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Research to Policy: 
Capacity Building for Conservation 
Through Poverty Alleviation 
Project Inception Workshop 
12-14th July 2012, Kampala Uganda 
Day 2
Research & Our Darwin Project 
Research findings are often decoupled from policy- making processes 
This project will change that – making a direct link between research & the direction of subsequent pressures for policy change
Research Planning 
•This research is to generate new information on conservation poverty linkages in order to better target ICD 
•The research findings will be used to produce, through a collective effort, ICD Recommendations 
•Its undertaking is an opportunity for shared learning of researchers & policy advocacy groups
Important! 
This research is a collective effort 
These are just our initial ideas 
The following sessions are for your input into the design, planning & direction of the research & its outputs
Integrated Conservation & Development 
•ICD is a tool for protected area managers to deliver conservation objectives through poverty alleviation 
•Many studies exist on ICD effectiveness 
•These have raised questions about ICD effectiveness in reducing conservation threats & improving livelihoods 
•All focus on the need for better ICD targeting by identifying links between conservation & poverty alleviation
What is Uganda’s experience of ICD?
There is much focus on Bwindi 
UNESCO website
UNEP / WCMC website
Blomley 2010 Key Findings 
ICD was important for improving park-community relations 
Tended to benefit wealthier community members rather than the poorer households assumed to be undertaking illegal activities 
Little impact on reducing threats posed by illegal activities (unauthorized resource use) 
As a result - limited effectiveness on linking conservation & poverty alleviation
Improving ICD Effectiveness 
Blomley et al findings in line with other ICD evaluations 
Recommended better ICD targeting 
The more that we understand about natural resource users and links between resource use & poverty, then the better our ICD decision-making on how best to reduce conservation threats & alleviate poverty 
There is extensive information at Bwindi… so what are the knowledge gaps that we need to address?
Understanding natural resource users 
We have information on the types of natural resource use during different periods of governance at Bwindi 
•Law enforcement data (RBMP) 
•Mt gorilla censuses
Bwindi Types of Resource Use 
Commercial trades & employment: pit- sawing, mining 
Trade routes across borders to sell goods including cattle, coffee etc 
Source of products that support a trade e.g. blacksmiths 
Subsistence: agricultural, domestic 
Bushmeat hunting 
Specialist: beekeepers, medicinal herbalists, basket makers
Understanding Resource Users 
We have also information on communities surrounding Bwindi including: 
•Socio-economic status 
•Livelihoods 
•Population densities 
•Health 
•Costs of the national park (crop raiding) 
•Benefits from the national park (ICD) 
•Attitudes towards the Park!
Understanding Resource Users 
There exists good information on authorized resource users 
•Resource use patterns 
•Group organization & governance
Understanding Resource Users 
But what do we know about the individuals engaged with unauthorized resource use? 
•Who are these individuals? 
•What are their motivations for unauthorized resource use?
Bwindi’s unauthorized resource users 
•What is their socio-economic status? 
•What are their income sources? 
•How close do they live to the Park? 
•Are they affected by crop-raiding? 
•Do they undertake resource use for a primary reason or for mixed motivations e.g. use & sale 
•Have they been arrested &, if so, what was the outcome / penalties they incurred 
•Have they received ICD benefits &, if so, what type of ICD benefits & when? 
•What are their attitudes towards the Park?
Gaining this understanding of unauthorised resource users is the aim of our research
Information Sharing Session 
•Aims: 
–To identify what information exists on the profiles of natural resource user groups at Bwindi & other protected areas, & where this information is held 
–To maximize this opportunity for shared learning 
•Session Outputs: 
–Building the evidence-base: the start of the literature review for this project 
–The foundation for our next session: identifying key information gaps
Identifying Data to address Information Gaps 
•Aims: 
–To identify the data requirements to address the key information gaps identified during the plenary 
•Session Outputs: 
–A better understanding of our knowledge base 
–Key data requirements identified 
–Workshop participants help shape the direction & focus of the research
Data Requirements - Information Gaps 
Working in groups on your assigned ‘gap’, discuss the following: 
•What information is needed to address the gap 
•What ‘new’ data needs to be collected 
•What form should the ‘new’ data be collected in
Research Aim 
To improve the effectiveness of future ICD interventions by better understanding who continues with unauthorized natural resource use - despite ICD - and why
•Who undertakes unauthorized resource use? 
Establish profiles of resource users over time 
Need profile data: socio-economic status; livelihoods; ethnicity…. 
•Why – what are their motivations for unauthorized resource use 
Identify all possible motivations 
Establish drivers of their resource use 
Key Research Questions
Proposed Methods 
•New data collection on URU 
Generating the ‘who & why’ data on unauthorized resource users is difficult 
Best obtained by a variety of data gathering means & information sources to build a comprehensive, robust picture
Ideas for new data collection - overview 
•Ranger datasheet to obtain basic profile data on unauthorized resource users 
•Follow-up interviews with the unauthorized resource user & comparison community surveys 
•Ranger & community warden interviews & comparison local leader interviews
Park & local leader knowledge 
Ranger & community warden interviews 
Comparison interviews with local leaders 
Local communities 
Comparison surveys 
Modified to assess likelihood of URU 
URU 
Ranger datasheet 
Follow-up interviews 
Variety of information sources to obtain profile & motivation data on URU
Ranger Datasheet 
Aim 
•To gather basic profile data on URU encountered in the national park – current data 
•This will be followed by interviews to obtain detailed profile data on URU 
Method 
•Design a short datasheet that rangers complete when they encounter URU 
Duration 
•One year depending on data collection
Ranger Datasheet Possible Design 
•Sex: male / female 
•Age: adult / juvenile / child 
•Ethnic group 
•Parish of residence 
•New or re-arrest 
•Arrest outcomes 
•Type of illegal activity & location (RBMP)
Ranger Datasheet Dilemmas 
Advantage – direct identification of URU 
•What if rangers do not arrest anyone? 
•This will be a biased sample only of URU that are arrested but not of all URU (those escaped; those not encountered) 
•Rangers might not complete the datasheet or it might be a burden on their work
URU Interviews 
•The ranger datasheet identifies URU (or information from UWA) 
•This is followed by an interview to obtain: 
Socio-economic data 
Motivations 
Attitudes toward the Park & ICD
Comparison community surveys 
•The URU interview is undertaken on a random sample of households within the same parish 
•The modified interview to obtain: 
Socio-economic data 
Motivations – (need to establish likelihood of unauthorized resource use via indirect questioning) 
Attitudes toward the Park & ICD
Interviews 
Rangers & Community Wardens 
•Interviews on profiles & motivations of resource users over time 
Comparison interviews with local leaders 
•Interviews on profiles & motivations of resource users over time
Research = ICD Recommendations
ICD Recommendations 
•Aim: 
–To plan & design our ICD Recommendations (a key output from this project) 
•Session Outputs: 
–The planning & design of the ICD recommendations is a collective effort by workshop participants 
–An opportunity for stakeholder discussion on ICD improvement recommendations 
–Framework established for our ICD Recommendations
ICD Recommendations 
•Our project comprises a combined programme of research & capacity development for policy advocacy 
•The intention is to 
–build on the good work in Uganda on conservation & poverty alleviation 
–improve conservation & poverty alleviation policy & practice in a number of areas
ICD Recommendations 
•Our research is to better understand who continues with unauthorised resource use & why despite ICD 
•Use this information to 
–assist conservation practitioners report on progress in poverty alleviation 
–help identify poverty alleviation schemes most effective for reducing threats to gorillas 
–agree new ICD Implementation Guidelines for use by ICD practitioners & policy makers
ICD Recommendations 
The recommendations are to help improve: 
•Targeting ICD interventions for more significant development impacts & more effective conservation 
•Allocating resources for both conservation & development priorities
ICD Recommendations 
In groups, discuss the following to report back to the plenary: 
•Would ICD Guidelines be a useful output 
–Key features 
–Media (book; video; presentation; workshop; radio etc) 
–Format: 
•A list of SMART actions 
•General descriptions / intentions 
•Cartoons 
•What other outputs should we consider

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Research to Policy project Inception workshop - Presentations from Day 2

  • 1. Research to Policy: Capacity Building for Conservation Through Poverty Alleviation Project Inception Workshop 12-14th July 2012, Kampala Uganda Day 2
  • 2. Research & Our Darwin Project Research findings are often decoupled from policy- making processes This project will change that – making a direct link between research & the direction of subsequent pressures for policy change
  • 3. Research Planning •This research is to generate new information on conservation poverty linkages in order to better target ICD •The research findings will be used to produce, through a collective effort, ICD Recommendations •Its undertaking is an opportunity for shared learning of researchers & policy advocacy groups
  • 4. Important! This research is a collective effort These are just our initial ideas The following sessions are for your input into the design, planning & direction of the research & its outputs
  • 5. Integrated Conservation & Development •ICD is a tool for protected area managers to deliver conservation objectives through poverty alleviation •Many studies exist on ICD effectiveness •These have raised questions about ICD effectiveness in reducing conservation threats & improving livelihoods •All focus on the need for better ICD targeting by identifying links between conservation & poverty alleviation
  • 6. What is Uganda’s experience of ICD?
  • 7. There is much focus on Bwindi UNESCO website
  • 8. UNEP / WCMC website
  • 9. Blomley 2010 Key Findings ICD was important for improving park-community relations Tended to benefit wealthier community members rather than the poorer households assumed to be undertaking illegal activities Little impact on reducing threats posed by illegal activities (unauthorized resource use) As a result - limited effectiveness on linking conservation & poverty alleviation
  • 10. Improving ICD Effectiveness Blomley et al findings in line with other ICD evaluations Recommended better ICD targeting The more that we understand about natural resource users and links between resource use & poverty, then the better our ICD decision-making on how best to reduce conservation threats & alleviate poverty There is extensive information at Bwindi… so what are the knowledge gaps that we need to address?
  • 11. Understanding natural resource users We have information on the types of natural resource use during different periods of governance at Bwindi •Law enforcement data (RBMP) •Mt gorilla censuses
  • 12. Bwindi Types of Resource Use Commercial trades & employment: pit- sawing, mining Trade routes across borders to sell goods including cattle, coffee etc Source of products that support a trade e.g. blacksmiths Subsistence: agricultural, domestic Bushmeat hunting Specialist: beekeepers, medicinal herbalists, basket makers
  • 13. Understanding Resource Users We have also information on communities surrounding Bwindi including: •Socio-economic status •Livelihoods •Population densities •Health •Costs of the national park (crop raiding) •Benefits from the national park (ICD) •Attitudes towards the Park!
  • 14. Understanding Resource Users There exists good information on authorized resource users •Resource use patterns •Group organization & governance
  • 15. Understanding Resource Users But what do we know about the individuals engaged with unauthorized resource use? •Who are these individuals? •What are their motivations for unauthorized resource use?
  • 16. Bwindi’s unauthorized resource users •What is their socio-economic status? •What are their income sources? •How close do they live to the Park? •Are they affected by crop-raiding? •Do they undertake resource use for a primary reason or for mixed motivations e.g. use & sale •Have they been arrested &, if so, what was the outcome / penalties they incurred •Have they received ICD benefits &, if so, what type of ICD benefits & when? •What are their attitudes towards the Park?
  • 17. Gaining this understanding of unauthorised resource users is the aim of our research
  • 18. Information Sharing Session •Aims: –To identify what information exists on the profiles of natural resource user groups at Bwindi & other protected areas, & where this information is held –To maximize this opportunity for shared learning •Session Outputs: –Building the evidence-base: the start of the literature review for this project –The foundation for our next session: identifying key information gaps
  • 19. Identifying Data to address Information Gaps •Aims: –To identify the data requirements to address the key information gaps identified during the plenary •Session Outputs: –A better understanding of our knowledge base –Key data requirements identified –Workshop participants help shape the direction & focus of the research
  • 20. Data Requirements - Information Gaps Working in groups on your assigned ‘gap’, discuss the following: •What information is needed to address the gap •What ‘new’ data needs to be collected •What form should the ‘new’ data be collected in
  • 21. Research Aim To improve the effectiveness of future ICD interventions by better understanding who continues with unauthorized natural resource use - despite ICD - and why
  • 22. •Who undertakes unauthorized resource use? Establish profiles of resource users over time Need profile data: socio-economic status; livelihoods; ethnicity…. •Why – what are their motivations for unauthorized resource use Identify all possible motivations Establish drivers of their resource use Key Research Questions
  • 23. Proposed Methods •New data collection on URU Generating the ‘who & why’ data on unauthorized resource users is difficult Best obtained by a variety of data gathering means & information sources to build a comprehensive, robust picture
  • 24. Ideas for new data collection - overview •Ranger datasheet to obtain basic profile data on unauthorized resource users •Follow-up interviews with the unauthorized resource user & comparison community surveys •Ranger & community warden interviews & comparison local leader interviews
  • 25. Park & local leader knowledge Ranger & community warden interviews Comparison interviews with local leaders Local communities Comparison surveys Modified to assess likelihood of URU URU Ranger datasheet Follow-up interviews Variety of information sources to obtain profile & motivation data on URU
  • 26. Ranger Datasheet Aim •To gather basic profile data on URU encountered in the national park – current data •This will be followed by interviews to obtain detailed profile data on URU Method •Design a short datasheet that rangers complete when they encounter URU Duration •One year depending on data collection
  • 27. Ranger Datasheet Possible Design •Sex: male / female •Age: adult / juvenile / child •Ethnic group •Parish of residence •New or re-arrest •Arrest outcomes •Type of illegal activity & location (RBMP)
  • 28. Ranger Datasheet Dilemmas Advantage – direct identification of URU •What if rangers do not arrest anyone? •This will be a biased sample only of URU that are arrested but not of all URU (those escaped; those not encountered) •Rangers might not complete the datasheet or it might be a burden on their work
  • 29. URU Interviews •The ranger datasheet identifies URU (or information from UWA) •This is followed by an interview to obtain: Socio-economic data Motivations Attitudes toward the Park & ICD
  • 30. Comparison community surveys •The URU interview is undertaken on a random sample of households within the same parish •The modified interview to obtain: Socio-economic data Motivations – (need to establish likelihood of unauthorized resource use via indirect questioning) Attitudes toward the Park & ICD
  • 31. Interviews Rangers & Community Wardens •Interviews on profiles & motivations of resource users over time Comparison interviews with local leaders •Interviews on profiles & motivations of resource users over time
  • 32. Research = ICD Recommendations
  • 33. ICD Recommendations •Aim: –To plan & design our ICD Recommendations (a key output from this project) •Session Outputs: –The planning & design of the ICD recommendations is a collective effort by workshop participants –An opportunity for stakeholder discussion on ICD improvement recommendations –Framework established for our ICD Recommendations
  • 34. ICD Recommendations •Our project comprises a combined programme of research & capacity development for policy advocacy •The intention is to –build on the good work in Uganda on conservation & poverty alleviation –improve conservation & poverty alleviation policy & practice in a number of areas
  • 35. ICD Recommendations •Our research is to better understand who continues with unauthorised resource use & why despite ICD •Use this information to –assist conservation practitioners report on progress in poverty alleviation –help identify poverty alleviation schemes most effective for reducing threats to gorillas –agree new ICD Implementation Guidelines for use by ICD practitioners & policy makers
  • 36. ICD Recommendations The recommendations are to help improve: •Targeting ICD interventions for more significant development impacts & more effective conservation •Allocating resources for both conservation & development priorities
  • 37. ICD Recommendations In groups, discuss the following to report back to the plenary: •Would ICD Guidelines be a useful output –Key features –Media (book; video; presentation; workshop; radio etc) –Format: •A list of SMART actions •General descriptions / intentions •Cartoons •What other outputs should we consider