Dukes' Club Annual Meeting, Kenilworth. 24-26 February 2012



  What's New in Rectal
  Cancer? The Apparent
    Complete Response
                       Ian Geh



           Consultant Clinical Oncologist
  Queen Elizabeth Hospital & Heartlands Hospital
                  Birmingham, UK
               Ian.Geh@uhb.nhs.uk
Preoperative Radiotherapy Schedules for
                Rectal Cancer

Long Course Pre-operative Radiotherapy

                                                 6-12 weeks   Surgery
      phase I 45Gy in 25F; (phase II 5.4Gy 3F)




Short Course Pre-operative Radiotherapy (SCPRT)

    Max 10 days   Surgery
25Gy in 5F
Preoperative Radiotherapy Schedules for
               Rectal Cancer

Long Course Pre-operative Radiotherapy

                                               6-12 weeks   Surgery
    phase I 45Gy in 25F; (phase II 5.4Gy 3F)




Long Course Pre-operative Chemoradiotherapy (CRT)
         capecitabine 825 mg/m2


                                               6-12 weeks   Surgery
    phase I 45Gy in 25F; (phase II 5.4Gy 3F)
Addition of Radiotherapy to Surgery
               Non-TME Surgery   TME Surgery

                   EORTC
RT (5 wks)
                    FFCD
                   EORTC           German
CRT (5 wks)         FFCD            Polish
                 NSABP R-03      Australasian
                                   Dutch
                                  MRC CR07
SCPRT (1 wk)       Swedish
                                    Polish
                                 Australasian
                                   Dutch
Surgery            Swedish
                                  MRC CR07

Post op CRT      NSABP R-03        German
Local Recurrence
                 Non-TME Surgery   TME Surgery

                      17%
RT (5 wks)                              -
                      17%
                      9%               6%
CRT (5 wks)           8%              16%
                      11%              4%
                                      6%
                                      5%
SCPRT (1 wk)          11%
                                      11%
                                      7%
                                      11%
Surgery               27%
                                      11%

Post op CRT           11%             13%
pCR in Resected Patients
                    Non-TME Surgery   TME Surgery

                          5%
RT (5 wks)                                 -
                          4%
                         14%              8%
CRT (5 wks)              11%             16%
                         15%              ns
                                          1%
                                          0%
SCPRT (1 wk)              0%
                                          1%
                                          ns
                                          2%
Surgery                    -
                                           -

Post op CRT                -               -
Radical Resection for Rectal Cancer:
          One Size Fits All?
• How do we achieve best results at the minimum price?
   Locally advanced cancers
   Early rectal cancer

• Postoperative morbidity & mortality
   Most units 2-5%
   High risk groups

• Permanent stoma 10-30%
   Variation between surgeons, units & networks
   Higher rates in socially deprived regions

• Long-term sequelae
   Sphincter and sexual function
   Second cancers
What happens if there is no tumour?

• Pathological complete response (pCR)
   What does this mean?
   Was surgery necessary?

• Microscopic foci of residual disease
   What does this mean?
   Would pCR occur if I waited longer?
Significance of pCR Following
        Preoperative RT

• Measure of efficacy of preoperative RT
  3-4% from RT alone
  10-30% from CRT
Significance of pCR Following
        Preoperative RT

• Measure of efficacy of preoperative RT
  3-4% from RT alone
  10-30% from CRT


• Associated with improved outcomes
Significance of pCR Following
        Preoperative RT

• Measure of efficacy of preoperative RT
  3-4% from RT alone
  10-30% from CRT


• Associated with improved outcomes

• Can we abandon surgery if pCR achieved?
Nigro et al. Dis Colon Rectum 1974; 17: 354-6
Preoperative CRT in Anal Cancer
CRT:         30 Gy in 15 fractions over 3 weeks
             mitomycin C (d1) & 5FU (d1-4, 29-32)

Surgery:     4-6 weeks later

                      no.         pCR          %


APR                   12           7           58
Local excision        14           14         100
No biopsy              2           -        total 81%


Nigro et al 1983
Mitomycin/5FU CRT in Anal Cancer
             No.   CvM    T3-4    Gy     Boost    LRC   CFS   OS

UKCCCR       295   65%    51%     45     15-20    61%    -    65%

EORTC        51    100%   77%     45     15-20    68%   72%   70%

RTOG 87-04   146   100%   47%     45      ±9       -    80%   80%

RTOG 98-11   322   100%   26%    36-45   ±10-14   75%   90%   84%

Birmingham   133   68%    54%     30     20-25    84%   60%   81%
Radiotherapy Instead of Surgery
Habr-Gama et al.             Reassess 8 wks
Ann Surg 2004
                             No residual
                   Long      disease:
                   course    Follow up
   265
                   CRT
Resectable         50.4 Gy
rectal ca          in 28 F
0-7 cm
                             Clinical
                   5FU/FA
                             Residual
                   d1-3
                             Disease:
                   d36-38
                             Resection
Radiotherapy Instead of Surgery
Habr-Gama et al.             Reassess 8 wks   Follow up schedule:
Ann Surg 2004
                             No residual
                   Long      disease:         DRE, proctoscopy, CEA
                   course    Follow up        Y1      monthly
   265
                   CRT                        Y2      2 monthly
Resectable         50.4 Gy
rectal ca          in 28 F                    Y3      6 monthly
0-7 cm
                             Clinical
                   5FU/FA                     CT abdo / pelvis
                             Residual
                   d1-3
                             Disease:         6 monthly
                   d36-38
                             Resection
Radiotherapy Instead of Surgery
Habr-Gama et al.             Reassess 8 wks
Ann Surg 2004
                             No residual
                                              Remains clear at 12 m
                   Long      disease:         Stage 0
                   course    Follow up
   265
                   CRT
Resectable         50.4 Gy
rectal ca          in 28 F   194 (73%)
0-7 cm                                        yp st 0 (pCR)
                             Clinical
                   5FU/FA
                             Residual
                   d1-3
                             Disease:
                   d36-38                     yp stage I – III
                             Resection
Radiotherapy Instead of Surgery
Habr-Gama et al.             Reassess 8 wks      71 (27%)
Ann Surg 2004
                             No residual
                                                 Stage 0 71 (27%)
                   Long      disease:            If clear at 12 m
                   course    Follow up
   265
                   CRT
Resectable         50.4 Gy                    Total stage 0 93 (35%)
rectal ca          in 28 F   194 (73%)
0-7 cm                                           pCR (stage 0) 22 (8%)
                             Clinical
                   5FU/FA
                             Residual
                   d1-3
                             Disease:            yp stage I – III
                   d36-38
                             Resection           172 (65%)



Stage 0 group: 10y OS 98%, DFS 84%, 2 LRs
Recent Series of Non-Operative
              Management

                          No.   cCR        LR (%)



Brazil (Habr-Gama 2004)   265   71 (27%)   2 (3%)
Mt Vernon (Hughes 2010)    -    10         6 (60%)
MSK (Smith 2012)          311   32 (10%)   6 (19%)
Exeter (Dalton 2011)      49    12 (24%)   0 (0%)
Holland (Maas 2011)       192   21 (11%)   1 (5%)
Marsden (Yu 2011)          -    19         9 (47%)
Factors Influencing pCR Following
        Preoperative RT

• Size and stage of tumour
  Locally advanced (T3-4) tumours
  Early (T1-2) tumours


• Timing of surgery following completion of
  preoperative RT

• Thoroughness of pathologist
  Will he find the needle in the haystack?


• Radiotherapy & chemotherapy
Factors Influencing pCR Following
        Preoperative RT

• Size and stage of tumour

  Locally advanced (T3-4) tumours vs early (T1-2) tumours

                    No.       Selection for CRT      pCR

  Birmingham        267       CRM threatened         7%
  German 2004       421       uT3/4 or N1            8%
  FFCD 2006         375       non selective          11%
  EORTC 2006        506       non selective          14%
  ACOSOG 2010        94       T2                     44%
  Bujko 2009         44       mainly T1/T2           54%
Factors Influencing pCR Following
        Preoperative RT

• Timing of surgery following completion of
  preoperative RT

  Longer duration results in better tumour response and
    pathological downstaging
  Does this translate to better outcomes?
  Could outcomes be worse?



  NCRI 6 vs 12 Week Trial
Factors Influencing pCR Following
        Preoperative RT

• Thoroughness of pathological examination

  Will he find the needle in the haystack?
  Lack of standardisation of definition of pCR
Obliterated
                                                  vein




Fibrosis and previous site of vascular invasion
Standardisation of Definition of pCR

 Consensus from CORE II Trial;

 •   Take 5 blocks from site of tumour, if no residual tumour;
 •   Embed whole of suspicious area, if no residual tumour;
 •   Take 3 levels through each block, if no residual tumour;
 •   Defined as pCR
Factors Influencing pCR Following
        Preoperative RT

• Radiotherapy & chemotherapy

  Optimal RT dose & fractionation

  Interaction between RT and chemotherapy;
  • choice of chemotherapy drug(s)
  • optimal scheduling of chemotherapy
Systematic Review of Preoperative
              CRT Trials

64 Phase II-III Trials (4372 pts)

                            No.    Adjusted   95% CI       p=
                                   pCR mean


Use of second drug          1280     0.17     0.13-0.23   0.001
Delivery of 5FU / equiv.    929      0.20     0.16-0.24   0.03
Radiation dose <45 Gy       481      0.09     0.05-0.14   0.02


Sanghera et al. Clin Oncol 2008
Addition of Oxaliplatin to
              Fluoropyrimidines: Trials


                          5FU          Capecitabine

                        NSABP R-04      NSABP R-04
                     CAO/ARO/AIO-04      PETACC-6
No Oxaliplatin
                         STAR-01        ACCORD 12
                      German MARGIT   German MARGIT
                        NSABP R-04      NSABP R-04
Oxaliplatin          CAO/ARO/AIO-04      PETACC-6
                         STAR-01        ACCORD 12
Addition of Oxaliplatin to
         Fluoropyrimidines: pCR Rates


                     5FU        Capecitabine

                      19%
                                   22%
                      13%
No Oxaliplatin                     14%
                      16%
                                   14%
                       5%
                      19%
                                    21%
Oxaliplatin           17%
                                    19%
                      16%
NCRI Aristotle Trial


                       R     460     CRT 45 Gy 25F             TME
                       A              Capecitabine            Surgery
 MRI Defined           N
   Locally             D
  Advanced             O
   Rectal              M
  AdenoCa              I             CRT 45 Gy 25F
                             460                               TME
                       S               Irinotecan
                                                              Surgery
                       E              Capecitabine



Tumour at / beyond fascia
Very low tumour (levator / sphincter / anal canal involved)
UK Perspective

• Standard of care is different from USA and most of
  Europe

• pCR rates depend on MDT 'threshold' to give CRT;
   any T3?
   any N1?
   CRM threatened only?


• CRT reserved for locally VERY advanced rectal cancers

• Very few patients with clinical CR
Clinical Complete Response Not
              Achieved
• Proceed with planned surgery;
  % with pCR
  % with residual tumour?
Clinical Complete Response Achieved

• Proceed with planned surgery;
  % with pCR
  % with residual tumour?


• Wait and watch;
  Optimum follow up strategy and for how long?
  How salvageable are recurrences?
  % cured?

  – NCRI Wait and Watch Trial
Future Developments

• Early rectal cancers
   Higher pCR rates
   Balancing number of patients at risk of 'overtreatment'


• Better predictive tools of pCR

• Better CRT regimens
Summary
• pCR is the key to progress for non-surgical
  treatment

• Outcomes of 'true pCRs' are excellent
  irrespective of surgical management

• Challenges of non-surgical management
   – management of early stage cancers
   – achieving a suitable compromise for patient
   – successful salvage of failures
Mark Davies

"I have never lived my
life on what ifs and
maybes and I wasn't
going to sacrifice my
bum on an off chance."

The Apparent Complete Response- Ian Geh

  • 1.
    Dukes' Club AnnualMeeting, Kenilworth. 24-26 February 2012 What's New in Rectal Cancer? The Apparent Complete Response Ian Geh Consultant Clinical Oncologist Queen Elizabeth Hospital & Heartlands Hospital Birmingham, UK Ian.Geh@uhb.nhs.uk
  • 2.
    Preoperative Radiotherapy Schedulesfor Rectal Cancer Long Course Pre-operative Radiotherapy 6-12 weeks Surgery phase I 45Gy in 25F; (phase II 5.4Gy 3F) Short Course Pre-operative Radiotherapy (SCPRT) Max 10 days Surgery 25Gy in 5F
  • 3.
    Preoperative Radiotherapy Schedulesfor Rectal Cancer Long Course Pre-operative Radiotherapy 6-12 weeks Surgery phase I 45Gy in 25F; (phase II 5.4Gy 3F) Long Course Pre-operative Chemoradiotherapy (CRT) capecitabine 825 mg/m2 6-12 weeks Surgery phase I 45Gy in 25F; (phase II 5.4Gy 3F)
  • 4.
    Addition of Radiotherapyto Surgery Non-TME Surgery TME Surgery EORTC RT (5 wks) FFCD EORTC German CRT (5 wks) FFCD Polish NSABP R-03 Australasian Dutch MRC CR07 SCPRT (1 wk) Swedish Polish Australasian Dutch Surgery Swedish MRC CR07 Post op CRT NSABP R-03 German
  • 5.
    Local Recurrence Non-TME Surgery TME Surgery 17% RT (5 wks) - 17% 9% 6% CRT (5 wks) 8% 16% 11% 4% 6% 5% SCPRT (1 wk) 11% 11% 7% 11% Surgery 27% 11% Post op CRT 11% 13%
  • 6.
    pCR in ResectedPatients Non-TME Surgery TME Surgery 5% RT (5 wks) - 4% 14% 8% CRT (5 wks) 11% 16% 15% ns 1% 0% SCPRT (1 wk) 0% 1% ns 2% Surgery - - Post op CRT - -
  • 7.
    Radical Resection forRectal Cancer: One Size Fits All? • How do we achieve best results at the minimum price? Locally advanced cancers Early rectal cancer • Postoperative morbidity & mortality Most units 2-5% High risk groups • Permanent stoma 10-30% Variation between surgeons, units & networks Higher rates in socially deprived regions • Long-term sequelae Sphincter and sexual function Second cancers
  • 8.
    What happens ifthere is no tumour? • Pathological complete response (pCR) What does this mean? Was surgery necessary? • Microscopic foci of residual disease What does this mean? Would pCR occur if I waited longer?
  • 9.
    Significance of pCRFollowing Preoperative RT • Measure of efficacy of preoperative RT 3-4% from RT alone 10-30% from CRT
  • 10.
    Significance of pCRFollowing Preoperative RT • Measure of efficacy of preoperative RT 3-4% from RT alone 10-30% from CRT • Associated with improved outcomes
  • 12.
    Significance of pCRFollowing Preoperative RT • Measure of efficacy of preoperative RT 3-4% from RT alone 10-30% from CRT • Associated with improved outcomes • Can we abandon surgery if pCR achieved?
  • 13.
    Nigro et al.Dis Colon Rectum 1974; 17: 354-6
  • 14.
    Preoperative CRT inAnal Cancer CRT: 30 Gy in 15 fractions over 3 weeks mitomycin C (d1) & 5FU (d1-4, 29-32) Surgery: 4-6 weeks later no. pCR % APR 12 7 58 Local excision 14 14 100 No biopsy 2 - total 81% Nigro et al 1983
  • 15.
    Mitomycin/5FU CRT inAnal Cancer No. CvM T3-4 Gy Boost LRC CFS OS UKCCCR 295 65% 51% 45 15-20 61% - 65% EORTC 51 100% 77% 45 15-20 68% 72% 70% RTOG 87-04 146 100% 47% 45 ±9 - 80% 80% RTOG 98-11 322 100% 26% 36-45 ±10-14 75% 90% 84% Birmingham 133 68% 54% 30 20-25 84% 60% 81%
  • 16.
    Radiotherapy Instead ofSurgery Habr-Gama et al. Reassess 8 wks Ann Surg 2004 No residual Long disease: course Follow up 265 CRT Resectable 50.4 Gy rectal ca in 28 F 0-7 cm Clinical 5FU/FA Residual d1-3 Disease: d36-38 Resection
  • 17.
    Radiotherapy Instead ofSurgery Habr-Gama et al. Reassess 8 wks Follow up schedule: Ann Surg 2004 No residual Long disease: DRE, proctoscopy, CEA course Follow up Y1 monthly 265 CRT Y2 2 monthly Resectable 50.4 Gy rectal ca in 28 F Y3 6 monthly 0-7 cm Clinical 5FU/FA CT abdo / pelvis Residual d1-3 Disease: 6 monthly d36-38 Resection
  • 18.
    Radiotherapy Instead ofSurgery Habr-Gama et al. Reassess 8 wks Ann Surg 2004 No residual Remains clear at 12 m Long disease: Stage 0 course Follow up 265 CRT Resectable 50.4 Gy rectal ca in 28 F 194 (73%) 0-7 cm yp st 0 (pCR) Clinical 5FU/FA Residual d1-3 Disease: d36-38 yp stage I – III Resection
  • 19.
    Radiotherapy Instead ofSurgery Habr-Gama et al. Reassess 8 wks 71 (27%) Ann Surg 2004 No residual Stage 0 71 (27%) Long disease: If clear at 12 m course Follow up 265 CRT Resectable 50.4 Gy Total stage 0 93 (35%) rectal ca in 28 F 194 (73%) 0-7 cm pCR (stage 0) 22 (8%) Clinical 5FU/FA Residual d1-3 Disease: yp stage I – III d36-38 Resection 172 (65%) Stage 0 group: 10y OS 98%, DFS 84%, 2 LRs
  • 20.
    Recent Series ofNon-Operative Management No. cCR LR (%) Brazil (Habr-Gama 2004) 265 71 (27%) 2 (3%) Mt Vernon (Hughes 2010) - 10 6 (60%) MSK (Smith 2012) 311 32 (10%) 6 (19%) Exeter (Dalton 2011) 49 12 (24%) 0 (0%) Holland (Maas 2011) 192 21 (11%) 1 (5%) Marsden (Yu 2011) - 19 9 (47%)
  • 21.
    Factors Influencing pCRFollowing Preoperative RT • Size and stage of tumour Locally advanced (T3-4) tumours Early (T1-2) tumours • Timing of surgery following completion of preoperative RT • Thoroughness of pathologist Will he find the needle in the haystack? • Radiotherapy & chemotherapy
  • 22.
    Factors Influencing pCRFollowing Preoperative RT • Size and stage of tumour Locally advanced (T3-4) tumours vs early (T1-2) tumours No. Selection for CRT pCR Birmingham 267 CRM threatened 7% German 2004 421 uT3/4 or N1 8% FFCD 2006 375 non selective 11% EORTC 2006 506 non selective 14% ACOSOG 2010 94 T2 44% Bujko 2009 44 mainly T1/T2 54%
  • 23.
    Factors Influencing pCRFollowing Preoperative RT • Timing of surgery following completion of preoperative RT Longer duration results in better tumour response and pathological downstaging Does this translate to better outcomes? Could outcomes be worse? NCRI 6 vs 12 Week Trial
  • 24.
    Factors Influencing pCRFollowing Preoperative RT • Thoroughness of pathological examination Will he find the needle in the haystack? Lack of standardisation of definition of pCR
  • 25.
    Obliterated vein Fibrosis and previous site of vascular invasion
  • 28.
    Standardisation of Definitionof pCR Consensus from CORE II Trial; • Take 5 blocks from site of tumour, if no residual tumour; • Embed whole of suspicious area, if no residual tumour; • Take 3 levels through each block, if no residual tumour; • Defined as pCR
  • 29.
    Factors Influencing pCRFollowing Preoperative RT • Radiotherapy & chemotherapy Optimal RT dose & fractionation Interaction between RT and chemotherapy; • choice of chemotherapy drug(s) • optimal scheduling of chemotherapy
  • 30.
    Systematic Review ofPreoperative CRT Trials 64 Phase II-III Trials (4372 pts) No. Adjusted 95% CI p= pCR mean Use of second drug 1280 0.17 0.13-0.23 0.001 Delivery of 5FU / equiv. 929 0.20 0.16-0.24 0.03 Radiation dose <45 Gy 481 0.09 0.05-0.14 0.02 Sanghera et al. Clin Oncol 2008
  • 31.
    Addition of Oxaliplatinto Fluoropyrimidines: Trials 5FU Capecitabine NSABP R-04 NSABP R-04 CAO/ARO/AIO-04 PETACC-6 No Oxaliplatin STAR-01 ACCORD 12 German MARGIT German MARGIT NSABP R-04 NSABP R-04 Oxaliplatin CAO/ARO/AIO-04 PETACC-6 STAR-01 ACCORD 12
  • 32.
    Addition of Oxaliplatinto Fluoropyrimidines: pCR Rates 5FU Capecitabine 19% 22% 13% No Oxaliplatin 14% 16% 14% 5% 19% 21% Oxaliplatin 17% 19% 16%
  • 33.
    NCRI Aristotle Trial R 460 CRT 45 Gy 25F TME A Capecitabine Surgery MRI Defined N Locally D Advanced O Rectal M AdenoCa I CRT 45 Gy 25F 460 TME S Irinotecan Surgery E Capecitabine Tumour at / beyond fascia Very low tumour (levator / sphincter / anal canal involved)
  • 34.
    UK Perspective • Standardof care is different from USA and most of Europe • pCR rates depend on MDT 'threshold' to give CRT; any T3? any N1? CRM threatened only? • CRT reserved for locally VERY advanced rectal cancers • Very few patients with clinical CR
  • 35.
    Clinical Complete ResponseNot Achieved • Proceed with planned surgery; % with pCR % with residual tumour?
  • 37.
    Clinical Complete ResponseAchieved • Proceed with planned surgery; % with pCR % with residual tumour? • Wait and watch; Optimum follow up strategy and for how long? How salvageable are recurrences? % cured? – NCRI Wait and Watch Trial
  • 38.
    Future Developments • Earlyrectal cancers Higher pCR rates Balancing number of patients at risk of 'overtreatment' • Better predictive tools of pCR • Better CRT regimens
  • 39.
    Summary • pCR isthe key to progress for non-surgical treatment • Outcomes of 'true pCRs' are excellent irrespective of surgical management • Challenges of non-surgical management – management of early stage cancers – achieving a suitable compromise for patient – successful salvage of failures
  • 40.
    Mark Davies "I havenever lived my life on what ifs and maybes and I wasn't going to sacrifice my bum on an off chance."