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Mr. Mahesh Kumar sharma
M.Sc. Nursing 2nd year
CON,AIIMS
 Systematic, standardized evaluation of an employee
by the supervisor, aimed at judging the value of the
employee’s work contribution, quality of work, and
potential for advancement.
 It is the systematic and objective way of identifying
relative worth/ability/quality of an employee
performing his job.
 To determine job competency
 To enhance staff development and motivate personnel
towards higher achievement.
 To discover an employee aspirations and to recognize
accomplishments.
 To improve the communications between supervisors
and the staff to teach an understanding about the
objectives of job.
 To improve performance by examining and
encouraging better relationships among employees.
 To aid supervisors coaching and counselling.
 To develop talent inventories and reassess
assignments.
 To identify unsatisfactory employee’s
transfer,termination etc.
 To develop training and developmental needs.
 To provide back up data for management decisions.
 To serve as a check on hiring and recruiting practices.
How do performance appraisals benefit the
organization?
1. Help organisations make decisions about promotions
and firing
2. Provide feedback to employees that serves to
motivate or convince poor workers to leave
3. Improve commitment and satisfaction
4. Provide documentation in case an employee sues for
wrongful termination
Step 1
Assess institutional and personal needs and set goals
Step 2
Establish objectives and time frame
Step 3
Assess progress
Step 4
Evaluate progress
 Job analysis
 Criterion development
 Performance appraisal
◦ Personnel training
◦ Wage determination
◦ Placement
◦ Promotion
◦ Discharge
◦ Personnel research
 The ability to get individuals to do what you want
them to do, when and how you want it done.
STRATEGIES TO ENSURE ACCURACY AND FAIRNESS IN
THE PA
 The appraiser should develop an awareness of his or
her own biases and prejudices.
 Consultation should be sought frequently
 Data should be gathered appropriately
 Information should be written down and not trusted
to memory
 Collected assessment should contain positive examples
of growth and achievements and areas of needed
developments.
STRATEGIES TO ENSURE ACCURACY AND FAIRNESS IN
THE PA
 The appraiser needs to guard against the three
common pitfalls of assessment.
◦ Halo effect
◦ Horns effect/leniency errors
◦ Central tendency
◦ Recency effect
◦ Contrast error
◦ Sunflower effect
 Some effort must be made to include employee’s own
appraisal of his or her work.
 Informal - day-to-day
◦ Coaching - approach to developing people
◦ Ongoing, face-to-face collaboration
 Formal
◦ Written documentation
◦ Formal appraisal interview with follow-up
 Work is measured against some standard for the
purposes of determining the level of quality of job
performance
 Personal
 Peer
 Managerial evaluation
◦ Evaluative
 Making decisions/rewards (past performance)
◦ Judgmental or developmental
 Role as counselor, areas of improvement
 Identifying resources available
 Anecdotal Notes
 Open-Ended Essays-
◦ Free from review.Appraisers describe in narrative form
employee’s strengths and areas where improvement or
growth needed.
◦ Advantage: positive aspect
◦ Disadvantage: negative bias of evaluator.
 Checklists
◦ Describes many behavioural statements that represent
desirable job behaviours,each of these behaviour statements
carry scores.
 Rating Scale
◦ It is a method of rating an individual against set standards which
may be job description,desired behaviour or personal traits and
behaviour.
 Job Dimension Scales
◦ It requires the rating scale to be constructed to each job
classification.The rating factors are taken from the context of the
written job description.
 Behaviorally Anchored Rating Scales
◦ It helps to overcome some of the weakness inherent in
other rating forms.It is to be developed for each job
classification.Ranking can be 1 to5.Higher the score,better
the performance.
Limitations: requires lot of time for each catgory of
employees
◦ Individualize to organizations
◦ Scales are prone to weakness and interpersonal bias.
 Self Appraisals
◦ Some may undervalue negatively and some may overvalue
the performance positively.
 Management by objectives
◦ Excellent for determining employees programme because it is
encorporated the assessment of the employee and the
organization.It is a good method for evaluating the registered
nurses.It promotes growth and excellency in nursing
practices.
 Peer review
◦ Provides the employee with valuable feedback that can
promote growth.It also can provide learning opportunities
for the peer reviewer.
◦ Potential to increase accuracy of performance appraisal.
◦ Peer review involves much risk taking,is time consuming
and requires great deal of energy.
Job dimension 5 4 3 2 1
Renders first aid and treats job related injuries and
illnesses
Holds fitness classes for workers
Teaches health and nutrition classes
Performs yearly physical examinations on workers
Keeps equipments in good working order and
maintains inventory
Keeps appropriate records
Dispenses medication and treatment for minor
injuries
(5= Excellent; 4= Good; 3= Satisfactory; 2= Fair and
1= Poor)
 Assess performance in relation to behaviourally stated
work goals.
 Observe a representative sample of employee’s total work
activities.
 Compare supervisors evaluation with employee’s self
evaluation
 Cite scientific examples of satisfactory and
unsatisfactory performance.
 Indicate which job areas have highest priority for
improvement.
 Purpose of evaluation is to improve work performance
and job satisfaction
 Gives the manager a systematic record of information
which has been gathered over a period of time and
periodically reviewed with subordinates.
 It is a uniform,standardised performance
review,which reduces chances of favouritism when
used for promotion or increase in salary.
 Gives evidence of management’s interest in the
individual employee.
 Helps organization determine if it is meeting its goals.
 Helps improve organizational development by
identifying and training the development needs of
employees and designing objectives for training
programmes based on those needs.
 Lack of support from management
 Resistance on the part of evaluators
 Evaluators’ biases and rating errors
 Lack of clear ,objective standards of performance
 Failure to communicate purposes and results of
performances appraisal to employees
 Lack of suitable appraisal tools
 Failure to implement the appraisal procedure effectively
 Halo error-rating all traits based general impression
 Horn error-evaluator is hypocritical
 Recency effect-recent issues weigh heavier
 Contrast error-is produced by the tendency of the
supervisor to rate the nurse opposite from the way she
percieves herself.
 Problem distortion-one problem incident weighs
heavier than 20 good acts/items.
 Sunflower effect-all are good
 Central tendency-putting all in the centre/average.
 Describe positive aspects to lay a groundwork
 Areas of deficiency or problems that need to be
worked on
 Be specific-- Focus on actual behaviors that need to
change
 Identify outcome target
 Improve performance
 Improve communication
 Reinforce positive behavior
 Method to communicate/correct
 Provide basis for rewards/basis for motivation
 Provide basis for termination if necessary
 Identify learning needs and develop personnel
 Be specific, not general, in describing behavior that
needs improvement
 Be descriptive, not evaluative when describing what
was wrong with the work performance
 Be certain that the feedback is not self-serving; that
it also meets the needs of the employee
 Direct the feedback toward behavior that can be
changed
 Use sensitivity in timing the feedback
 Make sure the employee has clearly understood the
feedback and that the employee’s feedback has also
been clearly heard
 Definition of performance appraisal
 Purposes
 Strategies
 Process and mechanisms
 Tools
 Advantages
 Limitations
 Outcomes
 Despite the numerous problems associated with
appraisal,most organizations continues to have the
formal appraisal programme.It is hence clear that the
alternative to a bad appraisal programme need not to
be ‘no appraisal programme’ at all,but it can and
ought to be a better appraisal programme.
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Performance appraisals new for update

  • 1. Mr. Mahesh Kumar sharma M.Sc. Nursing 2nd year CON,AIIMS
  • 2.  Systematic, standardized evaluation of an employee by the supervisor, aimed at judging the value of the employee’s work contribution, quality of work, and potential for advancement.  It is the systematic and objective way of identifying relative worth/ability/quality of an employee performing his job.
  • 3.  To determine job competency  To enhance staff development and motivate personnel towards higher achievement.  To discover an employee aspirations and to recognize accomplishments.
  • 4.  To improve the communications between supervisors and the staff to teach an understanding about the objectives of job.  To improve performance by examining and encouraging better relationships among employees.
  • 5.  To aid supervisors coaching and counselling.  To develop talent inventories and reassess assignments.  To identify unsatisfactory employee’s transfer,termination etc.
  • 6.  To develop training and developmental needs.  To provide back up data for management decisions.  To serve as a check on hiring and recruiting practices.
  • 7. How do performance appraisals benefit the organization? 1. Help organisations make decisions about promotions and firing 2. Provide feedback to employees that serves to motivate or convince poor workers to leave 3. Improve commitment and satisfaction 4. Provide documentation in case an employee sues for wrongful termination
  • 8. Step 1 Assess institutional and personal needs and set goals Step 2 Establish objectives and time frame Step 3 Assess progress Step 4 Evaluate progress
  • 9.  Job analysis  Criterion development  Performance appraisal ◦ Personnel training ◦ Wage determination ◦ Placement ◦ Promotion ◦ Discharge ◦ Personnel research
  • 10.  The ability to get individuals to do what you want them to do, when and how you want it done.
  • 11. STRATEGIES TO ENSURE ACCURACY AND FAIRNESS IN THE PA  The appraiser should develop an awareness of his or her own biases and prejudices.  Consultation should be sought frequently  Data should be gathered appropriately  Information should be written down and not trusted to memory  Collected assessment should contain positive examples of growth and achievements and areas of needed developments.
  • 12. STRATEGIES TO ENSURE ACCURACY AND FAIRNESS IN THE PA  The appraiser needs to guard against the three common pitfalls of assessment. ◦ Halo effect ◦ Horns effect/leniency errors ◦ Central tendency ◦ Recency effect ◦ Contrast error ◦ Sunflower effect  Some effort must be made to include employee’s own appraisal of his or her work.
  • 13.  Informal - day-to-day ◦ Coaching - approach to developing people ◦ Ongoing, face-to-face collaboration  Formal ◦ Written documentation ◦ Formal appraisal interview with follow-up  Work is measured against some standard for the purposes of determining the level of quality of job performance
  • 14.  Personal  Peer  Managerial evaluation ◦ Evaluative  Making decisions/rewards (past performance) ◦ Judgmental or developmental  Role as counselor, areas of improvement  Identifying resources available
  • 15.  Anecdotal Notes  Open-Ended Essays- ◦ Free from review.Appraisers describe in narrative form employee’s strengths and areas where improvement or growth needed. ◦ Advantage: positive aspect ◦ Disadvantage: negative bias of evaluator.  Checklists ◦ Describes many behavioural statements that represent desirable job behaviours,each of these behaviour statements carry scores.
  • 16.  Rating Scale ◦ It is a method of rating an individual against set standards which may be job description,desired behaviour or personal traits and behaviour.  Job Dimension Scales ◦ It requires the rating scale to be constructed to each job classification.The rating factors are taken from the context of the written job description.
  • 17.  Behaviorally Anchored Rating Scales ◦ It helps to overcome some of the weakness inherent in other rating forms.It is to be developed for each job classification.Ranking can be 1 to5.Higher the score,better the performance. Limitations: requires lot of time for each catgory of employees ◦ Individualize to organizations ◦ Scales are prone to weakness and interpersonal bias.
  • 18.  Self Appraisals ◦ Some may undervalue negatively and some may overvalue the performance positively.  Management by objectives ◦ Excellent for determining employees programme because it is encorporated the assessment of the employee and the organization.It is a good method for evaluating the registered nurses.It promotes growth and excellency in nursing practices.
  • 19.  Peer review ◦ Provides the employee with valuable feedback that can promote growth.It also can provide learning opportunities for the peer reviewer. ◦ Potential to increase accuracy of performance appraisal. ◦ Peer review involves much risk taking,is time consuming and requires great deal of energy.
  • 20. Job dimension 5 4 3 2 1 Renders first aid and treats job related injuries and illnesses Holds fitness classes for workers Teaches health and nutrition classes Performs yearly physical examinations on workers Keeps equipments in good working order and maintains inventory Keeps appropriate records Dispenses medication and treatment for minor injuries (5= Excellent; 4= Good; 3= Satisfactory; 2= Fair and 1= Poor)
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  • 25.  Assess performance in relation to behaviourally stated work goals.  Observe a representative sample of employee’s total work activities.  Compare supervisors evaluation with employee’s self evaluation
  • 26.  Cite scientific examples of satisfactory and unsatisfactory performance.  Indicate which job areas have highest priority for improvement.  Purpose of evaluation is to improve work performance and job satisfaction
  • 27.  Gives the manager a systematic record of information which has been gathered over a period of time and periodically reviewed with subordinates.  It is a uniform,standardised performance review,which reduces chances of favouritism when used for promotion or increase in salary.
  • 28.  Gives evidence of management’s interest in the individual employee.  Helps organization determine if it is meeting its goals.  Helps improve organizational development by identifying and training the development needs of employees and designing objectives for training programmes based on those needs.
  • 29.  Lack of support from management  Resistance on the part of evaluators  Evaluators’ biases and rating errors  Lack of clear ,objective standards of performance  Failure to communicate purposes and results of performances appraisal to employees  Lack of suitable appraisal tools  Failure to implement the appraisal procedure effectively
  • 30.  Halo error-rating all traits based general impression  Horn error-evaluator is hypocritical  Recency effect-recent issues weigh heavier  Contrast error-is produced by the tendency of the supervisor to rate the nurse opposite from the way she percieves herself.  Problem distortion-one problem incident weighs heavier than 20 good acts/items.  Sunflower effect-all are good  Central tendency-putting all in the centre/average.
  • 31.  Describe positive aspects to lay a groundwork  Areas of deficiency or problems that need to be worked on  Be specific-- Focus on actual behaviors that need to change  Identify outcome target
  • 32.  Improve performance  Improve communication  Reinforce positive behavior  Method to communicate/correct  Provide basis for rewards/basis for motivation  Provide basis for termination if necessary  Identify learning needs and develop personnel
  • 33.  Be specific, not general, in describing behavior that needs improvement  Be descriptive, not evaluative when describing what was wrong with the work performance  Be certain that the feedback is not self-serving; that it also meets the needs of the employee
  • 34.  Direct the feedback toward behavior that can be changed  Use sensitivity in timing the feedback  Make sure the employee has clearly understood the feedback and that the employee’s feedback has also been clearly heard
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  • 36.  Definition of performance appraisal  Purposes  Strategies  Process and mechanisms  Tools  Advantages  Limitations  Outcomes
  • 37.  Despite the numerous problems associated with appraisal,most organizations continues to have the formal appraisal programme.It is hence clear that the alternative to a bad appraisal programme need not to be ‘no appraisal programme’ at all,but it can and ought to be a better appraisal programme.