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The Coagulopathy of Trauma: A Review of Mechanisms
John R. Hess, MD, MPH, FACP, FAAAS, Karim Brohi, MD, Richard P. Dutton, MD, MBA,
Carl J. Hauser, MD, FACS, FCCM, John B. Holcomb, MD, FACS, Yoram Kluger, MD,
Kevin Mackway-Jones, MD, FRCP, FRCS, FCEM, Michael J. Parr, MB, BS, FRCP, FRCA, FANZCA, FJFICM,
Sandro B. Rizoli, MD, PhD, FRCSC, Tetsuo Yukioka, MD, David B. Hoyt, MD, FACS, and Bertil Bouillon, MD
Background: Bleeding is the most fre-
quent cause of preventable death after se-
vere injury. Coagulopathy associated with
severe injury complicates the control of
bleeding and is associated with increased
morbidity and mortality in trauma patients.
The causes and mechanisms are multiple
and yet to be clearly defined.
Methods: Articles addressing the causes
and consequences of trauma-associated co-
agulopathy were identified and reviewed.
Clinical situations in which the various
mechanistic causes are important were
sought along with quantitative estimates of
their importance.
Results: Coagulopathy associated with
traumatic injury is the result of multiple
independent but interacting mechanisms.
Early coagulopathy is driven by shock and
requires thrombin generation from tissue
injury as an initiator. Initiation of coagula-
tion occurs with activation of anticoagulant
and fibrinolytic pathways. This Acute Co-
agulopathy of Trauma-Shock is altered by
subsequent events and medical therapies, in
particular acidemia, hypothermia, and dilu-
tion. There is significant interplay between
all mechanisms.
Conclusions: There is limited under-
standing of the mechanisms by which tissue
trauma, shock, and inflammation initiate
trauma coagulopathy. Acute Coagulopathy
of Trauma-Shock should be considered dis-
tinct from disseminated intravascular coag-
ulation as described in other conditions.
Rapid diagnosis and directed interventions
are important areas for future research.
Key Words: Coagulopathy, Trauma,
Shock, Mechanism, Review.
J Trauma. 2008;65:748–754.
W
orldwide, trauma continues to be a leading cause of
death and disability, and exceeds all other causes of
death combined in persons younger than 36 years
old.1,2
Recent research has led to a new appreciation of the
central role of coagulopathy in trauma care. Hemorrhage
accounts for 40% of all trauma deaths3
and control of bleed-
ing is extremely challenging in the presence of an established
coagulopathy. This uncontrolled nonsurgical hemorrhage
may force the early termination of operations and result in the
killing of organs or limbs to preserve life.4
The adverse outcomes of disordered hemostasis are not
limited to death from acute blood loss. Organ dysfunction and
multiple organ failure are potential consequences of pro-
longed shock states.5
Coagulation is an integral part of in-
flammation and widespread activation of coagulation results
in the systemic inflammatory response syndrome and in-
creased susceptibility to sepsis.6
This is exacerbated by the
immunologic effects of blood transfusions.7–9
Coagulopathy
also worsens outcomes from traumatic brain injury by an
increased potential for intracranial hemorrhage and secondary
neuronal loss.10–12
An acute coagulopathy has recently been identified
which is present at admission in one in four trauma patients
and is associated with a 4-fold increase in mortality.12–14
More complete and robust measurements,15,16
combined with
new models of hemostasis17,18
are beginning to provide a
global functional characterization of the causes and effects of
traumatic coagulopathy. Early evidence suggests that treat-
ment directed at aggressive correction of this coagulopathy
can lead to dramatic reductions in mortality of severely in-
jured patients.19
Submitted for publication March 26, 2008.
Accepted for publication July 21, 2008.
Copyright © 2008 by Lippincott Williams & Wilkins
From the Department of Pathology (J.R.H.), University of Maryland
Medical Center, Baltimore, Maryland; Department of Trauma Surgery
(K.B.), Royal London Hospital, London, United Kingdom; Shock Trauma
Center (R.P.D.), University of Maryland School of Medicine, Baltimore,
Maryland; Department of Surgery (C.J.H.), Beth Israel Deaconess Medical
Center, Boston, Maryland; US Army Institute of Surgical Research (J.B.H.),
Fort Sam Houston, Texas; Department of Surgery B (Y.K.), Rambam Med-
ical Center, Haifa, Israel; Department of Emergency Medicine (K.M.-J.),
Manchester Royal Infirmary, Manchester, United Kingdom; Intensive Care
Unit (M.J.P.), Liverpool Hospital, University of New South Wales, Sydney,
Australia; Sunnybrook Health Sciences Centre (S.B.R.), University of To-
ronto, Toronto, Ontario, Canada; Department of Emergency and Critical
Care Medicine (T.Y.), Tokyo Medical University, Tokyo, Japan; Department
of Surgery (D.B.H.), University of California, Irvine, California; and De-
partment of Trauma and Orthopedic Surgery (B.B.), University of Witten/
Herdecke, Cologne Merheim Medical Center, Cologne, Germany.
Support for structured literature searches, meeting organization and
medical writing support for article preparation were provided by Physicians
World GmbH, Mannheim, Germany. Costs incurred for travel, hotel accom-
modation, meeting facilities, honoraria, remote communication, The devel-
opment and implementation of the literature retrieval described here and
article preparation were supported by unrestricted educational grants from
Novo Nordisk A/S, Bagsvaerd, Denmark.
The grantor had no authorship or editorial control over the content of
the structured literature survey or any subsequent publication.
Address for reprints: John R. Hess, MD, MPH, FACP, FAAAS, De-
partment of Pathology, University of Maryland Medical Center, Baltimore,
MD 21201; email: jhess@umm.edu.
DOI: 10.1097/TA.0b013e3181877a9c
Review Article
The Journal of TRAUMA௡ Injury, Infection, and Critical Care
748 October 2008
Traditional dilutional explanations for coagulopathy in
trauma are no longer sufficient given these new basic science
models, laboratory experiments, and clinical observations.
The overall aim of this review was to synthesize the current
evidence for the mechanisms involved in traumatic coagu-
lopathy. We think that the literature suggests that traumatic
coagulopathy is multifactorial, but that certain mechanisms
are predominant whereas others manifest only in specific
clinical states. We also wished to characterize the temporal
manifestation of these derangements after injury. A more
complete description of the current knowledge of trauma
coagulopathy may help to refocus future research and lead to
more effective therapeutic interventions.
MATERIALS AND METHODS
Author Group
The Educational Initiative on Critical Bleeding in
Trauma (EICBT) is an independent, international medical
collaboration which aims to increase awareness among health
care professionals that coagulopathy during the first few
hours after traumatic injury may play an important role in
patient outcomes. The group was assembled by the two senior
authors and is a global collaboration of trauma and critical
care surgeons, intensive care specialists, trauma anesthesiol-
ogists, emergency medicine, and transfusion specialists. The
EICBT group operates as an independent faculty managed by
Physicians World GmbH, Mannheim, Germany. The activi-
ties of the EICBT are supported by unrestricted educational
grants from Novo Nordisk A/S, Bagsvaerd, Denmark.
Literature Search
The primary query for the structured literature survey
was defined as “What are the clinically relevant mechanisms
of early traumatic coagulopathy?” We were specifically in-
terested in the roles of tissue injury, shock, factor depletion,
dilution, hypothermia, acidemia, and fibrinolysis. We also
investigated whether traumatic coagulopathy differs from
other coagulopathy—for example, the disseminated intravas-
cular coagulation (DIC) seen in sepsis.
Comprehensive literature searches were performed using
the indexed online database MEDLINE/PubMed. Boolean
operators and MeSH-thesaurus keywords were applied as a
standardized use of language to unify differences in termi-
nology into single concepts. The initial search strategy used
the MeSH terms “Blood Coagulation Disorders” AND
(“Wounds and Injuries” OR “Emergency Treatment”) AND
“physiopathology” (Subheading) with no language limit but a
time limit of 10 years. Resulting abstract lists were screened
independently with decisions on relevance resolved by con-
sensus. The full publications from relevant abstracts were
retrieved and cited literature were also screened and relevant
full publications retrieved for review. The initial structured
literature search identified 87 publications, of which 27 met
full selection criteria and 15 were considered highly useful.
From this base, additional relevant publications such as those
cited within these articles were retrieved and reviewed using
the same methodology. Finally, additional articles were
sought that addressed specific questions raised in the original
review. Ideas were further developed during face-to-face
meetings and structured teleconferences. A total of 87 full
publications, many different from those originally identified,
were included in this review.
RESULTS
Coagulopathy after traumatic injury is multifactorial and
involves all components of the hemostatic system. Activation
or dysfunction of fibrin generation or both, platelets, and
endothelium each play a role, together with a relative inhibi-
tion of stable clot formation by anticoagulant and fibrinolytic
pathways. Which of these mechanisms predominates depends
on the nature and severity of tissue injuries, the degree of
circulatory physiologic derangement, and the deleterious side
effects of subsequent medical therapies. Most research has
been directed at the coagulation proteases, which may be lost
or inhibited. Loss may be absolute due to widespread activa-
tion and consumption, or relative due to dilution. Inhibition
can occur due to physical factors such as hypothermia and
acidosis or through the activation of anticoagulant and fi-
brinolytic pathways. There appear to be six key initiators of
coagulopathy in trauma patients: tissue trauma, shock, he-
modilution, hypothermia, acidemia, and inflammation.
Tissue Trauma
Tissue injury is universal in trauma, but traumatic inju-
ries vary widely in the amount of associated tissue damage.
Crush or explosion injuries may carry an enormous tissue
injury load whereas lethal penetrating trauma may have very
little associated tissue damage—yet coagulopathy may be a
feature of both clinical pictures. Clinically, injury severity is
closely associated with the degree of coagulopathy.12,13
How-
ever, patients with severe tissue injury but no physiologic
derangement rarely present with a coagulopathy and have a
relatively low mortality rate.20,21
Widespread crush injury
with generalized activation of coagulation might result in
enough consumption of clotting factors to produce a clinical
coagulopathy, but this has not been specifically reported and
is likely to be rare in isolation.
Tissue damage initiates coagulation as endothelial dam-
age in the area of injury leads to exposure of subendothelial
type III collagen and tissue factor, which bind von Wille-
brand factor, platelets, and activated factor (F) VII.22
The
tissue factor or recombinant factor VIIa (FVIIa) complex
activates plasma coagulation proteases resulting in thrombin
and fibrin formation.17
The amount of tissue factor required
is minimal, as a subsequent feed-forward amplification pro-
cess mediated by FIX predominates on the surface of acti-
vated platelets.23
Hyperfibrinolysis is common after trauma and is a direct
consequence of both tissue injury and shock.24
Endothelial
injury results in increased fibrinolysis because of the direct
Mechanisms of Traumatic Coagulopathy
Volume 65 • Number 4 749
release of tissue plasminogen activator (tPA).25
tPA expres-
sion by the endothelium is also increased in the presence of
thrombin.26
Fibrinolysis is exacerbated because of the com-
bined effects of endothelial tPA release due to ischemia27,28
and inhibition of plasminogen activator inhibitor-1 (PAI-1) in
shock.20
Additionally, in the presence of reduced thrombin
concentrations, fibrin monomers polymerize abnormally and
are more susceptible to cleavage by plasmin.29
The purpose
of this hyperfibrinolysis is presumably to limit clot propaga-
tion to the site of vascular injury. With widespread trauma,
however, such localization may be lost.
Specific organ injuries have been associated with the
development of coagulopathy. Severe traumatic brain injury
has often been associated with increased bleeding,30,31
and
previous reports have suggested that this is due to the release
of brain-specific thromboplastins into the circulation, with
subsequent inappropriate consumption of clotting factors.32
These thromboplastins, tissue factor and brain phospholipids,
are occasionally released into the circulation, but more recent
studies suggest that hyperfibrinolysis may be the dominant
mechanism of increased bleeding seen in these patients.31,33–35
Long-bone fractures have also been associated with the de-
velopment of a coagulopathy,36
although there is little to
support this in the recent literature. Although fat embolism
syndrome has been associated with a pure DIC-type picture,37
this is rare in the early stages after injury. It appears that
multiple long-bone fractures lead to coagulopathy through
simple tissue injury, shock and inflammation,38
rather than
through a bone marrow-specific pathogenesis.
Tissue trauma is, therefore, an initiator of coagulation
and fibrinolysis, but in isolation is rarely responsible for
clinical coagulopathy. Use of the term “DIC ” to describe
traumatic coagulopathy is, therefore, misleading both in
terms of the processes involved and as a paradigm to direct
subsequent therapy.
Shock
Shock itself appears to be a prime driver of early coagu-
lopathy. There is a dose-dependent association between the
severity of tissue hypoperfusion and the degree of admission
coagulopathy as measured by prothrombin time (PT) and
partial thromboplastin time (PTT).20,21,39
A base deficit
greater than six was associated with coagulopathy in a quarter
of patients in one large study.20
Contrary to historic teaching,
platelet counts are generally unaffected.12,13,20
In contrast,
patients without shock generally have normal coagulation
parameters (PT, PTT) at admission despite major mechanical
trauma, as indicated by high Injury Severity Scores.20
In
contrast, patients without shock have normal coagulation
parameters (PT, PTT) at admission despite major mechanical
trauma, as indicated by high Injury Severity Scores.20
All
these derangements exist before the dilutional effects of fluid
administration.
Despite these relatively recent advances in our clinical
understanding, the mechanisms underlying shock-induced
coagulopathy remain unclear. Acidemia interferes with coag-
ulation protease function (see below). However, clinical co-
agulopathy is evident at milder degrees of acidemia than have
been identified as causing significant loss of protease activity.
The shock state appears to result in the hemostatic system
becoming relatively anticoagulant and hyperfibrinolytic.20
It
is likely that these derangements are the result of widespread
endothelial disruption, activation or damage, although the
exact processes involved are unknown. One study has impli-
cated the activation of protein C (aPC) after increased throm-
bomodulin activity.20
aPC was inferred by association rather
than direct measurement of aPC levels. Formation of antico-
agulant thrombin through thrombomodulin complex forma-
tion would also result in the observed hyperfibrinolysis,
either due to aPC consumption of PAI-140
or reduced acti-
vation of thrombin-activatable fibrinolysis inhibitor.41,42
In combination, direct tissue trauma and shock with
systemic hypoperfusion appear to be the primary factors
responsible for the development of coagulopathy in the im-
mediate postinjury phase. Admission coagulopathy is present
in around one in four trauma patients with severe injuries and
was independently associated with a 4-fold increase in mor-
tality in several large cohorts.12–14
This coagulopathy can
then be exacerbated by subsequent physical and physiologic
derangements associated with ongoing hemorrhage and inad-
equate resuscitation or transfusion therapies.
Hemodilution
The dilution of coagulation factors is a major cause of
clinical coagulopathy in trauma.43,44
During shock, reduced
intravascular hydrostatic pressure results in shifts of fluid
deficient in coagulation factors from the cellular and intersti-
tial spaces into the plasma. The attendant dilution of coagu-
lation factors can then be compounded by resuscitation using
intravenous fluids. The effects of crystalloid administration
on coagulation have been demonstrated in mathematical
models,45
in vitro,46
and in volunteer studies.47
These effects
may be exacerbated by some colloid resuscitation fluids that
directly interfere with clot formation and stability.43,47–49
In
addition, the greater plasma volume dilution effected by col-
loids may simply dilute existing factors more effectively.50
Packed red blood cell therapy also results in dilution of
clotting factors and reduction in clotting ability,44,51–53
and
mathematical models suggest that blood component therapy
must be administered in a ratio of 1:1:1 red cell: plasma:
platelets to avoid the effect of dilution and administer a
mixture that is as physiologically as close to whole blood as
possible.45,54
Early clinical data appears to support this
concept.19
Hypothermia
Hypothermia inhibits coagulation protease activity and
platelet function.55
The activity of the tissue factor or FVIIa
complex decreases linearly with temperature, retaining only
50% of its activity at 28°C.56,57
Overall, however, hypother-
The Journal of TRAUMA௡ Injury, Infection, and Critical Care
750 October 2008
mia may have little effect on FVIIa and other protease
activity.57
Platelets are probably more sensitive to hypother-
mia, with low temperatures decreasing activation.58
This is
due to a reduced effect of von Willebrand factor traction on
glycoprotein Ib/IX, which mediates the signal transduction
from initial adhesion to activation, and activation is essen-
tially absent below 30°C.59
Mild hypothermia is common in trauma patients.60
In
addition to environmental exposure, trauma patients have
reduced heat production by underperfused muscles and in-
creased heat loss because of evaporation from exposed body
cavities during surgery. They may also be chilled by medical
administration of cold intravenous fluids.61
Clinically signif-
icant effects on plasma coagulation, platelet function, and
clinical bleeding are seen in moderate hypothermia at tem-
peratures below 34°C.55–57,62,63
The mortality from traumatic
hemorrhage is markedly increased in severe hypothermia
when core temperatures fall below 32°C,64
although it is
unclear whether this degree of hypothermia is simply a
marker of the severity of shock rather than the point at which
profound dysfunction leads to mortality.65
Within the tem-
perature range commonly seen in trauma patients (33–36°C),
however, isolated hypothermia probably has minimal clinical
impact on hemostasis.
Acidemia
Acidemia is a common event in trauma, typically pro-
duced by low-flow shock states and excess ionic chloride
administered during resuscitation.66,67
Acidemia itself im-
pairs the function of the plasma proteases. The activity of
coagulation factor complexes on cell surfaces are markedly
reduced in an acidic environment, such that the activity of the
FXa/Va complex is reduced by 50% at pH 7.2, 70% at pH 7.0
and 90% at pH 6.8.57
Induction of acidemia by the infusion of
hydrochloric acid leads to prolongation of clotting times and
reduction in clot strength.68,69
However, acidemia also leads
to increased degradation of fibrinogen.68
Further, although
acidemia can be corrected by the administration of buffer
solutions, this does not correct the coagulopathy,68,70
imply-
ing that the acid effect is more than simply a physical
reduction in protease activity. There is, therefore, likely
potential overlap of the underlying mechanisms initiating
coagulopathy in injury with those initiating systemic met-
abolic acidosis.
Inflammation
Trauma is a strong inducer of inflammation, and the
systemic inflammatory response syndrome is a common con-
sequence of severe injury. Endothelial activation and injury
leads to activation of cellular and humoral elements of the
immune system, and this occurs much earlier after injury than
previously expected.71
There is significant cross-talk between
the coagulation and inflammation systems.72
Activation of
coagulation proteases can induce inflammation through trans-
membrane protease receptors on cell surfaces73
and direct
activation of complement.74,75
Degranulating platelets also
release lysophospholipid mediators that potentiate immune
responses by activation of neutrophils and endothelium.76,77
In turn, activation of inflammation may lead to derangements
of coagulation.78–80
Monocytes express tissue factor and can
adhere to platelets at the site of injury.81
Endothelial activa-
tion of the thrombomodulin-protein C pathway and compet-
itive binding of C4b binding protein to protein S may lead to
alterations in the anticoagulant pathways.82
Over their clinical course, trauma patients are initially
coagulopathic with increased bleeding, but then switch to a
hypercoagulable state which puts them at increased risk of
thrombotic events.83
This late prothrombotic state bears strik-
ing similarities with the coagulopathy of severe sepsis and
subsequent depletion of protein C.84
Trauma patients have a
higher incidence of sepsis than the average critical care pop-
ulation, and in both trauma and sepsis patients an episode of
coagulopathy results in a prothrombotic state83
and a propen-
sity to multiple organ failure.14
DISCUSSION
Traumatic coagulopathy is a complex multifactorial pro-
cess, contrary to the simplistic, reductionist explanations
which pervade and underpin current clinical practice. There
appear to be six primary mechanisms involved in the devel-
opment of traumatic coagulopathy: tissue trauma, shock, he-
modilution, hypothermia, acidemia, and inflammation (Fig.
1). Shock is the main driver of early coagulopathy, but re-
quires tissue injury as an initiator. As shock progresses and
intravenous therapy is initiated, hemodilution exacerbates the
established hemostatic derangements. Where bleeding is un-
checked, severe hypothermia and acidemia aggravate the
established coagulopathy. The clinical importance of inflam-
Trauma
Shock
COAGULOPATHY
Genetics
Hemorrhage
Fibrinolysis
Inflammation
AcidemiaDilution
Medications
ACoTS
Resuscitation
Factor
Consumption
HypothermiaHypothermia
Other Diseases
Fig. 1. A diagram showing some of the mechanisms leading to
coagulopathy in the injured. Trauma can lead to hemorrhage which
can lead to resuscitation, which in turn leads to dilution and hypo-
thermia causing coagulopathy and further hemorrhage. This is clas-
sic “dilutional coagulopathy”. Hemorrhage can also cause shock
which causes acidosis and hypothermia that in turn lead to coagu-
lopathy, the “fatal triad”. Trauma and shock can also cause the
Acute Coagulopathy of Trauma-Shock (ACoTS) associated with
factor consumption and fibrinolysis. Coagulopathy is further asso-
ciated with trauma-induced inflammation and modified by genetics,
medications, and acquired diseases.
Mechanisms of Traumatic Coagulopathy
Volume 65 • Number 4 751
mation in the development of trauma coagulopathy has not
been fully elucidated.
This review was limited by the paucity of studies on
trauma coagulopathy, and there is limited understanding of
the mechanisms by which tissue trauma, shock, and inflam-
mation result in coagulopathy. Until recently the majority of
research has been directed at the coagulation proteases, with
very little investigation of the anticoagulant and fibrinolytic
system, platelets and the endothelium. There is a growing
body of evidence from fields such as sepsis research that
these factors are equally important in the pathophysiology of
coagulopathy and inflammation.6
Recent trauma studies sug-
gest a similar role in trauma,21
and future research should be
directed toward including these aspects of hemostasis. These
studies need to be supported by the development and valida-
tion of rapid, robust analysis tools of utility in the trauma
clinical environment.
This review suggests that much early trauma-associated
coagulopathy is a result of heightened activity during the
initiation phase of plasma coagulation. In this suggested
mechanism, high energy injury leads to many sites of endo-
thelial disruption with early production of activated Factors
X, II, V, and VIII. Shock slows the clearance of thrombin
(IIa), increasing its binding to thrombomodulin on adjacent
normal endothelial cells leading to the aPC and the inactiva-
tion of Va, VIIIa, and PAI-1. This phenomenon is not DIC as
described in sepsis and other conditions.85
It is marked by
early onset, prolonged PT and PTT and a relative sparing of
platelets and fibrinogen. Although there are similarities, the
initiators, underlying mechanisms and management are dif-
ferent, and applying the generic “DIC” terminology to trauma
coagulopathy is unhelpful and potentially counterproductive.
Various studies have suggested alternative nomenclatures
such as “Acute Traumatic Coagulopathy”,12
“Early Coagu-
lopathy of Trauma”,13
or “Trauma-Induced Coagulopathy.”86
We suggest a new term: the Acute Coagulopathy of Trauma-
Shock (ACoTS), which reflects the nature of the responsible
underlying processes.
Understanding the initiators and mechanisms of ACoTS
has already resulted in redirection of therapy to target this
acute hemostatic derangement. The concept of damage con-
trol resuscitation has been introduced87
based on a synthesis
of available modalities to aggressively correct coagulopathy,
limit the duration of shock and reduce hemodilution and
hypothermia. One approach that shows promise in a retro-
spective study is the early administration of high-dose fresh
frozen plasma to massively transfused trauma patients.19
Fur-
ther prospective studies are required to investigate this ap-
proach and the role of platelet transfusion and therapeutic
agents such as recombinant FVIIa and antifibrinolytics.
A mechanistic understanding of the specific molecular
pathways involved in ACoTS will lead to new therapeutic
targets for drug discovery and the generation of new hypoth-
eses that will guide research in the next decade. In the
meantime, a broader recognition of the multiple causes and
time course of the coagulopathy should lead to better char-
acterization of individual pathophysiology; more directed
therapy and improved outcomes for patients.
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The Journal of TRAUMA௡ Injury, Infection, and Critical Care
754 October 2008

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The Coagulopathy of Trauma: A Review of Mechanisms

  • 1. The Coagulopathy of Trauma: A Review of Mechanisms John R. Hess, MD, MPH, FACP, FAAAS, Karim Brohi, MD, Richard P. Dutton, MD, MBA, Carl J. Hauser, MD, FACS, FCCM, John B. Holcomb, MD, FACS, Yoram Kluger, MD, Kevin Mackway-Jones, MD, FRCP, FRCS, FCEM, Michael J. Parr, MB, BS, FRCP, FRCA, FANZCA, FJFICM, Sandro B. Rizoli, MD, PhD, FRCSC, Tetsuo Yukioka, MD, David B. Hoyt, MD, FACS, and Bertil Bouillon, MD Background: Bleeding is the most fre- quent cause of preventable death after se- vere injury. Coagulopathy associated with severe injury complicates the control of bleeding and is associated with increased morbidity and mortality in trauma patients. The causes and mechanisms are multiple and yet to be clearly defined. Methods: Articles addressing the causes and consequences of trauma-associated co- agulopathy were identified and reviewed. Clinical situations in which the various mechanistic causes are important were sought along with quantitative estimates of their importance. Results: Coagulopathy associated with traumatic injury is the result of multiple independent but interacting mechanisms. Early coagulopathy is driven by shock and requires thrombin generation from tissue injury as an initiator. Initiation of coagula- tion occurs with activation of anticoagulant and fibrinolytic pathways. This Acute Co- agulopathy of Trauma-Shock is altered by subsequent events and medical therapies, in particular acidemia, hypothermia, and dilu- tion. There is significant interplay between all mechanisms. Conclusions: There is limited under- standing of the mechanisms by which tissue trauma, shock, and inflammation initiate trauma coagulopathy. Acute Coagulopathy of Trauma-Shock should be considered dis- tinct from disseminated intravascular coag- ulation as described in other conditions. Rapid diagnosis and directed interventions are important areas for future research. Key Words: Coagulopathy, Trauma, Shock, Mechanism, Review. J Trauma. 2008;65:748–754. W orldwide, trauma continues to be a leading cause of death and disability, and exceeds all other causes of death combined in persons younger than 36 years old.1,2 Recent research has led to a new appreciation of the central role of coagulopathy in trauma care. Hemorrhage accounts for 40% of all trauma deaths3 and control of bleed- ing is extremely challenging in the presence of an established coagulopathy. This uncontrolled nonsurgical hemorrhage may force the early termination of operations and result in the killing of organs or limbs to preserve life.4 The adverse outcomes of disordered hemostasis are not limited to death from acute blood loss. Organ dysfunction and multiple organ failure are potential consequences of pro- longed shock states.5 Coagulation is an integral part of in- flammation and widespread activation of coagulation results in the systemic inflammatory response syndrome and in- creased susceptibility to sepsis.6 This is exacerbated by the immunologic effects of blood transfusions.7–9 Coagulopathy also worsens outcomes from traumatic brain injury by an increased potential for intracranial hemorrhage and secondary neuronal loss.10–12 An acute coagulopathy has recently been identified which is present at admission in one in four trauma patients and is associated with a 4-fold increase in mortality.12–14 More complete and robust measurements,15,16 combined with new models of hemostasis17,18 are beginning to provide a global functional characterization of the causes and effects of traumatic coagulopathy. Early evidence suggests that treat- ment directed at aggressive correction of this coagulopathy can lead to dramatic reductions in mortality of severely in- jured patients.19 Submitted for publication March 26, 2008. Accepted for publication July 21, 2008. Copyright © 2008 by Lippincott Williams & Wilkins From the Department of Pathology (J.R.H.), University of Maryland Medical Center, Baltimore, Maryland; Department of Trauma Surgery (K.B.), Royal London Hospital, London, United Kingdom; Shock Trauma Center (R.P.D.), University of Maryland School of Medicine, Baltimore, Maryland; Department of Surgery (C.J.H.), Beth Israel Deaconess Medical Center, Boston, Maryland; US Army Institute of Surgical Research (J.B.H.), Fort Sam Houston, Texas; Department of Surgery B (Y.K.), Rambam Med- ical Center, Haifa, Israel; Department of Emergency Medicine (K.M.-J.), Manchester Royal Infirmary, Manchester, United Kingdom; Intensive Care Unit (M.J.P.), Liverpool Hospital, University of New South Wales, Sydney, Australia; Sunnybrook Health Sciences Centre (S.B.R.), University of To- ronto, Toronto, Ontario, Canada; Department of Emergency and Critical Care Medicine (T.Y.), Tokyo Medical University, Tokyo, Japan; Department of Surgery (D.B.H.), University of California, Irvine, California; and De- partment of Trauma and Orthopedic Surgery (B.B.), University of Witten/ Herdecke, Cologne Merheim Medical Center, Cologne, Germany. Support for structured literature searches, meeting organization and medical writing support for article preparation were provided by Physicians World GmbH, Mannheim, Germany. Costs incurred for travel, hotel accom- modation, meeting facilities, honoraria, remote communication, The devel- opment and implementation of the literature retrieval described here and article preparation were supported by unrestricted educational grants from Novo Nordisk A/S, Bagsvaerd, Denmark. The grantor had no authorship or editorial control over the content of the structured literature survey or any subsequent publication. Address for reprints: John R. Hess, MD, MPH, FACP, FAAAS, De- partment of Pathology, University of Maryland Medical Center, Baltimore, MD 21201; email: jhess@umm.edu. DOI: 10.1097/TA.0b013e3181877a9c Review Article The Journal of TRAUMA௡ Injury, Infection, and Critical Care 748 October 2008
  • 2. Traditional dilutional explanations for coagulopathy in trauma are no longer sufficient given these new basic science models, laboratory experiments, and clinical observations. The overall aim of this review was to synthesize the current evidence for the mechanisms involved in traumatic coagu- lopathy. We think that the literature suggests that traumatic coagulopathy is multifactorial, but that certain mechanisms are predominant whereas others manifest only in specific clinical states. We also wished to characterize the temporal manifestation of these derangements after injury. A more complete description of the current knowledge of trauma coagulopathy may help to refocus future research and lead to more effective therapeutic interventions. MATERIALS AND METHODS Author Group The Educational Initiative on Critical Bleeding in Trauma (EICBT) is an independent, international medical collaboration which aims to increase awareness among health care professionals that coagulopathy during the first few hours after traumatic injury may play an important role in patient outcomes. The group was assembled by the two senior authors and is a global collaboration of trauma and critical care surgeons, intensive care specialists, trauma anesthesiol- ogists, emergency medicine, and transfusion specialists. The EICBT group operates as an independent faculty managed by Physicians World GmbH, Mannheim, Germany. The activi- ties of the EICBT are supported by unrestricted educational grants from Novo Nordisk A/S, Bagsvaerd, Denmark. Literature Search The primary query for the structured literature survey was defined as “What are the clinically relevant mechanisms of early traumatic coagulopathy?” We were specifically in- terested in the roles of tissue injury, shock, factor depletion, dilution, hypothermia, acidemia, and fibrinolysis. We also investigated whether traumatic coagulopathy differs from other coagulopathy—for example, the disseminated intravas- cular coagulation (DIC) seen in sepsis. Comprehensive literature searches were performed using the indexed online database MEDLINE/PubMed. Boolean operators and MeSH-thesaurus keywords were applied as a standardized use of language to unify differences in termi- nology into single concepts. The initial search strategy used the MeSH terms “Blood Coagulation Disorders” AND (“Wounds and Injuries” OR “Emergency Treatment”) AND “physiopathology” (Subheading) with no language limit but a time limit of 10 years. Resulting abstract lists were screened independently with decisions on relevance resolved by con- sensus. The full publications from relevant abstracts were retrieved and cited literature were also screened and relevant full publications retrieved for review. The initial structured literature search identified 87 publications, of which 27 met full selection criteria and 15 were considered highly useful. From this base, additional relevant publications such as those cited within these articles were retrieved and reviewed using the same methodology. Finally, additional articles were sought that addressed specific questions raised in the original review. Ideas were further developed during face-to-face meetings and structured teleconferences. A total of 87 full publications, many different from those originally identified, were included in this review. RESULTS Coagulopathy after traumatic injury is multifactorial and involves all components of the hemostatic system. Activation or dysfunction of fibrin generation or both, platelets, and endothelium each play a role, together with a relative inhibi- tion of stable clot formation by anticoagulant and fibrinolytic pathways. Which of these mechanisms predominates depends on the nature and severity of tissue injuries, the degree of circulatory physiologic derangement, and the deleterious side effects of subsequent medical therapies. Most research has been directed at the coagulation proteases, which may be lost or inhibited. Loss may be absolute due to widespread activa- tion and consumption, or relative due to dilution. Inhibition can occur due to physical factors such as hypothermia and acidosis or through the activation of anticoagulant and fi- brinolytic pathways. There appear to be six key initiators of coagulopathy in trauma patients: tissue trauma, shock, he- modilution, hypothermia, acidemia, and inflammation. Tissue Trauma Tissue injury is universal in trauma, but traumatic inju- ries vary widely in the amount of associated tissue damage. Crush or explosion injuries may carry an enormous tissue injury load whereas lethal penetrating trauma may have very little associated tissue damage—yet coagulopathy may be a feature of both clinical pictures. Clinically, injury severity is closely associated with the degree of coagulopathy.12,13 How- ever, patients with severe tissue injury but no physiologic derangement rarely present with a coagulopathy and have a relatively low mortality rate.20,21 Widespread crush injury with generalized activation of coagulation might result in enough consumption of clotting factors to produce a clinical coagulopathy, but this has not been specifically reported and is likely to be rare in isolation. Tissue damage initiates coagulation as endothelial dam- age in the area of injury leads to exposure of subendothelial type III collagen and tissue factor, which bind von Wille- brand factor, platelets, and activated factor (F) VII.22 The tissue factor or recombinant factor VIIa (FVIIa) complex activates plasma coagulation proteases resulting in thrombin and fibrin formation.17 The amount of tissue factor required is minimal, as a subsequent feed-forward amplification pro- cess mediated by FIX predominates on the surface of acti- vated platelets.23 Hyperfibrinolysis is common after trauma and is a direct consequence of both tissue injury and shock.24 Endothelial injury results in increased fibrinolysis because of the direct Mechanisms of Traumatic Coagulopathy Volume 65 • Number 4 749
  • 3. release of tissue plasminogen activator (tPA).25 tPA expres- sion by the endothelium is also increased in the presence of thrombin.26 Fibrinolysis is exacerbated because of the com- bined effects of endothelial tPA release due to ischemia27,28 and inhibition of plasminogen activator inhibitor-1 (PAI-1) in shock.20 Additionally, in the presence of reduced thrombin concentrations, fibrin monomers polymerize abnormally and are more susceptible to cleavage by plasmin.29 The purpose of this hyperfibrinolysis is presumably to limit clot propaga- tion to the site of vascular injury. With widespread trauma, however, such localization may be lost. Specific organ injuries have been associated with the development of coagulopathy. Severe traumatic brain injury has often been associated with increased bleeding,30,31 and previous reports have suggested that this is due to the release of brain-specific thromboplastins into the circulation, with subsequent inappropriate consumption of clotting factors.32 These thromboplastins, tissue factor and brain phospholipids, are occasionally released into the circulation, but more recent studies suggest that hyperfibrinolysis may be the dominant mechanism of increased bleeding seen in these patients.31,33–35 Long-bone fractures have also been associated with the de- velopment of a coagulopathy,36 although there is little to support this in the recent literature. Although fat embolism syndrome has been associated with a pure DIC-type picture,37 this is rare in the early stages after injury. It appears that multiple long-bone fractures lead to coagulopathy through simple tissue injury, shock and inflammation,38 rather than through a bone marrow-specific pathogenesis. Tissue trauma is, therefore, an initiator of coagulation and fibrinolysis, but in isolation is rarely responsible for clinical coagulopathy. Use of the term “DIC ” to describe traumatic coagulopathy is, therefore, misleading both in terms of the processes involved and as a paradigm to direct subsequent therapy. Shock Shock itself appears to be a prime driver of early coagu- lopathy. There is a dose-dependent association between the severity of tissue hypoperfusion and the degree of admission coagulopathy as measured by prothrombin time (PT) and partial thromboplastin time (PTT).20,21,39 A base deficit greater than six was associated with coagulopathy in a quarter of patients in one large study.20 Contrary to historic teaching, platelet counts are generally unaffected.12,13,20 In contrast, patients without shock generally have normal coagulation parameters (PT, PTT) at admission despite major mechanical trauma, as indicated by high Injury Severity Scores.20 In contrast, patients without shock have normal coagulation parameters (PT, PTT) at admission despite major mechanical trauma, as indicated by high Injury Severity Scores.20 All these derangements exist before the dilutional effects of fluid administration. Despite these relatively recent advances in our clinical understanding, the mechanisms underlying shock-induced coagulopathy remain unclear. Acidemia interferes with coag- ulation protease function (see below). However, clinical co- agulopathy is evident at milder degrees of acidemia than have been identified as causing significant loss of protease activity. The shock state appears to result in the hemostatic system becoming relatively anticoagulant and hyperfibrinolytic.20 It is likely that these derangements are the result of widespread endothelial disruption, activation or damage, although the exact processes involved are unknown. One study has impli- cated the activation of protein C (aPC) after increased throm- bomodulin activity.20 aPC was inferred by association rather than direct measurement of aPC levels. Formation of antico- agulant thrombin through thrombomodulin complex forma- tion would also result in the observed hyperfibrinolysis, either due to aPC consumption of PAI-140 or reduced acti- vation of thrombin-activatable fibrinolysis inhibitor.41,42 In combination, direct tissue trauma and shock with systemic hypoperfusion appear to be the primary factors responsible for the development of coagulopathy in the im- mediate postinjury phase. Admission coagulopathy is present in around one in four trauma patients with severe injuries and was independently associated with a 4-fold increase in mor- tality in several large cohorts.12–14 This coagulopathy can then be exacerbated by subsequent physical and physiologic derangements associated with ongoing hemorrhage and inad- equate resuscitation or transfusion therapies. Hemodilution The dilution of coagulation factors is a major cause of clinical coagulopathy in trauma.43,44 During shock, reduced intravascular hydrostatic pressure results in shifts of fluid deficient in coagulation factors from the cellular and intersti- tial spaces into the plasma. The attendant dilution of coagu- lation factors can then be compounded by resuscitation using intravenous fluids. The effects of crystalloid administration on coagulation have been demonstrated in mathematical models,45 in vitro,46 and in volunteer studies.47 These effects may be exacerbated by some colloid resuscitation fluids that directly interfere with clot formation and stability.43,47–49 In addition, the greater plasma volume dilution effected by col- loids may simply dilute existing factors more effectively.50 Packed red blood cell therapy also results in dilution of clotting factors and reduction in clotting ability,44,51–53 and mathematical models suggest that blood component therapy must be administered in a ratio of 1:1:1 red cell: plasma: platelets to avoid the effect of dilution and administer a mixture that is as physiologically as close to whole blood as possible.45,54 Early clinical data appears to support this concept.19 Hypothermia Hypothermia inhibits coagulation protease activity and platelet function.55 The activity of the tissue factor or FVIIa complex decreases linearly with temperature, retaining only 50% of its activity at 28°C.56,57 Overall, however, hypother- The Journal of TRAUMA௡ Injury, Infection, and Critical Care 750 October 2008
  • 4. mia may have little effect on FVIIa and other protease activity.57 Platelets are probably more sensitive to hypother- mia, with low temperatures decreasing activation.58 This is due to a reduced effect of von Willebrand factor traction on glycoprotein Ib/IX, which mediates the signal transduction from initial adhesion to activation, and activation is essen- tially absent below 30°C.59 Mild hypothermia is common in trauma patients.60 In addition to environmental exposure, trauma patients have reduced heat production by underperfused muscles and in- creased heat loss because of evaporation from exposed body cavities during surgery. They may also be chilled by medical administration of cold intravenous fluids.61 Clinically signif- icant effects on plasma coagulation, platelet function, and clinical bleeding are seen in moderate hypothermia at tem- peratures below 34°C.55–57,62,63 The mortality from traumatic hemorrhage is markedly increased in severe hypothermia when core temperatures fall below 32°C,64 although it is unclear whether this degree of hypothermia is simply a marker of the severity of shock rather than the point at which profound dysfunction leads to mortality.65 Within the tem- perature range commonly seen in trauma patients (33–36°C), however, isolated hypothermia probably has minimal clinical impact on hemostasis. Acidemia Acidemia is a common event in trauma, typically pro- duced by low-flow shock states and excess ionic chloride administered during resuscitation.66,67 Acidemia itself im- pairs the function of the plasma proteases. The activity of coagulation factor complexes on cell surfaces are markedly reduced in an acidic environment, such that the activity of the FXa/Va complex is reduced by 50% at pH 7.2, 70% at pH 7.0 and 90% at pH 6.8.57 Induction of acidemia by the infusion of hydrochloric acid leads to prolongation of clotting times and reduction in clot strength.68,69 However, acidemia also leads to increased degradation of fibrinogen.68 Further, although acidemia can be corrected by the administration of buffer solutions, this does not correct the coagulopathy,68,70 imply- ing that the acid effect is more than simply a physical reduction in protease activity. There is, therefore, likely potential overlap of the underlying mechanisms initiating coagulopathy in injury with those initiating systemic met- abolic acidosis. Inflammation Trauma is a strong inducer of inflammation, and the systemic inflammatory response syndrome is a common con- sequence of severe injury. Endothelial activation and injury leads to activation of cellular and humoral elements of the immune system, and this occurs much earlier after injury than previously expected.71 There is significant cross-talk between the coagulation and inflammation systems.72 Activation of coagulation proteases can induce inflammation through trans- membrane protease receptors on cell surfaces73 and direct activation of complement.74,75 Degranulating platelets also release lysophospholipid mediators that potentiate immune responses by activation of neutrophils and endothelium.76,77 In turn, activation of inflammation may lead to derangements of coagulation.78–80 Monocytes express tissue factor and can adhere to platelets at the site of injury.81 Endothelial activa- tion of the thrombomodulin-protein C pathway and compet- itive binding of C4b binding protein to protein S may lead to alterations in the anticoagulant pathways.82 Over their clinical course, trauma patients are initially coagulopathic with increased bleeding, but then switch to a hypercoagulable state which puts them at increased risk of thrombotic events.83 This late prothrombotic state bears strik- ing similarities with the coagulopathy of severe sepsis and subsequent depletion of protein C.84 Trauma patients have a higher incidence of sepsis than the average critical care pop- ulation, and in both trauma and sepsis patients an episode of coagulopathy results in a prothrombotic state83 and a propen- sity to multiple organ failure.14 DISCUSSION Traumatic coagulopathy is a complex multifactorial pro- cess, contrary to the simplistic, reductionist explanations which pervade and underpin current clinical practice. There appear to be six primary mechanisms involved in the devel- opment of traumatic coagulopathy: tissue trauma, shock, he- modilution, hypothermia, acidemia, and inflammation (Fig. 1). Shock is the main driver of early coagulopathy, but re- quires tissue injury as an initiator. As shock progresses and intravenous therapy is initiated, hemodilution exacerbates the established hemostatic derangements. Where bleeding is un- checked, severe hypothermia and acidemia aggravate the established coagulopathy. The clinical importance of inflam- Trauma Shock COAGULOPATHY Genetics Hemorrhage Fibrinolysis Inflammation AcidemiaDilution Medications ACoTS Resuscitation Factor Consumption HypothermiaHypothermia Other Diseases Fig. 1. A diagram showing some of the mechanisms leading to coagulopathy in the injured. Trauma can lead to hemorrhage which can lead to resuscitation, which in turn leads to dilution and hypo- thermia causing coagulopathy and further hemorrhage. This is clas- sic “dilutional coagulopathy”. Hemorrhage can also cause shock which causes acidosis and hypothermia that in turn lead to coagu- lopathy, the “fatal triad”. Trauma and shock can also cause the Acute Coagulopathy of Trauma-Shock (ACoTS) associated with factor consumption and fibrinolysis. Coagulopathy is further asso- ciated with trauma-induced inflammation and modified by genetics, medications, and acquired diseases. Mechanisms of Traumatic Coagulopathy Volume 65 • Number 4 751
  • 5. mation in the development of trauma coagulopathy has not been fully elucidated. This review was limited by the paucity of studies on trauma coagulopathy, and there is limited understanding of the mechanisms by which tissue trauma, shock, and inflam- mation result in coagulopathy. Until recently the majority of research has been directed at the coagulation proteases, with very little investigation of the anticoagulant and fibrinolytic system, platelets and the endothelium. There is a growing body of evidence from fields such as sepsis research that these factors are equally important in the pathophysiology of coagulopathy and inflammation.6 Recent trauma studies sug- gest a similar role in trauma,21 and future research should be directed toward including these aspects of hemostasis. These studies need to be supported by the development and valida- tion of rapid, robust analysis tools of utility in the trauma clinical environment. This review suggests that much early trauma-associated coagulopathy is a result of heightened activity during the initiation phase of plasma coagulation. In this suggested mechanism, high energy injury leads to many sites of endo- thelial disruption with early production of activated Factors X, II, V, and VIII. Shock slows the clearance of thrombin (IIa), increasing its binding to thrombomodulin on adjacent normal endothelial cells leading to the aPC and the inactiva- tion of Va, VIIIa, and PAI-1. This phenomenon is not DIC as described in sepsis and other conditions.85 It is marked by early onset, prolonged PT and PTT and a relative sparing of platelets and fibrinogen. Although there are similarities, the initiators, underlying mechanisms and management are dif- ferent, and applying the generic “DIC” terminology to trauma coagulopathy is unhelpful and potentially counterproductive. Various studies have suggested alternative nomenclatures such as “Acute Traumatic Coagulopathy”,12 “Early Coagu- lopathy of Trauma”,13 or “Trauma-Induced Coagulopathy.”86 We suggest a new term: the Acute Coagulopathy of Trauma- Shock (ACoTS), which reflects the nature of the responsible underlying processes. Understanding the initiators and mechanisms of ACoTS has already resulted in redirection of therapy to target this acute hemostatic derangement. The concept of damage con- trol resuscitation has been introduced87 based on a synthesis of available modalities to aggressively correct coagulopathy, limit the duration of shock and reduce hemodilution and hypothermia. One approach that shows promise in a retro- spective study is the early administration of high-dose fresh frozen plasma to massively transfused trauma patients.19 Fur- ther prospective studies are required to investigate this ap- proach and the role of platelet transfusion and therapeutic agents such as recombinant FVIIa and antifibrinolytics. A mechanistic understanding of the specific molecular pathways involved in ACoTS will lead to new therapeutic targets for drug discovery and the generation of new hypoth- eses that will guide research in the next decade. In the meantime, a broader recognition of the multiple causes and time course of the coagulopathy should lead to better char- acterization of individual pathophysiology; more directed therapy and improved outcomes for patients. REFERENCES 1. Krug EG, Sharma GK, Lozano R. The global burden of injuries. Am J Public Health. 2000;90:523–526. 2. World Health Organization. Injury: a leading cause of the global burden of disease. 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