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Food safety challenges in smallholder pig value chains
in Vietnam: From an assessment to feasible
interventions using an integrated approach
Fred Unger 1
, Lucy Lapar1
, Pham Van Hung2
, Sinh Dang-Xuan3
, Pham Hong Ngan2
, Karl Rich4
, Hung Nguyen-Viet1
and Delia Grace1
1
International Livestock Research Institute, 2
Vietnam National University of Agriculture, Hanoi, Vietnam
3
Center for Public Health and Ecosystem Research, Hanoi School of Public Health, Vietnam, 4
Lab 863 Ltd., University of New England
Outline
• Introduction to pig sector in Vietnam and food safety issues
• ILRI value chain (VC) work in Vietnam (an overview)
• PigRISK project
• Selected results from the assessment
• Moving to interventions
Pig value chain in Vietnam - some key facts
• Pork is an important component of the Vietnamese diet
• Dominance of smallholders in pig production, significant
contribution to household (HH) income (accounts for 14% of rural
HH income)
• Projections show that even with no growth from smallholders, large
farms will account for only 12% of the national pork market share
• Enabling policy environment: willingness of policymakers and
development partners to engage in research for development
initiatives targeting smallholders1
1
Combines very small scale and small scale farms
4
Dominance of smallholders
Account for 85% of pig production in Vietnam (GSO, 2012)
Demand for pork
• Strong preference for fresh, unchilled pork
– Provides natural protection from imports; imported pork is frozen pork
– Distributed through traditional market outlets which are most preferred
purchase outlets for fresh pork (>85%)
• Future increases in consumer incomes are expected to
lead to increased demand for pork and other meat
products
• Also notified increasing demand for local (breed) pork
(e.g. urban centers have potential for niche product due
to prime price)
ILRI 2015, METRO, Daklak
9 USD versus 4.5 USD/kg
(local versus “exotic” pork)
Food safety challenges
• Majority of pork distributed through informal market chains
– traditional processing/products and retail practices (e.g. wet markets,
temporary and/or permanent)
– escape effective health and safety regulation (lack of regular/effective
inspection)
– Affordable, accessible, addressing local demands (e.g. meat pie)
• Existing studies focus on assessment of hazards while
studies investigating the related risk for consumers are
lacking
• Increasing consumer concerns on animal diseases and food
safety
• Risky consumption habits are common (raw pork sausage,
blood pudding)
Activities along the pig value chain in Vietnam
Food safety/animal health: PigRISK project (2012-2017)
Breed/genetics:
Scoping study and breed and genetic resources (central highlands)
Animal genetic resource study
Feed: Feed technology review
Pig sector review: background, trends, policies
Indigenous pig system: Scoping study to evaluate the potential of
indigenous pig systems (2015) (market, breed, food safety)
Supporting activities
System dynamics (SD) model (2015)
Gender integrated pro-poor value chain assessment (2015)
Evaluation of used interventions (LIFSAP)(2015)
PigRISK project (2012-2017)
To assess impacts of pork-borne diseases on
human health and the livestock and identify
control points for risk management
Risk-based approaches
Qualitative/quantitative risk assessments
Integrated approach
•Multi-disciplinary team
Vets, PH, economists, environmental scientists
•Qualitative and quantitative data
Biological sampling, questionnaires,
participatory epidemiological tools
Data collected
Input suppliers, producer, slaughterhouse,
trader, market, consumers
– Literature review
– Rapid integrated VC assessment (various actors)
– Baseline studies (>400 HH with pigs) in 2 provinces (various actors)
– Risk assessments microbiological (farm, slaughterhouse, market) &
chemical (feed & pork, liver, kidney) hazards
– Longitudinal surveys (10 -12 months):
• Households with pigs (animal health and production survey)
• Local vet stations & consumers
– Cost of illness due to diarrhoeal diseases (hospital cases)
– Biological sampling on-farm (faecal)
– Streptococcus suis (slaughterhouse)
– Cross-contamination study (Salmonella)
PigRISK: Assessment phase (2012-2014)
Hung Yen Nghe An All
Pig herd size (latest cycle) 16.4 9.5 13.5
Average weight/pig (kg) 107.0 60.8 87.4
PigRISK: Selected results
Gender of VC actors & production performance
Farmer
(n=400)
Slaughterhouse
(n=51)
Processor
Sellers
(n=74)
Consumer
(hh leader)
(n=416)
1. Gender
- Male 48.6 51.0 36.4 6.8 80.1
- Female 51.4 49.0 63.6 93.2 19.9
Problem/Constraints Ranking
Hung Yen Nghe An
Feed quality na* 1
High feed price na* 2
Low quality of veterinary drugs 3 3
Low pig price na* 4
Lack of capital 1 5
Lack of knowledge and skills in
animal health management
2 -
Lack of veterinary doctors/
para-vet
4 -
Disease (including zoonoses) 5 6
Ranking of pig production constraints, as perceived by farmers by region
PigRISK – production constraints
*Farmers perceived that these constraints have never been addressed
and cannot be solved by themselves. Therefore they consider these as
given and did not rank them.
Piglet
origin
Wastewater /
manure
treatment
Hygiene (pig
keepers, PPE,
floor,
materials...)
Water
(drinking,
cleaning)
Feed
Farm
Food
residues
(vegetable,
food…)
Pest/rodent
PigRISK: Food safety
Risk assessment (RA):
•Salmonella risk pathways developed for producers, slaughterhouse and
consumers
•Quantitative RA (risk for consumer) ongoing
Selected key results: Food safety
13
Sampling for biological hazards (Salmonella spp.):
•Overall 1275 samples (farm, slaughterhouse, market) collected
quarterly over 12 months
– Farm: drinking water 19.4% floor swabs: 36.1% (Salmonella
spp.)
– Slaughterhouse e.g. water 20.0%, carcass 38.9%
– Market e.g. meat for sell: 44.7%
Chemical hazards:
•Presence of banned substances (e.g. chloramphenicol and the
growth promoter salbutamol in pig feed and sold pork)
Selected key results: Food safety
14
Streptococcus suis in slaughter pigs (N=147):
S. suis type 2, low prevalence (1.4%)
Potential risky behaviour such as the
consumption of “Tiet canh”, a raw pig
blood dish, was common in slaughterhouse
workers (43.1%)
Cross-contamination survey (Salmonella) (N=153)
Using the same cutting board induced the highest risk of cross-
contamination with Salmonella (66.7%), followed by use of the
same knife (11.1%)
Moving from assessment to Interventions
To develop and test incentive-based innovations to improve management
of human and animal health risks in smallholder pig value chains.
Assessment
Incentive-based interventions
Value chain approach
Consumers
From stable to fork
Best bet selection – VC approach
Placed at specific actor along VC based on RA results
Feed
Water,
Biosecurity …
Water, floor
slaughter …
Hygienic
management
Food handling and
preparation sampling
“Best bet” selection
First list of interventions and potential entry points:
Identified from survey results and risk assessment
Validation process:
 Literature review on potential interventions (what worked & what not)
 LIFSAP GAHP experiences (World Bank funded project in Vietnam aiming for
improved pig farms, slaughterhouses and markets in terms of hygiene)
29 criteria, some unpractical e.g. on farm and/or slaughter:
Separate from residential areas, keep only same age classes only, replace floor
slaughter by hanging slaughter facilities
Review and reduce to 5-10 most feasible based on VC actor feedback
 Stakeholder and targeted actor consultation
Best bet selection – stepwise approach
“Best bet” selection
Validation process (cont):
Use of a system dynamics model as tool to simulate and evaluate ex
ante between different intervention options.
• Salmonella at slaughterhouse:
Introduce metal grids to avoid slaughter on the ground
• Salmonella at farm:
Introduce water treatment
• Morbidity on farm:
Regular and targeted vaccination, biosecurity, deworming
Best bet selection (cont)
 Expected time for change (to implement an interventions)
 Days – weeks – months
 Expected adaptation rate
 At the start and after 6 months
 Expected reduction of hazard (e.g. Salmonella/diseases
prevalence) and uncertainty (validated from literature or expert opinion)
 Indirect positive effects (e.g. weight gain)
 Is the desired effect measurable?
 Hazard prevalence (Salmonella)
 Weight gain over time (how to attribute to the intervention)
 Reduced mortality
Best bet selection - further criteria
“Best bet” further criteria
 KAP of targeted group (FGD or other participatory approaches)
 Policy environment (supporting or not, e.g. re-activation of inspections)
 Expected investment cost
 Fixed and over time to maintain, e.g. metal grid table (50-100 USD),
water treatment on farm >300 USD
Overall scoring Final selection
Implementation and test
Randomised control trials
(upcoming end 2015-2016)
Best bet selection – further criteria
Source: Sinh, Handlos and Unger (2014)
Pig slaughterhousePig slaughterhouse
Investment 50 – 100 USD
Challenges:
•Groups of butchers jointly use slaughterhouse
facilities for a service fee (1-2 USD)
•Pig/carcass remains the ownership of butcher
•Lack of ante mortem and post mortem. If done,
then more likely in medium- to large-scale
slaughterhouses
•Condemnation not enforced
Pork marketsPork markets
LIFSAP funded improved wet market (left)
Common use of card board (right)
Challenges:
Strong consumer perception for ‘dry-looking’ pork, associated to meat quality
(Sinh 2013). KAP survey data needed.
Source: Sinh and Unger (2014)
 Presence of biological and chemical hazards in pork
demonstrated
 Hazard versus risk for the consumer, quantitative RA ongoing
 Identification and testing of potential incentives to support
feasible interventions, ongoing
 Perception, awareness and practice of VC actors need to be
better understood
 Strong participatory and integrated approach required to
facilitate participation of all relevant actors
Key messages
The presentation has a Creative Commons licence. You are free to re-use or distribute this work, provided credit is
given to ILRI.
better lives through livestock
ilri.org
Special thanks to the PigRISK team,
its partners and the donor ACIAR

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The Philosophy of Science
 

Food safety challenges in smallholder pig value chains in Vietnam: From an assessment to feasible interventions using an integrated approach

  • 1. Food safety challenges in smallholder pig value chains in Vietnam: From an assessment to feasible interventions using an integrated approach Fred Unger 1 , Lucy Lapar1 , Pham Van Hung2 , Sinh Dang-Xuan3 , Pham Hong Ngan2 , Karl Rich4 , Hung Nguyen-Viet1 and Delia Grace1 1 International Livestock Research Institute, 2 Vietnam National University of Agriculture, Hanoi, Vietnam 3 Center for Public Health and Ecosystem Research, Hanoi School of Public Health, Vietnam, 4 Lab 863 Ltd., University of New England
  • 2. Outline • Introduction to pig sector in Vietnam and food safety issues • ILRI value chain (VC) work in Vietnam (an overview) • PigRISK project • Selected results from the assessment • Moving to interventions
  • 3. Pig value chain in Vietnam - some key facts • Pork is an important component of the Vietnamese diet • Dominance of smallholders in pig production, significant contribution to household (HH) income (accounts for 14% of rural HH income) • Projections show that even with no growth from smallholders, large farms will account for only 12% of the national pork market share • Enabling policy environment: willingness of policymakers and development partners to engage in research for development initiatives targeting smallholders1 1 Combines very small scale and small scale farms
  • 4. 4 Dominance of smallholders Account for 85% of pig production in Vietnam (GSO, 2012)
  • 5. Demand for pork • Strong preference for fresh, unchilled pork – Provides natural protection from imports; imported pork is frozen pork – Distributed through traditional market outlets which are most preferred purchase outlets for fresh pork (>85%) • Future increases in consumer incomes are expected to lead to increased demand for pork and other meat products • Also notified increasing demand for local (breed) pork (e.g. urban centers have potential for niche product due to prime price) ILRI 2015, METRO, Daklak 9 USD versus 4.5 USD/kg (local versus “exotic” pork)
  • 6. Food safety challenges • Majority of pork distributed through informal market chains – traditional processing/products and retail practices (e.g. wet markets, temporary and/or permanent) – escape effective health and safety regulation (lack of regular/effective inspection) – Affordable, accessible, addressing local demands (e.g. meat pie) • Existing studies focus on assessment of hazards while studies investigating the related risk for consumers are lacking • Increasing consumer concerns on animal diseases and food safety • Risky consumption habits are common (raw pork sausage, blood pudding)
  • 7. Activities along the pig value chain in Vietnam Food safety/animal health: PigRISK project (2012-2017) Breed/genetics: Scoping study and breed and genetic resources (central highlands) Animal genetic resource study Feed: Feed technology review Pig sector review: background, trends, policies Indigenous pig system: Scoping study to evaluate the potential of indigenous pig systems (2015) (market, breed, food safety) Supporting activities System dynamics (SD) model (2015) Gender integrated pro-poor value chain assessment (2015) Evaluation of used interventions (LIFSAP)(2015)
  • 8. PigRISK project (2012-2017) To assess impacts of pork-borne diseases on human health and the livestock and identify control points for risk management Risk-based approaches Qualitative/quantitative risk assessments Integrated approach •Multi-disciplinary team Vets, PH, economists, environmental scientists •Qualitative and quantitative data Biological sampling, questionnaires, participatory epidemiological tools Data collected Input suppliers, producer, slaughterhouse, trader, market, consumers
  • 9. – Literature review – Rapid integrated VC assessment (various actors) – Baseline studies (>400 HH with pigs) in 2 provinces (various actors) – Risk assessments microbiological (farm, slaughterhouse, market) & chemical (feed & pork, liver, kidney) hazards – Longitudinal surveys (10 -12 months): • Households with pigs (animal health and production survey) • Local vet stations & consumers – Cost of illness due to diarrhoeal diseases (hospital cases) – Biological sampling on-farm (faecal) – Streptococcus suis (slaughterhouse) – Cross-contamination study (Salmonella) PigRISK: Assessment phase (2012-2014)
  • 10. Hung Yen Nghe An All Pig herd size (latest cycle) 16.4 9.5 13.5 Average weight/pig (kg) 107.0 60.8 87.4 PigRISK: Selected results Gender of VC actors & production performance Farmer (n=400) Slaughterhouse (n=51) Processor Sellers (n=74) Consumer (hh leader) (n=416) 1. Gender - Male 48.6 51.0 36.4 6.8 80.1 - Female 51.4 49.0 63.6 93.2 19.9
  • 11. Problem/Constraints Ranking Hung Yen Nghe An Feed quality na* 1 High feed price na* 2 Low quality of veterinary drugs 3 3 Low pig price na* 4 Lack of capital 1 5 Lack of knowledge and skills in animal health management 2 - Lack of veterinary doctors/ para-vet 4 - Disease (including zoonoses) 5 6 Ranking of pig production constraints, as perceived by farmers by region PigRISK – production constraints *Farmers perceived that these constraints have never been addressed and cannot be solved by themselves. Therefore they consider these as given and did not rank them.
  • 12. Piglet origin Wastewater / manure treatment Hygiene (pig keepers, PPE, floor, materials...) Water (drinking, cleaning) Feed Farm Food residues (vegetable, food…) Pest/rodent PigRISK: Food safety Risk assessment (RA): •Salmonella risk pathways developed for producers, slaughterhouse and consumers •Quantitative RA (risk for consumer) ongoing
  • 13. Selected key results: Food safety 13 Sampling for biological hazards (Salmonella spp.): •Overall 1275 samples (farm, slaughterhouse, market) collected quarterly over 12 months – Farm: drinking water 19.4% floor swabs: 36.1% (Salmonella spp.) – Slaughterhouse e.g. water 20.0%, carcass 38.9% – Market e.g. meat for sell: 44.7% Chemical hazards: •Presence of banned substances (e.g. chloramphenicol and the growth promoter salbutamol in pig feed and sold pork)
  • 14. Selected key results: Food safety 14 Streptococcus suis in slaughter pigs (N=147): S. suis type 2, low prevalence (1.4%) Potential risky behaviour such as the consumption of “Tiet canh”, a raw pig blood dish, was common in slaughterhouse workers (43.1%) Cross-contamination survey (Salmonella) (N=153) Using the same cutting board induced the highest risk of cross- contamination with Salmonella (66.7%), followed by use of the same knife (11.1%)
  • 15. Moving from assessment to Interventions To develop and test incentive-based innovations to improve management of human and animal health risks in smallholder pig value chains. Assessment Incentive-based interventions
  • 16. Value chain approach Consumers From stable to fork Best bet selection – VC approach Placed at specific actor along VC based on RA results Feed Water, Biosecurity … Water, floor slaughter … Hygienic management Food handling and preparation sampling
  • 17. “Best bet” selection First list of interventions and potential entry points: Identified from survey results and risk assessment Validation process:  Literature review on potential interventions (what worked & what not)  LIFSAP GAHP experiences (World Bank funded project in Vietnam aiming for improved pig farms, slaughterhouses and markets in terms of hygiene) 29 criteria, some unpractical e.g. on farm and/or slaughter: Separate from residential areas, keep only same age classes only, replace floor slaughter by hanging slaughter facilities Review and reduce to 5-10 most feasible based on VC actor feedback  Stakeholder and targeted actor consultation Best bet selection – stepwise approach
  • 18. “Best bet” selection Validation process (cont): Use of a system dynamics model as tool to simulate and evaluate ex ante between different intervention options. • Salmonella at slaughterhouse: Introduce metal grids to avoid slaughter on the ground • Salmonella at farm: Introduce water treatment • Morbidity on farm: Regular and targeted vaccination, biosecurity, deworming Best bet selection (cont)
  • 19.  Expected time for change (to implement an interventions)  Days – weeks – months  Expected adaptation rate  At the start and after 6 months  Expected reduction of hazard (e.g. Salmonella/diseases prevalence) and uncertainty (validated from literature or expert opinion)  Indirect positive effects (e.g. weight gain)  Is the desired effect measurable?  Hazard prevalence (Salmonella)  Weight gain over time (how to attribute to the intervention)  Reduced mortality Best bet selection - further criteria
  • 20. “Best bet” further criteria  KAP of targeted group (FGD or other participatory approaches)  Policy environment (supporting or not, e.g. re-activation of inspections)  Expected investment cost  Fixed and over time to maintain, e.g. metal grid table (50-100 USD), water treatment on farm >300 USD Overall scoring Final selection Implementation and test Randomised control trials (upcoming end 2015-2016) Best bet selection – further criteria
  • 21. Source: Sinh, Handlos and Unger (2014) Pig slaughterhousePig slaughterhouse Investment 50 – 100 USD Challenges: •Groups of butchers jointly use slaughterhouse facilities for a service fee (1-2 USD) •Pig/carcass remains the ownership of butcher •Lack of ante mortem and post mortem. If done, then more likely in medium- to large-scale slaughterhouses •Condemnation not enforced
  • 22. Pork marketsPork markets LIFSAP funded improved wet market (left) Common use of card board (right) Challenges: Strong consumer perception for ‘dry-looking’ pork, associated to meat quality (Sinh 2013). KAP survey data needed. Source: Sinh and Unger (2014)
  • 23.  Presence of biological and chemical hazards in pork demonstrated  Hazard versus risk for the consumer, quantitative RA ongoing  Identification and testing of potential incentives to support feasible interventions, ongoing  Perception, awareness and practice of VC actors need to be better understood  Strong participatory and integrated approach required to facilitate participation of all relevant actors Key messages
  • 24. The presentation has a Creative Commons licence. You are free to re-use or distribute this work, provided credit is given to ILRI. better lives through livestock ilri.org Special thanks to the PigRISK team, its partners and the donor ACIAR