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Trajectory pricing for the
European Air Traffic
Management system using
modulation of en-route
charges
Laureando: Igor Mahorčič Relatore: prof. Lorenzo Castelli
Correlatore: Dott. Giovanni Scaini
1
Corso di Laurea magistrale in Ingegneria Elettronica e Informatica
Anno accademico: 2020/2021
Goal of our work
 Air traffic – steady growth
 Network capacity-demand imbalances
 Delays and costs
 Traffic redistribution during strategic phase
 Modulation of en-route charges
2
Introduction to European ATM
 Eurocontrol – network manager
 European Organisation for Safety of Air
Navigation
 Coordinates and plans air traffic
control
 Central Flow Management Unit (CFMU)
 Central Route Charges Office (CRCO)
3
Introduction to European ATM (2)
 Air Navigation Service Providers – ANSPs
 Flight traffic management at regional/national level
 Member State’s responsibility
 Usually belonging to the public sector
 Mainly funded by CRCO
 Airline Operators – AOs
 Final user of ATM system
 More than 10 million IFR flights in ECAC region
 In 2019 – 28,313 IFR flights per day
4
Airspace structure
 Flight Information Regions
(FIRs)
 Mainly in line with
national borders
 Upper Information Regions
(UIRs)
 Possible vertical split
from FIRs
 Managed by Area Control
Centres (ACCs)
 Around 70 ACCs in
ECAC area
5
Upper airspace – European Area
6
Airspace structure (2)
 Sectors
 ACCs’ further subdivision
 Smallest portion of airspace
 Capacity – number of aircrafts able to handle (typically 30 entries/hour)
 Sector-hour
 Sectorisation not unique
 Configuration and capacity changes
 Not official entity
7
Airspace structure (3)
 Routes
 Airways (5 NM width) and Upper Air Routes
 Straight lines connecting navpoints
 Airline-defined navpoints
8
Air Traffic Flow Management ATFM
 ATFM service – optimally exploit limited capacity; safe and efficient traffic
flow
 Strategic (6 months to 7 days before): long term demand and capacity matching
 Pre-Tactical (6 days before): flight plans received, strategic plan fine-tuned, ATFM
Daily Plan published
 Tactical (on day of operations): ATFM Daily Plan updated, traffic managed through
slot allocation and re-routings
 Flight planning controlled by Central Flow Management Unit CFMU
9
Air Navigation Service Charges
 ANSPs cost recovery – ANS charges
 Route charges
 Terminal navigation charges
 Communication charges
 Charging zones – single unit rate
 Billing and collection by CRCO (monthly), distributed to ANSPs (weekly)
10
Route charges calculation
 Sum of route charges over each charging zone flown through
 Charging zone’s unit rate: 𝑢𝑛
 Distance factor: 𝑑𝑛, 1
100 of great circle distance between entry and exit
 Weight factor: 𝑤 = 𝑀𝑇𝑂𝑊
50
 EC Regulation 391/2013 allows modulation of route charges to mitigate
congestion
11
CR
CO
Cust
om
er
G
uide
t
o
Charges
January
2020
P
Annex
C
.
E
st
ablishing
t
he
dist
ance
f
act
or
f
or
int
ernat
ional
f
light
s
DEP
=
Departure
aerodrome
=
Fl
i
g
ht
Pl
a
n
Route
=
Co-ordi
n
ates
of
ATC
poi
n
t
i
f
l
o
cated
on
Chargi
n
g
Zone
Boundary
or,
Cal
c
ul
a
ted
crossi
n
g
poi
n
t
ARR
=
Arri
v
al
aerodrome
=
Chargi
n
g
Zone
Boundary
=
ATC
poi
n
ts
=
Great
Ci
r
cl
e
Di
s
tance
12
Figure: EUROCONTROL - Central Route Charges Office, Customer Guide to Charges,
January 2020
Model formulation
 Stackelberg game
 Central Planner – sets en-route charges
 Airspace User – asses routing
 Bilevel formulation
 Strong NP-hard
13
Central Planner problem
 Selects optimal rates to minimise total inefficiency of the network
 CP decision variables:
 AU decision variables:
 CP’s objective function:
14
CP constraints
 Revenue neutrality:
 ANSP should recover costs but not generate additional value
 Sector and airport capacity:
15
Airspace User problem
 Identify optimal route and departure time to minimise total cost
 AU decision variables:
 AU objective function:
 Route uniqueness constraint:
16
Bilevel problem linearisation
 Lower level objective function – set of equivalent constraints:
 Bilinear terms – variable substitution:
17
Data
 Data instance from Eurocontrol’s Demand Data Repository 2 (DDR2)
 One day of real traffic – September 1st 2017
 Filtering on flights (helicopters, military, circular flights, overflying flights)
 Final instance: 29,917 flights
18
Data - Flights
 For each flight:
 ID: string c_o_d_p (e.g. DLH3CJ_EDDF_LIRF_20170901083500)
 Requested departure time
 o_d_a triad: origin and destination airport, and type of aircraft
 Trajectory operated by flight
19
Data - Trajectories
 For each trajectory:
 ID
 ICAO code of all sectors it crosses
 Minutes needed to reach each of sectors crossed
20
Data – Sectors-hour
 For each sector hour:
 Sector’s ICAO code
 Minute sector-hour begins to be active
 Minute sector-hour stops to be active
 Declared nominal capacity
21
Clusterisation
 Critical aspect – computational complexity
 Applying models to whole data instance (e.g. Bolić et. al)
 Community detection by Zaoli et. al to produce clusters
 Dataset split in 17 subsets
 Our model applied to single clusters and results merged
22
Model implementation
 Implemented in Mosel language and solved through Xpress solver
 Computational experiments conducted on standard hardware and software
 64 bit Intel Xeon W-2145 CPU @ 3.70 GHz 16 core CPU computer, with 32 GB of
RAM memory and Ubuntu 20.04 operating system
 Objective function change
 Equity with a superlinear function
23
Model implementation (2)
 Modulation coefficient range between 80% and 120%
 Time interval for shift composed of time slots
 Maximum shift: 30 min
 Time steps: 15 min
 Big-M value: 1010
 Optimal solution gap: 1%
24
Model relaxation
 Computational experiments showed problem to be infeasible – relaxation
 Capacity constraints kept imposed
 Cheapest Route selection – relaxed:
 Revenue Neutrality – relaxed:
25
Results
 Optimisation process on single clusters
 Results merged
 Different threshold values used for «Cheapest Route» and «Revenue
Neutrality» constraints
 Advantage: low computational time
 Disadvantage: violations generation
26
Scenario 1 - Results
 Both thresholds at 20%
 Global Shift: 14,882 min
 0.497 min/flight
27
Scenario 1 – Results (2)
 Capacity violations
 837 sectors-hour (3.5%)
28
Scenario 1 – Results (3)
 Chargin zones’ revenues
29
Scenarios comparison
 Global Shift rises as both thresholds decrease
30
Scenario
Cheapest
Route
Revenue
Neutrality
1 20% 20%
2 20% 10%
3 10% 20%
4 10% 10%
5 5% 5%
Scenarios comparison (2)
 Number of violations expected and stable, vast majority small percentage
violations
31
Scenarios comparison (3)
 Percentage violations comparison among different scenarios
32
Scenario comparison (4)
 Lower Revenue Neutrality threshold leads to higher revenues due to few
specific charging zones
33
34
Conclusions
 Addressed capacity-demand imbalances
 Computational time drastically reduced
 Satisfactory results in terms of Global Shift
 Violations: trade-off between time and quality
 Small set of critical sectors-hour
35
Future steps
 Apply model to whole instance
 Investigate critical sectors and charging zones
 Different partitions of the network
 Different pricing schemes: segment-based
36
Thank you for your attention
37

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Slide-Igor-Mahorcic

  • 1. Trajectory pricing for the European Air Traffic Management system using modulation of en-route charges Laureando: Igor Mahorčič Relatore: prof. Lorenzo Castelli Correlatore: Dott. Giovanni Scaini 1 Corso di Laurea magistrale in Ingegneria Elettronica e Informatica Anno accademico: 2020/2021
  • 2. Goal of our work  Air traffic – steady growth  Network capacity-demand imbalances  Delays and costs  Traffic redistribution during strategic phase  Modulation of en-route charges 2
  • 3. Introduction to European ATM  Eurocontrol – network manager  European Organisation for Safety of Air Navigation  Coordinates and plans air traffic control  Central Flow Management Unit (CFMU)  Central Route Charges Office (CRCO) 3
  • 4. Introduction to European ATM (2)  Air Navigation Service Providers – ANSPs  Flight traffic management at regional/national level  Member State’s responsibility  Usually belonging to the public sector  Mainly funded by CRCO  Airline Operators – AOs  Final user of ATM system  More than 10 million IFR flights in ECAC region  In 2019 – 28,313 IFR flights per day 4
  • 5. Airspace structure  Flight Information Regions (FIRs)  Mainly in line with national borders  Upper Information Regions (UIRs)  Possible vertical split from FIRs  Managed by Area Control Centres (ACCs)  Around 70 ACCs in ECAC area 5
  • 6. Upper airspace – European Area 6
  • 7. Airspace structure (2)  Sectors  ACCs’ further subdivision  Smallest portion of airspace  Capacity – number of aircrafts able to handle (typically 30 entries/hour)  Sector-hour  Sectorisation not unique  Configuration and capacity changes  Not official entity 7
  • 8. Airspace structure (3)  Routes  Airways (5 NM width) and Upper Air Routes  Straight lines connecting navpoints  Airline-defined navpoints 8
  • 9. Air Traffic Flow Management ATFM  ATFM service – optimally exploit limited capacity; safe and efficient traffic flow  Strategic (6 months to 7 days before): long term demand and capacity matching  Pre-Tactical (6 days before): flight plans received, strategic plan fine-tuned, ATFM Daily Plan published  Tactical (on day of operations): ATFM Daily Plan updated, traffic managed through slot allocation and re-routings  Flight planning controlled by Central Flow Management Unit CFMU 9
  • 10. Air Navigation Service Charges  ANSPs cost recovery – ANS charges  Route charges  Terminal navigation charges  Communication charges  Charging zones – single unit rate  Billing and collection by CRCO (monthly), distributed to ANSPs (weekly) 10
  • 11. Route charges calculation  Sum of route charges over each charging zone flown through  Charging zone’s unit rate: 𝑢𝑛  Distance factor: 𝑑𝑛, 1 100 of great circle distance between entry and exit  Weight factor: 𝑤 = 𝑀𝑇𝑂𝑊 50  EC Regulation 391/2013 allows modulation of route charges to mitigate congestion 11
  • 13. Model formulation  Stackelberg game  Central Planner – sets en-route charges  Airspace User – asses routing  Bilevel formulation  Strong NP-hard 13
  • 14. Central Planner problem  Selects optimal rates to minimise total inefficiency of the network  CP decision variables:  AU decision variables:  CP’s objective function: 14
  • 15. CP constraints  Revenue neutrality:  ANSP should recover costs but not generate additional value  Sector and airport capacity: 15
  • 16. Airspace User problem  Identify optimal route and departure time to minimise total cost  AU decision variables:  AU objective function:  Route uniqueness constraint: 16
  • 17. Bilevel problem linearisation  Lower level objective function – set of equivalent constraints:  Bilinear terms – variable substitution: 17
  • 18. Data  Data instance from Eurocontrol’s Demand Data Repository 2 (DDR2)  One day of real traffic – September 1st 2017  Filtering on flights (helicopters, military, circular flights, overflying flights)  Final instance: 29,917 flights 18
  • 19. Data - Flights  For each flight:  ID: string c_o_d_p (e.g. DLH3CJ_EDDF_LIRF_20170901083500)  Requested departure time  o_d_a triad: origin and destination airport, and type of aircraft  Trajectory operated by flight 19
  • 20. Data - Trajectories  For each trajectory:  ID  ICAO code of all sectors it crosses  Minutes needed to reach each of sectors crossed 20
  • 21. Data – Sectors-hour  For each sector hour:  Sector’s ICAO code  Minute sector-hour begins to be active  Minute sector-hour stops to be active  Declared nominal capacity 21
  • 22. Clusterisation  Critical aspect – computational complexity  Applying models to whole data instance (e.g. Bolić et. al)  Community detection by Zaoli et. al to produce clusters  Dataset split in 17 subsets  Our model applied to single clusters and results merged 22
  • 23. Model implementation  Implemented in Mosel language and solved through Xpress solver  Computational experiments conducted on standard hardware and software  64 bit Intel Xeon W-2145 CPU @ 3.70 GHz 16 core CPU computer, with 32 GB of RAM memory and Ubuntu 20.04 operating system  Objective function change  Equity with a superlinear function 23
  • 24. Model implementation (2)  Modulation coefficient range between 80% and 120%  Time interval for shift composed of time slots  Maximum shift: 30 min  Time steps: 15 min  Big-M value: 1010  Optimal solution gap: 1% 24
  • 25. Model relaxation  Computational experiments showed problem to be infeasible – relaxation  Capacity constraints kept imposed  Cheapest Route selection – relaxed:  Revenue Neutrality – relaxed: 25
  • 26. Results  Optimisation process on single clusters  Results merged  Different threshold values used for «Cheapest Route» and «Revenue Neutrality» constraints  Advantage: low computational time  Disadvantage: violations generation 26
  • 27. Scenario 1 - Results  Both thresholds at 20%  Global Shift: 14,882 min  0.497 min/flight 27
  • 28. Scenario 1 – Results (2)  Capacity violations  837 sectors-hour (3.5%) 28
  • 29. Scenario 1 – Results (3)  Chargin zones’ revenues 29
  • 30. Scenarios comparison  Global Shift rises as both thresholds decrease 30 Scenario Cheapest Route Revenue Neutrality 1 20% 20% 2 20% 10% 3 10% 20% 4 10% 10% 5 5% 5%
  • 31. Scenarios comparison (2)  Number of violations expected and stable, vast majority small percentage violations 31
  • 32. Scenarios comparison (3)  Percentage violations comparison among different scenarios 32
  • 33. Scenario comparison (4)  Lower Revenue Neutrality threshold leads to higher revenues due to few specific charging zones 33
  • 34. 34
  • 35. Conclusions  Addressed capacity-demand imbalances  Computational time drastically reduced  Satisfactory results in terms of Global Shift  Violations: trade-off between time and quality  Small set of critical sectors-hour 35
  • 36. Future steps  Apply model to whole instance  Investigate critical sectors and charging zones  Different partitions of the network  Different pricing schemes: segment-based 36
  • 37. Thank you for your attention 37