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A Syrian No Fly Zone:
Elements, Prerequisites, Key Considerations
Lt Gen David Deptula, USAF (ret)
Dean, Mitchell Institute for Aerospace Studies
Presented to U.S. Institute of Peace, 29 May 2013
Updated October, 2015
Overview
n Elements of a No-Fly Zone
n  Operation Northern Watch (ONW)
Example
n Differences From ONW
n Prerequisites
n Key Considerations
n Points to Ponder
2
What is a No-Fly Zone
n  A set of operations restricting freedom of action in
airspace over an area of interest
n  A NFZ is not a strategy or a “silver bullet”
n  To be effective it must be an element of a strategy with well defined objectives
n  Uses:
n  Restrict, control, or eliminate use of capabilities from, through, or to airspace
(more appropriately labeled an “Air Exclusion Zone”)
n  Reduces the risk associated with other military action (ISR, interdiction, etc.)
n  Block air, sea, and land routes to reduce logistics, resupply, or commerce
n  Dynamics:
n  An air occupation that usurps the sovereignty over the area of operation
n  Creates significant effects without the risk associated with boots on the ground
n  It’s not cheap
n  It’s not risk free
n  Requires significant preparation and smart execution
3
Elements of a No-Fly Zone
n  Clear objectives at strategic, operational, and tactical levels
n  Clearly defined command relationships
n  Clear and concise rules of engagement
n  Basing locations, rights, and host-nation agreements
n  Logistics adequate to support the NFZ operation’s endurance
n  Air and missile defense in-place for asset protection
n  Joint/Combined Task Force components:
n  Command and control elements (air, sea, land) (E-2C, E-3, etc.)
n  Intelligence, surveillance & reconnaissance (RQ-4, EP-3, RC-135, MQ-1/9, U-2, etc.)
n  Suppression of Enemy Air Defense (SEAD) aircraft (EF-18G, F-16, F-22, etc.)
n  Counter-air aircraft (F-22, F-15C, Rafale, Typhoon, etc.)
n  Strike assets (B-2, F-22, F-15E, F-16, F/A-18, B-1, MQ-9, cruise missiles, etc.)
n  Air refueling aircraft (KC-135, KC-10, A330, etc.)
n  Combat search and rescue capability (CV-22, AV-8, MC-130, HH-60, etc.)
4
Insert From ONW Brief
5
A “No-Fly Zone” Over Syria Would Be Considerably
More Challenging than ONW…or Any Other NFZ to Date:
It’s Doable, but It Would be Different
§  Hostilities on-going in Syria with limited U.S. intervention;
In ONW U.S. was continuing actions following Desert Storm
§  NFZ over Syria commits U.S. to war
§  Significantly more robust and capable integrated air
defense system in Syria vs Iraq
§  Iraqi Air Force was destroyed in 1991/Syrian Air Force intact
§  Syria possesses longer range/more capable SAMs than Iraq circa ‘91
§  Russia actively supporting Assad—Saddam was isolated
§  No UN resolution(s) authorizing a no-fly zone over Syria
Differences: Syrian NFZ with ONW
Need to Clearly Define the “No-Fly Zone” Prerequisites
§  What’s the desired end-state?
§  Who is the authorizing authority?
§  What are the command relationships among coalition forces (who is in charge)?
§  What are the rules of engagement (how to manage actions in the no-fly zone)?
§  Where is the area of coverage?
§  How structure NFZ to allow safe continuation of commercial air traffic in the region?
§  What is the duration of the coverage?
§  Operational times: 24/7; daytime only; variation?
§  Entire operation: Days; Months; Years?
§  What are the elements subject to engagement?
§  Aircraft—all; military only; cargo carriers from other countries; etc.?
§  Airborne; ground?
§  Airfields—military; civil; both; regional?
§  Air defenses—SAMs; AAA; Command & Control; Communications?
§  Hostile act or hostile intent requirement, or not?
§  Helicopters—in-flight; stationary; in transition?
§  Theater Ballistic Missiles—preparing to launch; post-launch; in garrison?
Syrian No-Fly Zone Prerequisites
Need to Define the “WHY” Before Moving to the “HOW”
§  What are the critical U.S. national security interests
at stake worth the expenditure of U.S. blood and treasure?
§  What’s the desired end-state?
§  “Protection” of the population; Which one? Exit strategy?
§  Assad departs; Syria under new leadership; Who?
§  A “broken” Syria (Smaller “Syria” with Assad/rebel/Kurd sub-states?)
§  Break in the “bridge” between Iran, Syria, Hezbollah, Russia?
§  Is the U.S. willing to initiate a state of war with Syria?
§  A “no-fly zone” will involve the use of lethal force against a sovereign state
§  NFZ mission success is tied to clarity in these areas:
§  Purpose (Currently unclear)
§  Method (This we can do)
§  End State (Currently undefined)
Key Considerations
§  Why a NFZ? Are there alternatives to achieve the desired outcomes?
-- No drive zone?
-  Interdict ground resupply routes to Islamic State/undesirable rebels?
-- Selective strikes to inhibit Syrian regime/Islamic State/“bad” rebels resupply
- Nullify airfields/ports
§  Selective air strikes can “level the playing field” inhibiting
Syrian atrocities without the level of effort of a NFZ
§  A NFZ is an air occupation with attendant consequences
§  Chemical Weapons
-- Air ops alone cannot stop all delivery methods
§  U.S. readiness crisis as a result of “sequestration” will be a factor
in any NFZ operation requiring sustained operations
Points to Ponder
A Syrian No Fly Zone:
Elements, Prerequisites, Key Considerations
Lt Gen David Deptula, USAF (ret)
Dean, Mitchell Institute for Aerospace Studies
Presented to U.S. Institute of Peace, 29 May 2013
Updated October, 2015

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Syrian No Fly Zone

  • 1. A Syrian No Fly Zone: Elements, Prerequisites, Key Considerations Lt Gen David Deptula, USAF (ret) Dean, Mitchell Institute for Aerospace Studies Presented to U.S. Institute of Peace, 29 May 2013 Updated October, 2015
  • 2. Overview n Elements of a No-Fly Zone n  Operation Northern Watch (ONW) Example n Differences From ONW n Prerequisites n Key Considerations n Points to Ponder 2
  • 3. What is a No-Fly Zone n  A set of operations restricting freedom of action in airspace over an area of interest n  A NFZ is not a strategy or a “silver bullet” n  To be effective it must be an element of a strategy with well defined objectives n  Uses: n  Restrict, control, or eliminate use of capabilities from, through, or to airspace (more appropriately labeled an “Air Exclusion Zone”) n  Reduces the risk associated with other military action (ISR, interdiction, etc.) n  Block air, sea, and land routes to reduce logistics, resupply, or commerce n  Dynamics: n  An air occupation that usurps the sovereignty over the area of operation n  Creates significant effects without the risk associated with boots on the ground n  It’s not cheap n  It’s not risk free n  Requires significant preparation and smart execution 3
  • 4. Elements of a No-Fly Zone n  Clear objectives at strategic, operational, and tactical levels n  Clearly defined command relationships n  Clear and concise rules of engagement n  Basing locations, rights, and host-nation agreements n  Logistics adequate to support the NFZ operation’s endurance n  Air and missile defense in-place for asset protection n  Joint/Combined Task Force components: n  Command and control elements (air, sea, land) (E-2C, E-3, etc.) n  Intelligence, surveillance & reconnaissance (RQ-4, EP-3, RC-135, MQ-1/9, U-2, etc.) n  Suppression of Enemy Air Defense (SEAD) aircraft (EF-18G, F-16, F-22, etc.) n  Counter-air aircraft (F-22, F-15C, Rafale, Typhoon, etc.) n  Strike assets (B-2, F-22, F-15E, F-16, F/A-18, B-1, MQ-9, cruise missiles, etc.) n  Air refueling aircraft (KC-135, KC-10, A330, etc.) n  Combat search and rescue capability (CV-22, AV-8, MC-130, HH-60, etc.) 4
  • 5. Insert From ONW Brief 5
  • 6. A “No-Fly Zone” Over Syria Would Be Considerably More Challenging than ONW…or Any Other NFZ to Date: It’s Doable, but It Would be Different §  Hostilities on-going in Syria with limited U.S. intervention; In ONW U.S. was continuing actions following Desert Storm §  NFZ over Syria commits U.S. to war §  Significantly more robust and capable integrated air defense system in Syria vs Iraq §  Iraqi Air Force was destroyed in 1991/Syrian Air Force intact §  Syria possesses longer range/more capable SAMs than Iraq circa ‘91 §  Russia actively supporting Assad—Saddam was isolated §  No UN resolution(s) authorizing a no-fly zone over Syria Differences: Syrian NFZ with ONW
  • 7. Need to Clearly Define the “No-Fly Zone” Prerequisites §  What’s the desired end-state? §  Who is the authorizing authority? §  What are the command relationships among coalition forces (who is in charge)? §  What are the rules of engagement (how to manage actions in the no-fly zone)? §  Where is the area of coverage? §  How structure NFZ to allow safe continuation of commercial air traffic in the region? §  What is the duration of the coverage? §  Operational times: 24/7; daytime only; variation? §  Entire operation: Days; Months; Years? §  What are the elements subject to engagement? §  Aircraft—all; military only; cargo carriers from other countries; etc.? §  Airborne; ground? §  Airfields—military; civil; both; regional? §  Air defenses—SAMs; AAA; Command & Control; Communications? §  Hostile act or hostile intent requirement, or not? §  Helicopters—in-flight; stationary; in transition? §  Theater Ballistic Missiles—preparing to launch; post-launch; in garrison? Syrian No-Fly Zone Prerequisites
  • 8. Need to Define the “WHY” Before Moving to the “HOW” §  What are the critical U.S. national security interests at stake worth the expenditure of U.S. blood and treasure? §  What’s the desired end-state? §  “Protection” of the population; Which one? Exit strategy? §  Assad departs; Syria under new leadership; Who? §  A “broken” Syria (Smaller “Syria” with Assad/rebel/Kurd sub-states?) §  Break in the “bridge” between Iran, Syria, Hezbollah, Russia? §  Is the U.S. willing to initiate a state of war with Syria? §  A “no-fly zone” will involve the use of lethal force against a sovereign state §  NFZ mission success is tied to clarity in these areas: §  Purpose (Currently unclear) §  Method (This we can do) §  End State (Currently undefined) Key Considerations
  • 9. §  Why a NFZ? Are there alternatives to achieve the desired outcomes? -- No drive zone? -  Interdict ground resupply routes to Islamic State/undesirable rebels? -- Selective strikes to inhibit Syrian regime/Islamic State/“bad” rebels resupply - Nullify airfields/ports §  Selective air strikes can “level the playing field” inhibiting Syrian atrocities without the level of effort of a NFZ §  A NFZ is an air occupation with attendant consequences §  Chemical Weapons -- Air ops alone cannot stop all delivery methods §  U.S. readiness crisis as a result of “sequestration” will be a factor in any NFZ operation requiring sustained operations Points to Ponder
  • 10. A Syrian No Fly Zone: Elements, Prerequisites, Key Considerations Lt Gen David Deptula, USAF (ret) Dean, Mitchell Institute for Aerospace Studies Presented to U.S. Institute of Peace, 29 May 2013 Updated October, 2015