The document discusses the integration of Thomson Reuters' World-Check database and CaseWare's AML Compliance solution for advanced sanctions list screening and compliance with AML regulations. It highlights the comprehensive research and data management capabilities of the combined solutions, including KYC, transaction monitoring, and regulatory reporting. The system aims to enhance due diligence, reduce false positives, and automate compliance processes across various industries.

1. SANCTIONS LIST SCREENING WITH WORLD-
CHECK AND CASEWARE AML COMPLIANCE
AML SOLUTION

2. ABOUT WORLD-CHECK
For Thomson Reuters’ World-Check database, hundreds of
global researcher analysts review more than 530 sanction,
watch and regulatory law and enforcement lists in addition to
thousands of other sources of information related to
politically exposed persons (PEPs) and individuals and entities
not found on official lists daily.
This makes World-Check the most comprehensive and up-to-
date sanctions list available today.

3. ABOUT CASEWARE AML SOLUTION
CaseWare AML Solution is a
single platform solution with
• Know Your Customer (KYC)
• Transaction monitoring,
• Sanctions list screening
• Regulatory reporting

4. ABOUT CASEWARE AML SOLUTION
The solution offers
• Risk and controls framework
• Advanced, configurable
data analytics
• Data discovery, insights,
visualization
• Workflows, case
management
• Metrics, reporting
capabilities

5. COMBINED SOLUTION
ADVANCED SANCTIONS LIST SCREENING
WORLD-CHECK CASEWARE AML COMPLIANCE
• High-quality research from hundreds
of thousands of sources
• A highly structured, de-duplicated
global database with unique profiles
• Purpose-built solution for AML, KYC
and Customer Due Diligence (CDD)
• Targeted risk screening
• Weak alias field to reduce false
positives
• Native characters for non-Latin
American names
• Customer onboarding, periodic
screening
• Real-time transaction monitoring
• Data quality management for match
accuracy
• False-positive learning and
management
• Ability to aggregate data from
multiple sources
• Advanced analytics to configure
scenarios
• Plus more! (see next slide)

6. COMBINED SOLUTION (2)
ADVANCED SANCTIONS LIST SCREENING
WORLD-CHECK CASEWARE AML COMPLIANCE
• Gold-standard in data quality • Alerts via email, SMS or in-app
notification
• Drag-and-drop configurable
workflows
• Configurable roles and custom
permission settings
• Resolution guidelines and best
practices
• Case history log for viewing, sharing
• Configurable dashboards for insights
• Support for internal watch lists

7. MEETING AML COMPLIANCE NEEDS
In a single platform, CaseWare AML Compliance helps meet
all key areas of AML compliance requirements and offers:
TRANSACTION
MONITORING
• Review 100% of transactions from any data source and
multiple organizations
• Perform data analytics designed specifically for banks,
casinos, MSBs, credit unions, online retailers, and more
for regulatory compliance, KYC status, high-risk
customers, and high-risk or abnormal transactions
KNOW YOUR
CUSTOMER (KYC)
• Detect KYC violations and route exceptions
• Automatic resolution path for violations
• Risk scoring
• Customer profiling

8. MEETING AML COMPLIANCE NEEDS
SANCTIONS LIST
SCREENING
• Onboarding and period sanctions list screening
• Real-time transaction monitoring
• Support for World-Check & internal watch lists
REGULATORY
REPORTING
• Automated reporting of suspicious activity reports (SARs)
and currency transaction reports (CTRs) to regulators
• Configurable reports to capture notes and comments and
to meet compliance requirements
• Automated tracking of report status
• Tracking and recording of all actions and activity involving
reports

9. WHY CASEWARE AML COMPLIANCE
• Single platform for AML compliance
• The ability to integrate data from many business sources
• Comprehensive data analytics capabilities
• Workflow and case management capabilities to facilitate
enhanced due diligence
• Visualizations, dashboards, metrics and KPIs
• Alerts sent to stakeholders via email, text message or in-app
• Regulatory reporting for many jurisdictions

10. LEARN MORE
www.casewareanalytics.com
aml@caseware.com

11. SANCTIONS LIST SCREENING WITH WORLD-
CHECK AND CASEWARE AML COMPLIANCE
AML SOLUTION