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science because the editor who oversaw its publication had
been critical of the Intergovernmental Panel on Climate Change
and the Kyoto Protocol. And the editor (a social scientist who
is on record opposing Kyoto) of a different journal that pub-
lished a second version of the controversial paper comment-
ed, “I’m following my political agenda—a bit, anyway, but isn’t
that the right of the editor?”
If scientists evaluate the research findings of their peers on
the basis of their political perspectives, then “scientific” debate
among academics risks simply becoming political debate in the
guise of science. From the perspective of the public or policy-
makers, scientific debate and political debate on many envi-
ronmental issues already have become indistinguishable. Such
cases of conflation limit the role of science in the develop-
ment of creative and feasible policy options. In many instances,
science—particularly environmental science—has become
little more than a mechanism of marketing competing politi-
cal agendas, and scientists have become leading members of the
advertising campaigns.
One example of this dynamic that received considerable
media attention was the controversy over the 2001 Bjørn Lom-
borg book The Skeptical Environmentalist, published by Cam-
bridge University Press. Heated debate and controversy are
the norm insofar as environmental issues are concerned, but
reaction to this book spilled over from the environmental
community onto pages of leading newspapers and magazines
around the world, and has thus come to occupy the attention
of scholars who study science in its broader societal setting.
S C I E N C E A S P O L I T I C A L B A T T L E F I E L D
A focus on the intersection of politics and science is not new
and has been studied for decades. What may be new, or at least
28 R E G U L AT I O N S P R I N G 2 0 0 6
E N V I R O N M E N T
Roger A. Pielke, Jr. is a professor of environmental science at
the University of Colorado
and a fellow of the Cooperative Institute for Research in the
Environmental Sciences
(CIRES). He may be contacted by e-mail at [email protected]
I
n recent years and in different coun-
tries, combatants on opposing sides of highly con-
tentious debates related to the environment, medi-
cine, and even national security have frequently
asserted that science compels their favored political
perspective. Whether the subject is global warming,
genetically modified organisms, or even the exis-
tence of weapons of mass destruction, it is not surprising to
observe advocates selectively using and misusing “science” to
advance their firmly held positions. What perhaps is surpris-
ing, at least to some observers of the scientific enterprise, is
that
scientists increasingly seem to be joining the political fray by
equating particular scientific findings with political and ideo-
logical perspectives.
For example, when a 2003 paper in the journal Climate
Research argued that twentieth century climate variations were
unexceptional in millennial perspective, advocacy groups
opposed to the Kyoto Protocol on climate change hailed the
research as “sound science,” while advocacy groups in support
of the Protocol called the paper “junk science.” In this case,
more troubling than the selective use of scientific results by
advocates is that many scientists’ evaluations of the paper’s sci-
entific merit correlated perfectly with their public expressions
of support or opposition to the Kyoto Protocol. Acceptance of
the paper’s conclusions was equated with opposition to Kyoto
and, correspondingly, rejection of the paper’s findings was
equated with support for Kyoto. For example, one prominent
climate scientist (on record supporting Kyoto) suggested in
testimony before the U.S. Congress that the paper must be bad
Instead of claiming there is just one policy response
to a given issue, scientists should
provide a range of options for policymakers.
When Scientists
Politicize Science
R O G E R A . P I E L K E , J R .
University of Colorado
R E G U L AT I O N S P R I N G 2 0 0 6 29
more meaningful than in the past, is the degree to which sci-
entists themselves encourage political conflict through sci-
ence. Examples abound in areas as diverse as international
whaling, cloning and stem cells, sex education, and drug
approval, to list just a few. The debate that followed publication
of The Skeptical Environmentalist saw an unprecedented mobi-
lization of not just environmental groups, but many scientists
against the book, its author, and its publisher.
In the book, Lomborg, a Danish statistician by training
and a self-described environmentalist, advances a view pop-
ularized by Julian Simon, the late economist and Cato Insti-
tute scholar, that environmental problems are not as severe as
adver tised by environmental groups. Instead, Lomborg
argues, some combination of business-as-usual and incre-
mental change will be sufficient for children born today to “get
more food, a better education, a higher standard of living,
more leisure time and far more possibilities—without the
global environment being destroyed.”
Reaction to the book was both quick and diverse. The Econ-
omist wrote, “This is one of the most valuable books on pub-
lic policy—not merely on environmental policy—to have
been written for the intelligent reader in the past ten years.”
Rolling Stone gave a similarly positive review: “Lomborg pulls
off the remarkable feat of welding the techno-optimism of the
Internet age with a lefty’s concern for the fate of the planet.”
In contrast, Scientific American wrote, “The book is a failure,”
and the Internet-based Grist Magazine concluded that the book
“is C-minus stuff, as straight-forward and lackluster as a 10th-
grade term paper.”
In light of its favorable reception in some quarters, The
Skeptical Environmentalist must have seemed to many environ-
mental advocates like a declaration of war. Environmental
groups such as the World Resources Institute and the U.S.-
based Union of Concerned Scientists began an aggressive
public campaign seeking to discredit Lomborg and Cambridge
University Press. Lisa Sorensen of the Union of Concerned Sci-
entists justified the offensive as a preemptive political strate-
gy: “This book is going to be misused terribly by interests
opposed to a clean energy policy.”
It is not a surprise to see an organized campaign among
environmental groups to advance their own causes by dis-
crediting the book. To a lesser degree, it is also not surprising
to see the organized support of Lomborg by economic inter-
ests who favor the book’s message. As self-identified special
interests, it is the job of these groups to push their agenda, and
the book provided a visible symbolic touchstone for exploita-
tion on both sides of environmental debates. The attention
with which Lomborg’s book was greeted provided a conven-
ient resource for advocates to hitch their agendas to—using the
book in both positive and negative fashion.
In this context, a number of respected scientists saw fit to
enter the political fray over The Skeptical Environmentalist, and
largely in support of environmental advocates. It would be
easy to dismiss the politicization of science by scientists as the
province of industry-supported scientists-cum-consultants
whose credentials support their “hired-gun” role in issue advo-
cacy. But the controversy surrounding Lomborg’s book shows
this caricature to be too simplistic.MO
R
G
A
N
B
A
L
L
A
R
D
That some scientists engage in political activities is neither
new nor problematic; they are citizens, after all. But a problem
exists when, in the case of their opposition to The Skeptical
Environmentalist, scientists implicitly or explicitly equate
scien-
tific arguments with political arguments, and in the process
reinforce a simplistic and misleading view of how science sup-
ports policy. In the process, they damage the potential positive
contributions of their own special expertise to effective deci-
sion-making. Scientists seeking political victories through sci-
ence may find this strategy expedient in the short term, but over
the long run it may diminish the constructive role that scien-
tific expertise can play in the policy process.
It is crucial to observe that the debate over Lomborg’s
book focused not on specific policy alternatives, but instead
on the overarching political implications putatively com-
pelled by the book. In other words, the debate over The Skep-
tical Environmentalist focused on the advantages or disadvan-
t age s the book supposedly lent to opposing politic al
perspectives, with only a rare nod toward the particular pol-
icy recommendations associated with those perspectives.
The absence of policy debate related to the book is trou-
bling because science alone cannot determine who wins and
who loses in political battle.
A number of well-known scientists, many from the Unit-
ed States, roundly criticized The Skeptical Environmentalist,
Lom-
borg, and Cambridge University Press. Much of the opposition
took the form of critiques of the book and of Lomborg him-
self. But some scientists went further, threatening Cambridge
University Press with boycotts and other sanctions. Most all of
the debate over the book occurred in the popular media and
on the Internet, rather than in technical journals, which shows
very clearly that many of the critical scientists perceived the
stakes to be not simply a battle over findings, methods, epis-
temology, or disciplines that often characterize scientific
debates within the academic enterprise. Instead, the debate
was about who should have authority and power to decide
what sort of world we collectively wish to live in. The debate
was about politics, not policy.
L I N E A R R E L A T I O N
Critics of The Skeptical Environmentalist argued that
Lomborg’s
science is wrong, and therefore the politics (and crucially, not
policies, because policies largely were not discussed in the
book or by its critics) of those who accept his scientific argu-
ments must also be wrong. In other words, the scientific facts
should first be established, and they, in turn, will lead to a pol-
icy response—a notion that is sometimes referred to as the “lin-
ear model” because it views getting the science right as a pre-
requisite to policymaking.
This view underlies the frequent invocations of “junk sci-
ence” and “sound science” in contemporary debates involving
science. Under the linear model, invoking the phrase “junk
science” means that one believes that political agendas fol-
lowing from that science must be ill-conceived and not deserv-
ing of support. Invoking the phrase “sound science” means that
one believes that political agendas following from that science
are right, just, and deserving of support. Battles take place over
whether science is sound or junk instead of debating the value
or practicality of specific policy alternatives.
Under the linear model, science supposedly matters
because it dictates which policies make sense and which do
not. But reality does not conform to the linear model. This is
reflected in the debates over forests and climate in The Skep-
tical Environmentalist, two of the rare cases in which both Lom-
borg and his critics actually discussed policy options. In the
debate over forests, Lomborg and his critics agreed on what
policy options make sense, but they disagreed on the under-
lying science. Here, disagreement on science did not pre-
clude a consensus on what actions make sense. Conversely,
in the case of climate change, Lomborg and his critics large-
ly agreed on the science but came to different conclusions
about the worth and practicality of the Kyoto Protocol. In this
instance, general agreement on science did not preclude
opposing views on action.
Statements by many of Lomborg’s scientist-critics reinforce
a linear view of science and politics because they suggest that
getting the science “right” is either necessary or sufficient (or
both) for action. From this perspective, certain political out-
comes would be favored over others based on the resolution
of scientific issues. For those with scientific expertise, it con-
sequently makes perfect sense to wage political battles through
science because it necessarily confers to scientists a privileged
position in political debate.
Lomborg himself appears to accept the linear model when
he writes, “Getting the state of the world right is important
because it defines humanity’s problems and shows us where
our actions are most needed.” Lomborg further writes, “Indeed,
there is no other basis for sound political decisions than the best
available scientific evidence.” And, “thus, with this assessment
of the state of the world I wish to leave to the individual read-
er the political judgment as to where we should focus our
efforts. Instead, it is my intention to provide the best possible
30 R E G U L AT I O N S P R I N G 2 0 0 6
Scientists seeking political victories may
diminish the constructive role that scientific
expertise can play in the policy process.
E N V I R O N M E N T
information about how things have progressed and are likely
to develop in the future, so that the democratic process is
assured the soundest basis for decisions.” And so those who,
like Lomborg, suggest The Skeptical Environmentalist compels
certain political actions because of the book’s “correctness”
also
are invoking the linear model.
For those who accept the linear model, Lomborg could
not have been any more provocative. For those who reject the
linear model, Lomborg may seem to be no more threatening
than any other member of the large set of people and groups
from across the political spectrum seeking to advance their
agendas selectively using science to make the best possible
case in support of their arguments. This may help to explain
why some scientists who hold political views opposite of
Lomborg’s reacted to his book with venom while others react-
ed with indifference.
One great irony of the debate over The Skeptical Environ-
mentalist is that its fame owes more to its critics than to any
fundamental insights of the book. Consider that its sales
quadrupled with the publication of a very critical January
2002 issue of Scientific American. Surely there is a lesson in
this
experience for the practicality of invoking the linear model
in pursuit of political ends. Looking back with the advantage
of hindsight, it seems clear that The Skeptical Environmentalist
did not motivate dramatic reform in environmental policies,
nor did opposition to it motivate a renaissance of progressive
ideals. Instead, environmental policy debates in recent years
have played out very much as politics-as-usual and—if any-
thing—the Lomborg affair resulted in a loss of standing of sci-
ence in political debates.
Despite ample evidence that the linear model cannot explain
the relationship of science and policy, it continues to shape dis-
cussion and debate on science-related issues, arguably because
it is both convenient in political debate and elevates the stature
of scientists. But if the linear model fails to represent accu-
rately the relationship of science and decision-making, then fol-
lowing it in practice serves mainly to bring politics into science
rather than science into policy.
D I S T I N G U I S H I N G P O L I T I C S A N D P O L I C
Y
In its extreme forms, the use of science by scientists as a means
of negotiating for desired political outcomes—the politiciza-
tion of science by scientists—threatens the development of
effective policies in contested issues. Such politicization occurs
in spite of the considerable expertise in, and understanding of,
the broader social and political context of science, including the
causes and consequences of the politicization of science in
political settings. The politicization of science by scientists is
an issue worth addressing because at risk are the positive con-
tributions science offers to politics and policy. More funda-
mentally, in its extreme forms, the politicization of science by
scientists presents a threat to the institutions of science and
democracy. Because science, politics, and policy are inextri-
cably intertwined, a challenge exists for developing practical
strategies for decision-makers to use science effectively. Utopi-
an views of cleanly separating science from politics and facts
from values are not helpful.
An alternative to the linear, get-the-facts-then-act model
would start with the scientific community itself assuming a
greater responsibility for addressing the significance for pol-
icy of scientific results. Addressing the significance of science
for decision-making requires an ability to distinguish policy
from politics. For science, a policy perspective implies increas-
ing or elucidating the range of alternatives available to deci-
sion-makers by clearly associating the existing state of sci-
entific knowledge with a range of choices. The goal is to
enhance freedom of choice. By contrast, a political perspective
seeks to decrease the range of alternatives (often to a single
preferred option) available to policymakers, i.e., to limit the
scope of choice—for example, support of, or opposition to,
the Kyoto Protocol.
Often, when scientists who are asked to contribute to pol-
icy discussions eschew considerations of policy and focus only
on “the facts,” they set the stage for the politicization of
science.
It may seem ironic, but one way that scientists can contribute
to decision-making is to more fully engage policy in their advi-
sory work—a notion that I will discuss later in this article.
Excluding considerations of policy merely reinforces the lin-
ear perspective on the relation of science and decision-making,
thereby allowing political considerations to be smuggled into
debates putatively about science.
B E Y O N D L O M B O R G
The case of debate over The Skeptical Environmentalist is an
exam-
ple of a general problem: through their actions, many scientists
encourage the mapping of established interests from across the
political spectrum onto science and then use science as a proxy
for political battle over those interests. As Chuck Herrick and
Dale Jamieson observe, “The imprimatur of science is being
smuggled into deliberations that actually deal with values and
politics.” This is a familiar strategy for those undergraduates in
Public Policy 101 who make an argument and then seek out sci-
entific references in support of their political view. Most of
Lomborg’s critics were more subtle than beginning students
because they focus their arguments on “science,” even as they
must recognize that certain scientific views are associated with
certain political outcomes.
The dynamics of the debate over Lomborg’s book were not
unique. Examples abound in which scientists engage in what
Robert Lackey of the Environmental Protection Agency calls
“stealth issue advocacy” by seeking political outcomes through
science. Consider the following two examples:
Dr. Leon Kass, Addie Clark Harding Professor in the Com-
mittee on Social Thought and the College at the University of
Chicago and Hertog Fellow in Social Thought at the American
Enterprise Institute, served as chairman of the President’s
Council on Bioethics from 2001 to 2005. During his tenure but
independent of his work leading the council, Kass helped to
craft a conservative “bioethics agenda” for President Bush’s
second term. According to the agenda drafters, “We have today
an administration and a Congress as friendly to human life and
human dignity as we are likely to have for many years to come.
It would be tragic if we failed to take advantage of this rare
opportunity to enact significant bans on some of the most
R E G U L AT I O N S P R I N G 2 0 0 6 31
E N V I R O N M E N T
egregious biotechnical practices.” According to the Washington
Post, while he was to be involved in lobbying Congress in sup-
port of this agenda, Kass asserted “that his effort to craft a new
legislative agenda on cloning, stem cells and related issues was
independent of his role as chairman of Bush’s bioethics coun-
cil and that no federal resources have been used by the group,
which he said has no name.”
Kass’s effort to wear two hats at once raises some difficult
questions about the role of the bioethics council. For example,
is it a mechanism for the president to receive independent
guidance from a diversity of bioethics experts? Or is it a vehi-
cle for the president to promulgate or promote the White
House’s political agenda? In this situation, Kass was clearly
politicizing both the council and his role as chairman. That is,
he was using his position as the chair of an expert advisory
committee, putatively working to serve common interests, as
a resource for political gain of special interests.
Another example is offered by Rajendra Pachauri, who has
been the chairman of the Intergovernmental Panel on Climate
Change (ipcc) since 2002. The ipcc is an international organ-
ization of scientists under the auspices of the United Nations,
tasked with providing “policy neutral” guidance to policy-
makers around the world on climate science, impacts, and
economics. In his capacity as chairman, Pachauri has engaged
in a range of political advocacy on climate policy, from calling
for support of the Kyoto Protocol on climate change to endors-
ing a report prepared by a number of environmental advoca-
cy groups calling for specific changes to energy policies. Just
as in the case of Leon Kass, Pachauri has been clearly using his
position to advance a political agenda. In other words, he is
politicizing the ipcc and his chairmanship.
I N C R EASI N G LY P O L I T ICA L How one evaluates
the cases of
Kass and Pachauri reflects one’s views about the role of experts
in society and their relationship to policy and politics. What
seems clear is that the answers to these questions ought to be
grounded in something other than whether or not one sup-
ports the policy goals advocated by Kass and Pachauri. But all
too often, this sort of partisanship is exactly how many
observers assess questions related to the politicization of sci-
ence. If one has concerns about the effective use of science in
decision-making, then there should be concern that many sci-
entists (and other experts) are increasingly engaging in overt
political advocacy. Why does this matter?
For issues in which policy options are clearly defined and the
political lines are drawn, it may not matter much. Abortion pol-
itics provides a good example of this type of situation; the
issue is a values debate about which science can offer little. But
in cases where policy options are unclear or poorly formed and
the politics are subject to change, the politicization of science
by scientists may stunt policy development on important
issues in which science has a positive role to play.
Consider the case of stratospheric ozone depletion over 20
years ago. Many scientists associated with industry and envi-
ronmental groups were involved in arguing for or against the
regulation of chlorofluorocarbons, while other scientists were
hard at work on inventing technological substitutes for cfcs.
The subsequent successful invention of economically and tech-
nologically viable substitutes helped to alter the political
dynamics of the ozone issue by helping to foster industry sup-
port for regulation. Imagine if the scientists working on sub-
stitutes had instead spent their energies engaging in the regu-
lation debate. The politics may never have changed and the
ozone debate may have raged unchanged for much longer
than it did.
The cfc counter-factual illustrates how policymaking may
suffer when scientists politicize science in the form of overt
political advocacy. And this is exactly the sort of trend that we
see in a number of contemporary areas of political debate
related to science. Instead of working to develop new policy
options that might transform political debates, many scientists
are simply falling in line behind existing political agendas that
are already in gridlock, which serves to reinforce existing polit-
ical battles. That is exactly how the debate over The Skeptical
Environmentalist has played out over the past five years.
This trend has been noticed by a number of scholars. For
example, in his perceptive study of think tanks in politics,
Andrew Rich writes, “At the beginning of the twenty-first cen-
tury, research is frequently evaluated more in terms of its ide-
ological content and accessibility to audiences than by the
quality of its content.” And various concerns have been
expressed by observers of the Bush administration’s efforts to
stack scientific advisory panels, as evidenced by the Natural
Resources Defense Council’s revelations about a National
Research Council panel on the health effects of perchlorate.
These concerns suggest that science is indeed becoming
increasingly viewed as a battleground for power politics—and
not just by politicians but by scientists as well.
The politicization of science by scientists occurs not just in
high-stakes settings involving conflicts between the political
left
and right; it appears in more subtle ways as well. For instance,
a 2004 panel of the National Research Council was asked to
pro-
32 R E G U L AT I O N S P R I N G 2 0 0 6
Instead of working to develop new policy options,
many scientists are simply falling
in line behind existing political agendas.
vide guidance on the future of the Hubble Space Telescope.
The resulting, widely cited report recommended that NASA use
the limited resources of the space shuttle to extend the life of
the
telescope. This recommendation is suspect when one looks
into the panel’s composition and finds that many of the mem-
bers have a professional self-interest in extending the life of the
telescope. Did the committee consider other options? And on
what basis did they reject those options in favor of a policy that
serves their own self-interests? The Hubble panel’s report was
not partisan in the conventional sense, but it was clearly polit-
ical in the sense that the decision appears to be a function of the
panelists’ parochial interests.
A similar situation occurred in the Food and Drug Admin-
istration scientific advisory panel that voted last year on
whether or not to keep the pain relievers Celebrex, Bextra, and
Vioxx on the market after concerns were raised about possi-
ble side effects. The panel voted to recommend keeping the
drugs on the market, but as the New York Times reported
Ten of the 32 government drug advisers who last week
endorsed continued marketing of the huge-selling pain pills
Celebrex, Bextra and Vioxx have consulted in recent years for
the drugs’ makers, according to disclosures in medical jour-
nals and other public records. If the 10 advisers had not cast
their votes, the committee would have voted 12 to 8 that
Bextra should be withdrawn and 14 to 8 that Vioxx should
not return to the market. The 10 advisers with company ties
voted 9 to 1 to keep Bextra on the market and 9 to 1 for
Vioxx’s return.
This seems to be pretty clear evidence that a relationship
with the drug companies affected how the experts voted on
this issue. Again, this is not partisan in a conventional sense,
but the decision seems to have been clearly influenced by
panelists’ parochial interests.
Thomas Mills suggests that the waging of political battles
through science should be viewed in the same way that we view
other types of conflict of interests:
An attempt by the scientist to simultaneously be a science infor-
mation provider and a position advocate is an inherent conflict
of interest. The development of objective science information
on the one hand and the value balancing of all considerations in
a final decision on the other hand are two different roles that
cannot be credibly played by one person. The risk to the credi-
bility of the science component of the decision process is too
great. At best, it will further confuse already contentious and
complex public debates. At worst, it is an unethical misrepre-
sentation of personal values as if they were science information.
The scientific community has gone to great lengths to
acknowledge the potential for financial conflicts of interests
through greater transparency and disclosure of relevant finan-
cial relationships. However, scientists have yet to engage the
issue of political perspectives—whether they are left/right, spe-
cial interest–focused, or whatever—in the practice of connect-
ing science with the needs of decision-makers. The typical reac-
tion is to pretend that science can be treated separately from
pol-
itics—a utopian ideal impossible to achieve in practice.
S E P A R A T I N G S C I E N C E A N D P O L I T I C S ?
The typical received wisdom on scientists in policy and poli-
tics is to put into place mechanisms that somehow ensure the
purity of science, so that scientists might deliberate unaffect-
ed by external values, pursuing only the truth. Such a quaint,
utopian view of science in decision-making has been thor-
oughly rejected by scholars who study science in politics. For
example, Harvard’s Sheila Jasanoff writes, “Although pleas
for maintaining a strict separation between science and pol-
itics continue to run like a leitmotif through the policy liter-
ature, the artificiality of this position can no longer be doubt-
ed. Studies of scientific advising leave in tatters the notion
that it is possible, in practice, to restrict the advisory practice
to technical issues or that the subjective values of scientists are
irrelevant to decision making.” But in spite of such findings, a
2004 National Research Council report on empanelling sci-
ence advisory committees invoked the utopian vision of clean-
ly separating science and politics when it recommend, “It is
inappropriate to ask [prospective panelists] to provide non-
relevant information, such as voting record, political-party
affiliation, or position on particular policies.” One might be
excused for wondering, then, how it is that the panel that
made this recommendation came to be comprised of a perfect
partisan balance with equal numbers of panelists who had
served under Republican administrations and Democratic
administrations.
Of course, we value science and other types of expertise in
decision-making because of the tremendous value they can
contribute to the process of identifying and deciding on a par-
ticular course of action. This is simply because, as Harold Lass-
well and Abraham Kaplan argued more than 50 years ago,
“decision making is forward looking, formulating alternative
courses of action extending into the future, and selecting
among alternatives by expectations about how things will turn
out.” One of the important roles of science in policymaking is
to inform expectations about “how things will turn out.” Yet,
as Arizona State University’s Dan Sarewitz argues, science is
rarely a sufficient basis for selecting among alternative cours-
es of action because desired outcomes invariably involve dif-
fering conceptions of the sort of world we want in the future.
Whether or not avoiding some degree of climate change is
desirable, or whether or not the risks of nuclear power or
genetically modified organisms exceed their benefits are not
issues that can be resolved by science alone.
That science alone cannot resolve political debates seems
well-appreciated by many scholars, particularly those who
study science and society. Yet, the linear perspective that seeks
to isolate science from the rest of society continues to mani-
fest itself in attempts to compel political consensus through sci-
ence. Daniel Kemmis noted this apparent paradox and its
effects in the context of natural resource decision-making:
So why would anyone continue to speak and act as if good sci-
ence by itself could get to the bottom of these bottomless phe-
R E G U L AT I O N S P R I N G 2 0 0 6 33
E N V I R O N M E N T
nomena and in the process give us “the answer” to difficult nat-
ural resource issues? In large part this is simply a holdover of
an
anachronistic view of how the world works and of what science
can tell us about that world. In this sense, the repeated invoca-
tion of good science as the key to resolving complex ecosystem
problems has itself become bad science. What is infinitely
worse is that this bad science is all too readily made the servant
of bad government.
Political decisions involving different interest groups are
inherently difficult to resolve because any adopted action is
bound to infringe upon someone’s (overt or vested) inter-
ests—hence the need for decision processes for resolving var-
ious claims of constituents. The process of achieving a legiti-
mate o utcome i nvolve s b a r ga i n i ng , n e got i at ion , a
n d
compromise—the essence of “politics.” Politics unfettered by
science can be messy enough—consider the abortion issue in
the United States. But when politics is played out through sci-
ence with the acquiescence and even facilitation of scientists,
the results can serve to foster political gridlock to the detriment
of science and policy alike because science alone is incapable
of forcing a political consensus.
So are things hopeless? Not at all. One way to depoliticize
science may be to ask scientists to participate in the process
of connecting science with policy alternatives—to explicitly
consider what alternatives are or are not consistent with sci-
entific understandings in relation to different valued out-
comes. By working to clarify or expand the scope of choice
available to decision-makers, scientists can depoliticize their
science and offer the potential for the introduction of options
previously unseen or outside existing political debates. Such
an approach would also more clearly distinguish the role of
expert as adviser and policymaker as the one responsible for
making final decisions.
T H E H O N E S T B R O K E R O F P O L I C Y O P T I O
N S
In thinking about how things might be different, it is absolute-
ly critical to differentiate scientific results from their policy
sig-
nificance. To illustrate the distinction, consider the central con-
clusion of the Intergovernmental Panel on Climate Change that
global average temperature in 2100 will increase anywhere
from 1.4° to 5.8° C. This is a scientific result and communica-
tion of what it means (i.e., the origins of the estimates, how
“global average” is defined, the confidence level of the projec-
tion, etc.) to the non-expert may take some effort. But com-
munication of what this result means is not the same as assess-
ment of what it signifies for alternative courses of action. The
latter is the essence of policy advice. The ipcc presents state-
ments of trend, condition, and projection. Assessment of sig-
nificance for action depends upon how trends, conditions, and
projections are related to policy alternatives and their implica-
tions for valued outcomes such as human health and environ-
mental sustainability as well as economic prosperity, etc.
The current state of the scientific enterprise is such that
most scientists, even those asked to inform policymaking, typ-
ically eschew explicit discussion of the significance of science
for policy. The ipcc, for example, seeks to be “policy relevant,
but policy neutral.” In practice, this means that the ipcc does
not consider policy alternatives and instead has institutional-
ized the linear model. A great irony of the ipcc process is that
its institutional organization, selection of participants, and
even scientific foci necessarily reflect a non-neutral policy ori-
entation, and hence it is in fact very political and advocacy ori-
ented. If decision-makers wish to know what some piece of sci-
ence means for action, they almost always turn to political
advocates for answers, in effect creating a world where almost
all science is filtered through existing special interests.
A better alternative is for the scientific community to take
some responsibility to address the policy significance of sci-
entific results. This would mean not simply seeking to better
“communicate” the results of science to the policymaker, but
developing the capability to place science into policy context,
i.e., to address the question of what policy alternatives are con-
sistent with and inconsistent with scientific results. If the sci-
entific community wishes to claim independence from parti-
san politics, then with this comes an obligation to provide
independent guidance on the significance of science for a wide
scope of policy alternatives.
Instead of the futile effort to keep science and politics sep-
arate, it may make more sense to ask scientists to engage
more substantively in policy debate, not by taking sides but
instead by serving as “honest brokers of policy options.”
Such honest brokers might distinguish themselves from pol-
icy advocates (who work to reduce available options) by fur-
nishing policymakers with a broad set of policy alternatives
and their relative pluses and minuses. The policymakers
would then decide what course of action to take. For instance,
a panel on the Hubble Space Telescope (or the ipcc or
Bioethics Council) might provide a range of decision options
to policymakers and maybe even help to create new options,
rather than advocate one particular option over all others.
This would have the effect of depoliticizing science in policy
deliberations without having to achieve the utopian ideal of
separating science from politics.
We are all familiar with honest brokers of policy options.
Anyone who has used Expedia, Orbitz, or Travelocity to book
travel knows that those Web sites are fundamentally different
than individual hotel or airline sites that also provide travel
information. Honest brokers of policy options can help to dis-
tinguish responsibility for the provision of information from
the act of deciding on a particular course of action. To facili-
tate the de-politicization of science among scientists, it is
important that some scientists, and some scientific organiza-
tions, serve as honest brokers of policy alternatives. Arguably,
today there are exceedingly few in the expert community.
While there are undoubtedly many lessons to be learned
from the debate over The Skeptical Environmentalist, one that
stands out is that arguing politics through science can be detri-
mental to policy and science alike. Because scientific results
always have some degree of uncertainty and a range of means
is typically available to achieve particular objectives, the task
of political advocacy necessarily involves considerations that
go well beyond science. Science never compels just one polit-
ical outcome. The world is not that simple.
34 R E G U L AT I O N S P R I N G 2 0 0 6
R

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How scientists politicize environmental science debates

  • 1. science because the editor who oversaw its publication had been critical of the Intergovernmental Panel on Climate Change and the Kyoto Protocol. And the editor (a social scientist who is on record opposing Kyoto) of a different journal that pub- lished a second version of the controversial paper comment- ed, “I’m following my political agenda—a bit, anyway, but isn’t that the right of the editor?” If scientists evaluate the research findings of their peers on the basis of their political perspectives, then “scientific” debate among academics risks simply becoming political debate in the guise of science. From the perspective of the public or policy- makers, scientific debate and political debate on many envi- ronmental issues already have become indistinguishable. Such cases of conflation limit the role of science in the develop- ment of creative and feasible policy options. In many instances, science—particularly environmental science—has become little more than a mechanism of marketing competing politi- cal agendas, and scientists have become leading members of the advertising campaigns. One example of this dynamic that received considerable media attention was the controversy over the 2001 Bjørn Lom- borg book The Skeptical Environmentalist, published by Cam- bridge University Press. Heated debate and controversy are the norm insofar as environmental issues are concerned, but reaction to this book spilled over from the environmental community onto pages of leading newspapers and magazines around the world, and has thus come to occupy the attention of scholars who study science in its broader societal setting. S C I E N C E A S P O L I T I C A L B A T T L E F I E L D
  • 2. A focus on the intersection of politics and science is not new and has been studied for decades. What may be new, or at least 28 R E G U L AT I O N S P R I N G 2 0 0 6 E N V I R O N M E N T Roger A. Pielke, Jr. is a professor of environmental science at the University of Colorado and a fellow of the Cooperative Institute for Research in the Environmental Sciences (CIRES). He may be contacted by e-mail at [email protected] I n recent years and in different coun- tries, combatants on opposing sides of highly con- tentious debates related to the environment, medi- cine, and even national security have frequently asserted that science compels their favored political perspective. Whether the subject is global warming, genetically modified organisms, or even the exis- tence of weapons of mass destruction, it is not surprising to observe advocates selectively using and misusing “science” to advance their firmly held positions. What perhaps is surpris- ing, at least to some observers of the scientific enterprise, is that scientists increasingly seem to be joining the political fray by equating particular scientific findings with political and ideo- logical perspectives. For example, when a 2003 paper in the journal Climate Research argued that twentieth century climate variations were unexceptional in millennial perspective, advocacy groups opposed to the Kyoto Protocol on climate change hailed the research as “sound science,” while advocacy groups in support
  • 3. of the Protocol called the paper “junk science.” In this case, more troubling than the selective use of scientific results by advocates is that many scientists’ evaluations of the paper’s sci- entific merit correlated perfectly with their public expressions of support or opposition to the Kyoto Protocol. Acceptance of the paper’s conclusions was equated with opposition to Kyoto and, correspondingly, rejection of the paper’s findings was equated with support for Kyoto. For example, one prominent climate scientist (on record supporting Kyoto) suggested in testimony before the U.S. Congress that the paper must be bad Instead of claiming there is just one policy response to a given issue, scientists should provide a range of options for policymakers. When Scientists Politicize Science R O G E R A . P I E L K E , J R . University of Colorado R E G U L AT I O N S P R I N G 2 0 0 6 29 more meaningful than in the past, is the degree to which sci- entists themselves encourage political conflict through sci- ence. Examples abound in areas as diverse as international whaling, cloning and stem cells, sex education, and drug approval, to list just a few. The debate that followed publication of The Skeptical Environmentalist saw an unprecedented mobi- lization of not just environmental groups, but many scientists against the book, its author, and its publisher. In the book, Lomborg, a Danish statistician by training
  • 4. and a self-described environmentalist, advances a view pop- ularized by Julian Simon, the late economist and Cato Insti- tute scholar, that environmental problems are not as severe as adver tised by environmental groups. Instead, Lomborg argues, some combination of business-as-usual and incre- mental change will be sufficient for children born today to “get more food, a better education, a higher standard of living, more leisure time and far more possibilities—without the global environment being destroyed.” Reaction to the book was both quick and diverse. The Econ- omist wrote, “This is one of the most valuable books on pub- lic policy—not merely on environmental policy—to have been written for the intelligent reader in the past ten years.” Rolling Stone gave a similarly positive review: “Lomborg pulls off the remarkable feat of welding the techno-optimism of the Internet age with a lefty’s concern for the fate of the planet.” In contrast, Scientific American wrote, “The book is a failure,” and the Internet-based Grist Magazine concluded that the book “is C-minus stuff, as straight-forward and lackluster as a 10th- grade term paper.” In light of its favorable reception in some quarters, The Skeptical Environmentalist must have seemed to many environ- mental advocates like a declaration of war. Environmental groups such as the World Resources Institute and the U.S.- based Union of Concerned Scientists began an aggressive public campaign seeking to discredit Lomborg and Cambridge University Press. Lisa Sorensen of the Union of Concerned Sci- entists justified the offensive as a preemptive political strate- gy: “This book is going to be misused terribly by interests opposed to a clean energy policy.” It is not a surprise to see an organized campaign among environmental groups to advance their own causes by dis- crediting the book. To a lesser degree, it is also not surprising
  • 5. to see the organized support of Lomborg by economic inter- ests who favor the book’s message. As self-identified special interests, it is the job of these groups to push their agenda, and the book provided a visible symbolic touchstone for exploita- tion on both sides of environmental debates. The attention with which Lomborg’s book was greeted provided a conven- ient resource for advocates to hitch their agendas to—using the book in both positive and negative fashion. In this context, a number of respected scientists saw fit to enter the political fray over The Skeptical Environmentalist, and largely in support of environmental advocates. It would be easy to dismiss the politicization of science by scientists as the province of industry-supported scientists-cum-consultants whose credentials support their “hired-gun” role in issue advo- cacy. But the controversy surrounding Lomborg’s book shows this caricature to be too simplistic.MO R G A N B A L L A R D
  • 6. That some scientists engage in political activities is neither new nor problematic; they are citizens, after all. But a problem exists when, in the case of their opposition to The Skeptical Environmentalist, scientists implicitly or explicitly equate scien- tific arguments with political arguments, and in the process reinforce a simplistic and misleading view of how science sup- ports policy. In the process, they damage the potential positive contributions of their own special expertise to effective deci- sion-making. Scientists seeking political victories through sci- ence may find this strategy expedient in the short term, but over the long run it may diminish the constructive role that scien- tific expertise can play in the policy process. It is crucial to observe that the debate over Lomborg’s book focused not on specific policy alternatives, but instead on the overarching political implications putatively com- pelled by the book. In other words, the debate over The Skep- tical Environmentalist focused on the advantages or disadvan- t age s the book supposedly lent to opposing politic al perspectives, with only a rare nod toward the particular pol- icy recommendations associated with those perspectives. The absence of policy debate related to the book is trou- bling because science alone cannot determine who wins and who loses in political battle. A number of well-known scientists, many from the Unit- ed States, roundly criticized The Skeptical Environmentalist, Lom- borg, and Cambridge University Press. Much of the opposition took the form of critiques of the book and of Lomborg him- self. But some scientists went further, threatening Cambridge University Press with boycotts and other sanctions. Most all of the debate over the book occurred in the popular media and
  • 7. on the Internet, rather than in technical journals, which shows very clearly that many of the critical scientists perceived the stakes to be not simply a battle over findings, methods, epis- temology, or disciplines that often characterize scientific debates within the academic enterprise. Instead, the debate was about who should have authority and power to decide what sort of world we collectively wish to live in. The debate was about politics, not policy. L I N E A R R E L A T I O N Critics of The Skeptical Environmentalist argued that Lomborg’s science is wrong, and therefore the politics (and crucially, not policies, because policies largely were not discussed in the book or by its critics) of those who accept his scientific argu- ments must also be wrong. In other words, the scientific facts should first be established, and they, in turn, will lead to a pol- icy response—a notion that is sometimes referred to as the “lin- ear model” because it views getting the science right as a pre- requisite to policymaking. This view underlies the frequent invocations of “junk sci- ence” and “sound science” in contemporary debates involving science. Under the linear model, invoking the phrase “junk science” means that one believes that political agendas fol- lowing from that science must be ill-conceived and not deserv- ing of support. Invoking the phrase “sound science” means that one believes that political agendas following from that science are right, just, and deserving of support. Battles take place over whether science is sound or junk instead of debating the value or practicality of specific policy alternatives. Under the linear model, science supposedly matters
  • 8. because it dictates which policies make sense and which do not. But reality does not conform to the linear model. This is reflected in the debates over forests and climate in The Skep- tical Environmentalist, two of the rare cases in which both Lom- borg and his critics actually discussed policy options. In the debate over forests, Lomborg and his critics agreed on what policy options make sense, but they disagreed on the under- lying science. Here, disagreement on science did not pre- clude a consensus on what actions make sense. Conversely, in the case of climate change, Lomborg and his critics large- ly agreed on the science but came to different conclusions about the worth and practicality of the Kyoto Protocol. In this instance, general agreement on science did not preclude opposing views on action. Statements by many of Lomborg’s scientist-critics reinforce a linear view of science and politics because they suggest that getting the science “right” is either necessary or sufficient (or both) for action. From this perspective, certain political out- comes would be favored over others based on the resolution of scientific issues. For those with scientific expertise, it con- sequently makes perfect sense to wage political battles through science because it necessarily confers to scientists a privileged position in political debate. Lomborg himself appears to accept the linear model when he writes, “Getting the state of the world right is important because it defines humanity’s problems and shows us where our actions are most needed.” Lomborg further writes, “Indeed, there is no other basis for sound political decisions than the best available scientific evidence.” And, “thus, with this assessment of the state of the world I wish to leave to the individual read- er the political judgment as to where we should focus our efforts. Instead, it is my intention to provide the best possible 30 R E G U L AT I O N S P R I N G 2 0 0 6
  • 9. Scientists seeking political victories may diminish the constructive role that scientific expertise can play in the policy process. E N V I R O N M E N T information about how things have progressed and are likely to develop in the future, so that the democratic process is assured the soundest basis for decisions.” And so those who, like Lomborg, suggest The Skeptical Environmentalist compels certain political actions because of the book’s “correctness” also are invoking the linear model. For those who accept the linear model, Lomborg could not have been any more provocative. For those who reject the linear model, Lomborg may seem to be no more threatening than any other member of the large set of people and groups from across the political spectrum seeking to advance their agendas selectively using science to make the best possible case in support of their arguments. This may help to explain why some scientists who hold political views opposite of Lomborg’s reacted to his book with venom while others react- ed with indifference. One great irony of the debate over The Skeptical Environ- mentalist is that its fame owes more to its critics than to any fundamental insights of the book. Consider that its sales quadrupled with the publication of a very critical January 2002 issue of Scientific American. Surely there is a lesson in this experience for the practicality of invoking the linear model
  • 10. in pursuit of political ends. Looking back with the advantage of hindsight, it seems clear that The Skeptical Environmentalist did not motivate dramatic reform in environmental policies, nor did opposition to it motivate a renaissance of progressive ideals. Instead, environmental policy debates in recent years have played out very much as politics-as-usual and—if any- thing—the Lomborg affair resulted in a loss of standing of sci- ence in political debates. Despite ample evidence that the linear model cannot explain the relationship of science and policy, it continues to shape dis- cussion and debate on science-related issues, arguably because it is both convenient in political debate and elevates the stature of scientists. But if the linear model fails to represent accu- rately the relationship of science and decision-making, then fol- lowing it in practice serves mainly to bring politics into science rather than science into policy. D I S T I N G U I S H I N G P O L I T I C S A N D P O L I C Y In its extreme forms, the use of science by scientists as a means of negotiating for desired political outcomes—the politiciza- tion of science by scientists—threatens the development of effective policies in contested issues. Such politicization occurs in spite of the considerable expertise in, and understanding of, the broader social and political context of science, including the causes and consequences of the politicization of science in political settings. The politicization of science by scientists is an issue worth addressing because at risk are the positive con- tributions science offers to politics and policy. More funda- mentally, in its extreme forms, the politicization of science by scientists presents a threat to the institutions of science and democracy. Because science, politics, and policy are inextri- cably intertwined, a challenge exists for developing practical strategies for decision-makers to use science effectively. Utopi-
  • 11. an views of cleanly separating science from politics and facts from values are not helpful. An alternative to the linear, get-the-facts-then-act model would start with the scientific community itself assuming a greater responsibility for addressing the significance for pol- icy of scientific results. Addressing the significance of science for decision-making requires an ability to distinguish policy from politics. For science, a policy perspective implies increas- ing or elucidating the range of alternatives available to deci- sion-makers by clearly associating the existing state of sci- entific knowledge with a range of choices. The goal is to enhance freedom of choice. By contrast, a political perspective seeks to decrease the range of alternatives (often to a single preferred option) available to policymakers, i.e., to limit the scope of choice—for example, support of, or opposition to, the Kyoto Protocol. Often, when scientists who are asked to contribute to pol- icy discussions eschew considerations of policy and focus only on “the facts,” they set the stage for the politicization of science. It may seem ironic, but one way that scientists can contribute to decision-making is to more fully engage policy in their advi- sory work—a notion that I will discuss later in this article. Excluding considerations of policy merely reinforces the lin- ear perspective on the relation of science and decision-making, thereby allowing political considerations to be smuggled into debates putatively about science. B E Y O N D L O M B O R G The case of debate over The Skeptical Environmentalist is an exam- ple of a general problem: through their actions, many scientists encourage the mapping of established interests from across the
  • 12. political spectrum onto science and then use science as a proxy for political battle over those interests. As Chuck Herrick and Dale Jamieson observe, “The imprimatur of science is being smuggled into deliberations that actually deal with values and politics.” This is a familiar strategy for those undergraduates in Public Policy 101 who make an argument and then seek out sci- entific references in support of their political view. Most of Lomborg’s critics were more subtle than beginning students because they focus their arguments on “science,” even as they must recognize that certain scientific views are associated with certain political outcomes. The dynamics of the debate over Lomborg’s book were not unique. Examples abound in which scientists engage in what Robert Lackey of the Environmental Protection Agency calls “stealth issue advocacy” by seeking political outcomes through science. Consider the following two examples: Dr. Leon Kass, Addie Clark Harding Professor in the Com- mittee on Social Thought and the College at the University of Chicago and Hertog Fellow in Social Thought at the American Enterprise Institute, served as chairman of the President’s Council on Bioethics from 2001 to 2005. During his tenure but independent of his work leading the council, Kass helped to craft a conservative “bioethics agenda” for President Bush’s second term. According to the agenda drafters, “We have today an administration and a Congress as friendly to human life and human dignity as we are likely to have for many years to come. It would be tragic if we failed to take advantage of this rare opportunity to enact significant bans on some of the most R E G U L AT I O N S P R I N G 2 0 0 6 31 E N V I R O N M E N T
  • 13. egregious biotechnical practices.” According to the Washington Post, while he was to be involved in lobbying Congress in sup- port of this agenda, Kass asserted “that his effort to craft a new legislative agenda on cloning, stem cells and related issues was independent of his role as chairman of Bush’s bioethics coun- cil and that no federal resources have been used by the group, which he said has no name.” Kass’s effort to wear two hats at once raises some difficult questions about the role of the bioethics council. For example, is it a mechanism for the president to receive independent guidance from a diversity of bioethics experts? Or is it a vehi- cle for the president to promulgate or promote the White House’s political agenda? In this situation, Kass was clearly politicizing both the council and his role as chairman. That is, he was using his position as the chair of an expert advisory committee, putatively working to serve common interests, as a resource for political gain of special interests. Another example is offered by Rajendra Pachauri, who has been the chairman of the Intergovernmental Panel on Climate Change (ipcc) since 2002. The ipcc is an international organ- ization of scientists under the auspices of the United Nations, tasked with providing “policy neutral” guidance to policy- makers around the world on climate science, impacts, and economics. In his capacity as chairman, Pachauri has engaged in a range of political advocacy on climate policy, from calling for support of the Kyoto Protocol on climate change to endors- ing a report prepared by a number of environmental advoca- cy groups calling for specific changes to energy policies. Just as in the case of Leon Kass, Pachauri has been clearly using his position to advance a political agenda. In other words, he is politicizing the ipcc and his chairmanship.
  • 14. I N C R EASI N G LY P O L I T ICA L How one evaluates the cases of Kass and Pachauri reflects one’s views about the role of experts in society and their relationship to policy and politics. What seems clear is that the answers to these questions ought to be grounded in something other than whether or not one sup- ports the policy goals advocated by Kass and Pachauri. But all too often, this sort of partisanship is exactly how many observers assess questions related to the politicization of sci- ence. If one has concerns about the effective use of science in decision-making, then there should be concern that many sci- entists (and other experts) are increasingly engaging in overt political advocacy. Why does this matter? For issues in which policy options are clearly defined and the political lines are drawn, it may not matter much. Abortion pol- itics provides a good example of this type of situation; the issue is a values debate about which science can offer little. But in cases where policy options are unclear or poorly formed and the politics are subject to change, the politicization of science by scientists may stunt policy development on important issues in which science has a positive role to play. Consider the case of stratospheric ozone depletion over 20 years ago. Many scientists associated with industry and envi- ronmental groups were involved in arguing for or against the regulation of chlorofluorocarbons, while other scientists were hard at work on inventing technological substitutes for cfcs. The subsequent successful invention of economically and tech- nologically viable substitutes helped to alter the political dynamics of the ozone issue by helping to foster industry sup- port for regulation. Imagine if the scientists working on sub- stitutes had instead spent their energies engaging in the regu- lation debate. The politics may never have changed and the
  • 15. ozone debate may have raged unchanged for much longer than it did. The cfc counter-factual illustrates how policymaking may suffer when scientists politicize science in the form of overt political advocacy. And this is exactly the sort of trend that we see in a number of contemporary areas of political debate related to science. Instead of working to develop new policy options that might transform political debates, many scientists are simply falling in line behind existing political agendas that are already in gridlock, which serves to reinforce existing polit- ical battles. That is exactly how the debate over The Skeptical Environmentalist has played out over the past five years. This trend has been noticed by a number of scholars. For example, in his perceptive study of think tanks in politics, Andrew Rich writes, “At the beginning of the twenty-first cen- tury, research is frequently evaluated more in terms of its ide- ological content and accessibility to audiences than by the quality of its content.” And various concerns have been expressed by observers of the Bush administration’s efforts to stack scientific advisory panels, as evidenced by the Natural Resources Defense Council’s revelations about a National Research Council panel on the health effects of perchlorate. These concerns suggest that science is indeed becoming increasingly viewed as a battleground for power politics—and not just by politicians but by scientists as well. The politicization of science by scientists occurs not just in high-stakes settings involving conflicts between the political left and right; it appears in more subtle ways as well. For instance, a 2004 panel of the National Research Council was asked to pro- 32 R E G U L AT I O N S P R I N G 2 0 0 6
  • 16. Instead of working to develop new policy options, many scientists are simply falling in line behind existing political agendas. vide guidance on the future of the Hubble Space Telescope. The resulting, widely cited report recommended that NASA use the limited resources of the space shuttle to extend the life of the telescope. This recommendation is suspect when one looks into the panel’s composition and finds that many of the mem- bers have a professional self-interest in extending the life of the telescope. Did the committee consider other options? And on what basis did they reject those options in favor of a policy that serves their own self-interests? The Hubble panel’s report was not partisan in the conventional sense, but it was clearly polit- ical in the sense that the decision appears to be a function of the panelists’ parochial interests. A similar situation occurred in the Food and Drug Admin- istration scientific advisory panel that voted last year on whether or not to keep the pain relievers Celebrex, Bextra, and Vioxx on the market after concerns were raised about possi- ble side effects. The panel voted to recommend keeping the drugs on the market, but as the New York Times reported Ten of the 32 government drug advisers who last week endorsed continued marketing of the huge-selling pain pills Celebrex, Bextra and Vioxx have consulted in recent years for the drugs’ makers, according to disclosures in medical jour- nals and other public records. If the 10 advisers had not cast their votes, the committee would have voted 12 to 8 that Bextra should be withdrawn and 14 to 8 that Vioxx should
  • 17. not return to the market. The 10 advisers with company ties voted 9 to 1 to keep Bextra on the market and 9 to 1 for Vioxx’s return. This seems to be pretty clear evidence that a relationship with the drug companies affected how the experts voted on this issue. Again, this is not partisan in a conventional sense, but the decision seems to have been clearly influenced by panelists’ parochial interests. Thomas Mills suggests that the waging of political battles through science should be viewed in the same way that we view other types of conflict of interests: An attempt by the scientist to simultaneously be a science infor- mation provider and a position advocate is an inherent conflict of interest. The development of objective science information on the one hand and the value balancing of all considerations in a final decision on the other hand are two different roles that cannot be credibly played by one person. The risk to the credi- bility of the science component of the decision process is too great. At best, it will further confuse already contentious and complex public debates. At worst, it is an unethical misrepre- sentation of personal values as if they were science information. The scientific community has gone to great lengths to acknowledge the potential for financial conflicts of interests through greater transparency and disclosure of relevant finan- cial relationships. However, scientists have yet to engage the issue of political perspectives—whether they are left/right, spe- cial interest–focused, or whatever—in the practice of connect- ing science with the needs of decision-makers. The typical reac- tion is to pretend that science can be treated separately from pol- itics—a utopian ideal impossible to achieve in practice.
  • 18. S E P A R A T I N G S C I E N C E A N D P O L I T I C S ? The typical received wisdom on scientists in policy and poli- tics is to put into place mechanisms that somehow ensure the purity of science, so that scientists might deliberate unaffect- ed by external values, pursuing only the truth. Such a quaint, utopian view of science in decision-making has been thor- oughly rejected by scholars who study science in politics. For example, Harvard’s Sheila Jasanoff writes, “Although pleas for maintaining a strict separation between science and pol- itics continue to run like a leitmotif through the policy liter- ature, the artificiality of this position can no longer be doubt- ed. Studies of scientific advising leave in tatters the notion that it is possible, in practice, to restrict the advisory practice to technical issues or that the subjective values of scientists are irrelevant to decision making.” But in spite of such findings, a 2004 National Research Council report on empanelling sci- ence advisory committees invoked the utopian vision of clean- ly separating science and politics when it recommend, “It is inappropriate to ask [prospective panelists] to provide non- relevant information, such as voting record, political-party affiliation, or position on particular policies.” One might be excused for wondering, then, how it is that the panel that made this recommendation came to be comprised of a perfect partisan balance with equal numbers of panelists who had served under Republican administrations and Democratic administrations. Of course, we value science and other types of expertise in decision-making because of the tremendous value they can contribute to the process of identifying and deciding on a par- ticular course of action. This is simply because, as Harold Lass- well and Abraham Kaplan argued more than 50 years ago, “decision making is forward looking, formulating alternative courses of action extending into the future, and selecting
  • 19. among alternatives by expectations about how things will turn out.” One of the important roles of science in policymaking is to inform expectations about “how things will turn out.” Yet, as Arizona State University’s Dan Sarewitz argues, science is rarely a sufficient basis for selecting among alternative cours- es of action because desired outcomes invariably involve dif- fering conceptions of the sort of world we want in the future. Whether or not avoiding some degree of climate change is desirable, or whether or not the risks of nuclear power or genetically modified organisms exceed their benefits are not issues that can be resolved by science alone. That science alone cannot resolve political debates seems well-appreciated by many scholars, particularly those who study science and society. Yet, the linear perspective that seeks to isolate science from the rest of society continues to mani- fest itself in attempts to compel political consensus through sci- ence. Daniel Kemmis noted this apparent paradox and its effects in the context of natural resource decision-making: So why would anyone continue to speak and act as if good sci- ence by itself could get to the bottom of these bottomless phe- R E G U L AT I O N S P R I N G 2 0 0 6 33 E N V I R O N M E N T nomena and in the process give us “the answer” to difficult nat- ural resource issues? In large part this is simply a holdover of an anachronistic view of how the world works and of what science can tell us about that world. In this sense, the repeated invoca- tion of good science as the key to resolving complex ecosystem problems has itself become bad science. What is infinitely
  • 20. worse is that this bad science is all too readily made the servant of bad government. Political decisions involving different interest groups are inherently difficult to resolve because any adopted action is bound to infringe upon someone’s (overt or vested) inter- ests—hence the need for decision processes for resolving var- ious claims of constituents. The process of achieving a legiti- mate o utcome i nvolve s b a r ga i n i ng , n e got i at ion , a n d compromise—the essence of “politics.” Politics unfettered by science can be messy enough—consider the abortion issue in the United States. But when politics is played out through sci- ence with the acquiescence and even facilitation of scientists, the results can serve to foster political gridlock to the detriment of science and policy alike because science alone is incapable of forcing a political consensus. So are things hopeless? Not at all. One way to depoliticize science may be to ask scientists to participate in the process of connecting science with policy alternatives—to explicitly consider what alternatives are or are not consistent with sci- entific understandings in relation to different valued out- comes. By working to clarify or expand the scope of choice available to decision-makers, scientists can depoliticize their science and offer the potential for the introduction of options previously unseen or outside existing political debates. Such an approach would also more clearly distinguish the role of expert as adviser and policymaker as the one responsible for making final decisions. T H E H O N E S T B R O K E R O F P O L I C Y O P T I O N S In thinking about how things might be different, it is absolute- ly critical to differentiate scientific results from their policy
  • 21. sig- nificance. To illustrate the distinction, consider the central con- clusion of the Intergovernmental Panel on Climate Change that global average temperature in 2100 will increase anywhere from 1.4° to 5.8° C. This is a scientific result and communica- tion of what it means (i.e., the origins of the estimates, how “global average” is defined, the confidence level of the projec- tion, etc.) to the non-expert may take some effort. But com- munication of what this result means is not the same as assess- ment of what it signifies for alternative courses of action. The latter is the essence of policy advice. The ipcc presents state- ments of trend, condition, and projection. Assessment of sig- nificance for action depends upon how trends, conditions, and projections are related to policy alternatives and their implica- tions for valued outcomes such as human health and environ- mental sustainability as well as economic prosperity, etc. The current state of the scientific enterprise is such that most scientists, even those asked to inform policymaking, typ- ically eschew explicit discussion of the significance of science for policy. The ipcc, for example, seeks to be “policy relevant, but policy neutral.” In practice, this means that the ipcc does not consider policy alternatives and instead has institutional- ized the linear model. A great irony of the ipcc process is that its institutional organization, selection of participants, and even scientific foci necessarily reflect a non-neutral policy ori- entation, and hence it is in fact very political and advocacy ori- ented. If decision-makers wish to know what some piece of sci- ence means for action, they almost always turn to political advocates for answers, in effect creating a world where almost all science is filtered through existing special interests. A better alternative is for the scientific community to take some responsibility to address the policy significance of sci- entific results. This would mean not simply seeking to better
  • 22. “communicate” the results of science to the policymaker, but developing the capability to place science into policy context, i.e., to address the question of what policy alternatives are con- sistent with and inconsistent with scientific results. If the sci- entific community wishes to claim independence from parti- san politics, then with this comes an obligation to provide independent guidance on the significance of science for a wide scope of policy alternatives. Instead of the futile effort to keep science and politics sep- arate, it may make more sense to ask scientists to engage more substantively in policy debate, not by taking sides but instead by serving as “honest brokers of policy options.” Such honest brokers might distinguish themselves from pol- icy advocates (who work to reduce available options) by fur- nishing policymakers with a broad set of policy alternatives and their relative pluses and minuses. The policymakers would then decide what course of action to take. For instance, a panel on the Hubble Space Telescope (or the ipcc or Bioethics Council) might provide a range of decision options to policymakers and maybe even help to create new options, rather than advocate one particular option over all others. This would have the effect of depoliticizing science in policy deliberations without having to achieve the utopian ideal of separating science from politics. We are all familiar with honest brokers of policy options. Anyone who has used Expedia, Orbitz, or Travelocity to book travel knows that those Web sites are fundamentally different than individual hotel or airline sites that also provide travel information. Honest brokers of policy options can help to dis- tinguish responsibility for the provision of information from the act of deciding on a particular course of action. To facili- tate the de-politicization of science among scientists, it is important that some scientists, and some scientific organiza- tions, serve as honest brokers of policy alternatives. Arguably,
  • 23. today there are exceedingly few in the expert community. While there are undoubtedly many lessons to be learned from the debate over The Skeptical Environmentalist, one that stands out is that arguing politics through science can be detri- mental to policy and science alike. Because scientific results always have some degree of uncertainty and a range of means is typically available to achieve particular objectives, the task of political advocacy necessarily involves considerations that go well beyond science. Science never compels just one polit- ical outcome. The world is not that simple. 34 R E G U L AT I O N S P R I N G 2 0 0 6 R