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Metaphor Mining in Historical German Novels:
An Unsupervised Learning Approach.
Stefan Pernes
University of Würzburg
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
“Manifestations of metaphor are frequent in
language, appearing on average in every third
sentence of general-domain text, according to
corpus studies”
- Shutova 2015
Context
Linguistic Metaphor
A systematic mapping, or rather, a projection of
one domain of experience (the source, e.g. war)
onto another (the target, e.g. argument)
Definition
Conceptual Metaphor
A cognitive 'bracket' that encompasses any
number of specific realizations (e.g. She shot down
all of my arguments)
Definition
Applications
‣Cognitive anthropology
‣Critical Discourse Analysis
‣Literary Studies
‣Philosophy
‣Psycholinguistics
‣…
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
Corpus characteristics
‣about 1700 historical German novels
‣ranging from the early 16th to the early 20th century
‣based on: http://www.germanistik.uni-
wuerzburg.de/lehrstuehle/computerphilologie/
forschung/projekte/digibib
‣consists of 120.000 literary works, covering
almost all canonical titles
‣also includes encyclopaedias, dictionaries
Dev Corpus #1
143 novels / 15 mio tokens
Dev Corpus #2
383 novels / 41 mio tokens / from 1780
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
“Selectional preferences are the tendency for a
word to semantically select or constrain which
other words may appear in a direct syntactic
relation with it.” - Roberts and Egg 2014
Selectional preferences
Preprocessing
‣POS-Tagging (treetagger)
‣Dependency Parsing (mate-tools)
‣using a modular NLP pipeline designed for book-
length documents
‣http://github.com/DARIAH-DE/DARIAH-DKPro-
Wrapper
Preprocessing
‣extracting most frequent nouns and
corresponding verbs in specific
grammatical relations: subject, direct
object, indirect object
‣in German: subject, accusative object,
dative object
Preprocessing
‣vector representation of nouns and
normalization
‣using Jensen-Shannon divergence to
construct noun-noun similarity matrix
Clustering: Connectivity based
(baseline)
Dev Corpus #1 Dev Corpus #2
Clustering: Subspace based
Dev Corpus #1 Dev Corpus #2
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
Examples
based on:
‣Dev Corpora #1 and #2
‣Ward linkage @ 400 clusters
‣Complete linkage @ 1000 clusters
IDEAS ARE FOOD1
education
bildung (10): geben-dobj-0.181818181818 beanspruchen-dobj-0.0909090909091 taxieren-
dobj-0.0909090909091 voraneilen-subj-0.0909090909091 überstrahlt-dobj-0.0909090909091
ausspräch-subj-0.0909090909091 nahestehen-subj-0.0909090909091 heraustreiben-
dobj-0.0909090909091 ermangelnd-dobj-0.0909090909091 abschöpfen-dobj-0.0909090909091
memory
erinnerung (48): geben-dobj-0.135593220339 wachzurufen-dobj-0.0338983050847 stören-
dobj-0.0338983050847 mahnen-dobj-0.0338983050847 aufgrischen-dobj-0.0338983050847
verlöschen-subj-0.0169491525424 wiederzuerwecken-dobj-0.0169491525424 neubeleben-
dobj-0.0169491525424 frischen-dobj-0.0169491525424 hervorschießen-subj-0.0169491525424
hunger
hunger (10): geben-dobj-0.181818181818 erweren-dobj-0.0909090909091 büssen-
dobj-0.0909090909091 schaben-subj-0.0909090909091 überhen-iobj-0.0909090909091
verschmachten-dobj-0.0909090909091 stärkern-dobj-0.0909090909091 bittern-
subj-0.0909090909091 hinausgetreiben-subj-0.0909090909091 trainieren-iobj-0.0909090909091
1 cf. Lakoff et al. - Master Metaphor List
WELL-BEING IS WEALTH
money
geld (265): bekommen-dobj-0.216306156406 ausgeben-dobj-0.108153078203 leihen-
dobj-0.0549084858569 reichen-subj-0.0249584026622 aufbringen-dobj-0.0166389351082
einbringen-dobj-0.0149750415973 herausgeben-dobj-0.0133111480865 liehen-
dobj-0.0116472545757 zurückzahlen-dobj-0.0116472545757 vertun-dobj-0.00998336106489
security
sicherheit (12): bekommen-dobj-0.1875 bedroht-dobj-0.1875 fehlen-dobj-0.0625 glorios-
dobj-0.0625 erquickt-subj-0.0625 bedrücken-iobj-0.0625 mistrauen-iobj-0.0625 geringhätzen-
dobj-0.0625 geringschätzen-dobj-0.0625 sen-dobj-0.0625 betrage-dobj-0.0625 halber-
dobj-0.0625
LUSTFUL PERSON IS AN ANIMAL
creature
kreatur (11): haben-subj-0.388888888889 anpreisen-dobj-0.111111111111 entfremden-
subj-0.0555555555556 entquillen-dobj-0.0555555555556 herfürbringen-dobj-0.0555555555556
verübeln-dobj-0.0555555555556 fleuchen-dobj-0.0555555555556 spieen-subj-0.0555555555556
hinwegwerfen-iobj-0.0555555555556 posaunt-subj-0.0555555555556
lust
lust (48): haben-subj-0.37962962963 hättest-dobj-0.0925925925926 anwandeln-
dobj-0.0555555555556 verspüren-subj-0.0277777777778 wegzulaufen-dobj-0.0185185185185
vergieng-dobj-0.0185185185185 hest-dobj-0.0185185185185 verspürt-dobj-0.0185185185185
fabulieren-dobj-0.00925925925926 verlör-subj-0.00925925925926
COMMUNICATION IS TRANSFER
+ PSYCHOLOGICAL FORCES ARE PHYSICAL FORCES
scent
geruch (5): verbreiten-dobj-0.555555555556 hielten-dobj-0.111111111111 geben-
dobj-0.111111111111 naschnüffeln-dobj-0.111111111111 entgegentrügen-iobj-0.111111111111
distrust
mißtrauen (3): verbreiten-dobj-0.333333333333 umwölkt-subj-0.333333333333 aufkeimen-
subj-0.333333333333
EMOTIONS ARE PLANTS 2
flower
blume (47): pflücken-dobj-0.290697674419 liegen-subj-0.093023255814 lieben-
dobj-0.0581395348837 begießen-dobj-0.0348837209302 welken-dobj-0.0232558139535 duften-
dobj-0.0232558139535 duftet-subj-0.0116279069767 durchhauten-subj-0.0116279069767
hingesenken-subj-0.0116279069767 erblüht-dobj-0.0116279069767
emotion
gefühl (90): liegen-subj-0.0825688073394 ersticken-dobj-0.0642201834862 abstumpfen-
dobj-0.0275229357798 hervorraufen-dobj-0.0183486238532 halten-iobj-0.0183486238532
entspinnen-dobj-0.0183486238532 hinausdehnen-dobj-0.00917431192661 aufwekken-
dobj-0.00917431192661 anhielen-subj-0.00917431192661 arten-subj-0.00917431192661
2 not in Master Metaphor List
COMMUNICATION IS A LIQUID
milk
milch (11): fließen-subj-0.375 abmaß-dobj-0.0625 beschnuppern-dobj-0.0625 auflecken-
dobj-0.0625 fleussen-dobj-0.0625 vertrocknen-dobj-0.0625 abrahmen-dobj-0.0625
herniederfleussen-dobj-0.0625 austranken-dobj-0.0625 hinuntergelassen-subj-0.0625
speech
rede (50): verschlagen-dobj-0.0535714285714 fließen-subj-0.0357142857143 verschlug-
subj-0.0357142857143 abgewinnen-dobj-0.0357142857143 bestürzen-subj-0.0357142857143
hageln-dobj-0.0178571428571 kämen-dobj-0.0178571428571 heimzahlen-
subj-0.0178571428571 verwunderen-dobj-0.0178571428571 coupieren-subj-0.0178571428571
PHYSICAL FORCES ARE ANIMALS
bear
bär (8): nehmen-dobj-0.272727272727 erliegen-dobj-0.181818181818 läg'-
subj-0.0909090909091 herauszotteln-dobj-0.0909090909091 beschnüffeln-
subj-0.0909090909091 losrennen-subj-0.0909090909091 erlegst-dobj-0.0909090909091 plumpt-
iobj-0.0909090909091
flood
flut (14): nehmen-dobj-0.277777777778 spie-dobj-0.0555555555556 tosten-
dobj-0.0555555555556 hinauswälzen-dobj-0.0555555555556 zubrüllen-dobj-0.0555555555556
wühlen-iobj-0.0555555555556 vorüberrausch-dobj-0.0555555555556 vertropfen-
dobj-0.0555555555556 vorüberwälzen-dobj-0.0555555555556 herauffahren-
dobj-0.0555555555556
CAUSES ARE OBJECTS
shirt
hemd (12): anziehen-dobj-0.391304347826 anlegen-dobj-0.0869565217391 durchstechen-
dobj-0.0869565217391 herumzerren-dobj-0.0869565217391 entzweigerissen-
dobj-0.0434782608696 übergewerfen-dobj-0.0434782608696 herunterschälen-
dobj-0.0434782608696 zurückgeschlagen-dobj-0.0434782608696 strammen-
dobj-0.0434782608696 anziehst-dobj-0.0434782608696
coercion
zwang (7): anlegen-dobj-0.588235294118 überheben-dobj-0.117647058824 überziehen-
subj-0.0588235294118 befreyet-dobj-0.0588235294118 dummen-subj-0.0588235294118 yfüern-
iobj-0.0588235294118 rechn-subj-0.0588235294118
‣Intro
‣Dataset
‣Method
‣Examples
‣Conclusion
Overview
Conclusion
(as of yet)
‣initial concept graph is robust in various settings
‣substantially more data is needed, including
normalization and balancing
‣Shutova and Sun’s (2013) original Hierarchical
Graph Factorisation Clustering (HGFC) algorithm
could greatly improve the outcome
‣introduce metadata into the model for diachronic
analysis
References
‣G. Lakoff, J. Espenson, and A. Schwartz, “The
master metaphor list,” University of California at
Berkeley, Tech. Rep., 1991.
‣W. Roberts and M. Egg. "A Comparison of Selectional
Preference Models for Automatic Verb Classification."
Proceeding of EMNLP. 2014.
‣E. Shutova and L. Sun, “Unsupervised metaphor
identification using hierarchical graph factorization
clustering.” in HLT-NAACL, 2013, pp. 978–988.
‣E. Shutova, “Design and evaluation of metaphor
processing systems,” Computational Linguistics,
2015.

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Metaphor Mining in Historical German Novels: An Unsupervised Learning Approach.

  • 1. Metaphor Mining in Historical German Novels: An Unsupervised Learning Approach. Stefan Pernes University of Würzburg
  • 4. “Manifestations of metaphor are frequent in language, appearing on average in every third sentence of general-domain text, according to corpus studies” - Shutova 2015 Context
  • 5. Linguistic Metaphor A systematic mapping, or rather, a projection of one domain of experience (the source, e.g. war) onto another (the target, e.g. argument) Definition
  • 6. Conceptual Metaphor A cognitive 'bracket' that encompasses any number of specific realizations (e.g. She shot down all of my arguments) Definition
  • 7. Applications ‣Cognitive anthropology ‣Critical Discourse Analysis ‣Literary Studies ‣Philosophy ‣Psycholinguistics ‣…
  • 9. Corpus characteristics ‣about 1700 historical German novels ‣ranging from the early 16th to the early 20th century ‣based on: http://www.germanistik.uni- wuerzburg.de/lehrstuehle/computerphilologie/ forschung/projekte/digibib ‣consists of 120.000 literary works, covering almost all canonical titles ‣also includes encyclopaedias, dictionaries
  • 10. Dev Corpus #1 143 novels / 15 mio tokens
  • 11. Dev Corpus #2 383 novels / 41 mio tokens / from 1780
  • 13. “Selectional preferences are the tendency for a word to semantically select or constrain which other words may appear in a direct syntactic relation with it.” - Roberts and Egg 2014 Selectional preferences
  • 14. Preprocessing ‣POS-Tagging (treetagger) ‣Dependency Parsing (mate-tools) ‣using a modular NLP pipeline designed for book- length documents ‣http://github.com/DARIAH-DE/DARIAH-DKPro- Wrapper
  • 15. Preprocessing ‣extracting most frequent nouns and corresponding verbs in specific grammatical relations: subject, direct object, indirect object ‣in German: subject, accusative object, dative object
  • 16. Preprocessing ‣vector representation of nouns and normalization ‣using Jensen-Shannon divergence to construct noun-noun similarity matrix
  • 18. Clustering: Subspace based Dev Corpus #1 Dev Corpus #2
  • 20. Examples based on: ‣Dev Corpora #1 and #2 ‣Ward linkage @ 400 clusters ‣Complete linkage @ 1000 clusters
  • 21. IDEAS ARE FOOD1 education bildung (10): geben-dobj-0.181818181818 beanspruchen-dobj-0.0909090909091 taxieren- dobj-0.0909090909091 voraneilen-subj-0.0909090909091 überstrahlt-dobj-0.0909090909091 ausspräch-subj-0.0909090909091 nahestehen-subj-0.0909090909091 heraustreiben- dobj-0.0909090909091 ermangelnd-dobj-0.0909090909091 abschöpfen-dobj-0.0909090909091 memory erinnerung (48): geben-dobj-0.135593220339 wachzurufen-dobj-0.0338983050847 stören- dobj-0.0338983050847 mahnen-dobj-0.0338983050847 aufgrischen-dobj-0.0338983050847 verlöschen-subj-0.0169491525424 wiederzuerwecken-dobj-0.0169491525424 neubeleben- dobj-0.0169491525424 frischen-dobj-0.0169491525424 hervorschießen-subj-0.0169491525424 hunger hunger (10): geben-dobj-0.181818181818 erweren-dobj-0.0909090909091 büssen- dobj-0.0909090909091 schaben-subj-0.0909090909091 überhen-iobj-0.0909090909091 verschmachten-dobj-0.0909090909091 stärkern-dobj-0.0909090909091 bittern- subj-0.0909090909091 hinausgetreiben-subj-0.0909090909091 trainieren-iobj-0.0909090909091 1 cf. Lakoff et al. - Master Metaphor List
  • 22. WELL-BEING IS WEALTH money geld (265): bekommen-dobj-0.216306156406 ausgeben-dobj-0.108153078203 leihen- dobj-0.0549084858569 reichen-subj-0.0249584026622 aufbringen-dobj-0.0166389351082 einbringen-dobj-0.0149750415973 herausgeben-dobj-0.0133111480865 liehen- dobj-0.0116472545757 zurückzahlen-dobj-0.0116472545757 vertun-dobj-0.00998336106489 security sicherheit (12): bekommen-dobj-0.1875 bedroht-dobj-0.1875 fehlen-dobj-0.0625 glorios- dobj-0.0625 erquickt-subj-0.0625 bedrücken-iobj-0.0625 mistrauen-iobj-0.0625 geringhätzen- dobj-0.0625 geringschätzen-dobj-0.0625 sen-dobj-0.0625 betrage-dobj-0.0625 halber- dobj-0.0625
  • 23. LUSTFUL PERSON IS AN ANIMAL creature kreatur (11): haben-subj-0.388888888889 anpreisen-dobj-0.111111111111 entfremden- subj-0.0555555555556 entquillen-dobj-0.0555555555556 herfürbringen-dobj-0.0555555555556 verübeln-dobj-0.0555555555556 fleuchen-dobj-0.0555555555556 spieen-subj-0.0555555555556 hinwegwerfen-iobj-0.0555555555556 posaunt-subj-0.0555555555556 lust lust (48): haben-subj-0.37962962963 hättest-dobj-0.0925925925926 anwandeln- dobj-0.0555555555556 verspüren-subj-0.0277777777778 wegzulaufen-dobj-0.0185185185185 vergieng-dobj-0.0185185185185 hest-dobj-0.0185185185185 verspürt-dobj-0.0185185185185 fabulieren-dobj-0.00925925925926 verlör-subj-0.00925925925926
  • 24. COMMUNICATION IS TRANSFER + PSYCHOLOGICAL FORCES ARE PHYSICAL FORCES scent geruch (5): verbreiten-dobj-0.555555555556 hielten-dobj-0.111111111111 geben- dobj-0.111111111111 naschnüffeln-dobj-0.111111111111 entgegentrügen-iobj-0.111111111111 distrust mißtrauen (3): verbreiten-dobj-0.333333333333 umwölkt-subj-0.333333333333 aufkeimen- subj-0.333333333333
  • 25. EMOTIONS ARE PLANTS 2 flower blume (47): pflücken-dobj-0.290697674419 liegen-subj-0.093023255814 lieben- dobj-0.0581395348837 begießen-dobj-0.0348837209302 welken-dobj-0.0232558139535 duften- dobj-0.0232558139535 duftet-subj-0.0116279069767 durchhauten-subj-0.0116279069767 hingesenken-subj-0.0116279069767 erblüht-dobj-0.0116279069767 emotion gefühl (90): liegen-subj-0.0825688073394 ersticken-dobj-0.0642201834862 abstumpfen- dobj-0.0275229357798 hervorraufen-dobj-0.0183486238532 halten-iobj-0.0183486238532 entspinnen-dobj-0.0183486238532 hinausdehnen-dobj-0.00917431192661 aufwekken- dobj-0.00917431192661 anhielen-subj-0.00917431192661 arten-subj-0.00917431192661 2 not in Master Metaphor List
  • 26. COMMUNICATION IS A LIQUID milk milch (11): fließen-subj-0.375 abmaß-dobj-0.0625 beschnuppern-dobj-0.0625 auflecken- dobj-0.0625 fleussen-dobj-0.0625 vertrocknen-dobj-0.0625 abrahmen-dobj-0.0625 herniederfleussen-dobj-0.0625 austranken-dobj-0.0625 hinuntergelassen-subj-0.0625 speech rede (50): verschlagen-dobj-0.0535714285714 fließen-subj-0.0357142857143 verschlug- subj-0.0357142857143 abgewinnen-dobj-0.0357142857143 bestürzen-subj-0.0357142857143 hageln-dobj-0.0178571428571 kämen-dobj-0.0178571428571 heimzahlen- subj-0.0178571428571 verwunderen-dobj-0.0178571428571 coupieren-subj-0.0178571428571
  • 27. PHYSICAL FORCES ARE ANIMALS bear bär (8): nehmen-dobj-0.272727272727 erliegen-dobj-0.181818181818 läg'- subj-0.0909090909091 herauszotteln-dobj-0.0909090909091 beschnüffeln- subj-0.0909090909091 losrennen-subj-0.0909090909091 erlegst-dobj-0.0909090909091 plumpt- iobj-0.0909090909091 flood flut (14): nehmen-dobj-0.277777777778 spie-dobj-0.0555555555556 tosten- dobj-0.0555555555556 hinauswälzen-dobj-0.0555555555556 zubrüllen-dobj-0.0555555555556 wühlen-iobj-0.0555555555556 vorüberrausch-dobj-0.0555555555556 vertropfen- dobj-0.0555555555556 vorüberwälzen-dobj-0.0555555555556 herauffahren- dobj-0.0555555555556
  • 28. CAUSES ARE OBJECTS shirt hemd (12): anziehen-dobj-0.391304347826 anlegen-dobj-0.0869565217391 durchstechen- dobj-0.0869565217391 herumzerren-dobj-0.0869565217391 entzweigerissen- dobj-0.0434782608696 übergewerfen-dobj-0.0434782608696 herunterschälen- dobj-0.0434782608696 zurückgeschlagen-dobj-0.0434782608696 strammen- dobj-0.0434782608696 anziehst-dobj-0.0434782608696 coercion zwang (7): anlegen-dobj-0.588235294118 überheben-dobj-0.117647058824 überziehen- subj-0.0588235294118 befreyet-dobj-0.0588235294118 dummen-subj-0.0588235294118 yfüern- iobj-0.0588235294118 rechn-subj-0.0588235294118
  • 30. Conclusion (as of yet) ‣initial concept graph is robust in various settings ‣substantially more data is needed, including normalization and balancing ‣Shutova and Sun’s (2013) original Hierarchical Graph Factorisation Clustering (HGFC) algorithm could greatly improve the outcome ‣introduce metadata into the model for diachronic analysis
  • 31. References ‣G. Lakoff, J. Espenson, and A. Schwartz, “The master metaphor list,” University of California at Berkeley, Tech. Rep., 1991. ‣W. Roberts and M. Egg. "A Comparison of Selectional Preference Models for Automatic Verb Classification." Proceeding of EMNLP. 2014. ‣E. Shutova and L. Sun, “Unsupervised metaphor identification using hierarchical graph factorization clustering.” in HLT-NAACL, 2013, pp. 978–988. ‣E. Shutova, “Design and evaluation of metaphor processing systems,” Computational Linguistics, 2015.