The document discusses stock exchanges and securities markets in India. It defines a stock exchange as a voluntary association established for assisting, regulating, and controlling business in buying, selling, and dealing in securities. Stock exchanges allow companies to raise funds by listing and issuing shares to investors, and provide a centralized marketplace for traders. Key participants in securities markets include issuers of stocks and bonds, investors, and intermediaries like brokers. The Securities and Exchange Board of India (SEBI) regulates India's securities markets and exchanges like the Bombay Stock Exchange, ensuring transparency, disclosure and risk management standards.
This document provides information about capital markets in Pakistan. It defines capital markets and describes the primary and secondary markets. It then discusses the role of stock exchanges in Pakistan, including the Lahore, Karachi, and Islamabad stock exchanges. It also outlines the mission, vision, objectives and functions of the Security and Exchange Commission of Pakistan (SECP) which regulates capital markets. Finally, it briefly discusses stock indices and foreign portfolio investment.
Capital Markets Development in Bangladesh: The Status of Dhaka Stock ExchangeZafour
The document summarizes the status of the Dhaka Stock Exchange (DSE) in Bangladesh. It provides background on the establishment of DSE in 1964 and its growth over time. DSE now has 378 listed securities and four markets - public, spot, block, and odd lot. However, DSE faces challenges like price manipulation, delays in settlement, and lack of proper financial reporting by some listed companies. To improve the stock exchange, suggestions include enforcing transparency in company reporting, monitoring for malpractices, introducing electronic settlement systems, and encouraging other financial institutions to participate directly in share trading. Overall capital market development in Bangladesh aims to strengthen regulation, modernize infrastructure, and increase the supply of quality securities.
The document discusses the role and history of stock exchanges in Bangladesh. It focuses on the Dhaka Stock Exchange (DSE) which was established in 1954 as the first stock exchange in Bangladesh. The DSE facilitates trading of shares of public companies, provides a market for companies to raise capital, and monitors the market to ensure efficiency and transparency. It currently oversees trading in various sectors and has regulatory oversight from the Securities and Exchange Commission of Bangladesh.
The document summarizes a presentation on the capital market in Bangladesh. It defines capital markets and describes the primary and secondary markets. It then discusses the Bangladesh capital market in more detail, including the two main stock exchanges of Dhaka Stock Exchange and Chittagong Stock Exchange. It provides background on DSE and describes the categorization of listed companies. The presentation outlines some policies of DSE, its functions, and common problems and limitations. It concludes with suggestions to improve the activities of DSE.
The document provides an overview of capital markets, including their origin, constituents, functions, and role in economic development. It discusses the following key points in 3 sentences:
Capital markets have existed since the 12th century, originating in cities like Lyon, France and later expanding to locations such as Amsterdam, London, and Mumbai. They provide a platform for companies, governments, and individuals to raise long-term capital through financial instruments like stocks and bonds, as well as facilitate the transfer of savings from investors to entities with productive investment needs. Properly functioning capital markets can accelerate economic growth by promoting savings, efficient capital allocation, and confidence among both domestic and foreign investors.
This document reviews the activities of the Dhaka Stock Exchange Ltd (DSE) in Bangladesh. It begins with an introduction stating the objectives, scope and limitations of the review. It then provides literature on stock exchanges in general, including their history and functions. It discusses the history of stock exchanges in Bangladesh and the specific functions of DSE, focusing on secondary share issues and settlement. The document outlines DSE's legal status, trading days and periods, types of markets and transactions. It describes the clearing and settlement process, the hardware and software used by DSE, and its TESA trading system. It also covers surveillance of prices and positions on DSE. In the end, it discusses problems of DSE and provides
The document discusses investment banking. It defines investment banking as controlling the flow of money by channeling cash from investors looking for returns to entrepreneurs and businesses that need funding. Investment bankers raise money from investors by selling securities and transferring that money to those who need cash for projects. They are involved in large financial transactions like mergers and acquisitions (M&A), initial public offerings (IPOs), and other securities offerings. Investment banking provides capital raising, financial advisory, corporate lending, sales and trading, brokerage, research, and private equity investment services.
The document provides an overview of the capital market in India. It discusses key topics like the difference between money markets and capital markets, the role and significance of capital markets, the structure of the Indian capital market including key segments like the government securities market, industrial securities market, development financial institutions, and financial intermediaries. It also discusses the regulator SEBI and recent reforms in the Indian capital market.
This document provides information about capital markets in Pakistan. It defines capital markets and describes the primary and secondary markets. It then discusses the role of stock exchanges in Pakistan, including the Lahore, Karachi, and Islamabad stock exchanges. It also outlines the mission, vision, objectives and functions of the Security and Exchange Commission of Pakistan (SECP) which regulates capital markets. Finally, it briefly discusses stock indices and foreign portfolio investment.
Capital Markets Development in Bangladesh: The Status of Dhaka Stock ExchangeZafour
The document summarizes the status of the Dhaka Stock Exchange (DSE) in Bangladesh. It provides background on the establishment of DSE in 1964 and its growth over time. DSE now has 378 listed securities and four markets - public, spot, block, and odd lot. However, DSE faces challenges like price manipulation, delays in settlement, and lack of proper financial reporting by some listed companies. To improve the stock exchange, suggestions include enforcing transparency in company reporting, monitoring for malpractices, introducing electronic settlement systems, and encouraging other financial institutions to participate directly in share trading. Overall capital market development in Bangladesh aims to strengthen regulation, modernize infrastructure, and increase the supply of quality securities.
The document discusses the role and history of stock exchanges in Bangladesh. It focuses on the Dhaka Stock Exchange (DSE) which was established in 1954 as the first stock exchange in Bangladesh. The DSE facilitates trading of shares of public companies, provides a market for companies to raise capital, and monitors the market to ensure efficiency and transparency. It currently oversees trading in various sectors and has regulatory oversight from the Securities and Exchange Commission of Bangladesh.
The document summarizes a presentation on the capital market in Bangladesh. It defines capital markets and describes the primary and secondary markets. It then discusses the Bangladesh capital market in more detail, including the two main stock exchanges of Dhaka Stock Exchange and Chittagong Stock Exchange. It provides background on DSE and describes the categorization of listed companies. The presentation outlines some policies of DSE, its functions, and common problems and limitations. It concludes with suggestions to improve the activities of DSE.
The document provides an overview of capital markets, including their origin, constituents, functions, and role in economic development. It discusses the following key points in 3 sentences:
Capital markets have existed since the 12th century, originating in cities like Lyon, France and later expanding to locations such as Amsterdam, London, and Mumbai. They provide a platform for companies, governments, and individuals to raise long-term capital through financial instruments like stocks and bonds, as well as facilitate the transfer of savings from investors to entities with productive investment needs. Properly functioning capital markets can accelerate economic growth by promoting savings, efficient capital allocation, and confidence among both domestic and foreign investors.
This document reviews the activities of the Dhaka Stock Exchange Ltd (DSE) in Bangladesh. It begins with an introduction stating the objectives, scope and limitations of the review. It then provides literature on stock exchanges in general, including their history and functions. It discusses the history of stock exchanges in Bangladesh and the specific functions of DSE, focusing on secondary share issues and settlement. The document outlines DSE's legal status, trading days and periods, types of markets and transactions. It describes the clearing and settlement process, the hardware and software used by DSE, and its TESA trading system. It also covers surveillance of prices and positions on DSE. In the end, it discusses problems of DSE and provides
The document discusses investment banking. It defines investment banking as controlling the flow of money by channeling cash from investors looking for returns to entrepreneurs and businesses that need funding. Investment bankers raise money from investors by selling securities and transferring that money to those who need cash for projects. They are involved in large financial transactions like mergers and acquisitions (M&A), initial public offerings (IPOs), and other securities offerings. Investment banking provides capital raising, financial advisory, corporate lending, sales and trading, brokerage, research, and private equity investment services.
The document provides an overview of the capital market in India. It discusses key topics like the difference between money markets and capital markets, the role and significance of capital markets, the structure of the Indian capital market including key segments like the government securities market, industrial securities market, development financial institutions, and financial intermediaries. It also discusses the regulator SEBI and recent reforms in the Indian capital market.
An accepting house is a British financial institution that specializes in accepting and guaranteeing bills of exchange, facilitating lending. They guarantee bills, using their financial reputation to charge fees. Accepting houses provide liquidity to secondary markets and banking services domestically and abroad. The Accepting Houses Committee represents accepting houses to coordinate with the Treasury and Bank of England on policy.
This document provides an overview of capital markets, including the primary and secondary markets. It defines capital markets as markets for trading long-term investment instruments like bonds and stocks. The primary market involves new securities being issued, while the secondary market is where existing securities are traded. Key participants in the secondary market are stock exchanges, clearing corporations, and brokers. The Securities and Exchange Board of India (SEBI) regulates capital markets and aims to protect investors while promoting fair practices.
A centralized market for buying and selling stocks where the price is determined through supply-demand mechanism.
Stock exchange belong to “Secondary Market” in which securities are already issued by companies are subsequently traded among investors.
The document discusses money markets in India. It provides an overview of the types of financial markets including money markets, capital markets, cash or spot markets, derivative markets, and forex markets. It then discusses what money markets are, the structure and objectives of money markets in India, and the major players in the Indian money market which include the Reserve Bank of India, banks, and financial institutions. It also summarizes the role of the Reserve Bank of India in the money market and some developments and reforms that have improved the Indian money market over time.
The document discusses the significance of capital markets in India's economic development. It outlines several key roles and benefits of capital markets, including facilitating capital formation, promoting economic growth and industrial development, modernizing and rehabilitating industries, generating employment, and developing other sectors. Overall, the document emphasizes that a sound and efficient capital market is crucial for a nation's development.
The document discusses Islamic capital markets and their products. It notes that Islamic capital markets are markets where all transactions, operations and activities are carried out according to Islamic law. The key products in Islamic capital markets are the sukuk (Islamic bond) market and the Islamic equity market. The document describes the major types of sukuk instruments, including mudarabah, musharaka, ijara, murabaha, salam and istisna sukuk. It also discusses the features of the Islamic equity market.
This document provides information about capital markets and related topics from a university course on capital markets. It defines capital markets and discusses the instruments traded in capital markets such as stocks, bonds, and derivatives. It also describes the primary and secondary markets. Additionally, it discusses the stock market in Pakistan, including the roles of the Karachi Stock Exchange, Lahore Stock Exchange, and Pakistan Stock Exchange. It provides an overview of the Security and Exchange Commission of Pakistan which regulates capital markets and its functions. Finally, it briefly touches on stock indices and foreign portfolio investment.
Critical evaluation of small investors by Abhishek PandeAbhishek Pande
The document discusses the role of SEBI (Securities and Exchange Board of India) as the regulator of the Indian stock market and its role in protecting small investors. It outlines SEBI's objectives such as promoting awareness among small investors, educating them about economic trends, and overall economic development. The document then describes some of SEBI's powers and responsibilities, including licensing brokers and dealers, preventing fraud, regulating mergers and acquisitions, auditing stock exchanges, making new rules, and educating investors. It also discusses SEBI's findings related to issues small investors face such as misleading advice, inflated ratings and fees, front-running in high-frequency trading, and companies being bailed out.
This document discusses several issues relating to Islamic securities markets, including Sharia screening criteria, permissibility of investing in shares of Islamic banks and other companies, products like options and ETFs, and trading practices like speculation and short selling. It presents differing views among scholars and practitioners on some of these issues. While securities markets can benefit economies, an Islamic market would need regulations to ensure listings and transactions are Sharia compliant, such as prohibiting interest-based bonds and short selling due to their use of securities borrowing. With adaptations, the document suggests an Islamic securities market is possible.
Discount and finance house of india ltdLavesh Soni
DFHI was established in 1988 by the Reserve Bank of India and public sector banks to develop the money markets and provide liquidity. It deals in various money market instruments like treasury bills, certificates of deposit, and commercial paper. DFHI aims to balance liquidity, promote secondary markets, integrate regional markets, and provide investment opportunities. It allows entities without an SGL account to invest in government securities through its constituent SGL account facility. DFHI is managed by a board representing shareholders like RBI, public banks, and financial institutions.
The capital market allows investors to trade various investment instruments like bonds, equities, and mortgages. It connects investors with surplus funds to those with deficits, providing long-term and overnight funding. Financial instruments traded include equities, credit products, insurance, foreign exchange, hybrids, and derivatives. The capital market has two main segments - the primary market where new securities are issued, and the secondary market where existing securities are traded, creating liquidity.
The document provides an overview of developments in the Indian securities market between 2009-2012. It summarizes key trends in various segments of the market like the primary market, mutual funds, stock exchanges, debt market, and derivatives. It also discusses policy changes and regulatory developments introduced by SEBI to improve market operations and encourage participation. The slowdown in growth post the 2008 global financial crisis and high inflation impacted the performance of the market.
The document discusses the Discount and Finance House of India Limited (DFHI). Some key points:
1. DFHI was established in 1988 by the Reserve Bank of India and public sector banks to develop the money market and provide liquidity to money market instruments.
2. Its objectives include evening out liquidity imbalances, promoting the secondary market for short-term instruments, and providing safe investment avenues.
3. It deals in treasury bills, government securities, certificates of deposit, commercial papers, and call money. DFHI also offers constituent sub-accounts to allow entities access to government securities.
The document provides an overview of the investment banking industry and Ravindra Lattoo's presentation on inclusive investment solutions. It discusses various functions of investment banks like underwriting and mergers & acquisitions. It also outlines trends in the global and Indian investment banking industry, top players, and growth projections. The presentation then focuses on Opulence Business Solutions, its private equity fund Next Orbit Venture, and its approach to sourcing, evaluating, and executing deals.
The bond market in Sri Lanka began actively developing in the 1990s with the issuance of medium and long-term bonds by both the government and corporate sector. Over time, reforms shifted government borrowing towards marketable Treasury bonds to develop a benchmark yield curve. While the government bond market is well developed, the corporate bond market remains relatively small due to high costs, a small corporate sector, and availability of alternative funding. Further initiatives aim to improve market infrastructure and attract foreign investment to develop both markets.
The secondary market, also known as the stock market, provides liquidity to existing financial securities through trading on a stock exchange. It is regulated through processes like stock exchange recognition, security listing, and broker registration. Key functions of the secondary market include providing an ideal meeting place for buyers and sellers, ensuring safety and liquidity for investors, facilitating speculative trading and resource allocation, and disseminating market data. It involves various players like brokers, investors, clearing corporations, depositories, and clearing banks to facilitate trading, clearing, and settlement.
History of Indian Capital Markets, structure, SEBI, market concepts - bear and bull markets, stop loss, top-down approach, types of shares - preferential, common equity, hybrid, small mid and large cap, how to read stock quote, PE Ratio and its applications, order FAQ, risks, stock market indices, demat & trading accounts
The document provides an overview of the history and evolution of stock exchanges in India. It discusses that the Bombay Stock Exchange (BSE) was established in 1875 making it one of the oldest stock exchanges in Asia. The BSE started as an informal group trading under a banyan tree in Mumbai and was formally organized in 1875. It played a pivotal role in the development of the Indian capital markets. In more recent history, the National Stock Exchange (NSE) was incorporated in 1992 and has since overtaken the BSE in trading volumes, though the BSE remains an important stock exchange. The document also outlines the key functions and segments of stock markets and exchanges.
The document presents information on stock exchanges in India. It discusses the key stock exchanges like the Bombay Stock Exchange (BSE) and National Stock Exchange (NSE). It provides details on the history and operations of BSE, including its daily trading hours. It also defines important terms like Sensex and discusses how Sensex is calculated and its role in measuring market movements and benchmarking fund performance. It describes the relationship between Sensex and the Indian economy.
An accepting house is a British financial institution that specializes in accepting and guaranteeing bills of exchange, facilitating lending. They guarantee bills, using their financial reputation to charge fees. Accepting houses provide liquidity to secondary markets and banking services domestically and abroad. The Accepting Houses Committee represents accepting houses to coordinate with the Treasury and Bank of England on policy.
This document provides an overview of capital markets, including the primary and secondary markets. It defines capital markets as markets for trading long-term investment instruments like bonds and stocks. The primary market involves new securities being issued, while the secondary market is where existing securities are traded. Key participants in the secondary market are stock exchanges, clearing corporations, and brokers. The Securities and Exchange Board of India (SEBI) regulates capital markets and aims to protect investors while promoting fair practices.
A centralized market for buying and selling stocks where the price is determined through supply-demand mechanism.
Stock exchange belong to “Secondary Market” in which securities are already issued by companies are subsequently traded among investors.
The document discusses money markets in India. It provides an overview of the types of financial markets including money markets, capital markets, cash or spot markets, derivative markets, and forex markets. It then discusses what money markets are, the structure and objectives of money markets in India, and the major players in the Indian money market which include the Reserve Bank of India, banks, and financial institutions. It also summarizes the role of the Reserve Bank of India in the money market and some developments and reforms that have improved the Indian money market over time.
The document discusses the significance of capital markets in India's economic development. It outlines several key roles and benefits of capital markets, including facilitating capital formation, promoting economic growth and industrial development, modernizing and rehabilitating industries, generating employment, and developing other sectors. Overall, the document emphasizes that a sound and efficient capital market is crucial for a nation's development.
The document discusses Islamic capital markets and their products. It notes that Islamic capital markets are markets where all transactions, operations and activities are carried out according to Islamic law. The key products in Islamic capital markets are the sukuk (Islamic bond) market and the Islamic equity market. The document describes the major types of sukuk instruments, including mudarabah, musharaka, ijara, murabaha, salam and istisna sukuk. It also discusses the features of the Islamic equity market.
This document provides information about capital markets and related topics from a university course on capital markets. It defines capital markets and discusses the instruments traded in capital markets such as stocks, bonds, and derivatives. It also describes the primary and secondary markets. Additionally, it discusses the stock market in Pakistan, including the roles of the Karachi Stock Exchange, Lahore Stock Exchange, and Pakistan Stock Exchange. It provides an overview of the Security and Exchange Commission of Pakistan which regulates capital markets and its functions. Finally, it briefly touches on stock indices and foreign portfolio investment.
Critical evaluation of small investors by Abhishek PandeAbhishek Pande
The document discusses the role of SEBI (Securities and Exchange Board of India) as the regulator of the Indian stock market and its role in protecting small investors. It outlines SEBI's objectives such as promoting awareness among small investors, educating them about economic trends, and overall economic development. The document then describes some of SEBI's powers and responsibilities, including licensing brokers and dealers, preventing fraud, regulating mergers and acquisitions, auditing stock exchanges, making new rules, and educating investors. It also discusses SEBI's findings related to issues small investors face such as misleading advice, inflated ratings and fees, front-running in high-frequency trading, and companies being bailed out.
This document discusses several issues relating to Islamic securities markets, including Sharia screening criteria, permissibility of investing in shares of Islamic banks and other companies, products like options and ETFs, and trading practices like speculation and short selling. It presents differing views among scholars and practitioners on some of these issues. While securities markets can benefit economies, an Islamic market would need regulations to ensure listings and transactions are Sharia compliant, such as prohibiting interest-based bonds and short selling due to their use of securities borrowing. With adaptations, the document suggests an Islamic securities market is possible.
Discount and finance house of india ltdLavesh Soni
DFHI was established in 1988 by the Reserve Bank of India and public sector banks to develop the money markets and provide liquidity. It deals in various money market instruments like treasury bills, certificates of deposit, and commercial paper. DFHI aims to balance liquidity, promote secondary markets, integrate regional markets, and provide investment opportunities. It allows entities without an SGL account to invest in government securities through its constituent SGL account facility. DFHI is managed by a board representing shareholders like RBI, public banks, and financial institutions.
The capital market allows investors to trade various investment instruments like bonds, equities, and mortgages. It connects investors with surplus funds to those with deficits, providing long-term and overnight funding. Financial instruments traded include equities, credit products, insurance, foreign exchange, hybrids, and derivatives. The capital market has two main segments - the primary market where new securities are issued, and the secondary market where existing securities are traded, creating liquidity.
The document provides an overview of developments in the Indian securities market between 2009-2012. It summarizes key trends in various segments of the market like the primary market, mutual funds, stock exchanges, debt market, and derivatives. It also discusses policy changes and regulatory developments introduced by SEBI to improve market operations and encourage participation. The slowdown in growth post the 2008 global financial crisis and high inflation impacted the performance of the market.
The document discusses the Discount and Finance House of India Limited (DFHI). Some key points:
1. DFHI was established in 1988 by the Reserve Bank of India and public sector banks to develop the money market and provide liquidity to money market instruments.
2. Its objectives include evening out liquidity imbalances, promoting the secondary market for short-term instruments, and providing safe investment avenues.
3. It deals in treasury bills, government securities, certificates of deposit, commercial papers, and call money. DFHI also offers constituent sub-accounts to allow entities access to government securities.
The document provides an overview of the investment banking industry and Ravindra Lattoo's presentation on inclusive investment solutions. It discusses various functions of investment banks like underwriting and mergers & acquisitions. It also outlines trends in the global and Indian investment banking industry, top players, and growth projections. The presentation then focuses on Opulence Business Solutions, its private equity fund Next Orbit Venture, and its approach to sourcing, evaluating, and executing deals.
The bond market in Sri Lanka began actively developing in the 1990s with the issuance of medium and long-term bonds by both the government and corporate sector. Over time, reforms shifted government borrowing towards marketable Treasury bonds to develop a benchmark yield curve. While the government bond market is well developed, the corporate bond market remains relatively small due to high costs, a small corporate sector, and availability of alternative funding. Further initiatives aim to improve market infrastructure and attract foreign investment to develop both markets.
The secondary market, also known as the stock market, provides liquidity to existing financial securities through trading on a stock exchange. It is regulated through processes like stock exchange recognition, security listing, and broker registration. Key functions of the secondary market include providing an ideal meeting place for buyers and sellers, ensuring safety and liquidity for investors, facilitating speculative trading and resource allocation, and disseminating market data. It involves various players like brokers, investors, clearing corporations, depositories, and clearing banks to facilitate trading, clearing, and settlement.
History of Indian Capital Markets, structure, SEBI, market concepts - bear and bull markets, stop loss, top-down approach, types of shares - preferential, common equity, hybrid, small mid and large cap, how to read stock quote, PE Ratio and its applications, order FAQ, risks, stock market indices, demat & trading accounts
The document provides an overview of the history and evolution of stock exchanges in India. It discusses that the Bombay Stock Exchange (BSE) was established in 1875 making it one of the oldest stock exchanges in Asia. The BSE started as an informal group trading under a banyan tree in Mumbai and was formally organized in 1875. It played a pivotal role in the development of the Indian capital markets. In more recent history, the National Stock Exchange (NSE) was incorporated in 1992 and has since overtaken the BSE in trading volumes, though the BSE remains an important stock exchange. The document also outlines the key functions and segments of stock markets and exchanges.
The document presents information on stock exchanges in India. It discusses the key stock exchanges like the Bombay Stock Exchange (BSE) and National Stock Exchange (NSE). It provides details on the history and operations of BSE, including its daily trading hours. It also defines important terms like Sensex and discusses how Sensex is calculated and its role in measuring market movements and benchmarking fund performance. It describes the relationship between Sensex and the Indian economy.
The document discusses stock exchanges, comparing the New York Stock Exchange (NYSE) to the Guayaquil Stock Exchange (GSE) in Ecuador. It describes how companies can get listed on the NYSE by meeting financial standards. The trading floor has different types of members like brokers and specialists. The GSE has a smaller market than the NYSE in terms of transaction amounts. For the GSE to grow, it needs to promote the benefits of investing locally to the Ecuadorian people and companies.
The document provides information on various stock exchanges in India, including the Bombay Stock Exchange (BSE), National Stock Exchange (NSE), Multi Commodity Exchange of India (MCX), Over the Counter Exchange of India (OTCEI), and the United Stock Exchange (USE). It discusses the history, operations, products, technology and trading volumes of these major Indian stock exchanges.
A project report on overview of indian stock marketProjects Kart
The document provides an overview of the Indian stock market, including its history dating back nearly 200 years. It discusses the two major stock exchanges in India - the National Stock Exchange (NSE) and Bombay Stock Exchange (BSE). It provides details on the establishment of NSE in 1992 to modernize Indian stock trading, and its role in reforming practices and increasing trading volumes through electronic trading and settlement methods. Trading at NSE includes both wholesale debt and capital markets.
Final Report on Capital Market with all the components including derivatives, Classification of capital market, Trading Procedure, Legal frame work of capital market, Clearing and settlement procedures, Role of RBI &SEBI, Recommendations & Problem of capital market, Conclusion, etc.
The document discusses the capital market in India. It defines the capital market as the institutional arrangements for facilitating long-term borrowing and lending. The capital market consists of channels that make savings available to businesses and governments. It includes organized money markets and unorganized money lenders. The capital market is important for capital formation, risk management, encouraging savings, and facilitating development policies. It discusses the structure, components, instruments like equity shares, bonds, and debentures, as well as stock exchanges in India and globally.
This document provides an overview of the secondary market in India. It discusses how the secondary market evolved to provide liquidity to investors and companies by allowing trading of already issued securities. It describes the key functions and importance of the secondary market in price discovery, facilitating capital allocation, and encouraging savings and investment. It also summarizes major reforms that modernized the Indian secondary market, including establishment of a securities regulator, dematerialization of shares, rolling settlements, and online trading systems.
The document discusses the history and development of stock markets in India from their origins in Bombay in the 1800s to the present day. It describes the establishment of key stock exchanges across India as well as the founding of the National Stock Exchange in 1992. The document also outlines the primary and secondary markets and various investment services offered by Sharekhan, a retail brokerage firm.
Stock exchange is a place where trading of securities like shares, debentures, and bonds occurs in an organized manner. It provides a platform for buyers and sellers, both individual and institutional investors, to purchase and sell ownership in companies and government entities. A stock exchange plays an important role in capital markets by facilitating capital formation, mobilizing resources between companies, helping fuel rapid economic development, and protecting investors' interests through regulations.
This document provides information about capital market operations in Bangladesh. It discusses the primary and secondary markets, how companies issue shares in the primary market through initial public offerings (IPOs), and how existing shares are traded in the secondary market. It also outlines the key steps in conducting an IPO, including determining IPO eligibility, contracting with an investment banker, filing paperwork with regulatory agencies, marketing the offering to potential investors, and selling shares to the investment banker for public trading.
Assignment on capital market operation in bangladesh Raihan Abu Bakar
This document provides information about capital market operations in Bangladesh. It discusses the primary and secondary markets, how companies issue shares in the primary market through initial public offerings (IPOs), and how existing shares are traded in the secondary market. It also outlines the key steps in conducting an IPO, including determining IPO eligibility, contracting with an investment banker, filing paperwork with regulatory agencies, marketing the offering to potential investors, and selling shares to the investment banker for public trading.
This document provides an overview of Sharekhan, an Indian stock brokerage firm. It discusses Sharekhan's history, services, work structure, and mission. Some key points:
- Sharekhan was originally the retail broking arm of SSKI Group, which has over 80 years of experience in stock broking. It is now owned by Citi Venture.
- It offers equity trading, depository services, online trading, investment advice, and portfolio management services.
- Sharekhan aims to educate and empower individual investors through quality advice, innovative products, and superior services.
- It has over 5,500 employees and a large network of branded broking outlets across India
Financial markets - instruments and securitiesShyama Shankar
Financial markets facilitate the exchange of financial assets and funds between participants. They provide a place for financial instruments like stocks, bonds, and loans to be traded. Financial markets are divided into money markets, which deal in short-term debt instruments, and capital markets, which focus on long-term financing through trading of stocks and bonds. Together, financial markets help allocate capital resources and promote economic growth.
This document provides an overview of a study on security analysis and portfolio management. It includes an introduction that discusses the history and nature of stock exchanges in India. It outlines the objectives, limitations and research methodology of the study. It also includes the table of contents that lists the various chapters that will be covered, such as introduction to security analysis and portfolio management, portfolio construction techniques, and a case study analysis of selected stocks. The preface describes that the study will evaluate portfolio management from an investor's perspective to understand how to manage risk and obtain returns through a diversified portfolio.
Capital Market: Components & Functions of Capital Markets, Primary & Secondary Market Operations, Capital
Market Instruments - Preference Shares, Equity Shares, Non-voting Shares, Convertible Cumulative Debentures (CCD),
Fixed Deposits, Debentures and Bonds, Global Depository receipts, American Depository receipts, Global Debt
Instruments, Role of SEBI in Capital Market.
The document discusses capital markets and the roles of primary and secondary markets. It defines capital markets as markets for trading long-term investment instruments like bonds and stocks. The primary market involves new issuances of securities to raise capital, while the secondary market allows existing securities to be traded among investors, bringing liquidity. SEBI regulates India's capital markets to protect investors, curb fraud, and promote fair and efficient functioning of the markets.
The capital market in India has undergone significant reforms since the 1990s through growth, innovations, and regulations. Key reforms included giving statutory recognition and powers to SEBI to regulate all capital market segments and protect investors. Large numbers of guidelines have been issued to develop, monitor, and regulate market operations with top priority given to investor protection. Several important reforms over the last decade include introducing regulations on insider trading, substantial acquisitions of shares, and price stabilization funds as well as establishing new stock exchanges and introducing concepts like book building and internet trading.
A report on Bangladesh Securities and Exchange CommissionHasibAlAmin
The document is a report on the Bangladesh Securities and Exchange Commission (BSEC) presented to a lecturer. It includes an abstract, table of contents, and sections on the introduction, objectives, functions, and divisions of the BSEC. The BSEC regulates capital markets in Bangladesh, aims to protect investors, and works to develop fair and transparent regulatory frameworks based on international standards. It oversees organizations like the Dhaka Stock Exchange and regulates activities such as issuing stocks, investment advising, and trading securities.
The document discusses stock exchanges and their functions. It defines a stock exchange as an organized market where second-hand securities like shares, debentures, and bonds issued by companies and governments are bought and sold. Some key functions of stock exchanges are to provide a continuous market for trading securities, help determine the prices of various securities, and ensure fair dealings and safety of funds through government regulation.
This document provides an overview of financial markets in Bangladesh. It discusses the relationship between lenders and borrowers, and defines the capital market and money market. The capital market involves trading of financial securities and commodities with maturities over one year, while the money market involves short-term trading of assets with maturities under one year. The document also compares the key differences between the capital and money market, and briefly discusses the foreign exchange market and repo market.
This document is a project report submitted by Harshita Bansal to fulfill the requirements of a Bachelor of Business Administration degree. The report analyzes online trading and stock markets with reference to Sharekhan. It includes an introduction to stock markets and online trading, the objectives of the research, the methodology used, and planned chapters on the company profile, data analysis and interpretation, and conclusions and recommendations. The document is certified by the project supervisors and includes an acknowledgment of their guidance.
Structural Design Process: Step-by-Step Guide for BuildingsChandresh Chudasama
The structural design process is explained: Follow our step-by-step guide to understand building design intricacies and ensure structural integrity. Learn how to build wonderful buildings with the help of our detailed information. Learn how to create structures with durability and reliability and also gain insights on ways of managing structures.
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Building Your Employer Brand with Social MediaLuanWise
Presented at The Global HR Summit, 6th June 2024
In this keynote, Luan Wise will provide invaluable insights to elevate your employer brand on social media platforms including LinkedIn, Facebook, Instagram, X (formerly Twitter) and TikTok. You'll learn how compelling content can authentically showcase your company culture, values, and employee experiences to support your talent acquisition and retention objectives. Additionally, you'll understand the power of employee advocacy to amplify reach and engagement – helping to position your organization as an employer of choice in today's competitive talent landscape.
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1. “ any body of individuals whether
incorporated or not, constituted
for the purpose of
assisting, regulating or controlling
the business of buying, selling or
dealing in securities Markets
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2. : The securities regulation act of 1956
defined stock exchange as “an association ,
organization , or aindividual which is
established for for the purpose of assisting
,regulating , and controlling business in
buying ,selling and dealingin securities.”
Meaning : This comes under treasury sector
,which providesservice to stock brokers &
traders to trade stocks ,bonds andsecurities.
9/13/2013prakash misal 2
3. Stock exchanges helps the companies to raise
their fund.Therefore the companies needs to
list themselves in the StockExchange and the
shares will be issued which is known as
equity ora ordinary share and these
shareholders are the real owners of
thecompany the Board Of Directors of the
Company are elected out of these Equity
Shareholders only.
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4. It is an organized market
It is a securities market
It is an important constituent of capital
market i.e., market for long- term finance
It is a voluntary association of persons
desirous of dealing in securities
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5. Stock exchange is a voluntary association, its
membership is not open to everybodyIn a
stock exchange, only the members can deal
in i.e., buy & sell securities
The members of a stock exchange can buy
and sell securities either as brokers for & on
behalf of their client
The dealings in a stock exchange are under
certain accepted code of conduct i.e., rules
and regulations
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6. Provide central and convenient meeting
places for sellers and buyer of securities
Increase the marketability and liquidity of
securities
Contribute to stability of prices of securities
Equalization of price of securities
Smoothen price movement
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7. Help the investors to know the worth of
their holdings
Promote the habit of saving and investment
Help capital formation
Help companies and government to raise
funds from the investors
Provide forecasting service
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8. Stock markets are highly
correlated in the era of
globalisation. The world has
became a small global village.
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9. A stock market or equity market
is a market for the trading of
company stock (shares) and
derivatives at an agreed price.
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10. Shares represent a fraction of ownership in a
business. The common feature of all these is
equity participation. Different classes of
shares have different voting rights.
Ownership of shares is documented by a legal
document that specifies the amount of shares
owned by the shareholder, and other
specifics of the shares, such as the par value
or the class of the shares (if any).These days
these stock certificates have been
dematerialized.(No physical document!)
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11. A shareholder (or stockholder) is an individual or
company (including a corporation) that legally
owns one or more shares of a company.
Shareholders are granted privileges depending
on the class of stock, including the right to vote
on matters such as elections to the board of
directors, the right to share in distributions of
the company's income, the right to purchase new
shares issued by the company, and the right to a
company's assets during a liquidation of the
company.Shareholders vary from individual stock
investors to large hedge fund traders.
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12. A company may want additional capital to
invest in new projects. The promoters may
simply wish to reduce their holding, freeing
up capital for their own private use.Once a
company is listed, it will be able to issue
further shares via a rights issue, thereby
again providing itself with capital for
expansion without incurring any
debt.Financing a company through the sale of
stock in a company is known as equity
financing.
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13. Government of India set up the
Securities And Exchange Board of
India(SEBI) on April 12, 1988 on
the basis of the recommendation
committee on Stockexchange
reforms headed by G.S. patel.
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14. The members of the Board of
Management of the SEBI
Comprises those drawn from
Professional brokers, Financial
Consultant, Merchant
Bankers, Investors, Stock
exchanges Authorities and
Finance ministry
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15. The securities market has two interdependent
and inseparable segments, The new issues
(primary) market and Secondary market.
(stock market) The primary market provides
the channel for creation and sale of new
securities, The securities issued in the
primary market are issued by public limited
companies or by government agencies.
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16. The resources in this kind of market are
mobilized either through the public issue or
through private placement route. It is a public
issue if anybody and everybody can subscribe for
whereas if the issue is made available to a
selected group of persons it is termed as private
placement. There are two major types of issuers
of securities, the corporate entities who issue
mainly Debt and Equity instruments and the
government (central as well as state) who issue
debt securities (dated securities and treasury
bills).
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17. While the secondary market deals
in securities previously issued.
The secondary market enables
participants who hold securities to
adjust their holdings in response
to changes in their assessment of
risks and returns.
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18. Once the new securities are issued in the
primary market they are traded in the stock
(secondary) market. The secondary market
operates through two mediums, namely, the
over-the-counter (OTC) market and the
exchange-traded market. OTC markets are
informal markets where trades are
negotiated. Most of the trades in the
government securities are in the OTC market.
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19. The Bombay Stock Exchange -oldest exchange in
Asia.
Bombay Stock Exchange (BSE), (Bombay Śhare
Bāzaār) is a stock exchange located on Dalal
Street, Mumbai, Maharashtra, India.
Established in 1875, BSE Ltd. (formerly known as
Bombay Stock Exchange Ltd)
BSE’s popular equity index - the SENSEX
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20. Better corporate profitability
India’s equity capital markets are more developed
than China’s
Greater exposure to the
private sector
India’s driver of economic growth is consumption
instead of volatile exports.
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21. All the spot trades where securities are traded
for immediate delivery and payment take
place in the OTC market. The other option is
to trade using the infrastructure provided by
the stock exchanges. The exchanges in India
follow a systematic settlement period. All the
trades taking place over a trading cycle
(day=T) are settled together after a certain
time (T+2 day). The trades executed on
exchanges are cleared and settled In Case of
BSE “ trading system known as BOLT”
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22. A variant of the secondary market is the
forward market, where securities are traded
for future delivery and payment. A variant of
the forward market is Futures and Options
market. Presently only two exchanges
viz., National Stock Exchange of India Ltd.
(NSE) and Bombay Stock Exchange (BSE)
provides trading in the Futures & Options.
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23. Key strengths of the Indian securities markets The
key strengths of the Indian capital market include A
fully automated trading system on all stock
exchanges, a wide range of products, an integrated
platform for trading in both cash and derivatives, and
a nationwide network of trading through over 4,000
corporate brokers. The securities markets in India
have made enormous progress in developing
sophisticated instruments and modern market
mechanisms. The real strength of the Indian
securities market lies in the quality of regulation. The
market regulator, Securities and Exchange Board of
India (SEBI) is an independent and effective regulator.
9/13/2013prakash misal 23
24. Exchange Board of India (SEBI) Is an independent
and effective regulator. :
Exchange Board of India (SEBI) Is an independent
and effective regulator. It has put in place sound
regulations in respect of Intermediaries, trading
mechanism, Settlement cycles, Risk
management, Derivative trading and takeover
of companies. There is a well designed
disclosure based regulatory system. Information
technology is extensively used in the securities
market.
9/13/2013prakash misal 24
25. The NSE and BSE have most advanced and scientific risk management systems. The
growing number of market participants, The growth in volume of securities
transactions, The reduction in transaction costs, The significant improvements in
efficiency, transparency and safety, and the level of compliance with international
standards have earned for the Indian securities market a new respect in the world.
Market Participants :
Market Participants In every economic system, some units, individuals or
institutions, are surplus-generating, who are called savers, while others are deficit-
generating, called spenders. Households are surplus-generators and Corporate and
Government are deficit generators. Through the platform of securities markets, The
savings units place their surplus funds in financial claims or securities in turn get
benefits like interest, dividend, capital appreciation, bonus etc. These investors and
issuers of financial securities constitute two important elements of the securities
markets. The third critical element of markets are the intermediaries who act as conduits
between the investors and issuers.
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26. Bombay Stock Exchange• The oldest stock
exchange in Asia• Established as “The Native
Share &Stock Broker Association” in 1875•
Over the past 138 years, BSE has facilitated
the growth of the Indian Corporate Sector by
providing it with an efficient capital raising
platform• The equity market capitalization of
the companies listed on the BSE was US $
1.63 trillion as of Dec. 2010• BSE has the
largest number of listed companies in the
world
9/13/2013prakash misal 26
27. National Stock Exchange (NSE)• NSE was set up
by leading institutions to provide a modern, fully
automated screen based trading system.•
Promoted by leading financial institutions at the
behest of the Government of India.• Incorporated
in Nov. 1992 as a tax paying company.• Today
NSE, network stretches to more than 1500
locations in the country and support more than
2,30,000 terminals.• Market Capitalization went
up to Rs. 6,009,173 crore at the end of march.
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28. Over The Counter Exchange Of India (OTCEI)•
Incorporated in 1990, setup to aid
enterprising promoters in raising finance for
new projects.• To provide investors with a
transparent efficient mode of trading.• OTCEI
introduced a screen based nation wide
trading.• OTCEI net profit is 17.81 lacs• Its
increases total turnover is Rs.1627 crore to
1678 crore
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29. Market Participants Regulatory bodies, which regulate the
functioning of the securities markets, constitute another
signifycant element of securities markets. The process of
mobilization of resources is carried out under the supervision
and overview of the regulators. The regulators develop fair
market practices and regulate the conduct of issuers of securities
and the intermediaries. They are also in charge of protecting the
interests of the investors. The regulator ensures a high service
standard from the intermediaries and supply of quality securities
and non-manipulated demand for them in the market. Thus, the
four important elements of securities markets are the
Investors, the Issuers, the Intermediaries and Regulators. “IIIR”
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30. STOCK MARKET WORKING REGULATORY FRAMEWORK WHY DO PEOPLE BUY
SHARES? WHY STOCK MARKET IS SO VOLATILE? HOW TO MAKE MONEY IN STOCK
MARKET? ROLE OF STOCK MARKET IN ECONOMY
Regulatory Framework :
Regulatory Framework At present, the Six main Acts governing the securities
markets are (a) The SEBI Act, 1992; (b) The Companies Act, 1956, which sets out
the code of conduct for the corporate sector in relation to issuance, allotment and
transfer of securities, and disclosures to be made in public issues; (c) The
Securities Contracts (Regulation) Act, 1956, which provides for regulation of
transactions in securities through control over stock exchanges (d) The
Depositories Act, 1996 which provides for electronic maintenance and transfer of
ownership of demat shares (NSDL) (e) Prevention of Money Laundering Act, 2002.
(f) Capital Issues (Control) Act, 1947
SEBI Act, 1992 :
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31. SEBI Act, 1992 The SEBI Act, 1992 was enacted to empower SEBI with statutory powers for (a)
Protecting the interests of investors insecurities, (b) Promoting the development of the
securities market, (c) Regulating the securities market. (d) It can conduct enquiries, audits and
inspection of all concerned and adjudicate offences under the Act. (e) It has power to register
and regulate all market intermediaries and also to penalize them in case of violations of the
provisions of the Act, SEBI has full autonomy and authority to regulate and develop an orderly
securities market.
Securities Contracts (Regulation) Act, 1956 :
Securities Contracts (Regulation) Act, 1956 It provides for direct and indirect control of virtually
all aspects of securities trading and the running of stock exchanges and aims to prevent
undesirable transactions in securities. It gives Central Government regulatory jurisdiction over
stock exchanges through a process of recognition and continued supervision (b) Contracts in
securities, and (c) Listing of securities on stock exchanges. As a condition of recognition, a
stock exchange complies with conditions prescribed by Central Government. Organized trading
activity in securities takes place on a specified recognized stock exchange.
Depositories Act, 1996 :
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32. Depositories Act, 1996 The Depositories Act, 1996 provides for the establishment of
depositories in securities with the objective of ensuring Free transferability of securities with
speed, accuracy and security by making securities of public limited companies freely
transferable subject to certain exceptions; (b) Dematerializing the securities in the depository
mode; and (c) Providing for maintenance of ownership records in a book entry form. (d) In
order to streamline the settlement process, the Act envisages transfer of ownership of
securities electronically by book entry without making the securities move from person to
person.
Companies Act, 1956 :
Companies Act, 1956 It deals with issue, allotment and transfer of securities and various
aspects relating to company mgt. It provides for standard of disclosure in public issues of
capital, particularly in the fields of company management and projects, information about
other listed companies under the same management, and management perception of risk
factors. It also regulates underwriting, the use of premium and discounts on issues, rights and
bonus issues, payment of interest and dividends, supply of annual report and other
information.
Prevention of Money Laundering Act, 2002 :
Prevention of Money Laundering Act, 2002
Index Services :
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33. Index Services A stock index consists of a set of stocks that are representative of either the
whole market, or a specified sector. It helps to measure the change in overall behavior of the
markets or sector over a period of time The are maintained professionally to ensure that it
continues to be a consistent benchmark of the equity markets, which involves inclusion and
exclusion of stocks in the index, day-to-day tracking and giving effect to corporate actions
on individual stocks
S&P CNX NIFTY (NIFTY 50) National Index of Fifty Shares :
S&P CNX NIFTY (NIFTY 50) National Index of Fifty Shares Blue chip index of NSE Most popular
and widely used stock market indicator in the country. Diversified 50 stocks index accounting
for 22 sectors of the economy Top 50 liquid stocks in India Accounts for 58.64 % of total
market capitalization of CM For reflecting the stock market behavior accurately and also for
modern applications such as index funds and index Derivatives. Base capital of Rs.2.06 trillion.
CNX Nifty Junior :
CNX Nifty Junior The next rung of liquid securities after Nifty 50 The maintenance of the Nifty
50 and the CNX Nifty Junior are synchronized so that the two indices will always be disjoint
sets Accounts for 9.60 % of the market capitalization of CM segment of NSE as at end March
2008. Introduced on January 1, 1997, with a base capital of Rs.0.43 trillion. (Approx 1 Laks
Crore Market Cap)
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34. CNX 100 :
CNX 100 A diversified 100 stock index accounting for 35 sector of the economy A combination
of the Nifty 50 and CNX Nifty Junior
S&P CNX 500 :
S&P CNX 500 India’s first broad-based benchmark of the Indian capital market for comparing
portfolio returns vis-a-vis market returns. Represents about 84.24 % of total market
capitalization and about 78.00% of the total turnover on the NSE as on March 30 2008. The S&P
CNX 500 companies are disaggregated into 72 industry indices viz. S&P CNX Industry Indices
Industry weight ages in the index reflect the industry weight ages in the market. For e.g. if the
banking sector has a 5% weight age in the universe of stocks traded on NSE, banking stocks in
the index would also have an approximate representation of 5% in the index.
SENSEX :
SENSEX Blue chip index of the Bombay Stock Exchange (BSE). first compiled in 1986 and was
calculated on a “Market Capitalization-Weighted”Methodology of 30 component stocks
representing a sample of large, well-established and financially sound companies. Consist of A
basket of 30 constituent stocks representing a sample of large, liquid and representative
companies Base index value is 100.
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35. BSE-100 INDEX :
BSE-100 INDEX Comprises of 100 stocks listed at five major stock exchanges in India at Mumbai, Calcutta
, Delhi, Ahmadabad and Madras. Criteria for selection had been market activity, due representation to various
industry groups and representation of trading activity on major stock exchanges. BSE also calculates a dollar-
linked version of BSE-100 Index. Base index value is 100.
BSE-500 INDEX • :
BSE-500 INDEX • Consists of 500 scripts in its basket The changing pattern of the economy and that of the
market have been kept in mind while constructing this index. BSE-500 index . It represents nearly 93% of the
total market capitalization on Bombay Stock Exchange Limited. Means BSE-500 index ideally represents total
market. Represents all 20 major industries of the economy. Base index value is 1000.
Movement of Nifty, Sensex and NASDAQ, 2007-08 :
Movement of Nifty, Sensex and NASDAQ, 2007-08
Derivatives Market :
Derivatives Market A futures contract is a forward contract, which is traded on an Exchange. NSE commenced
trading in index futures on June 12, 2000. NSE defines the characteristics of the futures contract such as the
Underlying index, Market lot, and The maturity date of the contract. The futures contracts are available for
trading from introduction to the expiry date. Trading cycle S&P CNX Nifty futures contracts have a maximum of
3-month trading cycle - the near month (one), the next month (two) and the far month (three). A new contract is
introduced on the trading day following the expiry of the near month contract.
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36. Nifty Options :
Nifty Options An option gives a person the right but not the obligation to buy or sell
something. An option is a contract between two parties wherein the buyer receives a privilege
for which he pays a fee (premium) and the seller accepts an obligation for which he receives a
fee. The premium is the price negotiated and set when the option is bought or sold. A person
who buys an option is said to be long in the option. A person who sells an option is said to be
short in the option.
Slide 34:
First step to Investing in Stock market!!!!
JARGON OF EQUITY MARKET: :
JARGON OF EQUITY MARKET: SECURITY BOND STOCK 1)COMMON STOCKS 2)PREFERRED
STOCKS SHARE MUTUAL FUNDS. PAR VALUE vs. MARKET VALUE BULLISH vs. BEARISH
How does the stock market function? :
How does the stock market function? Stock exchanges Brokers Registrars Depositories and
their participants Securities and Exchange Board of India (SEBI)
Slide 37:
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