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Roots of Applied Behavior
                                    Analysis

                                             Chapter 1

                                 Applied Behavior Analysis for Teachers
                                               9th edition
                                 Paul A. Alberto and Anne C. Troutman




© 2013 Pearson Education, Inc.
All rights reserved
Overview: Roots of Applied Behavior
                         Analysis
                       Requirements for explaining human behavior
                       Explanations of human behavior
                          Biophysical

                          Biochemical

                          Developmental

                          Cognitive

                          Behavioral

                       Historical Development of Behaviorism
                          Respondent Conditioning

                          Associationism

                          Behaviorism

                         
                            Operant Conditioning


Applied Behavior Analysis for Teachers, 9th edition                  © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-2                      All Rights Reserved
Usefulness Criteria
         •     Inclusive:
                 •    Does the explanation account for a substantial quantity of
                      behavior?
         •     Verifiable:
                 •    Is the explanation testable?
         •     Predictive Utility:
                 •    Does the explanation provide reliable answers about what
                      people are likely to do under certain circumstances?
         •     Parsimonious:
                 •    Is it the simplest explanation?



Applied Behavior Analysis for Teachers, 9th edition                  © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-3                      All Rights Reserved
Biophysical and Biochemical
                          Explanations of Human Behavior
                Biophysical
                       Genetic and Hereditary Effects
                           
                                Dominant Genetic Inheritance
                           
                                Recessive Genetic Inheritance




Applied Behavior Analysis for Teachers, 9th edition             © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-4                 All Rights Reserved
Dominant Genetic Inheritance

                              Affected                                  Unaffected
                              Mother                                      Father
                                (An)                                       (nn)




              Affected                        Normal              Affected           Normal
                (An)                           (nn)                 (An)              (nn)

                Each child has a 50% chance of inheriting the “A” gene
                (dominant abnormal gene) or the “n” gene (normal gene) from
                the affected parent.


                                             Abnormal Gene Passage
                                             Normal Gene Passage



Applied Behavior Analysis for Teachers, 9th edition                                      © 2013 Pearson Education, Inc.
Alberto and Troutman                                        1-5                                    All Rights Reserved
Recessive Genetic Inheritance
                             Carrier                               Carrier
                             Mother                                Father
                              (Na)                                  (Na)




           Normal                        Carrier         Carrier             Affected
            (NN)                          (Na)            (Na)                 (aa)




            Each child has a 25% chance of inheriting two “a” genes (recessive
           abnormal genes) and inheriting two “N” genes (normal genes). Each
           child also has a 50% chance of being carriers of the abnormal gene.


                                       Abnormal Gene Passage
                                       Normal Gene Passage


Applied Behavior Analysis for Teachers, 9th edition                                   © 2013 Pearson Education, Inc.
Alberto and Troutman                                      1-6                                   All Rights Reserved
Biophysical and Biochemical
                       Explanations of Human Behavior
                Biophysical
                       Genetic and Hereditary Effects
                           
                                Dominant Genetic Inheritance
                           
                                Recessive Genetic Inheritance
                Biochemical
                  Brain Damage




Applied Behavior Analysis for Teachers, 9th edition             © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-7                 All Rights Reserved
Usefulness of Biophysical and Biochemical
                   Explanation of Human Behavior


     Theoretical                 Inclusiveness        Verifiability   Predictive         Parsimony
     Explanation                                                        Utility


  Biophysical
  and                                   Poor              Fair          Poor                  Poor
  Biochemical




Applied Behavior Analysis for Teachers, 9th edition                                © 2013 Pearson Education, Inc.
Alberto and Troutman                                        1-8                              All Rights Reserved
Developmental Explanations
                                    of Human Behavior
                 Psychoanalytic Theory (Freud)
                        Progression through crucial stages
                               Abberrant behavior if person fixates on a particular stage
                 A Stage Theory of Cognitive Development (Piaget)
                        Assimilation
                               The tendency to adapt the environment to enhance personal
                                functioning.
                        Accommodation
                               The tendency to change behavior to adapt to the environment.
                         Equilibration
                               The process of maintaining a balance between assimilation and
                                accommodation.


Applied Behavior Analysis for Teachers, 9th edition                            © 2013 Pearson Education, Inc.
Alberto and Troutman                                   1-9                               All Rights Reserved
A Comparison of Freudian
                               and Piagetian Theories
  Freud’s Psychoanalytic Theory                                          Piaget’s Stage Theory of Cognitive
                                                                         Development
            Age                             Stage                              Age                               Stage
  Birth to 2 years         Oral Stage: Gratification centered            Birth to 1 ½        Sensorimotor Intelligence: Infant is
                           around the mouth                              years               preoccupied with differentiating himself from
                                                                                             the rest of the world and establish
                                                                                             representations of objects.
  2 to 4 years             Anal Stage: Child derives gratification       1 ½ to 4 or 5       Preoperational Thought-
                           from withholding and controlling feces.       years               Representational Thinking: Child
                           This corresponds with toilet training.                            develops language, however is still unable to
                                                                                             take another person’s point of view.

  4 to 6 years             Phallic Stage: Gratification contents         5 to 7 years        Preoperational Thought – Intuitional
                           around genitalia. Child becomes attached                          Thinking: Child begins to understand
                           to parent of the opposite sex and develops                        conservation, attends to more than one aspect
                           hostility to parent of same sex.                                  of an object at a time, understands reversibility
                                                                                             of some operations.

  6 years to Puberty       Latency Stage: Child identifies with the      7 to 11 years       Concrete Operations: Organizes
                           parent of the same sex and plays primarily                        perceptions and symbols; able to classify
                           with other children of the same sex in sex-                       along several dimensions simultaneously;
                           stereotyped activities.                                           cannot solve abstract problems.

  Puberty                  Genital Stage: Child becomes                  12 years to Adult   Formal Operations: Deals with
                           interested in members of the opposite sex.                        abstractions, hypothetical situations, and can
                                                                                             think logically.
Applied Behavior Analysis for Teachers, 9th edition                                                                   © 2013 Pearson Education, Inc.
Alberto and Troutman                                                     1-10                                                   All Rights Reserved
Usefulness of Developmental Explanation
              of Human Behavior

 Theoretical                        Inclusiveness     Verifiability   Predictive       Parsimony
 Explanation                                                          Utility


 Developmental                             Good             Poor           Fair               Poor




Applied Behavior Analysis for Teachers, 9th edition                                © 2013 Pearson Education, Inc.
Alberto and Troutman                                        1-11                             All Rights Reserved
Cognitive Explanations of Human Behavior

                Gestalt Psychology

                Bruner – Discovery Learning

                Constructivism



Applied Behavior Analysis for Teachers, 9th edition          © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-12             All Rights Reserved
Usefulness of Cognitive Explanation
                     of Human Behavior

    Theoretical                 Inclusiveness         Verifiability   Predictive        Parsimony
    Explanation                                                         Utility



 Cognitive                            Good               Poor           Poor                Poor




Applied Behavior Analysis for Teachers, 9th edition                                © 2013 Pearson Education, Inc.
Alberto and Troutman                                         1-13                            All Rights Reserved
Behavioral Explanation
                                     of Human Behavior
               All behavior is learned.
              Behavior must be measurable and
              observable
             A behaviorist focus is on the “present
              environmental conditions, both antecedent
              and consequent, maintaining behavior and on
              establishing and verifying functional relations
              between such conditions and behaviors”


Applied Behavior Analysis for Teachers, 9th edition          © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-14             All Rights Reserved
Important Concepts
                                of Behavioral Explanation

                Positive Reinforcement

                Negative Reinforcement

                Punishment

                Extinction

Applied Behavior Analysis for Teachers, 9th edition          © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-15             All Rights Reserved
Important Concepts
                                 of Behavioral Explanation
       Antecedent Control
               Stimulus Control
               Setting Events
                   
                       Kazdin’s (2000) 3 types of setting events: social,
                       physiological, and environmental
                   
                       Baily et al’s (1988) subdivision of environmental
                       setting events: instructional dimensions, physical
                       dimensions, social dimensions, and environmental
                       change
       Modeling and Shaping

Applied Behavior Analysis for Teachers, 9th edition                    © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-16                       All Rights Reserved
Usefulness of Behavioral Explanation
                    of Human Behavior


     Theoretical                 Inclusiveness        Verifiability   Predictive         Parsimony
     Explanation                                                        Utility


  Behavioral                             Fair            Good           Good                 Good




Applied Behavior Analysis for Teachers, 9th edition                                © 2013 Pearson Education, Inc.
Alberto and Troutman                                        1-17                             All Rights Reserved
Usefulness of Explanations
                              of Human Behavior

       Theoretical                    Inclusiveness   Verifiability   Predictive           Parsimony
       Explanation                                                      Utility
 Biophysical/
 Biochemical                                 Poor         Fair          Poor                   Poor

 Developmental                              Good         Poor           Fair                   Poor

 Cognitive                                  Good         Poor           Poor                   Poor

 Behavioral                                  Fair        Good           Good                  Good



Applied Behavior Analysis for Teachers, 9th edition                                © 2013 Pearson Education, Inc.
Alberto and Troutman                                     1-18                                All Rights Reserved
Historical Development of Behaviorism

    Respondent Conditioning (Ivan Pavlov)
           Classical or Respondent Conditioning – the process of pairing
            stimuli so that an unconditioned stimulus elicits a response
            (reflexive behaviors)
                                                             Food (UCS)
               Stage 1:
                                Tone (CS)                                 Salivation (UCR)
               Stage 2:
                                Tone (CS)                                 Salivation (CR)


    Associationism (Edward Thorndike)
           Associations between situations and responses
           Law of Effect
           Law of Exercise
Applied Behavior Analysis for Teachers, 9th edition                                     © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-19                                        All Rights Reserved
Historical Development of Behaviorism
             Behaviorism (John Watson)
                    Coined term “behaviorism”
                    Focused on observable behaviors – emotional responses
                    Watson & Rayner (1920) – baby Albert

             Operant Conditioning (B.F. Skinner)
                    Voluntary behaviors
                    The arrangement of environmental variables to establish a
                     functional relation between a voluntary behavior and its
                     consequences.




Applied Behavior Analysis for Teachers, 9th edition                © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-20                   All Rights Reserved
Applied Behavior Analysis



     “The process of applying sometimes tentative
           principles of behavior to the improvement of
           specific behaviors, and simultaneously
           evaluating whether or not any changes noted
           are indeed attributed to the process of
           application.” (Baer, Wolf, & Risley, 1968,
           p.91)

Applied Behavior Analysis for Teachers, 9th edition          © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-21             All Rights Reserved
7 Characteristics of Research to
                   Qualify as Applied Behavior Analysis
           Identified by Baer, Wolf, & Risley (1968)

           1) Applied – behavior selected for change must be socially important
           2) Behavioral – behavior must be observable and measurable

           3) Analytic – intervention must demonstrate control over the behavior

           4) Technological – written in such a way that it is easily replicated

           5) Effective – demonstrate a meaningful change in the desired behavior

           6) Conceptually Systematic – use appropriate terminology and

           behavioral concepts
           7) Generality – must demonstrate maintenance and generalization of the

           behavior


Applied Behavior Analysis for Teachers, 9th edition                © 2013 Pearson Education, Inc.
Alberto and Troutman                                  1-22                   All Rights Reserved

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0132656094 pp01 1

  • 1. Roots of Applied Behavior Analysis Chapter 1 Applied Behavior Analysis for Teachers 9th edition Paul A. Alberto and Anne C. Troutman © 2013 Pearson Education, Inc. All rights reserved
  • 2. Overview: Roots of Applied Behavior Analysis  Requirements for explaining human behavior  Explanations of human behavior  Biophysical  Biochemical  Developmental  Cognitive  Behavioral  Historical Development of Behaviorism  Respondent Conditioning  Associationism  Behaviorism  Operant Conditioning Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-2 All Rights Reserved
  • 3. Usefulness Criteria • Inclusive: • Does the explanation account for a substantial quantity of behavior? • Verifiable: • Is the explanation testable? • Predictive Utility: • Does the explanation provide reliable answers about what people are likely to do under certain circumstances? • Parsimonious: • Is it the simplest explanation? Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-3 All Rights Reserved
  • 4. Biophysical and Biochemical Explanations of Human Behavior  Biophysical  Genetic and Hereditary Effects  Dominant Genetic Inheritance  Recessive Genetic Inheritance Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-4 All Rights Reserved
  • 5. Dominant Genetic Inheritance Affected Unaffected Mother Father (An) (nn) Affected Normal Affected Normal (An) (nn) (An) (nn) Each child has a 50% chance of inheriting the “A” gene (dominant abnormal gene) or the “n” gene (normal gene) from the affected parent. Abnormal Gene Passage Normal Gene Passage Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-5 All Rights Reserved
  • 6. Recessive Genetic Inheritance Carrier Carrier Mother Father (Na) (Na) Normal Carrier Carrier Affected (NN) (Na) (Na) (aa) Each child has a 25% chance of inheriting two “a” genes (recessive abnormal genes) and inheriting two “N” genes (normal genes). Each child also has a 50% chance of being carriers of the abnormal gene. Abnormal Gene Passage Normal Gene Passage Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-6 All Rights Reserved
  • 7. Biophysical and Biochemical Explanations of Human Behavior  Biophysical  Genetic and Hereditary Effects  Dominant Genetic Inheritance  Recessive Genetic Inheritance  Biochemical  Brain Damage Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-7 All Rights Reserved
  • 8. Usefulness of Biophysical and Biochemical Explanation of Human Behavior Theoretical Inclusiveness Verifiability Predictive Parsimony Explanation Utility Biophysical and Poor Fair Poor Poor Biochemical Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-8 All Rights Reserved
  • 9. Developmental Explanations of Human Behavior  Psychoanalytic Theory (Freud)  Progression through crucial stages  Abberrant behavior if person fixates on a particular stage  A Stage Theory of Cognitive Development (Piaget)  Assimilation  The tendency to adapt the environment to enhance personal functioning.  Accommodation  The tendency to change behavior to adapt to the environment.  Equilibration  The process of maintaining a balance between assimilation and accommodation. Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-9 All Rights Reserved
  • 10. A Comparison of Freudian and Piagetian Theories Freud’s Psychoanalytic Theory Piaget’s Stage Theory of Cognitive Development Age Stage Age Stage Birth to 2 years Oral Stage: Gratification centered Birth to 1 ½ Sensorimotor Intelligence: Infant is around the mouth years preoccupied with differentiating himself from the rest of the world and establish representations of objects. 2 to 4 years Anal Stage: Child derives gratification 1 ½ to 4 or 5 Preoperational Thought- from withholding and controlling feces. years Representational Thinking: Child This corresponds with toilet training. develops language, however is still unable to take another person’s point of view. 4 to 6 years Phallic Stage: Gratification contents 5 to 7 years Preoperational Thought – Intuitional around genitalia. Child becomes attached Thinking: Child begins to understand to parent of the opposite sex and develops conservation, attends to more than one aspect hostility to parent of same sex. of an object at a time, understands reversibility of some operations. 6 years to Puberty Latency Stage: Child identifies with the 7 to 11 years Concrete Operations: Organizes parent of the same sex and plays primarily perceptions and symbols; able to classify with other children of the same sex in sex- along several dimensions simultaneously; stereotyped activities. cannot solve abstract problems. Puberty Genital Stage: Child becomes 12 years to Adult Formal Operations: Deals with interested in members of the opposite sex. abstractions, hypothetical situations, and can think logically. Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-10 All Rights Reserved
  • 11. Usefulness of Developmental Explanation of Human Behavior Theoretical Inclusiveness Verifiability Predictive Parsimony Explanation Utility Developmental Good Poor Fair Poor Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-11 All Rights Reserved
  • 12. Cognitive Explanations of Human Behavior  Gestalt Psychology  Bruner – Discovery Learning  Constructivism Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-12 All Rights Reserved
  • 13. Usefulness of Cognitive Explanation of Human Behavior Theoretical Inclusiveness Verifiability Predictive Parsimony Explanation Utility Cognitive Good Poor Poor Poor Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-13 All Rights Reserved
  • 14. Behavioral Explanation of Human Behavior  All behavior is learned.  Behavior must be measurable and observable  A behaviorist focus is on the “present environmental conditions, both antecedent and consequent, maintaining behavior and on establishing and verifying functional relations between such conditions and behaviors” Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-14 All Rights Reserved
  • 15. Important Concepts of Behavioral Explanation  Positive Reinforcement  Negative Reinforcement  Punishment  Extinction Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-15 All Rights Reserved
  • 16. Important Concepts of Behavioral Explanation  Antecedent Control  Stimulus Control  Setting Events  Kazdin’s (2000) 3 types of setting events: social, physiological, and environmental  Baily et al’s (1988) subdivision of environmental setting events: instructional dimensions, physical dimensions, social dimensions, and environmental change  Modeling and Shaping Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-16 All Rights Reserved
  • 17. Usefulness of Behavioral Explanation of Human Behavior Theoretical Inclusiveness Verifiability Predictive Parsimony Explanation Utility Behavioral Fair Good Good Good Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-17 All Rights Reserved
  • 18. Usefulness of Explanations of Human Behavior Theoretical Inclusiveness Verifiability Predictive Parsimony Explanation Utility Biophysical/ Biochemical Poor Fair Poor Poor Developmental Good Poor Fair Poor Cognitive Good Poor Poor Poor Behavioral Fair Good Good Good Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-18 All Rights Reserved
  • 19. Historical Development of Behaviorism  Respondent Conditioning (Ivan Pavlov)  Classical or Respondent Conditioning – the process of pairing stimuli so that an unconditioned stimulus elicits a response (reflexive behaviors) Food (UCS) Stage 1: Tone (CS) Salivation (UCR) Stage 2: Tone (CS) Salivation (CR)  Associationism (Edward Thorndike)  Associations between situations and responses  Law of Effect  Law of Exercise Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-19 All Rights Reserved
  • 20. Historical Development of Behaviorism  Behaviorism (John Watson)  Coined term “behaviorism”  Focused on observable behaviors – emotional responses  Watson & Rayner (1920) – baby Albert  Operant Conditioning (B.F. Skinner)  Voluntary behaviors  The arrangement of environmental variables to establish a functional relation between a voluntary behavior and its consequences. Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-20 All Rights Reserved
  • 21. Applied Behavior Analysis “The process of applying sometimes tentative principles of behavior to the improvement of specific behaviors, and simultaneously evaluating whether or not any changes noted are indeed attributed to the process of application.” (Baer, Wolf, & Risley, 1968, p.91) Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-21 All Rights Reserved
  • 22. 7 Characteristics of Research to Qualify as Applied Behavior Analysis Identified by Baer, Wolf, & Risley (1968) 1) Applied – behavior selected for change must be socially important 2) Behavioral – behavior must be observable and measurable 3) Analytic – intervention must demonstrate control over the behavior 4) Technological – written in such a way that it is easily replicated 5) Effective – demonstrate a meaningful change in the desired behavior 6) Conceptually Systematic – use appropriate terminology and behavioral concepts 7) Generality – must demonstrate maintenance and generalization of the behavior Applied Behavior Analysis for Teachers, 9th edition © 2013 Pearson Education, Inc. Alberto and Troutman 1-22 All Rights Reserved