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This series of slides, with links to comments in the top left of each, provide a bit of the history and evolution of the General Enterprise Management (GEM) approach


 RR1
                    GEM Premise 1. Connection: A Fishing Net = Knots and Strings
                                                       •      FACT: Every Thing is Directly Connected to Every Other Thing                                   http://www.one-world-is.com/beam
                                  Other                        – David Bohm’s Implicate Order (2)
                  Thing
                                  Thing                        – Bell’s Interconnection Theorem (2)
                                                               – Aspect’s Non-Locality Laboratory Proof
                                                               – Zero Point Field/Energy Mathematical Proofs (2) (3) (4)
                                                               – Consciousness and Reality (2)
                  Other           Other
                  Thing           Thing
                                                       •      The Readiness of People to Accept the Science of Connection Varies from Person to Person
                                                                – Connection is the Basis for Our Physical Universe
                                                                – Connection is the Basis for Cause and Effect phenomena
                                                                – Connection is the basis for the “systems” and “object” engineering views
                                                       •      Everyone mentally does architecture and ontology as their connection method. Everyone
      Think of the world                                      builds a personal world view by: sensing/perceiving their world, identifying/distinguishing
                                                              distinctive things in it; naming things, describing things, relating things, and tracking past and
      as being a collection                                   projected changes in things. This world view is also called an “ontology”, and also called an
                                                              “architecture”.
      of different knots,                              •      Sharing world views/ontologies/architectures to establish interpersonal, organizational and
                                                              global group communication, coordination, and collaboration requires a structured means of
      each connected to                                       storing and transferring signals, data, information, knowledge, awareness, decisions, and
                                                              actions.
      other knots by                                   •      Prior to electronic communication our means to transfer world views was limited to our
                                                              physical senses. With electronic communication we are now able to transfer world views at a
      multiple strings, like                                  distance. We can now effectively communicate, coordinate, and collaborate while at different
                                                              locations.
      layers of interwoven                             •      Prior to electronic data processing (e.g., IT) our means to share world views was limited to the
                                                              single receiving person or group currently anywhere on a communication circuit with us (e.g.,
      fishing nets.                                           across the room or on the other end of the telegraph, radio, or telephone). With electronic
                                                              data processing we are now able to transfer world views to multiple persons and groups at
                                                              different times. We can now effectively communicate, coordinate, and collaborate with all
                                                              persons and groups on the network at different locations and times.
      Knots are                                        •      As a result of the global Internet and our ontology and architecture modeling processes and
                                                              technology, we can now provide the means for all persons and groups anywhere to know
      nouns/things, and                                       everything they need to know, when they need to know it, from those with the greatest
                                                              expertise or situational information, knowledge, and awareness.
      strings are                                      •      Everyone can now be connected, knowledgeable, and aware of the whole world around them,
      verbs/relations.                                        from their own local vantage point and decisions, including both the world within their control
                                                              and that beyond their control.
                                Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                           License of CommIT Enterprises, Inc.
Slide 1

RR1       This diagram took form from 1957, starting with a dream about a fishnet.
          Roy Roebuck, 1/20/2006
RR2
               An Object Model (For A Connection View)
      Categorize
                                                         “Kind-Of” Hierarchy
                                                                                                                               Object N Attributes
                                                                                                                      Attribute       Attribute      Attribute
                   Associate
                                                                       Parent                                             Value           Value          Value


              Plan/History                                            Object A                                                    Association Attributes
                                                                                                                          Attribute      Attribute      Attribute
                                                                                                                              Value          Value          Value
                                       Past                                        Parentage
                                      Change                                       Inheritance
      “Part-Of” Hierarchy

        Container                                                      Base                                                         Component
      /Predecessor                     Input                          Object N                          Output                      /Successor
        Object X                       Association                  Present Change                      Association
                                                                                                                                      Object Y
                                                                                    Descendant Future
                                                                                    Inheritance Change                                Change Attributes
                                                                                                                            Attribute      Attribute      Attribute
                                                                                                                                Value          Value          Value


                                                                       Child
                                                                      Object B

                   Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                              License of CommIT Enterprises, Inc.
Slide 2

RR2       Here's a 1984 variant that evolved from the fishnet concept, which eventually took form as a generalized object model.
          Roy Roebuck, 1/20/2006
RR3
                                                                 A Dynamic Object
             (For An Information System To Manage Any Thing, And Every Thing)


              Basic Object Attributes                                                                                                   Basic Association Attributes
        Attribute
            Value
                        Attribute
                            Value
                                       Attribute
                                           Value                             Parent                                                   Attribute
                                                                                                                                          Value
                                                                                                                                                  Attribute
                                                                                                                                                      Value
                                                                                                                                                                 Attribute
                                                                                                                                                                     Value

                                                                            Object A
                                                    Past                               Parentage
                                                   Change                              Inheritance


          Container                                                          Base                                                      Component
        /Predecessor                               Input                    Object N                        Output                     /Successor
                                                                                                            Association
          Object X                                 Association             Present Change                                                Object Y
                                                                                         Descendant         Future
           Object Detail Attributes                                                      Inheritance                                    Association Detail Attributes
      Attribute       Attribute     Attribute                                                                Change                   Attribute   Attribute      Attribute
          Value           Value         Value                                                                                             Value       Value          Value

         Object Interface Metadata Attributes                                                                            Association Interface Metadata Attributes
      Attribute          Attribute          Attribute                        Child                                      Attribute          Attribute          Attribute
            Value              Value              Value                                                                       Value              Value              Value

       Object Security/Privacy Metadata Attributes                          Object B                             Association Security/Privacy Metadata Attributes
      Attribute               Attribute            Attribute                                                     Attribute              Attribute         Attribute
              Value                 Value                Value                                                           Value                Value              Value




                             Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                        License of CommIT Enterprises, Inc.
Slide 3

RR3       Here's another 1988 variant on the generalized object model, representing the idea that it could serve as the foundation for any MIS.
          This idea has been called dynamic data structures since the mid 90's.
          Roy Roebuck, 1/20/2006
RR4
                            The Spiral of Knowledge
                                                                        pirit




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                                                                                                                                              Society
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                                                                Phi                                                          log




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                                                                   loso                                                    io
                                                sis                    phy                                              Soc
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                                             the
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                                                               Recorded and
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                               Research                   ry                                    Known
                                                               Applied Knowledge                                  Psychology




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              Wo heno




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                                                                                    Pri
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                                                                                                World
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      Universe                                                 Ma                                                Ph
                                     ce
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                                                                                                              Bio
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                                                                                                                 logy
                                                                                    Chem
       Legend:
        Learning and Insight                                            Scien
        Evolving Mind                                                        ce

                 Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                            License of CommIT Enterprises, Inc.
Slide 4

RR4       Here's a virtually unchanged model of my 1965 wheel of knowledge that I used to plan my educational and career focus.
          Roy Roebuck, 1/20/2006
RR5
                         An Enterprise Is An Object
                                       (In Its Dynamic Environment)



                                                  ENVIRONMENT

                   Opportunity
                      and
                   Competition
                                                     ENTERPRISE
                                                     (Organization)
                                                      (Organism)
                                                        (Organ)
                                                       (Object)



                                                          Strength and
                                                           Weakness




                                                                           METABOLIC ACTION ON RESOURCES
                                                                     (TRIGGER, INPUT, CONTROL, OUTPUT, MECHANISM)

      Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                 License of CommIT Enterprises, Inc.
Slide 5

RR5       This is my 1982 concept for managing the enterprise as a single entity, as part of my Master's program (i.e., Masters of Science in
          Systems Management from Univ. of Southern Cal.)
          Roy Roebuck, 1/20/2006
RR6
                                     32. GEM Basic Questions
                                          WHERE IS ___?                                                 WHO IS RESPONSIBLE FOR ___?
                                                                                                        WHO HAS THE AUTHORITY TO ___?
                                                                                                        WHO HAS THE RESOURCES FOR ___?
      WHEN IS ___?                                                  LOCATION
      HOW MANY ___?                                                 CATALOG /
      HOW OFTEN ARE ___?
                                                                   INVENTORY
      HOW MUCH IS ___?

                                 REQUIREMENT                                                 ORGANIZATION
                                  LIFE CYCLE                                1                  CATALOG /
                                   CATALOG /                                                  INVENTORY
                                  INVENTORY 7                                               2
  WHAT GOES INTO                                                     CONTEXT
  ___?                                                                ENGINE
                            RESOURCE                                                                  WORK UNIT
  WHAT RESULTS                                            6                                     3
                             CATALOG /                                                              (OFFICE / BILLET)
  FROM ___?
                            INVENTORY                                                                  CATALOG /
                                                                                     4                INVENTORY
                                                                    5
                                                                                                                                  WHO DOES ___?
                                                                                                                                  WHO SUPPLIES ___?
                                                   PROCESS                          FUNCTION                                      WHO PRODUCES ___?
                                                  CATALOG /                         CATALOG /
                                                  INVENTORY                        INVENTORY

             HOW DO WE ___?                                                                                     WHAT IS DONE FOR ___?
                                                                                                                WHY IS ___?

                 Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                            License of CommIT Enterprises, Inc.
Slide 6

RR6       My 1982 model of the General Enterprise Management subject categories and how they'd be related through the quot;context enginequot;.
          Each wedge would now be called a taxonomy or thesaurus. The context engine would now be called a 2nd order logic strong
          ontology.
          Roy Roebuck, 1/20/2006
RR7
                                         7. GEM Context/Intelligence Functions
                                                                                  To Manage Enterprise Context (1.2),
 Context Functions (for Subjects and Relationships):
  •Create                                                                   Manage Enterprise Subjects and Their Relationships
  •Update                                                                 Subject                                         Subject
    •Move                                                                                                                                                              Subject I
                                                                            F                                               B
    •Copy                                                                                            Subject A
    •Modify                                                                                          Properties
    •Merge                                                                                                            A Is A Kind-Of                 A Will Become
  •Deactivate (Never Delete)                                                            A Follows or                  or Type-Of B                  or May Become I
  •Read                                                                                Is Successor-
  •Characterize                                                                             of F
    •Relations
                                                                               Subject A
    •Properties                                                                                                                                                     Subject
                                                                               Methods
    •Methods                                                                                                                                                          J
    •Qualifiers                                                                                                                                   A is an
    •Security                                                                                                                                    Alias for J
 GEM Subject Categories (Tree)                                                          A Is Part-Of                      Subject
  •Locations (e.g., Physical, Virtual, Conceptual)                        Subject            or                           quot;Aquot; and            A Contains or              Subject
  •Organizations (e.g., Private, Commercial, Government)                    D            Contained                       its Basic           Consists-Of E                E
  •Organization Units (e.g., Offices, Teams, Projects)                                   Within D                        Relations
  •Functions (e.g., Executive, Production, Support)                                                                                           A is a
  •Processes (e.g., Manual, Automated, Mechanical, Electrical)                                                                            Reference for K
  •Resources (e.g., Persons, Intelligence, Funds, Skills,                      Subject A
                                                                               Qualifiers                                                                           Subject
  Materiel,Facilities, Services, Space, Energy, Time)
                                                                                                                                                                      K
 GEM Relationship Types (Noun – Verb – Noun)
  •Class (Parent/Child, Class/Subclass, Class/Instance)                              A Was Previously
  •Containment (Master/Detail, Container/Component)                                      or Was
  •Sequence (Predecessor/Successor, Cause/Effect)                                       Possibly H                  A Categorizes or                  A Leads or Is
  •Change (Previous/Current, Current/Future                                                                         Is the Basis of C               Predecessor-Of G
  •Reference                                                                                     Subject A
  •Alias                                                                                          Security
  •Architecture/Structure (Multiple Relations Types, showing              Subject                                         Subject                                       Subject
  Component-Interface-Component)                                            H                                               C                                             G
 Context Meaning                                                        Properties = Object Attribute/Value Pairs, Inheritable from Class Type
                                                                        Methods = Behaviors performed by Object
  •Concepts (Keywords, Words)                                           Qualifiers = Filters, Rules, Facts, and Roles Constraining Object
  •Semantic (noun – verb – noun, Subject-Verb-Predicate)                Security = Combination of Properties, Methods, and Qualifiers defining the need for a person or process to
  •Ontology (Semantic-Verb-Semantic)                                    see, show, or know some aspect of an object, or to do or avoid doing some action with or affecting an
                                                                        object. Also known as Role-Based Access Control - RBAC.
  •Knowledge (Ontology-Verb-Ontology)
                          Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                     License of CommIT Enterprises, Inc.
Slide 7

RR7       This is the model that extends the basic object model to encompass more of the relationships I discovered in my 1982-85 Master's
          work and my quot;enterprise-levelquot; manager and analyst assignments since 1982. The relationships around the object model provide the
          GEM quot;knowledge-representation modelquot;, which I document as the M3 layer of the GEM four-layer metamodel architecture.
          Roy Roebuck, 1/20/2006
RR8
          Progression of Written Information, Adding Structure and Order
                                                                                                                                                                                                                 Outline
                                                                                                                                                                                                                (List of Lists)
             Thing                                                                               Words                                                                    Lists
                                                                                                                                                                    Deer                                        Nourishment
             (Object)                                                                 Deer Bear                                                List
                                                Concept       Word                                                                                                  Bear                                            Deer
                                                   (Object)   (Object)
                                                                                            Sky                                                                     Water Sky                                       Bear
                                                                                     Water                                                    Deer
                                                   Food       Deer                          Man                                               Bear                        Cave                                      Water
                                                                                     Cave                                                     Water                       Spear                                 Shelter
                                                                                                                                                                          Man                                       Cave
                                                                                                          Spear
                                                                                                                                                                                                                Weapon
                                                                                                                                                                                                                    Spear

                             Table                                                                                                            Table                                                    Data Tree
                  (List with Attributes)
      Food            Implement            Season
                                                                 Association                                                                   Join                              (Self-Joined, Drill-Down Hierarchy, i.e.,
                      and Crew                                         Table                                                                                                           Outline with Row Attributes)
                                                                                                                                  (Entity/Relation for
                                                                     (Lookup)                                                    Parent/Child Relations)
                                                                                                                                                                                                                            Data Tree
      Deer            Arrow - 1            Spring,
                                                                                                                                                                                                                  Root
                                           Summer,
                                           Fall,                                                                                                                                                                      Class 1
                                           Winter
      Bear            Spear - 3            Spring,                                                                                                                                                                        Subclass 1.1

                      Large Rocks          Summer,                                                                                                                                                                         Instance 1.1.1
                      - 2                  Fall                                                                                                                                                                            Instance 1.1.2
                                                                                                                                                                                                                      Class 2
      Berries         Cloth, cup,          Summer,
                      or basket -          Fall                                                                                                                                                                           Subclass 1.2
                      1
                                                                                                                                                                                                                                 Instance 1.2.1
                                                                                                                                                                                                                                 Instance 1.2.2




                                                                              Data Snowflake (Ontology)                                                              Data Jewel (General Ontology)
                Data Star (Taxonomy)                                      (Simple Data Warehouse, Multidimensional,                                        (Compound Data Warehouse, Multidimensional, multicentric,
       (Simple Data Mart, Multidimensional, Drill-                       multi-level Drill-Out views of single type object,                                multifaceted, multilevel Drill-Anywhere views of all recorded
        Out, single level views of single object, i.e.,                   i.e., single facet E/R application controlling a                                   objects, i.e., All applications for controlling all objects built
         profiles and simple fact tables for a single                      class of objects. Applies First Order Logic)                                    from single core of highly refined data. Applies Second Order
                       type of object)                                                                                                                                                    Logic)
                                                                                                       Database and                                                                              Database and
                                                                                                       Application                                                                               Application
                                                                                                          Access                                                                                    Access
                               Locations                                               Performance     Management                                                                Performance
                                                                                                                       Situational                                                               Management        Situational
                                                                                      (Strategic and                    Context                                                 (Strategic and
                                                                                                                                                                                Service Level)                      Context
                                           Organizations                              Service Level)                  Management
                 Resources                                                                                                                                                       Management                       Management
                                                                                       Management

                                                                                                                            System/Software                                                                             System/Software
                                                                                 Network                                                                                    Network
                                                                                                                              Engineering                                                                                 Engineering
                                 Facts                                          Management                                                                                 Management
                                                                                                                              Management                                                                                  Management


                Processes                  Groups/Roles                              Network                            Messaging                                               Network
                                                                                     Accounts                                                                                                                       Messaging
                                                                                                                        Management                                              Accounts                            Management
                                                                                    Management                                                                                 Management
                                                                                                       Security/Key                                                                              Security/Key
                               Functions                                                               Management                                                                                 Management




                              Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                         License of CommIT Enterprises, Inc.
Slide 8

RR8       This is my model representing the progression of our technology and conceptual readiness to add structure to our recorded
          knowledge. The quot;thingquot; node corresponds the the quot;pragmaticsquot; label briefed by Dr. Orbst over the past week, the quot;conceptquot; node
          corresponds to the quot;semanticsquot;, and the quot;wordquot; node corresponds to the quot;syntaxquot; and quot;termquot; labels.
          Roy Roebuck, 1/20/2006
RR9
                                     A Model of Technology

                                                                                                                                          Society
              Spirit                                                   Humanities
                                                                                                                                    Integration Efforts
                                                                                            Taxonomy                          (synthesis, synectics, synergy)
          Connection                               Religion
       (wholeness, unity)
                                                                                                                                       Technology
                                                                                                                                        Advances
                                                                                                        Sociology
                                      Philosophy           Believe                        Feel                                            across
                                                                                                                                        Science to
                                                                           Self                                                        form Social
                                                                                                         Psychology                       Tools
                                      Mathematics                    Sense
                                                                                                                                         Increasing Subjectivity
                                                                    (Direct)                                                                (Less Empirical)
                                                                                                 Physiology
                                                   Physics

                                                               Chemistry               Biology
             Science                                                                                                         Increasing Objectivity
         (Indirect Sense)                                                                                                      (More Empirical)

      Perception of Separation
      (differentiation, analysis)

                       Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                  License of CommIT Enterprises, Inc.
Slide 9

RR9       This is a model I put together around 1985 to extend the wheel of knowledge into a form that could be used to explain where
          technology fit and how it evolved.
          Roy Roebuck, 1/20/2006
RR10
       Team CommIT GEM Framework (Leveraging OMB FEA)




        Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                   License of CommIT Enterprises, Inc.
Slide 10

RR10       This is the GEM framework, first used in 1987, for organizing enterprise general subject taxonomies, a general ontology of subject
           relationships over time, and the value-lattice of the totality of enterprise subjects and their relations.
           Roy Roebuck, 1/20/2006
RR11
        Team CommIT Enterprise Management Spiral Life Cycle Process (SLCP) Model
       2. Concurrent                         Functions Inventory
         Enterprise                          Reference Architecture (e.g., Functional Maturation via Policy, Process, etc. Documents)
       And Function                          Enterprise Modeling and Architecture
                                             Mission Management
        Operations     Risk (i.e., Threat)   (Concurrent for Hierarchy of Organizations, Functions, Programs, Projects, and Persons)
       Management      and Vulnerability          Mission (Strength and Opportunity Management)
          Using A       (i.e., Weakness)               Vision
          Common                                            Goals
                          Management                            Performance Objectives (e.g., Measures, Service Levels, Contracts)
       Management                                                  Targets/Indicators
        Repository                                                    Strategies (Requirements Management and Analysis)
                                                                         Baseline Service Operations (Functions/Programs/Projects)
                 Strength,                                                  Activities /Services (Performance Metrics)
                Weakness,                                                   Products /Systems (Product/System Specifications)
                                                                           Costs/Benefits
              Opportunity, and                                           Projects / Initiatives (New/Improved Functions/Programs/Projects)
              Threat (SWOT)                                                Investment Cost (Infrastructure, Development, Procurement)
                Assessment                                                 Performance Impact
                                                                           Operations Cost Impacts
                                                                     Implemented Plans
                                                                                                                                                        1.1 Function
                                                                         Actual Performance                                                              Intelligence
                      Value Chain Assessment                             Track Performance
                                                                         Account for Resources                                                           Inventories
                  (Relationship Management for                           Manage Configurations                                                         Diverse Content,
                  Customers, Suppliers, Partners,                        Measure Performance
                    Authorities, Public, Internal                    Performance Review                                                                Data, Metadata,
                               Analysis)
                                                                     Performance Adjustment for Mature Mission Management                                Vocabulary,
                                                                     Manage Full Enterprise Configuration
                                                                                                                                                          Keywords,
       1.4 Enterprise Virtual Applications (EA Repository-based Templates and Composite Applications)                                                     Concepts,
                                                                                                                                                        Propositions /
       1.3 Enterprise Mission-Based Security Controls (For Security Access and Asset Distribution)                                                        Assertions,
                                                                                                                                                         Taxonomy,
       1.2 Enterprise Common Context/Intelligence/Architecture                                                                                            Semantics,
        SUBJECT    Location        Organization     Organization    Function            Process          Resource        Resource Life Cycle               Thesauri,
                   Context and     Context and      Unit Context    (Mission) Context   Context and      Context and     State Context and
                   Context         Content          and Content     and Content         Content          Content         Content                          Ontology,
                                                                                                                                                         Knowledge

                          Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                     License of CommIT Enterprises, Inc.
Slide 11

RR11       This is a variant of my 1987 strategic management process flow-model that represents evolving operations supported by dynamic
           operational and analytical data. The #2 item represents the strategic management process, wich is a spiral life cycle that provides to
           the enterprise and all of its functions a concurrent and integrated superset of what is now known as a quot;balanced scoredardquot;, plus
           strategy/portfolio/program/project management, performance tracking/reporting/assessment and adjustment, value-chain relationship
           management, and stregth/weakness/opportunity/threat assessment. (Weakness = vulnerability, threat = risk). The GEM ontololgy in
           item 1.2 integrates the diverse functional (i.e., middle) ontologies from 1.1, which in turn provides the data needed to associate
           resources with user access authority in 1.3 and to virtualized knowledge-base functional applications in 1.4. All of this operates from a
           non-fragmented repository containing or linking to the totality of enterprise management information, providing a wholistic view of the
           dynamic enterprise in its dynamic environment.
           Roy Roebuck, 1/20/2006
RR12                 Enterprise Leadership and Management Functions
             - Progression from Current Disorder to New Order, With Cohesion
                                                                         Leadership
                                                                                             Management
 Leadership Provides
 Cohesion (i.e., Control)
 By Managing
 The Configuration Of                      1                                                            3                                              2
 Enterprise Architecture”       Our Status Yesterday…                                        How We’ll Get There Now                    Our Intended Status Tomorrow…
 1. Enterprise Components          (As-Is Disorder)                                            (Migration, Control)                        (To-Be Order, Command)
 1.1. Location                                                                        Risk and Vulnerability Assessment,
 1.2. Organization                                                                        Performance Measurement,
 1.3. Organization Unit                         Operating Environment                          And Adjustments                               Mission
 1.4. Function
 1.5. Process                                                                             Evolving Operation Strategy
 1.6. Resource                                                                        To Close Gaps and Reduce Overlaps                       Vision
                                                       Value-Lattice
 2. Component Relations                         (Integrated Value Chains)                   (Adaptation Decisions)
 2.1. Categorization
 2.2. Containment
 2.3. Sequence                                        Strength,
 2.4. Version                                   Weakness, Opportunity,                                                                             Goal
 2.5. Equivalence                               and Threat Awareness
                                                                                                                                       Objective
 2.6. Variation
                                                                                                                                        Criteria
 2.7. Reference
 3. Capability Requirements
 3.1. Conceptual
 3.2. Specified
 3.3. Authorized
 3.4. Funded                                                                      Tightening “Acceptable Performance”
 3.5. Implemented                                                               Operation Indicators from Lessons Learned
 3.6. Operational                                                                        (Intelligence Refinement)
 3.7. Disposed

               Leadership Provides Measured and Adjusted Progression, Transforming Enterprise Into An Intended Future State (i.e., Command)

   Leadership and Management of the “Operational Part of Architecture” Both Depend On Organization of Data
              (i.e., “the Intelligence Part of Architecture”) About The Enterprise and Its Environment
                      Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                 License of CommIT Enterprises, Inc.
Slide 12

RR12       This is my 1991 leadership and management model that realigns the strategic management spiral life cycle to illustrated the concepts
           of command, control, strategy, performance, etc. supported by the enterprise architecture.
           Roy Roebuck, 1/20/2006
RR13
                                                Nature’s Value-Chain
                       THE PHYSICAL ENVIRONMENT                                                                       RECYCLER
                      (BASIC RESOURCES/PRODUCTS)                                                               (NATURAL AND INDUSTRIAL
               INORGANIC MATERIAL (UNEXTRACTED OR PROCESSED)                                                 RECYCLING OF BY-PRODUCTS TO
               ORGANIC MATERIAL (UNHARVESTED OR PROCESSED)                                                  PRODUCE MATERIAL AND ENERGY,
               ENERGY (UNHARNASSED OR PROCESSED)                                                              AND RECORDING/SHARING OF
               HUMAN KNOWLEDGE (INITITAL INSIGHTS/EXPERIENCE OR                                                      KNOWLEDGE)
               PROCESSED)




                                                                                                                          CUSTOMER
                                        EXTRACTOR                  ALL CUSTOMERS ARE                                     (CONSUMER=
        CUSTOMERS ONLY                                                                                                   BY-PRODUCT
                                                                   INTERNAL CUSTOMERS, IF
        WANT TO PAY FOR                                                                                                   SUPPLIER)
                                                                   YOU DEFINE THE ENTERPRISE
        THE ADDED VALUE                                            BOUNDARY BROADLY
        THEY REQUIRE. IF                                           ENOUGH. THE PRIMARY
        THEY DON'T                                                 SUPPLIER IS THE DYNAMICAL
        REQUIRE IT, IT HAS                                         PHYSICAL ENVIRONMENT.
        NO VALUE TO
        THEM.
                                          REFINER
                                                                                                                            SUPPLIER              YOUR
                                                                                                                              (VAA)
                                                                                                                                                  ENTERPRISE



                                           VALUE
                                           ADDED                                     VAA                                       VAA
                                          ACTIVITY
                                            -VAA



       NOTE: INTERCHANGE OF INFORMATION, AND EXCHANGE OF MATERIAL, ENERGY, AND/OR CURRENCY


                     Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                License of CommIT Enterprises, Inc.
Slide 13

RR13       This is my 1992 model representing the value-chain aspects subsequently included in the GEM approach. Prior to this time I was
           focusing more on the quot;reduction of cycle timequot;, from an operational and management-engineering perspective. This was when I was
           subsuming TQM and BPR (e.g., IDEF0) concepts and processes into the GEM approach.
           Roy Roebuck, 1/20/2006
RR14
                    Enterprise Value Chain
         Natural
       Environment


        Extractor                                                                                                                            Recycler

                                          6.                                                                      1.
         Refiner                        Supplier
                                                                                            d.
                                                                                                               Customer                      Consumer
                                                                   2.                          Pr
                                                                                                                 (Output,




                                                                                      a.
                                                                                                 ov
                                              (Input )




                                                                                         Ex an ct
                                                                 Your                 io           is            Outcome)




                                                                                           pe d i on
                                                                                           e.
                                                                                        n
                                                               Enterprise




                                                                                              cta
                                                                                              Sa
       Value-Added




                                                                                                 tio
                                                                                                 t is
                                5.                          (Internal, Insource,




                                                                                                     fa


                                                                                                     n
         Activity




                                                                                                       c.
                                                                                                        b.
                                                               and Outsource




                                                                                                          Pr
                              Public                                                                       Re
                                                                                                                                   6.




                                                                                                            od
                           (Input, Control)                      Activity)                                   qu




                                                                                                              uc
                                                                                                               ire               Public




                                                                                                                 tio
                                                                                                                  m
                                                         Perform,
                                                                                                                   en            ( Output,




                                                                                                                    n
                                                                              2.1                                    t
                                                                                                                                 Control)
                                                         Measure,
                                                                           Products
                            3.                             and
                                                         Improve
                         Authority                                           2.4
                            (Control)
                                                                            Culture
                                    4.                          2.3                           2.2                          4.
                                  Partner                    Structure                      Process
                                   (Input,
                                                                                                                         Partner
                                 Mechanism)                                                                               (Output,
                                                                                                                         Mechanism)




           Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                      License of CommIT Enterprises, Inc.
Slide 14

RR14       This is another 1992 variant of the previous value-chain model.
           Roy Roebuck, 1/20/2006
RR15
       A Transaction Is More Than It Appears - The Value Lattice
             Component                                                  Interface                                               Component
        (VAA:N)                                                                                                                                    VAA:N+1

                                                               Main Transaction
                                                               Exchange/Transport of:
                                                                     •Materiel
       VAA = Value Added Activity                              Interchange/Transfer of:
       B = Business
       2 = To                                                        •Data
                                                                     •Information
                                                                     •Knowledge
                                Associated Resource Transactions
                                Awareness/Knowledge/Information/Data/Signals Transferred
                                Funds Transferred
                                Person/Team Actions
                                Skill/Experience Exercised
                                Materiel Consumed, Stored or Transported
                                Services Performed
                                Facility Used
                                Space Occupied or Traversed
                                Time Spent
                                Energy Applied or Produced
                      Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                 License of CommIT Enterprises, Inc.
Slide 15

RR15       This 1996 model represents business to business interactions, in the GEM context, in one of my first commercial/contractor efforts to
           support an early B2B technology firm.
           Roy Roebuck, 1/20/2006
RR16
                     Service Categories Needed to Support The
                      President’s Management Agenda (PMA)
        Target Leaders           Enterprise Management Services (EMS)                                                               PMA Initiatives
       •CEO                        (Management Solutions Including Enterprise and Functional                                        1.Human Capital
       •COO                           Governance support, Extending EA into Full Enterprise                                         2.Competitive Sourcing
       •CFO                     Engineering, Performance/Quality/Cost Improvement, BPR, Cycle
       •CHCO                                                                                                                        3.Financial Performance
                                    Time Reduction, Decision Latency Improvement, Security                                          4.Enhanced eGovernment (EA)
       •CKO
       •CIO                     Management, Continuity/Risk Management, Metadata Management,                                        5.Budget/Performance
       •Functional              Knowledge Management, Virtual Enterprise Database, Value-Chain                                       Integration (Scorecard)
       Managers                 Integration, Situational Awareness, C2, Real Time Enterprise, and
                                   Requirement, Asset, Portfolio, Program, Project, and Change                                      There are no competing EM
                                                           Management)                                                              methodologies


       •CFO                              Enterprise Architecture Services                                                           There are multiple competing
       •CIO                                                                                                                         EA Vendors and Approaches,
       •CTO                                          (EAS)                                                                          but very few competing EA
                                        (Advising-On and Implementing FEA, DoDAF/C4ISR,                                             methodologies
                                                  Zachman, TOGAF, Spewak, etc.)


                                                                                                                                   There are many competing IT
                                                        IT Services (ITS)                                                          and Network Service Vendors
       •CIO                             (Providing Web, LAN/WAN/Wireless, Applications,
       •CTO
                                         Application and Data Integration, Databases, Data
       •System / Software
       Development                     Warehousing, IT Operations, Customer Service, Legacy,
       Managers                                                etc.)


                                         Network Infrastructure Services

                         Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                    License of CommIT Enterprises, Inc.
Slide 16

RR16       This 2000 model was assembled as marketing material to present the quot;consulting servicesquot; that could be enabled by the GEM
           approach. It was then extended to encompass the PMA and FEA as they became prominent in government contracting. GEM has
           encompassed what is now called EA since its 1982 inception.
           Roy Roebuck, 1/20/2006
RR17
                                     FEA Extension For Operations Management And Architecture
                                                            Integration
   EA as Whole-Enterprise System Analysis, Requirement Analysis, and Operational Model


    Function                      Mission                                         Process                          Resource (Data)                                Resource (Technology)                                                               Location Catalog (LC)
    Catalog                       Catalog                                         Catalog                             Catalog                                            Catalog
                                                                                                                                                                                                                                                    Organization Catalog (OC)
        BRM                                    PRM                                     SRM                                 DRM                                                 TRM
                                                                                                                                                                                                         OMB FEA                                  Organization Unit Catalog (FC)
                                                                                                                                                                                                                                                      Function Catalog (FC)
       Business Area
                                              Measurement                               Service                                Metadata                                        Technical Service         Reference
                                                 Area                                  Domains                                 (Context)                                            Area                                                              Mission Catalog (MC)
                                                                                                                                                                                                          Models                                      Process Catalog (PC)
                                                  Measurement                                 Service                                   Metadata                                 Technical Service
         Line of Business                                                                                                                                                                                                                              Resource Catalog –
                                                   Categories                                  Type                                    (Container)                                  Category
                                                                                                                                                                                                                                                          Data (RC-D)
                                                       Measurement                             Service                                        Data                                       Technical                                                    Resource Catalog –
                SubFunctions
                                                        Indicators                            Component                                     (Content)                                 Service Standard                                                 Technology (RC-T)

               Function Catalog                 Mission Catalog                               Process Catalog                              Resource Catalog                             Resource Catalog
                                                                                                                                                                                                                                  D&A Resource (e.g. IT)
                                                                                                                                                                                                                                                                   CC EA
                                               (PRM Extension)                                (SRM Extension)                              (DRM Extension)                              (TRM Extension)
               (BRM Extension)                                                                                                                                                                                                        Management                  Reference
                                                     Functional                                    Functional
                                                       Planning                                     Services
                                                                                                                                                      Metadata                                 Controlled Technology
                                                                                                                                                                                               Product Catalog (TRM)                              IT Product
                                                                                                                                                                                                                                                                  Catalogs
        NEF                 Reference
                                                   Spiral Life Cycle                                                                                                                                                                               Inventory
                             (What)                                                                                                                               Data ETL
                                                       (Priority)                                            Service (i.e., Performance)
                                                                                                                                                                                                             Vendor
        PMEF                         Policy                                                                  Level Management (SLM)
                                                                                                                                                                    Data Migration                                                                         Vendor
                                                              Mission                                                                                                                                          Brand
                                                                                                                           Process
                         Assignment
                                                                                                                     (SRM Service Domain)                         Virtual DB                                       Version                                     Brand
        SMEF               (Who)                                 Vision

                                                                        Goal                                              Procedure (Rules)                                                                                                                     Version
                                                                                                                                                                                                                       Release
                            Responsibility                                                                               (SRM Service Type)                                      Taxonomy
                                                                                Objective                                                                                        (Controlled                                                                        Release
                                              Performance                                                                                                                                                                Source
                                                                               (Indicators)                             Template Forms, Reports,                                 Vocabulary
                Organization                    Targets
                                                                                                                           etc.) (SRM Service                                    Inheritance                 Technology                                                   Source
                Unit Catalog                                                      Strategy (Portfolio)                         Component)                                         Relations)                Time Phasing                         IT Development
                                               Authority                                                                                                                                                                                        And Implementation
                   Organization                                                                     Plans (When                                                                                                Technology                             (CMMI)
                                                                                                                                              Technology                       Concept Map
                     Catalog                                                                         Resource                                                                                                   Insertion
                                                     Budget                                                                                   (TRM Item)                       (Associative
                                                                                                    Requirements,                                                                                                 and                                             Infrastructure
                                                                                                                                                                                 Relation)
                        Location                                                                    Dependency,                                                                                                Deprecation                                     (System of Systems)
                         Catalog                                                                     Schedule)                                 Metadata
                                                                                                                                                                                   Semantic                                                                        Engineering
                                                                                                                                              (DRM Item)                                                         Product
                                                                                                                   Recurring Plans                                                Data Model
                                                                                                                                                                                                                Evaluation                                        System
                                                                                                                                                     Controlled                                                  Process
                 EA Composition                                                                                                                                                                                                                                 Engineering
                                                                                                                    Initiative Plans                 Vocabulary                      Ontology
                 (EA/IT Subject Taxonomy
                 and Controlled                                                                     Funding Strategy                                     Functional                   Knowledge                                                                  Software
                 Vocabulary)
                                                                                                                                                         Semantics                      Base                                                                    Engineering
                                                                                                        Acquisition Strategy               CPIC
                    EA “Line of Sight”                                                                                                                                                                                                  IT Operations
                    (EA/IT Subject Associations, Giving                                                                                                                                                                                                                 COOP
                                                                                                        Performance                                                                                                                    And Maintenance
                    Semantic and Ontology Context)                                                                                                                                                                                                                     Capability
                                                                                                                                                                                                                                            (ITIL)
                                                                                                                       Assessment (Performance,
                                                                                                                       Plan, Strategy, Value-Chain,
       EA, IT, CM, DB, SPEM, BPM, AD, LDAP Metadata (e.g., MOF)                                                         SWOT, Risk, Vulnerability,                                                                                             Records Management and
                                                                                                                                                                                                                                                  Asset Management
                              Repository                                                                                       and Mission)


                                        Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                                   License of CommIT Enterprises, Inc.
Slide 17

RR17       This is a 2002 variant of the GEM metaschema that has been re-aligned to show the mapping-to and extension-of the OMB FEA. It
           was subsequently included as part of the offering in a DOE ITSS contract, a DoD Encore win for a small business prime contractor, a
           DOI EA support contract, a Navy BUMED R&D EA contract, the Fed CC EA contract, and a Navy SPAWAR Engineering Support contract.

           Roy Roebuck, 1/20/2006
RR18
       Implementing GEM: Aligning Mission, Function, and IT




           Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                      License of CommIT Enterprises, Inc.
Slide 18

RR18       This is a model represent the cycle of development of an EA in blue, development of the EA-based enterprise management capabilities
           in green, implementation of EA-based BPR (ToBe process) and EA-governed IT Design (ToBe IT), EA-governed oversight of the IT
           implementation, EA-based IV&V and C&A of the IT implementation, EA-governed process and IT deployments, and EA-based oversight
           and tracking of IT and other functional operations.
           Roy Roebuck, 1/20/2006
RR19
                           CommIT EA Has An Extended OMB FEA Structure

                                                                    Enterprise Architecture
                                                            Service Oriented Architecture (SOA)
                                                                                                                                    Enterprise Service Bus
       1. NEF/PMEF                             Service (e.g., Loosely Coupled, NetCentric)                                                  (ESB)

                                                 Capability Process Improvement and Solution Design                                Capability Implementation

                                              Operational Capability (Primary and Alternate Sites, Primary and Alternate Providers)
       1. BRM
       (Assigned Functional Missions                                                                     5. TRM                        6. Required Mission
       + Assumed Supporting                     3. SRM                                                   (Technology                   Resources over their life
                                                                              4. DRM
       Functions)                               (Best Practice,                                          Catalog of                    cycle.




                                                                                                                                                                       Capability Business Case and Budget
                                                                              (Metadata
       1.1 Policy                               Re-usable                                                Standards and                 6.1 People
                                                                              and Data)
       1.2 Assignment                           Processes)                                               Qualifying                    6.2 Intelligence
       1.3. Strategic Management                                                                         Products)                     6.2.1 Functional Intelligence
                                                                                                                                       6.3 Funds
                                                                                                                                       6.4 Skills
          1. OU Assigned                                                                                                               6.5 Materiel
                                                                                 2. PRM
          Functional                                                                                                                   6.5.1 Physical IT
                                                                                 (Strategic Mgmt, Ops & Invest.
          Responsibility                                                                                                               6.5.1.1 Systems
                                                                                 Strategies, Priorities)
                                                                                                                                       6.5.1.2 Infrastructure
                                                                                                                                       6.5.2 Goods
                                                                                 7. PRM (Portfolios, Budgets)
          1. Parent Organization                                                                                                       6.6 Facilities
          of OU                                                                                                                        6.7 Services
                                                                                                                                       6.8 etc.
          6. Organization Unit
          (OU) Assigned The
          Asset

                                                                                                                      Schema and Data Largely or
          1. Location of OU                                                                                           Wholly Present in FEA
          (Physical and Virtual)

                                                                                                                     Schema and/or Data Added
                                                                                                                     by Team CommIT EA

                       Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider
                                                                  License of CommIT Enterprises, Inc.
Slide 19

RR19       This 2003 model represents the OMB FEA in relation to capability design, SOA, and GEM. With the 2005 CCEA project, the National
           Essential Functions (NEF) and Priority Mission Essential Functions (PMEF) elements were added as variants of the OMB FEA BRM.
           Roy Roebuck, 1/20/2006

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History and evolution of the General Enterprise Management (GEM) approach

  • 1. This series of slides, with links to comments in the top left of each, provide a bit of the history and evolution of the General Enterprise Management (GEM) approach RR1 GEM Premise 1. Connection: A Fishing Net = Knots and Strings • FACT: Every Thing is Directly Connected to Every Other Thing http://www.one-world-is.com/beam Other – David Bohm’s Implicate Order (2) Thing Thing – Bell’s Interconnection Theorem (2) – Aspect’s Non-Locality Laboratory Proof – Zero Point Field/Energy Mathematical Proofs (2) (3) (4) – Consciousness and Reality (2) Other Other Thing Thing • The Readiness of People to Accept the Science of Connection Varies from Person to Person – Connection is the Basis for Our Physical Universe – Connection is the Basis for Cause and Effect phenomena – Connection is the basis for the “systems” and “object” engineering views • Everyone mentally does architecture and ontology as their connection method. Everyone Think of the world builds a personal world view by: sensing/perceiving their world, identifying/distinguishing distinctive things in it; naming things, describing things, relating things, and tracking past and as being a collection projected changes in things. This world view is also called an “ontology”, and also called an “architecture”. of different knots, • Sharing world views/ontologies/architectures to establish interpersonal, organizational and global group communication, coordination, and collaboration requires a structured means of each connected to storing and transferring signals, data, information, knowledge, awareness, decisions, and actions. other knots by • Prior to electronic communication our means to transfer world views was limited to our physical senses. With electronic communication we are now able to transfer world views at a multiple strings, like distance. We can now effectively communicate, coordinate, and collaborate while at different locations. layers of interwoven • Prior to electronic data processing (e.g., IT) our means to share world views was limited to the single receiving person or group currently anywhere on a communication circuit with us (e.g., fishing nets. across the room or on the other end of the telegraph, radio, or telephone). With electronic data processing we are now able to transfer world views to multiple persons and groups at different times. We can now effectively communicate, coordinate, and collaborate with all persons and groups on the network at different locations and times. Knots are • As a result of the global Internet and our ontology and architecture modeling processes and technology, we can now provide the means for all persons and groups anywhere to know nouns/things, and everything they need to know, when they need to know it, from those with the greatest expertise or situational information, knowledge, and awareness. strings are • Everyone can now be connected, knowledgeable, and aware of the whole world around them, verbs/relations. from their own local vantage point and decisions, including both the world within their control and that beyond their control. Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 2. Slide 1 RR1 This diagram took form from 1957, starting with a dream about a fishnet. Roy Roebuck, 1/20/2006
  • 3. RR2 An Object Model (For A Connection View) Categorize “Kind-Of” Hierarchy Object N Attributes Attribute Attribute Attribute Associate Parent Value Value Value Plan/History Object A Association Attributes Attribute Attribute Attribute Value Value Value Past Parentage Change Inheritance “Part-Of” Hierarchy Container Base Component /Predecessor Input Object N Output /Successor Object X Association Present Change Association Object Y Descendant Future Inheritance Change Change Attributes Attribute Attribute Attribute Value Value Value Child Object B Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 4. Slide 2 RR2 Here's a 1984 variant that evolved from the fishnet concept, which eventually took form as a generalized object model. Roy Roebuck, 1/20/2006
  • 5. RR3 A Dynamic Object (For An Information System To Manage Any Thing, And Every Thing) Basic Object Attributes Basic Association Attributes Attribute Value Attribute Value Attribute Value Parent Attribute Value Attribute Value Attribute Value Object A Past Parentage Change Inheritance Container Base Component /Predecessor Input Object N Output /Successor Association Object X Association Present Change Object Y Descendant Future Object Detail Attributes Inheritance Association Detail Attributes Attribute Attribute Attribute Change Attribute Attribute Attribute Value Value Value Value Value Value Object Interface Metadata Attributes Association Interface Metadata Attributes Attribute Attribute Attribute Child Attribute Attribute Attribute Value Value Value Value Value Value Object Security/Privacy Metadata Attributes Object B Association Security/Privacy Metadata Attributes Attribute Attribute Attribute Attribute Attribute Attribute Value Value Value Value Value Value Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 6. Slide 3 RR3 Here's another 1988 variant on the generalized object model, representing the idea that it could serve as the foundation for any MIS. This idea has been called dynamic data structures since the mid 90's. Roy Roebuck, 1/20/2006
  • 7. RR4 The Spiral of Knowledge pirit Humanities S Re my lig Society no ion xo y Phi log Ta loso io sis phy Soc sis the Hy ae the po Unknown e Recorded and n po ipl me Hy Research ry Known Applied Knowledge Psychology nc eo Wo heno d tics Pri Th pte World thema ng Universe Ma Ph ce rki P Ac ys iol s og sic Bio y ry y Ph ist logy Chem Legend: Learning and Insight Scien Evolving Mind ce Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 8. Slide 4 RR4 Here's a virtually unchanged model of my 1965 wheel of knowledge that I used to plan my educational and career focus. Roy Roebuck, 1/20/2006
  • 9. RR5 An Enterprise Is An Object (In Its Dynamic Environment) ENVIRONMENT Opportunity and Competition ENTERPRISE (Organization) (Organism) (Organ) (Object) Strength and Weakness METABOLIC ACTION ON RESOURCES (TRIGGER, INPUT, CONTROL, OUTPUT, MECHANISM) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 10. Slide 5 RR5 This is my 1982 concept for managing the enterprise as a single entity, as part of my Master's program (i.e., Masters of Science in Systems Management from Univ. of Southern Cal.) Roy Roebuck, 1/20/2006
  • 11. RR6 32. GEM Basic Questions WHERE IS ___? WHO IS RESPONSIBLE FOR ___? WHO HAS THE AUTHORITY TO ___? WHO HAS THE RESOURCES FOR ___? WHEN IS ___? LOCATION HOW MANY ___? CATALOG / HOW OFTEN ARE ___? INVENTORY HOW MUCH IS ___? REQUIREMENT ORGANIZATION LIFE CYCLE 1 CATALOG / CATALOG / INVENTORY INVENTORY 7 2 WHAT GOES INTO CONTEXT ___? ENGINE RESOURCE WORK UNIT WHAT RESULTS 6 3 CATALOG / (OFFICE / BILLET) FROM ___? INVENTORY CATALOG / 4 INVENTORY 5 WHO DOES ___? WHO SUPPLIES ___? PROCESS FUNCTION WHO PRODUCES ___? CATALOG / CATALOG / INVENTORY INVENTORY HOW DO WE ___? WHAT IS DONE FOR ___? WHY IS ___? Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 12. Slide 6 RR6 My 1982 model of the General Enterprise Management subject categories and how they'd be related through the quot;context enginequot;. Each wedge would now be called a taxonomy or thesaurus. The context engine would now be called a 2nd order logic strong ontology. Roy Roebuck, 1/20/2006
  • 13. RR7 7. GEM Context/Intelligence Functions To Manage Enterprise Context (1.2), Context Functions (for Subjects and Relationships): •Create Manage Enterprise Subjects and Their Relationships •Update Subject Subject •Move Subject I F B •Copy Subject A •Modify Properties •Merge A Is A Kind-Of A Will Become •Deactivate (Never Delete) A Follows or or Type-Of B or May Become I •Read Is Successor- •Characterize of F •Relations Subject A •Properties Subject Methods •Methods J •Qualifiers A is an •Security Alias for J GEM Subject Categories (Tree) A Is Part-Of Subject •Locations (e.g., Physical, Virtual, Conceptual) Subject or quot;Aquot; and A Contains or Subject •Organizations (e.g., Private, Commercial, Government) D Contained its Basic Consists-Of E E •Organization Units (e.g., Offices, Teams, Projects) Within D Relations •Functions (e.g., Executive, Production, Support) A is a •Processes (e.g., Manual, Automated, Mechanical, Electrical) Reference for K •Resources (e.g., Persons, Intelligence, Funds, Skills, Subject A Qualifiers Subject Materiel,Facilities, Services, Space, Energy, Time) K GEM Relationship Types (Noun – Verb – Noun) •Class (Parent/Child, Class/Subclass, Class/Instance) A Was Previously •Containment (Master/Detail, Container/Component) or Was •Sequence (Predecessor/Successor, Cause/Effect) Possibly H A Categorizes or A Leads or Is •Change (Previous/Current, Current/Future Is the Basis of C Predecessor-Of G •Reference Subject A •Alias Security •Architecture/Structure (Multiple Relations Types, showing Subject Subject Subject Component-Interface-Component) H C G Context Meaning Properties = Object Attribute/Value Pairs, Inheritable from Class Type Methods = Behaviors performed by Object •Concepts (Keywords, Words) Qualifiers = Filters, Rules, Facts, and Roles Constraining Object •Semantic (noun – verb – noun, Subject-Verb-Predicate) Security = Combination of Properties, Methods, and Qualifiers defining the need for a person or process to •Ontology (Semantic-Verb-Semantic) see, show, or know some aspect of an object, or to do or avoid doing some action with or affecting an object. Also known as Role-Based Access Control - RBAC. •Knowledge (Ontology-Verb-Ontology) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 14. Slide 7 RR7 This is the model that extends the basic object model to encompass more of the relationships I discovered in my 1982-85 Master's work and my quot;enterprise-levelquot; manager and analyst assignments since 1982. The relationships around the object model provide the GEM quot;knowledge-representation modelquot;, which I document as the M3 layer of the GEM four-layer metamodel architecture. Roy Roebuck, 1/20/2006
  • 15. RR8 Progression of Written Information, Adding Structure and Order Outline (List of Lists) Thing Words Lists Deer Nourishment (Object) Deer Bear List Concept Word Bear Deer (Object) (Object) Sky Water Sky Bear Water Deer Food Deer Man Bear Cave Water Cave Water Spear Shelter Man Cave Spear Weapon Spear Table Table Data Tree (List with Attributes) Food Implement Season Association Join (Self-Joined, Drill-Down Hierarchy, i.e., and Crew Table Outline with Row Attributes) (Entity/Relation for (Lookup) Parent/Child Relations) Data Tree Deer Arrow - 1 Spring, Root Summer, Fall, Class 1 Winter Bear Spear - 3 Spring, Subclass 1.1 Large Rocks Summer, Instance 1.1.1 - 2 Fall Instance 1.1.2 Class 2 Berries Cloth, cup, Summer, or basket - Fall Subclass 1.2 1 Instance 1.2.1 Instance 1.2.2 Data Snowflake (Ontology) Data Jewel (General Ontology) Data Star (Taxonomy) (Simple Data Warehouse, Multidimensional, (Compound Data Warehouse, Multidimensional, multicentric, (Simple Data Mart, Multidimensional, Drill- multi-level Drill-Out views of single type object, multifaceted, multilevel Drill-Anywhere views of all recorded Out, single level views of single object, i.e., i.e., single facet E/R application controlling a objects, i.e., All applications for controlling all objects built profiles and simple fact tables for a single class of objects. Applies First Order Logic) from single core of highly refined data. Applies Second Order type of object) Logic) Database and Database and Application Application Access Access Locations Performance Management Performance Situational Management Situational (Strategic and Context (Strategic and Service Level) Context Organizations Service Level) Management Resources Management Management Management System/Software System/Software Network Network Engineering Engineering Facts Management Management Management Management Processes Groups/Roles Network Messaging Network Accounts Messaging Management Accounts Management Management Management Security/Key Security/Key Functions Management Management Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 16. Slide 8 RR8 This is my model representing the progression of our technology and conceptual readiness to add structure to our recorded knowledge. The quot;thingquot; node corresponds the the quot;pragmaticsquot; label briefed by Dr. Orbst over the past week, the quot;conceptquot; node corresponds to the quot;semanticsquot;, and the quot;wordquot; node corresponds to the quot;syntaxquot; and quot;termquot; labels. Roy Roebuck, 1/20/2006
  • 17. RR9 A Model of Technology Society Spirit Humanities Integration Efforts Taxonomy (synthesis, synectics, synergy) Connection Religion (wholeness, unity) Technology Advances Sociology Philosophy Believe Feel across Science to Self form Social Psychology Tools Mathematics Sense Increasing Subjectivity (Direct) (Less Empirical) Physiology Physics Chemistry Biology Science Increasing Objectivity (Indirect Sense) (More Empirical) Perception of Separation (differentiation, analysis) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 18. Slide 9 RR9 This is a model I put together around 1985 to extend the wheel of knowledge into a form that could be used to explain where technology fit and how it evolved. Roy Roebuck, 1/20/2006
  • 19. RR10 Team CommIT GEM Framework (Leveraging OMB FEA) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 20. Slide 10 RR10 This is the GEM framework, first used in 1987, for organizing enterprise general subject taxonomies, a general ontology of subject relationships over time, and the value-lattice of the totality of enterprise subjects and their relations. Roy Roebuck, 1/20/2006
  • 21. RR11 Team CommIT Enterprise Management Spiral Life Cycle Process (SLCP) Model 2. Concurrent Functions Inventory Enterprise Reference Architecture (e.g., Functional Maturation via Policy, Process, etc. Documents) And Function Enterprise Modeling and Architecture Mission Management Operations Risk (i.e., Threat) (Concurrent for Hierarchy of Organizations, Functions, Programs, Projects, and Persons) Management and Vulnerability Mission (Strength and Opportunity Management) Using A (i.e., Weakness) Vision Common Goals Management Performance Objectives (e.g., Measures, Service Levels, Contracts) Management Targets/Indicators Repository Strategies (Requirements Management and Analysis) Baseline Service Operations (Functions/Programs/Projects) Strength, Activities /Services (Performance Metrics) Weakness, Products /Systems (Product/System Specifications) Costs/Benefits Opportunity, and Projects / Initiatives (New/Improved Functions/Programs/Projects) Threat (SWOT) Investment Cost (Infrastructure, Development, Procurement) Assessment Performance Impact Operations Cost Impacts Implemented Plans 1.1 Function Actual Performance Intelligence Value Chain Assessment Track Performance Account for Resources Inventories (Relationship Management for Manage Configurations Diverse Content, Customers, Suppliers, Partners, Measure Performance Authorities, Public, Internal Performance Review Data, Metadata, Analysis) Performance Adjustment for Mature Mission Management Vocabulary, Manage Full Enterprise Configuration Keywords, 1.4 Enterprise Virtual Applications (EA Repository-based Templates and Composite Applications) Concepts, Propositions / 1.3 Enterprise Mission-Based Security Controls (For Security Access and Asset Distribution) Assertions, Taxonomy, 1.2 Enterprise Common Context/Intelligence/Architecture Semantics, SUBJECT Location Organization Organization Function Process Resource Resource Life Cycle Thesauri, Context and Context and Unit Context (Mission) Context Context and Context and State Context and Context Content and Content and Content Content Content Content Ontology, Knowledge Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 22. Slide 11 RR11 This is a variant of my 1987 strategic management process flow-model that represents evolving operations supported by dynamic operational and analytical data. The #2 item represents the strategic management process, wich is a spiral life cycle that provides to the enterprise and all of its functions a concurrent and integrated superset of what is now known as a quot;balanced scoredardquot;, plus strategy/portfolio/program/project management, performance tracking/reporting/assessment and adjustment, value-chain relationship management, and stregth/weakness/opportunity/threat assessment. (Weakness = vulnerability, threat = risk). The GEM ontololgy in item 1.2 integrates the diverse functional (i.e., middle) ontologies from 1.1, which in turn provides the data needed to associate resources with user access authority in 1.3 and to virtualized knowledge-base functional applications in 1.4. All of this operates from a non-fragmented repository containing or linking to the totality of enterprise management information, providing a wholistic view of the dynamic enterprise in its dynamic environment. Roy Roebuck, 1/20/2006
  • 23. RR12 Enterprise Leadership and Management Functions - Progression from Current Disorder to New Order, With Cohesion Leadership Management Leadership Provides Cohesion (i.e., Control) By Managing The Configuration Of 1 3 2 Enterprise Architecture” Our Status Yesterday… How We’ll Get There Now Our Intended Status Tomorrow… 1. Enterprise Components (As-Is Disorder) (Migration, Control) (To-Be Order, Command) 1.1. Location Risk and Vulnerability Assessment, 1.2. Organization Performance Measurement, 1.3. Organization Unit Operating Environment And Adjustments Mission 1.4. Function 1.5. Process Evolving Operation Strategy 1.6. Resource To Close Gaps and Reduce Overlaps Vision Value-Lattice 2. Component Relations (Integrated Value Chains) (Adaptation Decisions) 2.1. Categorization 2.2. Containment 2.3. Sequence Strength, 2.4. Version Weakness, Opportunity, Goal 2.5. Equivalence and Threat Awareness Objective 2.6. Variation Criteria 2.7. Reference 3. Capability Requirements 3.1. Conceptual 3.2. Specified 3.3. Authorized 3.4. Funded Tightening “Acceptable Performance” 3.5. Implemented Operation Indicators from Lessons Learned 3.6. Operational (Intelligence Refinement) 3.7. Disposed Leadership Provides Measured and Adjusted Progression, Transforming Enterprise Into An Intended Future State (i.e., Command) Leadership and Management of the “Operational Part of Architecture” Both Depend On Organization of Data (i.e., “the Intelligence Part of Architecture”) About The Enterprise and Its Environment Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 24. Slide 12 RR12 This is my 1991 leadership and management model that realigns the strategic management spiral life cycle to illustrated the concepts of command, control, strategy, performance, etc. supported by the enterprise architecture. Roy Roebuck, 1/20/2006
  • 25. RR13 Nature’s Value-Chain THE PHYSICAL ENVIRONMENT RECYCLER (BASIC RESOURCES/PRODUCTS) (NATURAL AND INDUSTRIAL INORGANIC MATERIAL (UNEXTRACTED OR PROCESSED) RECYCLING OF BY-PRODUCTS TO ORGANIC MATERIAL (UNHARVESTED OR PROCESSED) PRODUCE MATERIAL AND ENERGY, ENERGY (UNHARNASSED OR PROCESSED) AND RECORDING/SHARING OF HUMAN KNOWLEDGE (INITITAL INSIGHTS/EXPERIENCE OR KNOWLEDGE) PROCESSED) CUSTOMER EXTRACTOR ALL CUSTOMERS ARE (CONSUMER= CUSTOMERS ONLY BY-PRODUCT INTERNAL CUSTOMERS, IF WANT TO PAY FOR SUPPLIER) YOU DEFINE THE ENTERPRISE THE ADDED VALUE BOUNDARY BROADLY THEY REQUIRE. IF ENOUGH. THE PRIMARY THEY DON'T SUPPLIER IS THE DYNAMICAL REQUIRE IT, IT HAS PHYSICAL ENVIRONMENT. NO VALUE TO THEM. REFINER SUPPLIER YOUR (VAA) ENTERPRISE VALUE ADDED VAA VAA ACTIVITY -VAA NOTE: INTERCHANGE OF INFORMATION, AND EXCHANGE OF MATERIAL, ENERGY, AND/OR CURRENCY Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 26. Slide 13 RR13 This is my 1992 model representing the value-chain aspects subsequently included in the GEM approach. Prior to this time I was focusing more on the quot;reduction of cycle timequot;, from an operational and management-engineering perspective. This was when I was subsuming TQM and BPR (e.g., IDEF0) concepts and processes into the GEM approach. Roy Roebuck, 1/20/2006
  • 27. RR14 Enterprise Value Chain Natural Environment Extractor Recycler 6. 1. Refiner Supplier d. Customer Consumer 2. Pr (Output, a. ov (Input ) Ex an ct Your io is Outcome) pe d i on e. n Enterprise cta Sa Value-Added tio t is 5. (Internal, Insource, fa n Activity c. b. and Outsource Pr Public Re 6. od (Input, Control) Activity) qu uc ire Public tio m Perform, en ( Output, n 2.1 t Control) Measure, Products 3. and Improve Authority 2.4 (Control) Culture 4. 2.3 2.2 4. Partner Structure Process (Input, Partner Mechanism) (Output, Mechanism) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 28. Slide 14 RR14 This is another 1992 variant of the previous value-chain model. Roy Roebuck, 1/20/2006
  • 29. RR15 A Transaction Is More Than It Appears - The Value Lattice Component Interface Component (VAA:N) VAA:N+1 Main Transaction Exchange/Transport of: •Materiel VAA = Value Added Activity Interchange/Transfer of: B = Business 2 = To •Data •Information •Knowledge Associated Resource Transactions Awareness/Knowledge/Information/Data/Signals Transferred Funds Transferred Person/Team Actions Skill/Experience Exercised Materiel Consumed, Stored or Transported Services Performed Facility Used Space Occupied or Traversed Time Spent Energy Applied or Produced Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 30. Slide 15 RR15 This 1996 model represents business to business interactions, in the GEM context, in one of my first commercial/contractor efforts to support an early B2B technology firm. Roy Roebuck, 1/20/2006
  • 31. RR16 Service Categories Needed to Support The President’s Management Agenda (PMA) Target Leaders Enterprise Management Services (EMS) PMA Initiatives •CEO (Management Solutions Including Enterprise and Functional 1.Human Capital •COO Governance support, Extending EA into Full Enterprise 2.Competitive Sourcing •CFO Engineering, Performance/Quality/Cost Improvement, BPR, Cycle •CHCO 3.Financial Performance Time Reduction, Decision Latency Improvement, Security 4.Enhanced eGovernment (EA) •CKO •CIO Management, Continuity/Risk Management, Metadata Management, 5.Budget/Performance •Functional Knowledge Management, Virtual Enterprise Database, Value-Chain Integration (Scorecard) Managers Integration, Situational Awareness, C2, Real Time Enterprise, and Requirement, Asset, Portfolio, Program, Project, and Change There are no competing EM Management) methodologies •CFO Enterprise Architecture Services There are multiple competing •CIO EA Vendors and Approaches, •CTO (EAS) but very few competing EA (Advising-On and Implementing FEA, DoDAF/C4ISR, methodologies Zachman, TOGAF, Spewak, etc.) There are many competing IT IT Services (ITS) and Network Service Vendors •CIO (Providing Web, LAN/WAN/Wireless, Applications, •CTO Application and Data Integration, Databases, Data •System / Software Development Warehousing, IT Operations, Customer Service, Legacy, Managers etc.) Network Infrastructure Services Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 32. Slide 16 RR16 This 2000 model was assembled as marketing material to present the quot;consulting servicesquot; that could be enabled by the GEM approach. It was then extended to encompass the PMA and FEA as they became prominent in government contracting. GEM has encompassed what is now called EA since its 1982 inception. Roy Roebuck, 1/20/2006
  • 33. RR17 FEA Extension For Operations Management And Architecture Integration EA as Whole-Enterprise System Analysis, Requirement Analysis, and Operational Model Function Mission Process Resource (Data) Resource (Technology) Location Catalog (LC) Catalog Catalog Catalog Catalog Catalog Organization Catalog (OC) BRM PRM SRM DRM TRM OMB FEA Organization Unit Catalog (FC) Function Catalog (FC) Business Area Measurement Service Metadata Technical Service Reference Area Domains (Context) Area Mission Catalog (MC) Models Process Catalog (PC) Measurement Service Metadata Technical Service Line of Business Resource Catalog – Categories Type (Container) Category Data (RC-D) Measurement Service Data Technical Resource Catalog – SubFunctions Indicators Component (Content) Service Standard Technology (RC-T) Function Catalog Mission Catalog Process Catalog Resource Catalog Resource Catalog D&A Resource (e.g. IT) CC EA (PRM Extension) (SRM Extension) (DRM Extension) (TRM Extension) (BRM Extension) Management Reference Functional Functional Planning Services Metadata Controlled Technology Product Catalog (TRM) IT Product Catalogs NEF Reference Spiral Life Cycle Inventory (What) Data ETL (Priority) Service (i.e., Performance) Vendor PMEF Policy Level Management (SLM) Data Migration Vendor Mission Brand Process Assignment (SRM Service Domain) Virtual DB Version Brand SMEF (Who) Vision Goal Procedure (Rules) Version Release Responsibility (SRM Service Type) Taxonomy Objective (Controlled Release Performance Source (Indicators) Template Forms, Reports, Vocabulary Organization Targets etc.) (SRM Service Inheritance Technology Source Unit Catalog Strategy (Portfolio) Component) Relations) Time Phasing IT Development Authority And Implementation Organization Plans (When Technology (CMMI) Technology Concept Map Catalog Resource Insertion Budget (TRM Item) (Associative Requirements, and Infrastructure Relation) Location Dependency, Deprecation (System of Systems) Catalog Schedule) Metadata Semantic Engineering (DRM Item) Product Recurring Plans Data Model Evaluation System Controlled Process EA Composition Engineering Initiative Plans Vocabulary Ontology (EA/IT Subject Taxonomy and Controlled Funding Strategy Functional Knowledge Software Vocabulary) Semantics Base Engineering Acquisition Strategy CPIC EA “Line of Sight” IT Operations (EA/IT Subject Associations, Giving COOP Performance And Maintenance Semantic and Ontology Context) Capability (ITIL) Assessment (Performance, Plan, Strategy, Value-Chain, EA, IT, CM, DB, SPEM, BPM, AD, LDAP Metadata (e.g., MOF) SWOT, Risk, Vulnerability, Records Management and Asset Management Repository and Mission) Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 34. Slide 17 RR17 This is a 2002 variant of the GEM metaschema that has been re-aligned to show the mapping-to and extension-of the OMB FEA. It was subsequently included as part of the offering in a DOE ITSS contract, a DoD Encore win for a small business prime contractor, a DOI EA support contract, a Navy BUMED R&D EA contract, the Fed CC EA contract, and a Navy SPAWAR Engineering Support contract. Roy Roebuck, 1/20/2006
  • 35. RR18 Implementing GEM: Aligning Mission, Function, and IT Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 36. Slide 18 RR18 This is a model represent the cycle of development of an EA in blue, development of the EA-based enterprise management capabilities in green, implementation of EA-based BPR (ToBe process) and EA-governed IT Design (ToBe IT), EA-governed oversight of the IT implementation, EA-based IV&V and C&A of the IT implementation, EA-governed process and IT deployments, and EA-based oversight and tracking of IT and other functional operations. Roy Roebuck, 1/20/2006
  • 37. RR19 CommIT EA Has An Extended OMB FEA Structure Enterprise Architecture Service Oriented Architecture (SOA) Enterprise Service Bus 1. NEF/PMEF Service (e.g., Loosely Coupled, NetCentric) (ESB) Capability Process Improvement and Solution Design Capability Implementation Operational Capability (Primary and Alternate Sites, Primary and Alternate Providers) 1. BRM (Assigned Functional Missions 5. TRM 6. Required Mission + Assumed Supporting 3. SRM (Technology Resources over their life 4. DRM Functions) (Best Practice, Catalog of cycle. Capability Business Case and Budget (Metadata 1.1 Policy Re-usable Standards and 6.1 People and Data) 1.2 Assignment Processes) Qualifying 6.2 Intelligence 1.3. Strategic Management Products) 6.2.1 Functional Intelligence 6.3 Funds 6.4 Skills 1. OU Assigned 6.5 Materiel 2. PRM Functional 6.5.1 Physical IT (Strategic Mgmt, Ops & Invest. Responsibility 6.5.1.1 Systems Strategies, Priorities) 6.5.1.2 Infrastructure 6.5.2 Goods 7. PRM (Portfolios, Budgets) 1. Parent Organization 6.6 Facilities of OU 6.7 Services 6.8 etc. 6. Organization Unit (OU) Assigned The Asset Schema and Data Largely or 1. Location of OU Wholly Present in FEA (Physical and Virtual) Schema and/or Data Added by Team CommIT EA Copyright Roy Roebuck, 1982-2006. Used with permission by the U.S. Federal Executive Branch under the GEM Service Provider License of CommIT Enterprises, Inc.
  • 38. Slide 19 RR19 This 2003 model represents the OMB FEA in relation to capability design, SOA, and GEM. With the 2005 CCEA project, the National Essential Functions (NEF) and Priority Mission Essential Functions (PMEF) elements were added as variants of the OMB FEA BRM. Roy Roebuck, 1/20/2006