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INTEGRAL EQUATION
FORMULATION OF
ELECTROMAGNETIC
SCATTERING FROM SMALL
PARTICLES
Tam Ho Yin
Background
 Nanophotonic – the optics for nanoparticles (1
to 100 nm)
 Key: surface plasmonic resonance
Discovery of Surface Plasmon
• Anomalous spectrum by Wood (1902)
– Could not be explained by old diffraction
theory
• Partial explanation by Rayleigh (1907)
• Detailed explanation by Fano (1940)
• Ritchie predicted plasmons: collective
oscillation of electron (1950)
Localized surface plasmon
resonance (LSPR)
 Localized surface plasmon: Surface plasmons excited
in metallic nanoparticles
 Observations at resonance
 Strong absorption and scattering
 Strong enhancement near the particles (“Hot spots”)
Conditions of LSPR
 Resonance condition
 If we apply a field E0 to a sphere with radius , the internal field
is
If is real, when
 Polarization:
gets very large  strong external field just outside the surface
We measure the resonance by
Materials for LSPR
 Why metal?
 Negative real part of the dielectric function
 Usually Gold (Au) and Silver (Ag)
 Why?
 Resonance is in visible range.
Properties of LSPR
 Shape dependence
Triangles
Curved Triangle
disc
rod
Properties of LSPR
 Material dependence
Properties of LSPR
 Size dependence
 Spheroid, aspect ratio = 2
Size parameter L: radius of equal-volume sphere
Applications of LSPR
 Strong absorption and enhancement of field
leads to some applications, e.g.,
1. Light trapping on solar cells
2. Photothermal therapy
Plasmonic soler cell
 Light trapped within the waveguide by
nanoparticle
[1] H. A. Atwater and A. Polman,
"Plasmonics For Improved
Photovoltaic Devices," Nature Mater.
9, 865 (2010).
[2] M. A. Green and S. Pillai,
"Harnessing Plasmonics For Solar
Cells," Nature Photon. 6, 130 (2012).
Photothermal therapy
 Kill cancer cells by heat
Theoretical Methods for LSPR
 Differential Equations
 Frequency domain
 Time domain (FDTD)
 Integral Equations
 Exact methods
 T-Matrix
 Approximation
 Analytic Approximation (AA) (assume constant internal
field)
Differential Equation vs Integral
Equation
 Problems of differential equation
 Scalar wave equation:
 Boundary condition is needed for
 Particle surface
 At infinity (Difficult!)
 Discretized equation: connects one points with the neighboring
points
Internal field External near field External far
field
Complicated! Simple
Why integral equation?
 Why integral equation?
 No Infinity boundary condition to be imposed
numerically
 Bypassing the external near field
Implicit outgoing
boundary
condition
Goals
1. Introduce integral equation
2. Evaluate the features of scattering by
nanoparticles numerically by T-Matrix
3. Indicate the problems of FDTD
4. Develop AA
1. Check the validity
2. Investigate the shape dependence
1. Integral Equation
Integral Equation for Scalar
Field
 Scalar wave equation:
 The integral equation solution for homogeneous particle:
where
(Reduces to solution to Laplace Equation when k  0)
Integral Equation for Scalar
Field
 “leap-frog properties
 Internal field is unknown!
 Two methods:
 T-Matrix method
 AA
Need
internal field
Integral Equation for Scalar
Field
Integral Equation for Vector
Field
 Vector wave equation:
 The integral equation solution is: Need internal field
2. T-Matrix Method
T-Matrix
 Make use of the integral equation.
 Goal: obtain the internal field as an expansion
of spherical Bessel functions and
spherical harmonics , where
T-Matrix for scalar field
Compare the and on both sides:
where
From
T-Matrix for vector field
 Formalism (Vector)
 For the integral equation solution:
We obtain
Results
 Apply to different particles
• measure and the internal
field
• Size of particle L: the radius of equal-
volume sphere
Results
 Size dependence (aspect ratio=2)
The size dependence is weak (L<1 nm does not shift)
 consider small particle case only for a qualitative
understanding of LSPR
Results
 Aspect ratio dependence
Comparison
E0
k E0
k
when aspect ratio
increases:
• Marked red-shift in
resonance peak
position
• Drastic increases of
the peak value.
when aspect ratio
increases:
• No shift in resonance
peak position
• Slight decreases of
the peak value.
vs
Higher sensitivity vs. aspect ratio!
Results
 Internal field (2 nm : 1 nm particles)
E0
k
E0
k (AA not
accurate)
Constant
Rapidly
varying
 Problems of T-Matrix method
 Complicated computation
 Coupled shape and frequency dependence
Separate by AA!
3. Finite-Difference-
Time-Domain
Method (FDTD)
FDTD
 Advantages:
 Analytically the same for all geometry
 Does not involve matrix inversion, which is
troublesome for large system
 Find the optical response of a range of
frequencies
 Commercial package available
FDTD
 Principle
 Maxwell equations
 In the time domain,
FDTD solves D(t) and H(t) for an impulse
 Fourier transform  frequency domain
Need for all
frequencies  fit
the data with
analytic model
where
FDTD
 Dielectric function
<10% difference in
general
No difference at a
given wavelength
Broadband fitting (For finding
spectrum)
Fit a single point (For finding the
internal field more accurately.)
Results
 Compare spectrum by FDTD with T-Matrix
20% Error
Results
2 nm : 1 nm
gold spheroid
100 nm : 50
nm gold
spheroid
• Internal Field
20%
110%
Comparing FDTD and T-Matrix
• Computational effort
Two cases:
Small
spheroi
d
Small
cylinder
Comparing FDTD and T-Matrix
 Convergence
FDTD
1. d=0.1 nm
2. d=0.05 nm
3. d=0.025 nm
T-Matrix
4. 1 x 1
5. 3 x 3
6. 5 x 5
FDTD vs. T-Matrix
 T-Matrix converges more quickly
 FDTD can cause significant error near the
surface of particle.
 T-Matrix results are used as the exact
numerical results.
But, Both are complicated!
4. Simpler approach:
Analytic Approximation
(AA)
Analytic Approximation
 Assumption:
 Small particle, quasi-static case (kL  0)
 constant internal field and incident field
 Consequence: simple formula for internal fied:
dependence on frequency and shape are
separated.
Shape factor
Dielectric constant: implicit
frequency dependence
Shape factor
 For rotationally symmetric particle,
Where
1
2
3
Follows from
Shape factor
 For spheroid and cylinder
decrease
increase
Validity
Spheroid of aspect ratio 2
• Exactly agrees with T-
Matrix
Cylinder of aspect ratio 2
• AA (1) does not agree
with T-Matrix (3)
• Modified AA (2) better
agrees with T-Matrix (3)
modified
Aspect ratio dependence
 Consider a specific direction,
Is large when is small
Magnitude only
From
Aspect ratio dependence
 For a long spheroid/ cylinder:
E0
E0
small
large
vs.
More Sensitive!
Aspect ratio dependence
 Shift of resonance peak
Aspect ratio dependence
 For cylinder (with modified factor)
2
3
5
Summary
 T-Matrix
 Size dependence of LSPR: weak
 Aspect ratio dependence of LSPR position: large shift
for field along the long axis
 FDTD
 significant error near the particle surface
 Poor converge around the surface
 Analytic Approximation
 exact for small spheroid
 not good for small cylinder, unless with modified
shape factor
 Explain the aspect ratio dependence
External Field
External Field
 From the integral equation:
 Methods
a) Direct substitution
b) Multipole expansion
Known
 Result (2 nm: 1 nm gold spheroid at resonance)
- 2
0
2
xênm
- 2
0
2
zênm
5
10
14-fold enhancement
E on x-z plane
External Field
Enhancement around the tips:
• The typical scale of the enhancement regions is small (~ 0.5 nm),
compared with
– = 551 nm
– particle size (~ 1 to 2 nm).
• ``Hot spot”: Important for applications
Multipole expansion of the external
field
 Obtain an expansion for the scattered field as:
 Advantages:
 Avoid the singular point at |x| = |y|.
 Consistent with the formulation of the T-Matrix method.
 Problem
 Poor convergence for the near field
Issues
• Poor convergence rate for external near field
compared with:
Internal Field External far field
2 nm
1 nm
0.5 nm
Field at this
point
Summary of external field
 Strong enhancement field is reproduced using
integral equation method.
 T-Matrix method:
 useful for internal field
 Not good for external near field.
Further Investigation
 Extend analytic approximation to and Check
its validity for
 Particles of other shapes
 Many particles system
 The solution to those problems may smoothen
the process of development of applications
End

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Integral Equation Formulation of Electromagnetic Scattering from Small Particles

  • 2. Background  Nanophotonic – the optics for nanoparticles (1 to 100 nm)  Key: surface plasmonic resonance
  • 3. Discovery of Surface Plasmon • Anomalous spectrum by Wood (1902) – Could not be explained by old diffraction theory • Partial explanation by Rayleigh (1907) • Detailed explanation by Fano (1940) • Ritchie predicted plasmons: collective oscillation of electron (1950)
  • 4. Localized surface plasmon resonance (LSPR)  Localized surface plasmon: Surface plasmons excited in metallic nanoparticles  Observations at resonance  Strong absorption and scattering  Strong enhancement near the particles (“Hot spots”)
  • 5. Conditions of LSPR  Resonance condition  If we apply a field E0 to a sphere with radius , the internal field is If is real, when  Polarization: gets very large  strong external field just outside the surface We measure the resonance by
  • 6. Materials for LSPR  Why metal?  Negative real part of the dielectric function  Usually Gold (Au) and Silver (Ag)  Why?  Resonance is in visible range.
  • 7. Properties of LSPR  Shape dependence Triangles Curved Triangle disc rod
  • 8. Properties of LSPR  Material dependence
  • 9. Properties of LSPR  Size dependence  Spheroid, aspect ratio = 2 Size parameter L: radius of equal-volume sphere
  • 10. Applications of LSPR  Strong absorption and enhancement of field leads to some applications, e.g., 1. Light trapping on solar cells 2. Photothermal therapy
  • 11. Plasmonic soler cell  Light trapped within the waveguide by nanoparticle [1] H. A. Atwater and A. Polman, "Plasmonics For Improved Photovoltaic Devices," Nature Mater. 9, 865 (2010). [2] M. A. Green and S. Pillai, "Harnessing Plasmonics For Solar Cells," Nature Photon. 6, 130 (2012).
  • 12. Photothermal therapy  Kill cancer cells by heat
  • 13.
  • 14. Theoretical Methods for LSPR  Differential Equations  Frequency domain  Time domain (FDTD)  Integral Equations  Exact methods  T-Matrix  Approximation  Analytic Approximation (AA) (assume constant internal field)
  • 15. Differential Equation vs Integral Equation  Problems of differential equation  Scalar wave equation:  Boundary condition is needed for  Particle surface  At infinity (Difficult!)  Discretized equation: connects one points with the neighboring points Internal field External near field External far field Complicated! Simple
  • 16. Why integral equation?  Why integral equation?  No Infinity boundary condition to be imposed numerically  Bypassing the external near field Implicit outgoing boundary condition
  • 17. Goals 1. Introduce integral equation 2. Evaluate the features of scattering by nanoparticles numerically by T-Matrix 3. Indicate the problems of FDTD 4. Develop AA 1. Check the validity 2. Investigate the shape dependence
  • 19. Integral Equation for Scalar Field  Scalar wave equation:  The integral equation solution for homogeneous particle: where (Reduces to solution to Laplace Equation when k  0)
  • 20. Integral Equation for Scalar Field  “leap-frog properties
  • 21.  Internal field is unknown!  Two methods:  T-Matrix method  AA Need internal field Integral Equation for Scalar Field
  • 22. Integral Equation for Vector Field  Vector wave equation:  The integral equation solution is: Need internal field
  • 24. T-Matrix  Make use of the integral equation.  Goal: obtain the internal field as an expansion of spherical Bessel functions and spherical harmonics , where
  • 25. T-Matrix for scalar field Compare the and on both sides: where From
  • 26. T-Matrix for vector field  Formalism (Vector)  For the integral equation solution: We obtain
  • 27. Results  Apply to different particles • measure and the internal field • Size of particle L: the radius of equal- volume sphere
  • 28. Results  Size dependence (aspect ratio=2) The size dependence is weak (L<1 nm does not shift)  consider small particle case only for a qualitative understanding of LSPR
  • 30. Comparison E0 k E0 k when aspect ratio increases: • Marked red-shift in resonance peak position • Drastic increases of the peak value. when aspect ratio increases: • No shift in resonance peak position • Slight decreases of the peak value. vs Higher sensitivity vs. aspect ratio!
  • 31. Results  Internal field (2 nm : 1 nm particles) E0 k E0 k (AA not accurate) Constant Rapidly varying
  • 32.  Problems of T-Matrix method  Complicated computation  Coupled shape and frequency dependence Separate by AA!
  • 34. FDTD  Advantages:  Analytically the same for all geometry  Does not involve matrix inversion, which is troublesome for large system  Find the optical response of a range of frequencies  Commercial package available
  • 35. FDTD  Principle  Maxwell equations  In the time domain, FDTD solves D(t) and H(t) for an impulse  Fourier transform  frequency domain Need for all frequencies  fit the data with analytic model where
  • 36. FDTD  Dielectric function <10% difference in general No difference at a given wavelength Broadband fitting (For finding spectrum) Fit a single point (For finding the internal field more accurately.)
  • 37. Results  Compare spectrum by FDTD with T-Matrix 20% Error
  • 38. Results 2 nm : 1 nm gold spheroid 100 nm : 50 nm gold spheroid • Internal Field 20% 110%
  • 39. Comparing FDTD and T-Matrix • Computational effort Two cases: Small spheroi d Small cylinder
  • 40. Comparing FDTD and T-Matrix  Convergence FDTD 1. d=0.1 nm 2. d=0.05 nm 3. d=0.025 nm T-Matrix 4. 1 x 1 5. 3 x 3 6. 5 x 5
  • 41. FDTD vs. T-Matrix  T-Matrix converges more quickly  FDTD can cause significant error near the surface of particle.  T-Matrix results are used as the exact numerical results. But, Both are complicated!
  • 42. 4. Simpler approach: Analytic Approximation (AA)
  • 43. Analytic Approximation  Assumption:  Small particle, quasi-static case (kL  0)  constant internal field and incident field  Consequence: simple formula for internal fied: dependence on frequency and shape are separated. Shape factor Dielectric constant: implicit frequency dependence
  • 44. Shape factor  For rotationally symmetric particle, Where 1 2 3 Follows from
  • 45. Shape factor  For spheroid and cylinder decrease increase
  • 46. Validity Spheroid of aspect ratio 2 • Exactly agrees with T- Matrix Cylinder of aspect ratio 2 • AA (1) does not agree with T-Matrix (3) • Modified AA (2) better agrees with T-Matrix (3) modified
  • 47. Aspect ratio dependence  Consider a specific direction, Is large when is small Magnitude only From
  • 48. Aspect ratio dependence  For a long spheroid/ cylinder: E0 E0 small large vs. More Sensitive!
  • 49. Aspect ratio dependence  Shift of resonance peak
  • 50. Aspect ratio dependence  For cylinder (with modified factor) 2 3 5
  • 51. Summary  T-Matrix  Size dependence of LSPR: weak  Aspect ratio dependence of LSPR position: large shift for field along the long axis  FDTD  significant error near the particle surface  Poor converge around the surface  Analytic Approximation  exact for small spheroid  not good for small cylinder, unless with modified shape factor  Explain the aspect ratio dependence
  • 53. External Field  From the integral equation:  Methods a) Direct substitution b) Multipole expansion Known
  • 54.  Result (2 nm: 1 nm gold spheroid at resonance) - 2 0 2 xênm - 2 0 2 zênm 5 10 14-fold enhancement E on x-z plane External Field
  • 55. Enhancement around the tips: • The typical scale of the enhancement regions is small (~ 0.5 nm), compared with – = 551 nm – particle size (~ 1 to 2 nm). • ``Hot spot”: Important for applications
  • 56. Multipole expansion of the external field  Obtain an expansion for the scattered field as:  Advantages:  Avoid the singular point at |x| = |y|.  Consistent with the formulation of the T-Matrix method.  Problem  Poor convergence for the near field
  • 57. Issues • Poor convergence rate for external near field compared with: Internal Field External far field 2 nm 1 nm 0.5 nm Field at this point
  • 58. Summary of external field  Strong enhancement field is reproduced using integral equation method.  T-Matrix method:  useful for internal field  Not good for external near field.
  • 59. Further Investigation  Extend analytic approximation to and Check its validity for  Particles of other shapes  Many particles system  The solution to those problems may smoothen the process of development of applications
  • 60. End