ABOUT SECURITY AND EXCHANGE BOARD OF INDIA....

2. SECURITY AND EXCHANGE
BOARD OF INDIA WAS ESTABLISHED
ON APRIL 12,1992 IN ACCORDANCE WITH THE
PROVISIONS OF THE SECURITIES AND
EXCHANGE BOARD OF INDIAACT,1992…

3.  The primary market is where companies float
shares to the general public in an initial public
offering (IPO) to raise capital
 Once new securities have been sold in the
primary market, they are traded in the
secondary market—where one investor buys
shares from another investor at the prevailing
market price or at whatever price both the
buyer and seller agree upon.

4.  In India, the secondary and primary
markets are governed by the Security and
Exchange Board of India (SEBI).
 A stock may be bought or sold only if it is
listed on an exchange.

5. Stock Exchange is an
organized market for the
purchase and sale of industrial
and financial security.
It performs various functions
and offers useful services to
investors and borrowing

7. Name Designation
Ajay Tyagi Chairman
Gurumoorthy Mahalingam Whole time member
S.K Mohanty Whole time member
Ananta Barua Whole time member
Madhabi Puri Buch Whole time member
Subhash Chandra Garg Part-time member
Injeti Srinivas Part-time member
N.S. Vishwanathan Part-time member
Arun P. Sathe Part-time member

10. We can classify the functions of SEBI into
three categories:-
Protective functions
Developmental functions
Regulatory functions

11. SEBI checks Price Rigging
SEBI prohibits Insider trading
SEBI prohibits fraudulent and
Unfair Trade Practices

12. SEBI promotes training of
intermediaries of the securities
market.
SEBI has permitted internet
trading through registered stock
brokers.
 SEBI has made underwriting

13. Responsibilities of SEBI is to fulfill the need
of three groups which are as follows:
THE ISSUERS OF
SECURITIES.
THE INVESTORS
THE MARKET
INTERMIDIARIES

14. • Powers relating to stock
exchanges & intermediaries.
• Power to impose monetary
penalties
• Power to initiate actions in
functions assigned