvements based on *Rietveld et al (2009) **Jiménez and Pérez-Foguet (2012).
Four// Visualizing inequalities (1/2)
                                                                              RESULTS
 The target (“JMP on track”) may be achieved but access to water as guaranteed by human
 rights remains unequally enjoyed by many. The focus on aggregate outcomes provides no
 particular incentive to reach marginalized groups. (United Nations, 2012)




    When we consider the average in a                  But when we separate results,
    community, the situation (problems) of             we can observe inequalities in
    those not connected to systems                     access to water
    managed by CAPS is not “visualized”
Four// Inequality and discrimination causes
                                                                         RESULTS

               Evidence
                                                      Explanation
        (of those self provided)

                                           Sometimes it is hard to get a new
       New community-dwellers
                                          conection (2000c$  Affordability?)

                                        Sometimes technical aspects of systems
         Because of distance or
                                        discriminate some areas (and condenms
               altitude
                                            them without too many options)

       They couldn’t pay or work         Projects and/or community not always
            for the project                        think about equity


       But also…

                                          People that have their own sources in
      Not interested in the project
                                                    which they trust
Five// SIASAR_a country-led monitoring
                                                                       IMPLICATIONS

 1. Joint iniciative launched by governments of Honduras, Nicaragua and Panama
 2. Supported by WSP-WB
 3. Mainly focused on post-construction support / Coverage
 4. 4 questionaries:
            Community (general data about community + coverage WASH
            The system: physical status of the system + something about service
             delivery
            The service provider: performance
            The support agent (UMAS)


 1_According to the HRtWS, it is important to
                                                  SIASAR could be combined with other
 know about people (right holders’), and even
 more important those people that are             sources of information for adressing
 discriminated)
                                                  equality and non-discrimination:
 2_When you go to a community -> (t, $)           SIASAR + a statistically representative
                                                  number of HH (CAPS / self provision) ??
Six// Conclusions
                                                                         CONCLUSIONS

  1. If we don’t think about minorities in the first step of monitoring cycle (Initiation
      and planning), they won’t appear in the rest (data collection, analysis &
      interpretation, communication, reflection & decision making, taking action –Danert
      & Narkevic, 2013-)



  2. Methodology is practical to locate those minority sectors within rural communities
      that often do not benefit from the same services than the others

           Usefulness when identifying and characterizing them  for equity-oriented
             policies (human right to water)
Six// Challenges
                                                               CHALLENGES

  A_Indicators and methodologies (equity and others)
  It is necessary to develop research to cope with intra-household bias as
  information obtained at household level can differ depending on which
  member of the family is polled
   It is necessary to know more about inequality and discrimination causes to
  propose remedial actions
   To improve access to water indicators based on HRtWS (post-2015)



  B_Governance
   From data to decision making (is always a challenge)
   Most of actors don’t know what HRtWS means (UMAS, Central Government?)
Thanks for your attention


                oscar.flores.baquero@upc.edu
                          ricard.gine@upc.edu
                     alejandrojfp @gmail.com
                         agusti.perez@upc.edu

                       https://grecdh.upc.edu




   10_04_13_IRC Symposium. Addis Ababa, Ethiopia
Four// The importance of self provision (2/2)
                                                                                                RESULTS
  Self provision is not always worse than using systems managed by CAPS for all criteria




                 Physical accessibility is considerably higher for self-providers
                         Self-providers                                Systems managed by CAPS
             A lot of unprotected springs in the region

      Those not using systems (CAPS) have their own sources        Water is distributed by a system of public
                                                                         standpipes in Las Lagunetas
  They carry water from springs to their homes through hosepipes

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Measuring Access to Water in Nicaragua

  • 1. PILOTING NEW INDICATORS AND METHODOLOGIES TO MEASURE THE HUMAN RIGHT TO WATER IN NICARAGUA Ó. Flores, R.Giné, A. Jiménez, A. Pérez-Foguet Research Group on Cooperation and Human Development_Universitat Politècnica de Catalunya Barcelona, Spain 10_04_13_IRC Symposium. Addis Ababa, Ethiopia
  • 2. OUTLINE One/////Introduction. HRtW & monitoring Two/////Context: case study Three///Research design and methodology Four////Results Five/////Some implications for a country-wide monitoring Six///// Conclusions & challenges
  • 3. One// Introduction INTRODUCTION “States Parties have a core obligation to include methods, such as right to water indicators and benchmarks, by which progress (of the human right to water) can be closely monitored” (GC15, 2002) 1_Developing indicators to measure access to water (in rural areas) based on the human right to water (Flores et al, 2013) PURPOSE OF THE PAPER: 2_Preliminary ideas about… how to integrate new methodologies to measure and better understand the situation of marginalized members of society (United Nations, 2012)
  • 4. Two// Case study CONTEXT San Sebastián de Yalí Municipality  Jinotega Department (North-central region)  6 districts // 75 rural communities (22500 people)  402 km2.  Access to water (CAPS as service provider vs. self provision)
  • 5. Three// Sample design (1/3) METHODOLOGY 1_Discriminated people is hard to find: -> Methodology to find and characterize people not served by communitarian systems: Each of the 75 communities was divided into two subgroups of households A_One subgroup is served by the water supply systems that are managed by the CAPS B_Self-provision, which is not managed by the CAPS. 2_Sample size determination for small populations (communities) is challenging -precision of achieved results vs simplicity and costs- -> approach that produces estimates with sufficient precision for use in local level decision-making (based on exact confidence limits of binomial distribution corrected for finite populations) Gine and Foguet (2013)
  • 6. Three// Field work(2/3) METHODOLOGY How? 1_UMAS – Minsa – NGDO - University 2_Community census “in situ” (if possible) and community map 3_Questionaires  Households surveys (CAPS vs NO CAPS)  Interview: members of the CAPS board  Mapping and audit systems managed by CAPS  Water Point Mapping (systems not managed by CAPS)
  • 7. Three// Indicators (3/3) METHODOLOGY Source (Flores et al., 2013). Improvements based on *Rietveld et al (2009) **Jiménez and Pérez-Foguet (2012).
  • 8. Four// Visualizing inequalities (1/2) RESULTS The target (“JMP on track”) may be achieved but access to water as guaranteed by human rights remains unequally enjoyed by many. The focus on aggregate outcomes provides no particular incentive to reach marginalized groups. (United Nations, 2012) When we consider the average in a But when we separate results, community, the situation (problems) of we can observe inequalities in those not connected to systems access to water managed by CAPS is not “visualized”
  • 9. Four// Inequality and discrimination causes RESULTS Evidence Explanation (of those self provided) Sometimes it is hard to get a new New community-dwellers conection (2000c$  Affordability?) Sometimes technical aspects of systems Because of distance or discriminate some areas (and condenms altitude them without too many options) They couldn’t pay or work Projects and/or community not always for the project think about equity But also… People that have their own sources in Not interested in the project which they trust
  • 10. Five// SIASAR_a country-led monitoring IMPLICATIONS 1. Joint iniciative launched by governments of Honduras, Nicaragua and Panama 2. Supported by WSP-WB 3. Mainly focused on post-construction support / Coverage 4. 4 questionaries:  Community (general data about community + coverage WASH  The system: physical status of the system + something about service delivery  The service provider: performance  The support agent (UMAS) 1_According to the HRtWS, it is important to SIASAR could be combined with other know about people (right holders’), and even more important those people that are sources of information for adressing discriminated) equality and non-discrimination: 2_When you go to a community -> (t, $) SIASAR + a statistically representative number of HH (CAPS / self provision) ??
  • 11. Six// Conclusions CONCLUSIONS 1. If we don’t think about minorities in the first step of monitoring cycle (Initiation and planning), they won’t appear in the rest (data collection, analysis & interpretation, communication, reflection & decision making, taking action –Danert & Narkevic, 2013-) 2. Methodology is practical to locate those minority sectors within rural communities that often do not benefit from the same services than the others  Usefulness when identifying and characterizing them  for equity-oriented policies (human right to water)
  • 12. Six// Challenges CHALLENGES A_Indicators and methodologies (equity and others) It is necessary to develop research to cope with intra-household bias as information obtained at household level can differ depending on which member of the family is polled  It is necessary to know more about inequality and discrimination causes to propose remedial actions  To improve access to water indicators based on HRtWS (post-2015) B_Governance  From data to decision making (is always a challenge)  Most of actors don’t know what HRtWS means (UMAS, Central Government?)
  • 13. Thanks for your attention oscar.flores.baquero@upc.edu ricard.gine@upc.edu alejandrojfp @gmail.com agusti.perez@upc.edu https://grecdh.upc.edu 10_04_13_IRC Symposium. Addis Ababa, Ethiopia
  • 14. Four// The importance of self provision (2/2) RESULTS Self provision is not always worse than using systems managed by CAPS for all criteria Physical accessibility is considerably higher for self-providers Self-providers Systems managed by CAPS A lot of unprotected springs in the region Those not using systems (CAPS) have their own sources Water is distributed by a system of public standpipes in Las Lagunetas They carry water from springs to their homes through hosepipes