This presentation by Thomas Lincoln & Associates provides an overview of their small business investment services. They have 25 years of experience and a relationship-focused approach. Their quantitative investment process includes evaluating a client's financial status, formulating guidelines, selecting investments, and regularly reviewing performance. They also review retirement plan options such as IRAs, Keogh plans, and SEP-IRAs, outlining eligibility requirements, contribution limits, and tax implications for each.

1. SMALL BUSINESS INVESTMENT
PRESENTATION
Thomas Lincoln & Associates
1Caleb Hansen

2. THOMAS LINCOLN & ASSOCIATES
ADVISORS
 Independently owned and managed
 25 years of investment experience
 Relationship-driven client service
 Quantitative investment process
2Caleb Hansen

3. OVERVIEW
 Investment Process and Characteristics
 Investment Review
 Evaluate Financial Status
 Formulate Guidelines
 Investment Strategy
 Select Investments
 Review & Report Status
3
Maturity
Quality
Sector
Buy/Sell
Allocation
Caleb Hansen

4. BASIC STRATEGY
4
Investment
Evaluate
Formulate
Select
Review
Caleb Hansen

5. REVIEW STATUS
 Current Financial Status
 Review expectations
 Establish objectives
 Formulate Guidelines
 Establish asset allocation
 Select Markets
 Risk
 Stability and Growth
5Caleb Hansen

6. PLANS
6Caleb Hansen

7. THE IRAS
Eligibility
Annual
Contribution
s
Distributions Taxes
Roth
IRA
Anyone
Single: $100k
Married:$166k
Maximum
Single: $5k
Married: $10k
No age req. after
59 ½ Lump sum
or installments
No tax after 59
½
Penalty before
59 ½
IRA
Anyone Lesser of $5k
or 100% of
earned income
70 ½ age req.
Lump sum or
installments
Income tax
applies
7Caleb Hansen

8. OTHER PENSION PLANS
Eligibility
Annual
Contribution
s
Contribution
Type
Taxes
Keogh
Self employed
Sole proprietors
Maximum: $40k
or 25% of
employee
compensation
By employer 2
part plan Pre-tax
Income tax
applies
SEP- IRA
Self employed Maximum: 40k
or 25% of
compensation
By employer
Pre-tax
Income tax
applies
8Caleb Hansen