#StandardsGoals for 2024: What’s new for BISAC - Tech Forum 2024
March 2014 aceds portfolio c&g kroll webinar
1. Work Smarter, Not Harder
with Portfolio Management
John Winkler, Account Executive, Kroll Ontrack
David J. Kearney, Director Cohen & Grigsby PC
March 12, 2014
2. ACEDS Membership Benefits
Training, Resources and Networking for the
E-Discovery Community
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Kimarie Stratos, General Counsel, Memorial Health Systems, Ft. Lauderdale
3. 13 panels, 35 speakers, 14 networking events
Federal Rules amendments, judicial guidance, legal holds & more!
Presenters include:
Federal judges including Hon. David Waxse, Rules Advisory
Committee member, NFL Special Master, corporate attorneys
Register or learn more at EDiscoveryConference.com
Use code ―PORTFOLIO20‖ to save 20%
4. 4
John Winkler
Account Executive at Kroll Ontrack
Partners with law firm clients to
advise on ediscovery best practices
Over 18 years experience in the legal
technology field
Frequent author and speaker on
ediscovery topics and best practices
jwinkler@krollontrack.com
(216) 570-3905
5. 5
David J. Kearney
Director of Technology Services at
Cohen & Grigsby, P.C.
Established ediscovery and project
management professional
Multiple industry certifications, such
as PMP, CEDS
Authored numerous articles related
to electronic discovery
Frequent speaker and instructor on
various ediscovery topics
dkearney@cohenlaw.com
(412) 297-4651
6. 6
Overview
The False Facade: The Case-by-Case Approach to
Project Management
Cutting the Clutter : The Portfolio Management
Approach
Work Smarter, Not Harder: Important Considerations
for Making the Switch
Conclusion
8. 8
The “Case-by-Case” Approach
Source: Kroll Ontrack Advisory Board Survey (2013)
Organizations waste
time and money
reinventing the
ediscovery process
with each case!
9. 9
The “Case-by-Case” Perception
“Each case is unique”
» Organizations create hard
boundaries regarding the
process for each project
» Data is collected, analyzed,
reviewed, and produced
entirely disconnected from
other projects within the
organization!
This approach is chaotic
and highly inefficient!
» Piecemeal adoption
Project 3
Project 1 Project 2
» The same data and/or custodians collected numerous times!
11. 11
The Reality
Source: eDJ Group, Reduce, Reuse, Recycle: Effective Multi-matter Portfolio
Management (2013)
Not Often (<25%)
Often (25-50%)
Very Often (>50%)
20%
33.3%
46.7%
How often do you have cases with overlapping
custodians, collections or productions?
12. 12
The Reality | Overlap Among Matters
Each case is unique, but...
» Fewer hard boundaries
between matters
» Significant overlap with regard
to
documents, custodians, and
tools
By acknowledging this
overlap, an organization
can:
» Minimize data transfers
» Decrease total data stored
Project 1 Project 2
Project 3
» Consolidate location of ediscovery data and work product
13. The “Ties that Bind” Your Ediscovery
Duplicative
Documents
Overlapping Tools
Repeat
Custodians
How the portfolio approach maximizes efficiencies for
a corporation:
Organizations can
avoid re-identifying,
re-collecting, or re-
processing data by
isolating documents
potentially subject to
repeat litigation in a
post-processing
universal database!
Store ESI for
repeat custodians
in a suspended
state of storage to
limit re-collecting
Avoid additional data
transfers, processing,
etc. by leveraging the
same tools across the
EDRM
14. The “Ties that Bind” Your Ediscovery
How the portfolio approach maximizes efficiencies for
a law firm, where:
Project 1
Project 2
Project 3
Project 1 Project 2
Project 3
» Minimizes the number of redundant project management steps—Do
not have to ―reinvent the wheel‖ with each case!
» Lowers the cost of projects with corporate of client data by folding
the management processes into the portfolio
Managing
each project...
…Managing the portfolio
Transitions
to
18. 18
Considerations for Implementation
A fundamental shift in the way organizations conduct
ediscovery that requires forethought
» Identifying opportunities to collaborate and conserve resources
» Creating sound processes and employing effective technologies to
maximize efficiencies
Additional questions regarding solutions:
» Capacity to handle current data needs
» Capacity to handle future data needs
» Cost of implementation
» Security of solution
» Repeatability of solution
1
2
3
4
5
19. 19
Do Existing Tools Meet Today’s Needs?
Big data is the biggest challenge
Red flags suggesting under-performing solutions:
» Hosting a massive amount of email or loose data not currently
subject to any sort of information management
» Employed outdated tools like basic keyword search as the sole
means of data analysis
» Not having a process or means to bring on more labor or better
technology when large cases arise
1
64 percent of organizations have invested or plan to invest in
big data systems, but only eight percent of those planning to
implement a solution have actually taken steps to implement it.
-Gil Allouche, What the Gartner Big Data 2013 Report Means for the Industry (Nov. 2, 2013)
20. 20
Do Tools Meet Tomorrow’s Needs?
Applying Predictive coding to analyze your data
Per-project cost and comfortability are two barriers to
widespread use, but that change is already underway
» Some vendors already adopting new pricing plans for PC to shift
from per-project basis to a monthly fee
» Case law has already paved the way for counsel to use this tool, and
we may be on the cusp of greater adoption
Ultimately, circles back to basic risk assessment:
» What is the likelihood that my organization will want to use
predictive coding during the lifetime of this litigation support
tool?
2
21. 21
What Will it Cost my Organization?
What is the true cost of on-premise software?
» Maintaining a server (power, security, maintenance)
» The cost to store ESI being processes or analyzed
» Costs for personnel capable of running the software
Is it compatible with other applications in my
organization’s case management workflow?
» Might result in additional consulting, training, processing costs…
Additional consideration: viability of Software as a
Service (SaaS) solutions
» Some estimate that the initial cost of on-premise hardware and
software may only represent 25 percent of the total long-term cost
3
22. 22
Is the Solution Secure?
Presumably, a cloud-based solution is best suited for
the portfolio management approach
» Allows team to use a consistent, repeatable process where you can
utilize data from multiple cases
4
The ―ideal scenario‖ should allow legal professionals to access
documents in ―a centralized legal repository that supports multi-matter,
multi-party ediscovery.‖
-Daniel Lim, 5 Tips for Using the Cloud to Conduct E-Discovery (July 25, 2012)
Vetting the security of existing and potential
solutions is paramount
» With a bevy of important security considerations…
23. 23
Cloud Security Considerations
Private versus public cloud environment
» Private clouds often considered more secure because organizations
have more control over preservation and collection
» May not know where data geographically resides in a public cloud
– Potentially raises international compliance challenges
Planning for disaster
» Make sure data is encrypted when it is in transit
» Vet certifications and physical security of the provider’s data center
Portfolio management: ensure provider only stores one
instance of a document
» Minimizes auditing and security associated with hosting stages
4
24. 24
Is Your Solution Repeatable?
Existing approach: create process as projects arise
» With each new project, decisions are made about whether existing
processes and tools are good enough for everything from collection
through production—or whether additional tools are necessary
» Highly chaotic: overlapping processes and interoperability issues
Possible solution: contracting for all the tools you need
for your cases in a given time period
» Ensures seamless integration amongst tools for different EDRM
phases
» Many vendors now offer solutions based on monthly hosting fees to
minimize overall cost to an organization
5
25. 25
Is Your Solution Repeatable?
Key components: a post-processing centralized
database for analysis and review with robust inter-
project reporting
» Post-processing centralized database: storing every case
document on a centralized platform avoids duplicative collection,
identification and processing for repeat or consecutive litigation
» Analysis and review: all document groupings and decisions made
can be preserved and utilized for additional cases, if applicable
» Robust inter-project reporting: the portfolio management tool
should track critical case information like:
– The number of custodians per case
– Number of documents escalated to review
– How much time and money were spent on each process
5
27. 27
Benefits of The Portfolio Approach
Increased efficiency
» Less time and effort spent of duplicative steps
» Focus on case strategy and new issues
Budgeting and cost savings
» Budgeting more predictable via repeatable processes
Transparency
» Insight into entire edisocvery portfolio
» Identify trends and opportunities to improve processes
Editor's Notes
For those of you who aren’t familiar with us, We are a members-only association that provides training, resources, and networking to the e-discovery community. We also offer the Certified E-Discovery Specialist credential, which is held by hundreds of professional across the Americas, Europe and Asia. You can join today and start receiving a number of benefits exclusive to our members, including news content, on-demand web seminars, our bits+bytes newsletter and discounts on certification and our annual e-discovery conference in April.
The 2014 ACEDS Conference will be held at the beautiful Westin Diplomat in Hollywood, Florida from April 27 to 29. The conference features 14 panels, 35 top speakers and beachside networking events. Among the presenters is Steven Levy, the former head of legal operations at Microsoft and a pioneer of legal project management, and Judge David Waxse, who has authored several groundbreaking e-discovery decisions. Two federal judges from the US Court in the Southern District of Florida will also speak, along with the former General Counsel at BASF, top litigators, the E-Discovery Director at UnitedHealth Group and many more more. You can register or get more information at eDiscoveryConference.com. And, as a thank you for being here, if you enter the code Portfolio20, you will receive 20% off. Again that’s Portfolio20.