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RoHS, REACH, and Other Environmental Requirements
Presented by Aury Hathout M.Env, CEA
Enviropass Expertise Inc.
contact@getenviropass.com
For the exclusive use of the audience registered in this training, any reproduction without the permission of the author is prohibited
1
• Aury Hathout M.Env, CEA
• Environmental Compliance Specialist
• Certified Environmental Auditor
• contact@getenviropass.com
www.getenviropass.com
This is not an
exhaustive
presentation
3
Warning: This presentation provides basic information on
environmental regulations. It is based on the current
understanding of Enviropass Expertise. It is developed solely for
information purposes and can not replace official legislation
Training Plan
4
1 – RoHS
2 - REACH
3- Other Environmental Requirements
4 – How to Comply with Substances Control
The EU RoHS regulation
Directive 2011/65/EU
and amendments
(2015/863 and others)
5
The Scope
6
7
2002
8
4 Additional Substances
Have been added to the European list of restricted
hazardous substances in electrical and electronic
products. These additional substances are typically
found in plastics.
9
Substance
CAS #
Bis(2-ethylhexyl) phthalate (DEHP) 117-81-7
Benzyl butyl phthalate (BBP) 85-68-7
Dibutyl phthalate (DBP) 84-74-2
Diisobutyl Phthalate (DIBP) 84-69-5
Note: A fifth substance, the Hexabromocyclododecane (HBCD or
HBCDD, CAS # 3194-55-6) has finally been removed
IMPORTANT : Requirement for conformity at
the homogeneous material level ≠ at the
component level
Article 3
10
The exemptions list(s)
11
Up to date applicable exemptions should be stated on
the manufacturer’s declaration of conformity (DoC).
If no exemption is claimed, this should also be
specified on the DoC.
12
EU RoHS exemptions
Example:
6c: Copper alloy containing up to 4 % lead by weight.
Expired exemptions
• Example: Exemption 7c-III Lead in dielectric
ceramic in capacitors for a rated voltage of
less than 125 V AC or 250 V DC.
EU RoHS exemptions
Can also be replaced
• Example:
6a. Lead as an alloying element in steel for
machining purposes and in galvanized steel
containing up to 0.35 % lead by weight.
As of July 1st 2019
6a1. Lead as an alloying element in steel for machining
purposes containing up to 0.35 % lead by weight and in
batch hot dip galvanised steel components containing
up to 0.2 % lead by weight
13
For the up-to-date list of exemptions:
https://www.getenviropass.com/europe-rohs/
14
Technical Documentation
Manufacturers must:
draw up the required technical documentation and carry out
the internal production control procedure (…) or have it
carried out;
Directive 2011/65/EU art. 7(b)
ensure that procedures are in place for series production to remain in conformity. Changes in product
design or characteristics and changes in the harmonised standards or in technical specifications by
reference to which conformity of EEE is declared shall be adequately taken into account;
Directive 2011/65/EU art. 7(e)
15
2011
RoHS 2 (recast)
Stated goal: better control of electronic waste
Unavowed goal: non-tariff barrier to take over from the internal market
16
Source: www.getenviropass.com
Global Approach (Blue Guide)
17
Training Plan
18
1 – RoHS
2 - REACH
3- Other Environmental Requirements
4 – How to Comply with Substances Control
The REACH Regulation and the Articles in
less than 3 minutes
19
https://www.youtube.com/watch?v=KnnoY4Byt8s&t=2s
Obligation Communication of
information on substances in
articles
(chapter 3)
Legal basis in REACH Regulation Article 33
Actors concerned Article suppliers
Substances concerned Substances included in Candidate
List of Substances of Very High
Concern for authorisation
Tonnage threshold -
Concentration in article threshold 0.1% (w/w)
No possible exemption from obligation on the basis of :
- Substance already registered for that use (Art. 7(6))
- Exclusion of exposure (Art. 7(3))
20
IMPORTANT : New rule with REACH:
Once an article, always an article
21
REACH SCIP Database
Substances of
Concern
In articles, as such or in
complex objects
(Products)
22
https://echa.europa.eu/scip
Substances of Concern In articles as such or in complex objects
(Products)
SCIP Notifications
SCIP Notifications
Annex XVII
Exemple of substances likely to be found in
EEE:
Nickel compounds - Nickel
Possible presence in parts that are can be
touched by the user (e.g. buttons, casing,
viewfinders etc.)
23
Training Plan
24
1 – RoHS
2 - REACH
3- Other Environmental Requirements
4 – How to Comply with Substances Control
EU RoHS
POP
China RoHS
Prop. 65 REACH
TW RoHS WEEE
Energy
efficiency
Product
Sales
Restrictions
Declarations
ISO 14001
IEC QC 080000
Conflict
Minerals
ELV
Packaging
Australia
Product
Stewardship
Substances
Take back
Batteries
Transparency in Supply Chains
25
FSC
Greenguard
TSCA-PBT
Training Plan
26
1 – RoHS
2 - REACH
3- Other Environmental Requirements
4 – How to Comply with Substances
Control
What approach should be adopted ?
Analytical testing or documentary review ?
2 sources of information:
27
Source: http://static4.olympus-
ims.com/data/Image/xrf/DELTA%20Scrap%20Copper.jpg
28
The analytical testing and the XRF method
X-Ray Fluorescence
• Standard IEC 63000-2018 :
• Objective: ‘to specify the
technical documentation that the
manufacturer needs to compile in
order to declare compliance with
the applicable substance
restriction’ (Introduction)
(EN 50581-2012)
29
In the introduction of Standard IEC 63000
Technical documentation for the assessment of
electrical and electronic products with respect to
the restriction of hazardous substances
30
IEC 63000 recommends technical documentation
with documentary review for complex products.
Questions? Comments?
31
Aury Hathout. M.Env., VEA
contact@getenviropass.com
+1 514 887-7871

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RoHS, REACH, and Other Environmental Requirements

  • 1. RoHS, REACH, and Other Environmental Requirements Presented by Aury Hathout M.Env, CEA Enviropass Expertise Inc. contact@getenviropass.com For the exclusive use of the audience registered in this training, any reproduction without the permission of the author is prohibited 1
  • 2. • Aury Hathout M.Env, CEA • Environmental Compliance Specialist • Certified Environmental Auditor • contact@getenviropass.com www.getenviropass.com
  • 3. This is not an exhaustive presentation 3 Warning: This presentation provides basic information on environmental regulations. It is based on the current understanding of Enviropass Expertise. It is developed solely for information purposes and can not replace official legislation
  • 4. Training Plan 4 1 – RoHS 2 - REACH 3- Other Environmental Requirements 4 – How to Comply with Substances Control
  • 5. The EU RoHS regulation Directive 2011/65/EU and amendments (2015/863 and others) 5
  • 7. 7
  • 9. 4 Additional Substances Have been added to the European list of restricted hazardous substances in electrical and electronic products. These additional substances are typically found in plastics. 9 Substance CAS # Bis(2-ethylhexyl) phthalate (DEHP) 117-81-7 Benzyl butyl phthalate (BBP) 85-68-7 Dibutyl phthalate (DBP) 84-74-2 Diisobutyl Phthalate (DIBP) 84-69-5 Note: A fifth substance, the Hexabromocyclododecane (HBCD or HBCDD, CAS # 3194-55-6) has finally been removed
  • 10. IMPORTANT : Requirement for conformity at the homogeneous material level ≠ at the component level Article 3 10
  • 12. Up to date applicable exemptions should be stated on the manufacturer’s declaration of conformity (DoC). If no exemption is claimed, this should also be specified on the DoC. 12 EU RoHS exemptions Example: 6c: Copper alloy containing up to 4 % lead by weight. Expired exemptions • Example: Exemption 7c-III Lead in dielectric ceramic in capacitors for a rated voltage of less than 125 V AC or 250 V DC.
  • 13. EU RoHS exemptions Can also be replaced • Example: 6a. Lead as an alloying element in steel for machining purposes and in galvanized steel containing up to 0.35 % lead by weight. As of July 1st 2019 6a1. Lead as an alloying element in steel for machining purposes containing up to 0.35 % lead by weight and in batch hot dip galvanised steel components containing up to 0.2 % lead by weight 13
  • 14. For the up-to-date list of exemptions: https://www.getenviropass.com/europe-rohs/ 14
  • 15. Technical Documentation Manufacturers must: draw up the required technical documentation and carry out the internal production control procedure (…) or have it carried out; Directive 2011/65/EU art. 7(b) ensure that procedures are in place for series production to remain in conformity. Changes in product design or characteristics and changes in the harmonised standards or in technical specifications by reference to which conformity of EEE is declared shall be adequately taken into account; Directive 2011/65/EU art. 7(e) 15
  • 16. 2011 RoHS 2 (recast) Stated goal: better control of electronic waste Unavowed goal: non-tariff barrier to take over from the internal market 16 Source: www.getenviropass.com Global Approach (Blue Guide)
  • 17. 17
  • 18. Training Plan 18 1 – RoHS 2 - REACH 3- Other Environmental Requirements 4 – How to Comply with Substances Control
  • 19. The REACH Regulation and the Articles in less than 3 minutes 19 https://www.youtube.com/watch?v=KnnoY4Byt8s&t=2s
  • 20. Obligation Communication of information on substances in articles (chapter 3) Legal basis in REACH Regulation Article 33 Actors concerned Article suppliers Substances concerned Substances included in Candidate List of Substances of Very High Concern for authorisation Tonnage threshold - Concentration in article threshold 0.1% (w/w) No possible exemption from obligation on the basis of : - Substance already registered for that use (Art. 7(6)) - Exclusion of exposure (Art. 7(3)) 20
  • 21. IMPORTANT : New rule with REACH: Once an article, always an article 21
  • 22. REACH SCIP Database Substances of Concern In articles, as such or in complex objects (Products) 22 https://echa.europa.eu/scip Substances of Concern In articles as such or in complex objects (Products) SCIP Notifications SCIP Notifications
  • 23. Annex XVII Exemple of substances likely to be found in EEE: Nickel compounds - Nickel Possible presence in parts that are can be touched by the user (e.g. buttons, casing, viewfinders etc.) 23
  • 24. Training Plan 24 1 – RoHS 2 - REACH 3- Other Environmental Requirements 4 – How to Comply with Substances Control
  • 25. EU RoHS POP China RoHS Prop. 65 REACH TW RoHS WEEE Energy efficiency Product Sales Restrictions Declarations ISO 14001 IEC QC 080000 Conflict Minerals ELV Packaging Australia Product Stewardship Substances Take back Batteries Transparency in Supply Chains 25 FSC Greenguard TSCA-PBT
  • 26. Training Plan 26 1 – RoHS 2 - REACH 3- Other Environmental Requirements 4 – How to Comply with Substances Control
  • 27. What approach should be adopted ? Analytical testing or documentary review ? 2 sources of information: 27
  • 29. • Standard IEC 63000-2018 : • Objective: ‘to specify the technical documentation that the manufacturer needs to compile in order to declare compliance with the applicable substance restriction’ (Introduction) (EN 50581-2012) 29
  • 30. In the introduction of Standard IEC 63000 Technical documentation for the assessment of electrical and electronic products with respect to the restriction of hazardous substances 30 IEC 63000 recommends technical documentation with documentary review for complex products.
  • 31. Questions? Comments? 31 Aury Hathout. M.Env., VEA contact@getenviropass.com +1 514 887-7871