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The Year of the Department:
   A Call to Engagement
          Facilitating Academic Quality Work
                  “Where Faculty Live”

                       Larry Gould
                Fort Hays State University

Presentation to the Academic Affairs Summer Meeting of the American
Association of State Colleges and Universities (AASCU), July 27, 2007,
               Vancouver, British Columbia, Canada.




                                                                         1
What is The Year of the Department?


  Conceptually, The Year of the Department
   (YOTD) is an ongoing strategic initiative for
   orchestrating change and aligning people,
   systems and culture within academic
   departments in the Division of Academic Affairs
   at Fort Hays State University (FHSU).

  Operationally, YOTD is best seen as a
   structured conversation among faculty and chair
   with a focus on “educational quality” process
   improvement at the academic department level.
                                                     2
What is The Year of the Department?
            (continued)


  The structured conversation is framed around an
   “academic audit” system that includes five
   essential quality domains (see Massey et al.,
   Academic Quality Work, 2007):

    Desired Learning Outcomes
    Design of Curricula
    Design of Teaching and Learning Processes
    Student Learning Assessment
    Use of Results/Applying Feedback for Curricula
     Improvement and Quality Assurance

                                                      3
What is The Year of the Department?
            (continued)


  The essential dynamic catalyzed and directed by
   YOTD is the following:

    “Faculty reflect on how they can work collegially within
      their departmental or program units to improve
      teaching and research quality. Then they put their
      ideas into practice and track results.” (Massey et
      al.,2007, p.16).

     It is important to emphasize that “doing the work” (the
      teaching and learning) is NOT the same as “assuring
      and improving its quality”

                                                                4
Why Engage Faculty and Chairs in “YOTD?”



   To make the university’s Academic Quality Improvement
    Program (AQIP) accreditation activities relevant to
    faculty and chairs

   To help them understand what it means to conduct
    “academic quality work” with a focus on “educational
    processes”

   To provide an opportunity to experience how faculty
    participation in department quality work is essential to
    academic citizenship and institutional-level quality
    improvement

                                                               5
Why Engage Faculty and Chairs in “YOTD?”
             (continued)


   To provide an opportunity to clarify and
    emphasize that “doing the work” of teaching and
    learning are not the same as “assuring and
    improving its quality” (time needs to be set aside
    for each)
   To demonstrate “how to do educational process
    quality improvement” by employing existing
    affinity diagrams of course curricula, stakeholder
    input and benchmarking initiatives across
    institutions and programs
                                                         6
Why Engage Faculty and Chairs in “YOTD?”
             (continued)
                                       College of Arts and Sciences
                              Affinity Diagram for Major in Political Science
What are the elements/building blocks of a degree program in the Department of Political Science that will meet
                      the educational needs of the prospective political science major?
            Characteristics of                                  Expected Learning                                                                                       Assessment Approach
                                                                                                                          Curriculum
            Political Scientists                                    Outcomes                                                                                                and Methods
KNOWLEDGEABLE                                        GOAL 1--To understand the tactics and techniques      CORE COURSES FOR THE MAJOR                           Research papers; given topics for critical thinking
                                                     of politics at the local, state, national, and
1. Understands the concepts of government,           international level.                                  Orientation to Political Science           1 hr.     Computer exercises
politics, and law and how they work.                                                                       Political Science Methods                  3 hrs.
                                                     GOAL 2--To understand the connection of               Intro. to Political Philosophy              3 hrs.   Internships (Service learning approaches)
2. Understands empirical and descriptive theory      political science to other disciplines - especially   Choice of Adv. Political Theory course     3 hrs.
construction.                                        history and economics.                                State and Local Government                 3 hrs.
                                                                                                                                                                Student evaluations of advisor
                                                                                                           American Government                        3 hrs.
                                                     GOAL 3--To be able to communicate effectively,        Intro. to International Relations          3 hrs.
3. Uses analytical and critical thinking skills to                                                                                                              Alumni Survey
                                                     orally and in writing.                                Intro. to Public Administration            3 hrs.
solve problems and take advantage of
                                                                                                           Introduction to Law                        3 hrs.
opportunities.
                                                                                                           Choice of Seminar                          3 hrs.    Senior Survey
                                                     GOAL 4--To use computers effectively
                                                                                                           Internship                                 1 hrs.
4. Able to write and speak effectively.                 (a) to do on-line searches,
                                                                                                           Senior Thesis                              1 hrs.    Senior Thesis
                                                        (b) to write an essay or paper,
                                                                                                           TOTAL                                     30 hrs.
                                                        (c) to store, analyze, and retrieve data
COMPUTER LITERATE
                                                                                                           CHOICE OF TRACKS
                                                     GOAL 5--(International Studies)--To understand
Possesses information literacy skills. Uses                                                                International Studies                     12 hrs.
                                                     the international nation-state system and how it
computers for information storage, analysis, and                                                           Public Administration                     12 hrs.
                                                     works.
retrieval; e.g., word processing, data processing,                                                         Pre-Law                                   12 hrs.
statistical packages, etc.                                                                                 Political Management                      12 hrs.
                                                     GOAL 6--(Public Administration)--To understand        Political Theory                          12 hrs.
                                                     the structure, functions and processes of             TOTAL                                     42 hrs.
COMMITTED TO A PLURALISTIC
                                                     bureaucracies in the American political system; and
SOCIETY
                                                     become familiar with decision-making techniques
                                                                                                           MINOR
                                                     used in the public sector.
1. Uses leadership skills in addressing
opportunities and challenges of the various                                                                20 hours minimum, no prerequisites or required
                                                     GOAL 7--(Pre-Law)--To understand the basic
communities of which the person is a part.                                                                 courses.
                                                     principles of the American legal systems, including
                                                     statutory law, common law, and the judicial
2. Cross-culturally competent and empathetic to      system.
others' points of view.
                                                     GOAL 8--(Political Management)--To understand
                                                     the political system of the United States under its
                                                     constitutional structure.
                                                     GOAL 9--((Political Theory)--To understand
                                                     inductive and deductive reasoning in problem
                                                     solving and empirical and descriptive theory
                                                     construction.
                                                     GOAL 10--To understand and explain an open and
                                                     pluralistic society and become involved in some
                                                     community activity.                                                                                                                                        7
Why Engage Faculty and Chairs in YOTD?
             (continued)


  To facilitate faculty and department participation
   in the Regents and institutional performance
   improvement cycle by working collegially and
   with the university’s goals in mind (pass out
   scorecard)

  To help renew and remind faculty of the
   “academic compact” (the belief that all faculty
   want departments and personal activities to be a
   part of a successful and reputable institution of
   higher education

                                                        8
Why Engage Faculty and Chairs in YOTD?
             (continued)


  To position YOTD as a “variable theme” change agent
   for leveraging other academic initiatives and
   opportunities for improvement (civic engagement
   outcomes (ADP), internationalization of the campus and
   the curriculum, mobile teaching and learning, reinventing
   distance education course development process, etc.)

  To engage and facilitate faculty leadership in future
   institutional change and improvement

  To make national discussions on assessment,
   accountability and accreditation more relevant and local
                                                               9
How is YOTD Conducted in Practice?



  Initiated with two YOTD workshops
   Academic Quality Work 101: Basics
   Academic Quality Work 102: Advanced

  YOTD is being conducted as a 12-18 month
   structured conversation and process (Fall, 2007
   celebrations)

  There is an expectation that departments will set
   aside one faculty meeting per month to discuss
   YOTD issues and items (department notebooks,
   documents, etc. are inundating the campus)          10
How is YOTD Conducted in Practice?



 Intermittent reports are shared with the Office of Quality
  Management to encourage progress, reflection and mid-
  stream corrections/additions

 Affinity diagrams, assessment plans, course initiatives and
  other strategic and operational documents are the focus of
  attention

 Departments are sharing results through
     Unit performance agreements
     Special reports
     Forums
     Department Annual Reports                                  11
How is YOTD Conducted in Practice?
             (continued)

 Funding is primarily process and project
  dependent (provost/deans)

 Assessment plans become applications and
  funded distributed through Offices of Quality
  Management and Provost

 Action plans are being generated for funding
  through strategic planning (president)

 Reward, recognition and merit structure modified
  and applied                                        12
How is YOTD Conducted in Practice?
             Exclusions

 Individual efforts by chairs to conduct academic audits
  instead of chair and faculty collaboration (recognition that
  time spent on YOTD is a trade-off/no time excuse
  unacceptable)

 Failure to use current affinity diagrams and the basic five
  academic audit questions to conduct a review

 A focus on course or program content to the exclusion of
  process improvement and an assessment of existing
  learning outcomes

 Substitution of accreditation or professional requirements
  in lieu of a focus on academic audit and questions             13
Who Has What Responsibilities in YOTD?



  Provost
     Manage, empower, and fund

  Provost’s Council
     Approve, communicate, implement, and report

  Department Chairs/Faculty
     Feedback, commitment, implement and report

  All must nurture the “virtuous circle” and facilitate the
   turning of the “flywheel” (see Jim Collins, From Good to
   Great, 2003 and Massey et al, 2007, pp. 16-23)

                                                               14
What are the YOTD Deliverables?


 Final department/program YOTD
  academic audit results included in
  department annual reports
 Revised/updated affinity diagrams with
  new/modified/affirmed program learning
  outcomes
 A plan for implementing changes included
  in the revised/updated affinity diagrams

                                             15
What are the YOTD Deliverables?
             (continued)


 An more precisely defined and appropriate
  number of assessment initiatives to include both
  direct and indirect measures. Linkage with
  institutional assessment, strategic planning,
  KBOR performance agreements, AQIP, and
  annual strategic themes should be clear where
  appropriate (e.g. intensive writing, civic
  engagement, internationalization measures,
  mobile teaching and learning, etc.)

 A continually updated YOTD Institutional Report
  Card maintained by the Office of Provost
                                                     16
What Resources are Available to Align
YOTD with Institutional Effectiveness Efforts?


   Charter and Scope
   Directions for FHSU Academic Audit
    Process/Affinity Diagram Sample
   Academic Audit FAQs/More Sample
    Academic Audit Questions
   Example Departmental Performance
    Agreement
   Example Departmental Scorecard
                                                 17
What Resources are Available to Align
YOTD with Institutional Effectiveness Efforts?


   Charter and Scope
   Directions for FHSU Academic Audit
    Process/Affinity Diagram Sample
   Academic Audit FAQs/More Sample
    Academic Audit Questions
   Example Departmental Performance
    Agreement
   Example Departmental Scorecard
                                                 18
What Resources are Available to Align YOTD with
      Institutional Effectiveness Efforts?



   Basic FHSU Documents:
     University Strategic Plan
     KBOR Performance Agreement
     University Performance Scorecard
     Elements of Quality Departments
     AQIP/PA Matrix of Goals
     Comprehensive Assessment Report and Strategic
      Plan
     Listing of Current Major Improvement Initiatives


                                                         19
YOTD

 Thanks

 Questions?

 Availability: <http://www.fhsu.edu/provost




                                               20

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Year of the Department

  • 1. The Year of the Department: A Call to Engagement Facilitating Academic Quality Work “Where Faculty Live” Larry Gould Fort Hays State University Presentation to the Academic Affairs Summer Meeting of the American Association of State Colleges and Universities (AASCU), July 27, 2007, Vancouver, British Columbia, Canada. 1
  • 2. What is The Year of the Department?  Conceptually, The Year of the Department (YOTD) is an ongoing strategic initiative for orchestrating change and aligning people, systems and culture within academic departments in the Division of Academic Affairs at Fort Hays State University (FHSU).  Operationally, YOTD is best seen as a structured conversation among faculty and chair with a focus on “educational quality” process improvement at the academic department level. 2
  • 3. What is The Year of the Department? (continued)  The structured conversation is framed around an “academic audit” system that includes five essential quality domains (see Massey et al., Academic Quality Work, 2007): Desired Learning Outcomes Design of Curricula Design of Teaching and Learning Processes Student Learning Assessment Use of Results/Applying Feedback for Curricula Improvement and Quality Assurance 3
  • 4. What is The Year of the Department? (continued)  The essential dynamic catalyzed and directed by YOTD is the following: “Faculty reflect on how they can work collegially within their departmental or program units to improve teaching and research quality. Then they put their ideas into practice and track results.” (Massey et al.,2007, p.16).  It is important to emphasize that “doing the work” (the teaching and learning) is NOT the same as “assuring and improving its quality” 4
  • 5. Why Engage Faculty and Chairs in “YOTD?”  To make the university’s Academic Quality Improvement Program (AQIP) accreditation activities relevant to faculty and chairs  To help them understand what it means to conduct “academic quality work” with a focus on “educational processes”  To provide an opportunity to experience how faculty participation in department quality work is essential to academic citizenship and institutional-level quality improvement 5
  • 6. Why Engage Faculty and Chairs in “YOTD?” (continued)  To provide an opportunity to clarify and emphasize that “doing the work” of teaching and learning are not the same as “assuring and improving its quality” (time needs to be set aside for each)  To demonstrate “how to do educational process quality improvement” by employing existing affinity diagrams of course curricula, stakeholder input and benchmarking initiatives across institutions and programs 6
  • 7. Why Engage Faculty and Chairs in “YOTD?” (continued) College of Arts and Sciences Affinity Diagram for Major in Political Science What are the elements/building blocks of a degree program in the Department of Political Science that will meet the educational needs of the prospective political science major? Characteristics of Expected Learning Assessment Approach Curriculum Political Scientists Outcomes and Methods KNOWLEDGEABLE GOAL 1--To understand the tactics and techniques CORE COURSES FOR THE MAJOR Research papers; given topics for critical thinking of politics at the local, state, national, and 1. Understands the concepts of government, international level. Orientation to Political Science 1 hr. Computer exercises politics, and law and how they work. Political Science Methods 3 hrs. GOAL 2--To understand the connection of Intro. to Political Philosophy 3 hrs. Internships (Service learning approaches) 2. Understands empirical and descriptive theory political science to other disciplines - especially Choice of Adv. Political Theory course 3 hrs. construction. history and economics. State and Local Government 3 hrs. Student evaluations of advisor American Government 3 hrs. GOAL 3--To be able to communicate effectively, Intro. to International Relations 3 hrs. 3. Uses analytical and critical thinking skills to Alumni Survey orally and in writing. Intro. to Public Administration 3 hrs. solve problems and take advantage of Introduction to Law 3 hrs. opportunities. Choice of Seminar 3 hrs. Senior Survey GOAL 4--To use computers effectively Internship 1 hrs. 4. Able to write and speak effectively. (a) to do on-line searches, Senior Thesis 1 hrs. Senior Thesis (b) to write an essay or paper, TOTAL 30 hrs. (c) to store, analyze, and retrieve data COMPUTER LITERATE CHOICE OF TRACKS GOAL 5--(International Studies)--To understand Possesses information literacy skills. Uses International Studies 12 hrs. the international nation-state system and how it computers for information storage, analysis, and Public Administration 12 hrs. works. retrieval; e.g., word processing, data processing, Pre-Law 12 hrs. statistical packages, etc. Political Management 12 hrs. GOAL 6--(Public Administration)--To understand Political Theory 12 hrs. the structure, functions and processes of TOTAL 42 hrs. COMMITTED TO A PLURALISTIC bureaucracies in the American political system; and SOCIETY become familiar with decision-making techniques MINOR used in the public sector. 1. Uses leadership skills in addressing opportunities and challenges of the various 20 hours minimum, no prerequisites or required GOAL 7--(Pre-Law)--To understand the basic communities of which the person is a part. courses. principles of the American legal systems, including statutory law, common law, and the judicial 2. Cross-culturally competent and empathetic to system. others' points of view. GOAL 8--(Political Management)--To understand the political system of the United States under its constitutional structure. GOAL 9--((Political Theory)--To understand inductive and deductive reasoning in problem solving and empirical and descriptive theory construction. GOAL 10--To understand and explain an open and pluralistic society and become involved in some community activity. 7
  • 8. Why Engage Faculty and Chairs in YOTD? (continued)  To facilitate faculty and department participation in the Regents and institutional performance improvement cycle by working collegially and with the university’s goals in mind (pass out scorecard)  To help renew and remind faculty of the “academic compact” (the belief that all faculty want departments and personal activities to be a part of a successful and reputable institution of higher education 8
  • 9. Why Engage Faculty and Chairs in YOTD? (continued)  To position YOTD as a “variable theme” change agent for leveraging other academic initiatives and opportunities for improvement (civic engagement outcomes (ADP), internationalization of the campus and the curriculum, mobile teaching and learning, reinventing distance education course development process, etc.)  To engage and facilitate faculty leadership in future institutional change and improvement  To make national discussions on assessment, accountability and accreditation more relevant and local 9
  • 10. How is YOTD Conducted in Practice?  Initiated with two YOTD workshops Academic Quality Work 101: Basics Academic Quality Work 102: Advanced  YOTD is being conducted as a 12-18 month structured conversation and process (Fall, 2007 celebrations)  There is an expectation that departments will set aside one faculty meeting per month to discuss YOTD issues and items (department notebooks, documents, etc. are inundating the campus) 10
  • 11. How is YOTD Conducted in Practice?  Intermittent reports are shared with the Office of Quality Management to encourage progress, reflection and mid- stream corrections/additions  Affinity diagrams, assessment plans, course initiatives and other strategic and operational documents are the focus of attention  Departments are sharing results through Unit performance agreements Special reports Forums Department Annual Reports 11
  • 12. How is YOTD Conducted in Practice? (continued)  Funding is primarily process and project dependent (provost/deans)  Assessment plans become applications and funded distributed through Offices of Quality Management and Provost  Action plans are being generated for funding through strategic planning (president)  Reward, recognition and merit structure modified and applied 12
  • 13. How is YOTD Conducted in Practice? Exclusions  Individual efforts by chairs to conduct academic audits instead of chair and faculty collaboration (recognition that time spent on YOTD is a trade-off/no time excuse unacceptable)  Failure to use current affinity diagrams and the basic five academic audit questions to conduct a review  A focus on course or program content to the exclusion of process improvement and an assessment of existing learning outcomes  Substitution of accreditation or professional requirements in lieu of a focus on academic audit and questions 13
  • 14. Who Has What Responsibilities in YOTD?  Provost  Manage, empower, and fund  Provost’s Council  Approve, communicate, implement, and report  Department Chairs/Faculty  Feedback, commitment, implement and report  All must nurture the “virtuous circle” and facilitate the turning of the “flywheel” (see Jim Collins, From Good to Great, 2003 and Massey et al, 2007, pp. 16-23) 14
  • 15. What are the YOTD Deliverables?  Final department/program YOTD academic audit results included in department annual reports  Revised/updated affinity diagrams with new/modified/affirmed program learning outcomes  A plan for implementing changes included in the revised/updated affinity diagrams 15
  • 16. What are the YOTD Deliverables? (continued)  An more precisely defined and appropriate number of assessment initiatives to include both direct and indirect measures. Linkage with institutional assessment, strategic planning, KBOR performance agreements, AQIP, and annual strategic themes should be clear where appropriate (e.g. intensive writing, civic engagement, internationalization measures, mobile teaching and learning, etc.)  A continually updated YOTD Institutional Report Card maintained by the Office of Provost 16
  • 17. What Resources are Available to Align YOTD with Institutional Effectiveness Efforts?  Charter and Scope  Directions for FHSU Academic Audit Process/Affinity Diagram Sample  Academic Audit FAQs/More Sample Academic Audit Questions  Example Departmental Performance Agreement  Example Departmental Scorecard 17
  • 18. What Resources are Available to Align YOTD with Institutional Effectiveness Efforts?  Charter and Scope  Directions for FHSU Academic Audit Process/Affinity Diagram Sample  Academic Audit FAQs/More Sample Academic Audit Questions  Example Departmental Performance Agreement  Example Departmental Scorecard 18
  • 19. What Resources are Available to Align YOTD with Institutional Effectiveness Efforts?  Basic FHSU Documents: University Strategic Plan KBOR Performance Agreement University Performance Scorecard Elements of Quality Departments AQIP/PA Matrix of Goals Comprehensive Assessment Report and Strategic Plan Listing of Current Major Improvement Initiatives 19
  • 20. YOTD  Thanks  Questions?  Availability: <http://www.fhsu.edu/provost 20