WATER, SANITATION, AND
HYGIENE (WASH)
GOVERNANCE:
NOTES ON THEORY AND PRACTICE
Edward Bourque, PhD
18 October, 2016
@ UNESCO-IHE
MY ACADEMIC AND POLICY BACKGROUND
-A THUMBNAIL SKETCH
 Domestic urban /environmental planner to international water,
sanitation, and hygiene (WASH) PhD and researcher.
 Extensive field research/contextual understanding of Tanzania’s WASH
landscape (PhD, World Bank research, etc.).
 USAID and foundation WASH proposal development experience-
Burkina Faso, Indonesia, Madagascar, Tanzania, Vietnam.
 USAID and World Bank water sector best practices, knowledge
management, and WASH sustainability research support.
 MIT IDEAS Global Challenge Reviewer/Mentor
WHAT IS WASH GOVERNANCE
The political, institutional,
economic, and social framework
that effectively defines and
determines access to WASH
services.
WASH GOVERNANCE- SCALES AND
LINKAGES
 Enabling Environment- Political, Social, and Economic
 Sector Wide Coordination and Cooperation
 Horizontal
 Vertical
 Local-level
 Multiple Scales
 International
 Regional
 National
 Basin-scale
 Local – Rural and Urban settings
WASH SERVICE DELIVERY – MAJOR
CONCEPTUAL PERSPECTIVES
 Public/Private Perspectives
 Public Services as Human Rights
 Private Sector Participation
 Structural theories
 Wittfogel- ‘Oriental Despotism’ and the Hydraulic State
 Swyngedouw- ‘Government to Governance’/Weakened state
 Informal networks and actors
 Social Capital- ‘bonding and bridging’/ social relation factors
 Bricolage- adapted, local context shaped networks
ACCESS, AGENCY, AND DISCOURSE
 Ask yourself, “how do I access water?”
 For most of us, we access it as a service in our houses and buy it as a product in
discrete units (gallons)… and even, tangentially, embedded in the food that we buy.
 For residents of countries with non-existent, barely or non-functional infrastructure,
access to water is a high stakes game.
 Agency - Affordability and Accountability
 Either you can purchase whatever you need and/or you can nudge governments to
provide it as a service.
 Discourse Control- The Power of Problem Defining
 Academic Perspectives
 Media /Public Perceptions
 Voices from Civil Society Organizations/NGOs
WASH SERVICE DELIVERY – MAJOR
POLICY PERSPECTIVES
 Coordination, Cooperation, Capacity, and Political Will
 Global-level Coordination, Cooperation, and Political Will (SWA process,
etc.)
 National-level (budget allocations, SWAp)
 Decentralization
 Service Delivery and Management Models
 2004 World Bank World Development Report ‘Making Services Work for
the Poor’
 Aid Effectiveness /Value for Money
FUNCTION AND DYSFUNCTION-
IDENTIFYING WASH GOVERNANCE ISSUES
Major Gaps in Access
Market imperfections and lax regulation
Corruption
Conflict- political , social, economic
Project failure
Low levels of accountability and voice in
other sectors/generally
IMPROVING WASH GOVERNANCE
 Affordability
 Service Efficiency and Effectiveness
 Accountability mechanisms
 Utility report cards, participatory budgeting, monitoring & evaluation,
“smart government”, etc.
 Decentralization ?
 Economic Development
 Democracy
…AND IMPLEMENT IT?
 • Water, Sanitation, and Hygiene (WASH) Performance Index- Performance and
equity
 • Water and Sanitation Index of Development Effectiveness (WIDE)- Resource inputs
& results
 • WASH Sustainability Frameworks
 FIETS sustainability approach (financial, institutional, environmental, technical and
social)
 Triple-S (Sustainable Services at Scale)
 WaterAid sustainability framework
 • Global Analysis and Assessment of Sanitation and Drinking-Water (GLAAS) –
Finances, planning and coordination, M&E, human resources
 • USAID Sustainable Index Tool - Project-Specific WASH assessment
 • Various Political Economy of WASH reports
MEASURING WASH GOVERNANCE
CAN WE BUILD A BETTER MEASURE?
CONNECTING THEORY AND PRACTICE
 “10,000 meter”- level thinking on the basics of determinants of access.
 Going beyond ‘banging fist on table’ about what should and should not
be.
 Aiming to avoid a priori biases on roles of public and private sector.
 Focusing on service delivery models.
 Explore role of decentralization
 Spending more time on understanding country enabling
environment/WASH Governance context before spending money on
new projects.
 Learning from failure – in terms of sector reform, specific projects, etc.

Water_Sanitation_and_Hygiene_WASH_Govern.pptx

  • 1.
    WATER, SANITATION, AND HYGIENE(WASH) GOVERNANCE: NOTES ON THEORY AND PRACTICE Edward Bourque, PhD 18 October, 2016 @ UNESCO-IHE
  • 2.
    MY ACADEMIC ANDPOLICY BACKGROUND -A THUMBNAIL SKETCH  Domestic urban /environmental planner to international water, sanitation, and hygiene (WASH) PhD and researcher.  Extensive field research/contextual understanding of Tanzania’s WASH landscape (PhD, World Bank research, etc.).  USAID and foundation WASH proposal development experience- Burkina Faso, Indonesia, Madagascar, Tanzania, Vietnam.  USAID and World Bank water sector best practices, knowledge management, and WASH sustainability research support.  MIT IDEAS Global Challenge Reviewer/Mentor
  • 3.
    WHAT IS WASHGOVERNANCE The political, institutional, economic, and social framework that effectively defines and determines access to WASH services.
  • 4.
    WASH GOVERNANCE- SCALESAND LINKAGES  Enabling Environment- Political, Social, and Economic  Sector Wide Coordination and Cooperation  Horizontal  Vertical  Local-level  Multiple Scales  International  Regional  National  Basin-scale  Local – Rural and Urban settings
  • 5.
    WASH SERVICE DELIVERY– MAJOR CONCEPTUAL PERSPECTIVES  Public/Private Perspectives  Public Services as Human Rights  Private Sector Participation  Structural theories  Wittfogel- ‘Oriental Despotism’ and the Hydraulic State  Swyngedouw- ‘Government to Governance’/Weakened state  Informal networks and actors  Social Capital- ‘bonding and bridging’/ social relation factors  Bricolage- adapted, local context shaped networks
  • 6.
    ACCESS, AGENCY, ANDDISCOURSE  Ask yourself, “how do I access water?”  For most of us, we access it as a service in our houses and buy it as a product in discrete units (gallons)… and even, tangentially, embedded in the food that we buy.  For residents of countries with non-existent, barely or non-functional infrastructure, access to water is a high stakes game.  Agency - Affordability and Accountability  Either you can purchase whatever you need and/or you can nudge governments to provide it as a service.  Discourse Control- The Power of Problem Defining  Academic Perspectives  Media /Public Perceptions  Voices from Civil Society Organizations/NGOs
  • 7.
    WASH SERVICE DELIVERY– MAJOR POLICY PERSPECTIVES  Coordination, Cooperation, Capacity, and Political Will  Global-level Coordination, Cooperation, and Political Will (SWA process, etc.)  National-level (budget allocations, SWAp)  Decentralization  Service Delivery and Management Models  2004 World Bank World Development Report ‘Making Services Work for the Poor’  Aid Effectiveness /Value for Money
  • 8.
    FUNCTION AND DYSFUNCTION- IDENTIFYINGWASH GOVERNANCE ISSUES Major Gaps in Access Market imperfections and lax regulation Corruption Conflict- political , social, economic Project failure Low levels of accountability and voice in other sectors/generally
  • 9.
    IMPROVING WASH GOVERNANCE Affordability  Service Efficiency and Effectiveness  Accountability mechanisms  Utility report cards, participatory budgeting, monitoring & evaluation, “smart government”, etc.  Decentralization ?  Economic Development  Democracy
  • 10.
    …AND IMPLEMENT IT? • Water, Sanitation, and Hygiene (WASH) Performance Index- Performance and equity  • Water and Sanitation Index of Development Effectiveness (WIDE)- Resource inputs & results  • WASH Sustainability Frameworks  FIETS sustainability approach (financial, institutional, environmental, technical and social)  Triple-S (Sustainable Services at Scale)  WaterAid sustainability framework  • Global Analysis and Assessment of Sanitation and Drinking-Water (GLAAS) – Finances, planning and coordination, M&E, human resources  • USAID Sustainable Index Tool - Project-Specific WASH assessment  • Various Political Economy of WASH reports MEASURING WASH GOVERNANCE CAN WE BUILD A BETTER MEASURE?
  • 11.
    CONNECTING THEORY ANDPRACTICE  “10,000 meter”- level thinking on the basics of determinants of access.  Going beyond ‘banging fist on table’ about what should and should not be.  Aiming to avoid a priori biases on roles of public and private sector.  Focusing on service delivery models.  Explore role of decentralization  Spending more time on understanding country enabling environment/WASH Governance context before spending money on new projects.  Learning from failure – in terms of sector reform, specific projects, etc.