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Impact through dialogue & deliberation
Impact through dialogue
   and deliberation
      Oliver Escobar
        Lara Isbel
       Heather Rea
One hour 15 minutes!

• Intro (5 mins)

• Panel Discussion (20 mins)

• Time to reflect & discuss (20 mins)

• Q & A (20 mins)

• Summing up (10 mins)
Inform

 Research

   Consult

    Involve

Collaborate

 Empower
              Spectrum of Public Participation
Reasons for researchers to facilitate
                  dialogue
•   To gain diverse points of view as an input or inspiration
    to your research
•   To build awareness and understanding of your work
•   To understand and potentially respond to any concerns
•   To explore and deal with social and ethical issues raised
    by your research.
•   To do the groundwork for policy deliberation based on
    shared inquiry and collective intelligence
From my
viewpoint…
The blind men and the elephant




             http://www.nature.com/ki/journal/v62/n5/fig_tab/4493262f1.html
PIN diagram (created by Andrew Acland)




                      Win-Lose


                                         Positions


                                         Interests
                                         & Values
                                         Needs &
                                           Fears
                      Win-Win
Defining Goals of Dialogue
1. Enhanced understanding
    o   of different people’s standpoints
    o   of the complexity of the issue or topic

2. Relationship building
    o   between sponsor and publics/stakeholders
    o   between stakeholders



    --Dialogue is NOT about decision-making
Key dynamics in dialogue
             (micro-foundations)
•    Building a safe space
     Fostering openness and respect
•   Storytelling
•    Listening:
     Suspending assumptions and automatic
        response
•    Collaborative inquiry:
     Finding common ground and exploring
       differences
•   Balancing advocacy and inquiry
Communication
         Adversarial                          Dialogic


        ADVOCACY                            INQUIRY
        (persuading)                      (understanding)

   Confrontational forms of            Collaborative forms of
       communication                      communication


           Certainty                    Curiosity / Openness


Expertise as superior knowledge   Multiple forms of knowledge (e.g.
                                         local, experiential)

     Outcome orientated:                Process orientated:
    Communication as message-         Communication as co-creation
          transmission                        of meaning
The D + D Process
Challenges

• Creating the right environment
• Managing expectations
• Redefining expertise
• Advocacy vs Facilitation (the
  SciComm dilemma)
• Chair person vs Facilitator
.
Building capacity

   “The main learning point for me was the
importance of the emotional content of
dialogue, and the understanding that I need
to be aware of both the emotional content and
the factual content in group discussions and
to be able to act on both as a facilitator.”




                      - Course participant evaluation form
Time to reflect and share
Take 5 minutes to write down your reactions
and reflections to what you have heard
  o   Challenges you face, top tips


Share this with the people on your table
Questions from the floor
Ground Rules
1.   Everyone here has something to contribute.



2.   One person speaks at a time.

3.   Listen actively to what everyone has to say.



4.   Respect different views; try to understand one another,
     not to judge or impose your views.

5.   Make your points concisely, and don’t dominate the
     discussion.
Management of Lay-Expert Divide
                         Knowledge
                        Confidence
                   Different standpoints


All contribute to power imbalances in a mixed group discussion

People with less education or strong views scientists disagree
        with often feel patronised, silenced or dismissed

             So important to ‘think from the other’ …
Taster of a facilitation technique:
       Reframing contentious or disruptive
                   contributions
• Goals
  o   Regain a generative focus for the conversation
  o   Move from I/You to We, from the general to the specific,
      and from deficit to proactive thinking
• 3 basic steps:
  o   Acknowledge what has been said
  o   Ask an open question that seems to be at the heart of
      the problem
  o   Involve other members of the group in solving the issue
Reframing (adapted from Acland 1997)
• I object to landfill sites!
• How might we deal with community waste?
• shift from close to open
• You are so negative about this proposal
• How might we evaluate proposals?
• shift from you/me to we
• The project officer has not been keeping us informed
• How might we improve communication?
• shift from deficit to affirmation and problem-solving
• Last time I went to a meeting like this it was a complete
  waste of time!
• How might we overcome this here? What would it take
  for this meeting to be worthwhile for everyone?
• shift from past problems to future opportunities
Impact through dialogue
•  Building partnership & relationships → long term
   mutual benefit
• Creating interpretive communities → End of the
   research project is not the end of knowledge co-
   production
• Developing civic capacity to engage with
   complex issues
• Groundwork for deliberative policy making
  • Caveat. Upstream engagement →
      Downstream policy making?
Take away points

1. Conflict is valuable in public
   engagement; confrontation
   is not.
2. We need to build capacity
   for dialogic facilitation (invest in
    the micro-foundations of dialogue)

.

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SCC 2012 Impact through dialogue and deliberation

  • 1. Impact through dialogue & deliberation
  • 2. Impact through dialogue and deliberation Oliver Escobar Lara Isbel Heather Rea
  • 3. One hour 15 minutes! • Intro (5 mins) • Panel Discussion (20 mins) • Time to reflect & discuss (20 mins) • Q & A (20 mins) • Summing up (10 mins)
  • 4.
  • 5.
  • 6. Inform Research Consult Involve Collaborate Empower Spectrum of Public Participation
  • 7. Reasons for researchers to facilitate dialogue • To gain diverse points of view as an input or inspiration to your research • To build awareness and understanding of your work • To understand and potentially respond to any concerns • To explore and deal with social and ethical issues raised by your research. • To do the groundwork for policy deliberation based on shared inquiry and collective intelligence
  • 9. The blind men and the elephant http://www.nature.com/ki/journal/v62/n5/fig_tab/4493262f1.html
  • 10. PIN diagram (created by Andrew Acland) Win-Lose Positions Interests & Values Needs & Fears Win-Win
  • 11. Defining Goals of Dialogue 1. Enhanced understanding o of different people’s standpoints o of the complexity of the issue or topic 2. Relationship building o between sponsor and publics/stakeholders o between stakeholders --Dialogue is NOT about decision-making
  • 12. Key dynamics in dialogue (micro-foundations) • Building a safe space  Fostering openness and respect • Storytelling • Listening:  Suspending assumptions and automatic response • Collaborative inquiry:  Finding common ground and exploring differences • Balancing advocacy and inquiry
  • 13. Communication Adversarial Dialogic ADVOCACY INQUIRY (persuading) (understanding) Confrontational forms of Collaborative forms of communication communication Certainty Curiosity / Openness Expertise as superior knowledge Multiple forms of knowledge (e.g. local, experiential) Outcome orientated: Process orientated: Communication as message- Communication as co-creation transmission of meaning
  • 14. The D + D Process
  • 15. Challenges • Creating the right environment • Managing expectations • Redefining expertise • Advocacy vs Facilitation (the SciComm dilemma) • Chair person vs Facilitator .
  • 16.
  • 17.
  • 18.
  • 19. Building capacity “The main learning point for me was the importance of the emotional content of dialogue, and the understanding that I need to be aware of both the emotional content and the factual content in group discussions and to be able to act on both as a facilitator.” - Course participant evaluation form
  • 20.
  • 21. Time to reflect and share Take 5 minutes to write down your reactions and reflections to what you have heard o Challenges you face, top tips Share this with the people on your table
  • 23. Ground Rules 1. Everyone here has something to contribute. 2. One person speaks at a time. 3. Listen actively to what everyone has to say. 4. Respect different views; try to understand one another, not to judge or impose your views. 5. Make your points concisely, and don’t dominate the discussion.
  • 24. Management of Lay-Expert Divide Knowledge Confidence Different standpoints All contribute to power imbalances in a mixed group discussion People with less education or strong views scientists disagree with often feel patronised, silenced or dismissed So important to ‘think from the other’ …
  • 25. Taster of a facilitation technique: Reframing contentious or disruptive contributions • Goals o Regain a generative focus for the conversation o Move from I/You to We, from the general to the specific, and from deficit to proactive thinking • 3 basic steps: o Acknowledge what has been said o Ask an open question that seems to be at the heart of the problem o Involve other members of the group in solving the issue
  • 26. Reframing (adapted from Acland 1997) • I object to landfill sites! • How might we deal with community waste? • shift from close to open • You are so negative about this proposal • How might we evaluate proposals? • shift from you/me to we • The project officer has not been keeping us informed • How might we improve communication? • shift from deficit to affirmation and problem-solving • Last time I went to a meeting like this it was a complete waste of time! • How might we overcome this here? What would it take for this meeting to be worthwhile for everyone? • shift from past problems to future opportunities
  • 27.
  • 28. Impact through dialogue • Building partnership & relationships → long term mutual benefit • Creating interpretive communities → End of the research project is not the end of knowledge co- production • Developing civic capacity to engage with complex issues • Groundwork for deliberative policy making • Caveat. Upstream engagement → Downstream policy making?
  • 29. Take away points 1. Conflict is valuable in public engagement; confrontation is not. 2. We need to build capacity for dialogic facilitation (invest in the micro-foundations of dialogue) .

Editor's Notes

  1. Conflict is key to democracy, confrontation is not… because confrontation prevents us from meaningfully exploring conflict Communication patterns Beyond ritualised communication
  2. Relational benefits It builds networks and trust amongst participants. It generates trust of the sponsor and ongoing engagement. It builds capacity for future dialogic efforts. It enhances ‘social capital’ more generally. Decidere= to murder the alternative
  3. Local decision making Community participation in planning Development projects Environmental issues Organisational change All stakeholders are involved, so the decisions arrived at are better informed, and they address ‘real’ problems The process looks for the positive and for common ground, so it can serve to avoid or manage conflict, or move people away from polarised positions The process generates ‘buy in’ and lasting support, so implementation is smoother and quicker the process is cheaper overall
  4. Local decision making Community participation in planning Development projects Environmental issues Organisational change All stakeholders are involved, so the decisions arrived at are better informed, and they address ‘real’ problems The process looks for the positive and for common ground, so it can serve to avoid or manage conflict, or move people away from polarised positions The process generates ‘buy in’ and lasting support, so implementation is smoother and quicker the process is cheaper overall
  5. Local decision making Community participation in planning Development projects Environmental issues Organisational change All stakeholders are involved, so the decisions arrived at are better informed, and they address ‘real’ problems The process looks for the positive and for common ground, so it can serve to avoid or manage conflict, or move people away from polarised positions The process generates ‘buy in’ and lasting support, so implementation is smoother and quicker the process is cheaper overall
  6. Local decision making Community participation in planning Development projects Environmental issues Organisational change All stakeholders are involved, so the decisions arrived at are better informed, and they address ‘real’ problems The process looks for the positive and for common ground, so it can serve to avoid or manage conflict, or move people away from polarised positions The process generates ‘buy in’ and lasting support, so implementation is smoother and quicker the process is cheaper overall
  7. Dialogue with a capital D Is a ‘deep’ communication process Prizes mutual listening and mutual understanding Brings together diverse groups, often with differing or conflicting perspectives, to work collaboratively Seeks to move beyond adversarial ‘positions’ to look for the positive and for common ground Carries a conviction that dialogue can ‘make a difference’; if the process is good the outcome will be good
  8. Relational benefits It builds networks and trust amongst participants. It generates trust of the sponsor and ongoing engagement. It builds capacity for future dialogic efforts. It enhances ‘social capital’ more generally.
  9. Relational benefits It builds networks and trust amongst participants. It generates trust of the sponsor and ongoing engagement. It builds capacity for future dialogic efforts. It enhances ‘social capital’ more generally.
  10. Relational benefits It builds networks and trust amongst participants. It generates trust of the sponsor and ongoing engagement. It builds capacity for future dialogic efforts. It enhances ‘social capital’ more generally.
  11. Relational benefits It builds networks and trust amongst participants. It generates trust of the sponsor and ongoing engagement. It builds capacity for future dialogic efforts. It enhances ‘social capital’ more generally.