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Lecture 3
First and Second Law of
Thermodynamics
First Law of Thermodynamics FOR
OPEN SYSTEMS
For rate processes dividing both
sides by t and letting t0
2 2
,
( / 2 ) ( / 2 )
CV
net in
inlets ou e
CV
tl ts
m h V gz m h V g
dE
W
dt
z Q
       
 
For large processes provided all inlet/outlet conditions
are steady (not changing with time) integrate both sides
2 2
,
( / 2 ) ( / 2 )
CV net in
inlets out
CV
lets
E m h V gz m h V gz Q W
       

 
Recall enthalpy defn.:
h=u+pv
2
2
( / 2 )
( / 2 )
CV
inlets
CV
outlets
dE m u pv v gz
m u pv v gz Q W

  
   

  
 


Inserting expression for flow work
flow
outlets inlets
W pv m pv m
  
 
 
and regrouping terms
Conservation of mass and energy
for a steady flow process
inlet
CV
s outlets
dm
t
m
d
m 
  
2
. 2
( ) ( )
2 2
CV
CV
in out
dE
Q W m
V V
h gz h gz
m
dt
   
  
  
2 2
.
( ) (
2 2
)
CV
outlets inlets
m Q W
V V
h m
gz h gz
      
 
outlets inlets
m m

  Conservation of mass
Conservation of energ
Applications
 Nozzles and diffusers (e.g. jet propulsion)
 Turbines (e.g. power plant, turbofan/turbojet
aircraft engine), compressors and pumps
(power plant)
 Heat exchangers (e.g. boilers and condensers
in power plants, evaporator and condenser in
refrigeration, food and chemical processing)
 Mixing chambers (power plants)
 Throttling devices (e.g. refrigeration, steam
quality measurement in power plants)
Applications in pictures
Source: internet
Heat exchangers
Throttling devices
nozzles/diffusers
2 2
2 2
out in
out in
V V
h h 


2 2
.
( ) (
2 2
)
CV
outlets inlets
m Q W
V V
h m
gz h gz
      
 
Single stream
turbines
2 2
( )
2
out
cv
in
out in
V V
h Q
m W
h 

 

2 2
2
out in
out in
V V
h h

 
( )
out in
m h h Q
 
Usually
( ) 0
i
c n ou
v t
h
W m h

 
compressors
2 2
( )
2
out
cv
in
out in
V V
h Q
m W
h 

 

2 2
2
out in
out in
V V
h h

 
( )
out in
m h h Q
 
Usually ( ) 0
out in
cv m h h
W  
 
heat exchangers
, ,
( )
h h out h in
h Q
m h
  
, ,
( )
c c out c in
h Q
m h
 
, , , ,
c c out h h out c c in h h in
m h m h m h m h
  
cold (c)
hot (h)
Take CV enclosing the stream that is hot at inlet
Take CV enclosing the stream that is cold at inlet
Mixing chambers or “direct contact
heat exchangers”
1
2
3
 
1 1 2 2 1 2 3
m h m h m m h
  
3 1 2
m m m
  Conservation of mass
Conservation of energy
Principles of Thermodynamics
Thermal efficiency, where,
W = Net work transfer from the engine, and
Q1 = Heat transfer to engine.
Q2 = Heat transfer from cold reservoir,
1
Q
W


W
Q2
ref
(C.O.P.)
e,
performanc
of
efficient
-
Co 
W
Q1
pump
heat
(C.O.P.)
e,
performanc
of
efficient
-
Co 
Clausius Statement
“It is impossible for a self acting
machine working in a cyclic process
unaided by any external agency, to
convey heat from a body at a lower
temperature to a body at a higher
temperature”.
In other words, heat of, itself, cannot
flow from a colder to a hotter body
Kelvin-Planck Statement
“It is impossible to construct
an engine, which while
operating in a cycle produces
no other effect except to
extract heat from a single
reservoir and do equivalent
amount of work”.
Why does Q flow from hot to
cold?
Consider two systems, one with TA and one with TB
Allow Q > 0 to flow from TA to TB
Entropy changed by:
S = Q/TB - Q/TA
If TA > TB, then S > 0
System will achieve more randomness by exchanging
heat until TB = TA
Efficiencies of Engines
 Consider a cycle described by:
W, work done by engine
 Qhot, heat that flows into engine from source at
Thot
 Qcold, heat exhausted from engine at lower
temperature, Tcold
 Efficiency is defined:
Qhot
engine
Qcold
W
hot
Q
W


:
engine
hot
cold
hot
Q
Q
Q 

Since ,
hot
cold
Q
Q

1




hot
cold
hot
cold
hot
hot
cold
cold
T
T
Q
Q
T
Q
T
Q
0
/ 

 T
Q
S
hot
cold
engines
T
T

1
:

Carnot Engines

Idealized engine

Most efficient possible
hot
cold
hot T
T
Q
W


 1

Application of 2nd
law
isothermal
compression
adiabatic
expansion
isothermal
expansion
adiabatic
compression
TA
TB
1-2
2-3
3-4
4-1
Q12
Q34
W12
W23
W34
W41
Carnot
Engine
2T engine
Carnot Cycle
Efficiency of a Carnot engine
apply 1st
law for this cycle:
then energy conversion efficiency is:
for a reversible process:
A
Q
B
Q
A
Q
A
Q
W 



input
heat
work
useful

A
T
B
T
A
T
B
T
A
T
Carnot



 1

B
Q
A
Q
W 

Refrigerators
Qhot
engine
Qcold
W
Given: Refrigerated region is at Tcold
Heat exhausted to region with Thot
Find: Efficiency
W
Qcold


:
or
refrigerat
1
/
1




cold
hot
cold
hot
cold
Q
Q
Q
Q
Q
0
/ 

 T
Q
S
Since ,




cold
hot
cold
hot
cold
cold
hot
hot
T
T
Q
Q
T
Q
T
Q
1
/
1
:
or
refrigerat


cold
hot T
T

Note: Highest efficiency for small T differences
Heat Pumps
Qhot
engine
Qcold
W
Given: Inside is at Thot
Outside is at Tcold
Find: Efficiency
W
Qhot


:
pump
heat
hot
cold
cold
hot
hot
Q
Q
Q
Q
Q
/
1
1




0
/ 

 T
Q
S
Since ,




cold
hot
cold
hot
cold
cold
hot
hot
T
T
Q
Q
T
Q
T
Q
hot
cold T
T /
1
1
:
pump
heat



Like Refrigerator: Highest efficiency for small T
Entropy

Total Entropy always rises!
(2nd Law of Thermodynamics)

Adding heat raises entropy
T
Q
S /


Defines temperature in Kelvin!

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Introduction to second law thermodynamics

  • 1. Lecture 3 First and Second Law of Thermodynamics
  • 2. First Law of Thermodynamics FOR OPEN SYSTEMS For rate processes dividing both sides by t and letting t0 2 2 , ( / 2 ) ( / 2 ) CV net in inlets ou e CV tl ts m h V gz m h V g dE W dt z Q           For large processes provided all inlet/outlet conditions are steady (not changing with time) integrate both sides 2 2 , ( / 2 ) ( / 2 ) CV net in inlets out CV lets E m h V gz m h V gz Q W            Recall enthalpy defn.: h=u+pv 2 2 ( / 2 ) ( / 2 ) CV inlets CV outlets dE m u pv v gz m u pv v gz Q W                 Inserting expression for flow work flow outlets inlets W pv m pv m        and regrouping terms
  • 3. Conservation of mass and energy for a steady flow process inlet CV s outlets dm t m d m     2 . 2 ( ) ( ) 2 2 CV CV in out dE Q W m V V h gz h gz m dt           2 2 . ( ) ( 2 2 ) CV outlets inlets m Q W V V h m gz h gz          outlets inlets m m    Conservation of mass Conservation of energ
  • 4. Applications  Nozzles and diffusers (e.g. jet propulsion)  Turbines (e.g. power plant, turbofan/turbojet aircraft engine), compressors and pumps (power plant)  Heat exchangers (e.g. boilers and condensers in power plants, evaporator and condenser in refrigeration, food and chemical processing)  Mixing chambers (power plants)  Throttling devices (e.g. refrigeration, steam quality measurement in power plants)
  • 5. Applications in pictures Source: internet Heat exchangers Throttling devices
  • 6. nozzles/diffusers 2 2 2 2 out in out in V V h h    2 2 . ( ) ( 2 2 ) CV outlets inlets m Q W V V h m gz h gz          Single stream
  • 7. turbines 2 2 ( ) 2 out cv in out in V V h Q m W h      2 2 2 out in out in V V h h    ( ) out in m h h Q   Usually ( ) 0 i c n ou v t h W m h   
  • 8. compressors 2 2 ( ) 2 out cv in out in V V h Q m W h      2 2 2 out in out in V V h h    ( ) out in m h h Q   Usually ( ) 0 out in cv m h h W    
  • 9. heat exchangers , , ( ) h h out h in h Q m h    , , ( ) c c out c in h Q m h   , , , , c c out h h out c c in h h in m h m h m h m h    cold (c) hot (h) Take CV enclosing the stream that is hot at inlet Take CV enclosing the stream that is cold at inlet
  • 10. Mixing chambers or “direct contact heat exchangers” 1 2 3   1 1 2 2 1 2 3 m h m h m m h    3 1 2 m m m   Conservation of mass Conservation of energy
  • 12. Thermal efficiency, where, W = Net work transfer from the engine, and Q1 = Heat transfer to engine. Q2 = Heat transfer from cold reservoir, 1 Q W   W Q2 ref (C.O.P.) e, performanc of efficient - Co  W Q1 pump heat (C.O.P.) e, performanc of efficient - Co 
  • 13. Clausius Statement “It is impossible for a self acting machine working in a cyclic process unaided by any external agency, to convey heat from a body at a lower temperature to a body at a higher temperature”. In other words, heat of, itself, cannot flow from a colder to a hotter body
  • 14. Kelvin-Planck Statement “It is impossible to construct an engine, which while operating in a cycle produces no other effect except to extract heat from a single reservoir and do equivalent amount of work”.
  • 15.
  • 16. Why does Q flow from hot to cold? Consider two systems, one with TA and one with TB Allow Q > 0 to flow from TA to TB Entropy changed by: S = Q/TB - Q/TA If TA > TB, then S > 0 System will achieve more randomness by exchanging heat until TB = TA
  • 17. Efficiencies of Engines  Consider a cycle described by: W, work done by engine  Qhot, heat that flows into engine from source at Thot  Qcold, heat exhausted from engine at lower temperature, Tcold  Efficiency is defined: Qhot engine Qcold W hot Q W   : engine hot cold hot Q Q Q   Since , hot cold Q Q  1     hot cold hot cold hot hot cold cold T T Q Q T Q T Q 0 /    T Q S hot cold engines T T  1 : 
  • 18. Carnot Engines  Idealized engine  Most efficient possible hot cold hot T T Q W    1 
  • 21. Efficiency of a Carnot engine apply 1st law for this cycle: then energy conversion efficiency is: for a reversible process: A Q B Q A Q A Q W     input heat work useful  A T B T A T B T A T Carnot     1  B Q A Q W  
  • 22. Refrigerators Qhot engine Qcold W Given: Refrigerated region is at Tcold Heat exhausted to region with Thot Find: Efficiency W Qcold   : or refrigerat 1 / 1     cold hot cold hot cold Q Q Q Q Q 0 /    T Q S Since ,     cold hot cold hot cold cold hot hot T T Q Q T Q T Q 1 / 1 : or refrigerat   cold hot T T  Note: Highest efficiency for small T differences
  • 23. Heat Pumps Qhot engine Qcold W Given: Inside is at Thot Outside is at Tcold Find: Efficiency W Qhot   : pump heat hot cold cold hot hot Q Q Q Q Q / 1 1     0 /    T Q S Since ,     cold hot cold hot cold cold hot hot T T Q Q T Q T Q hot cold T T / 1 1 : pump heat    Like Refrigerator: Highest efficiency for small T
  • 24. Entropy  Total Entropy always rises! (2nd Law of Thermodynamics)  Adding heat raises entropy T Q S /   Defines temperature in Kelvin!