This document provides a sample of 10 multiple choice questions from the NISM Series VI - Depository Operations Certification Exam. It introduces the exam and provides the questions and answers to demonstrate the exam format. It encourages the reader to visit an online test preparation site to find the answers to these sample questions and take additional mock exams to help prepare for and score high on the NISM Series VI exam.

1. NISM Series VI - Depository
Operations Model Paper
If you are looking for NISM Series VI - Depository
Operations Certification Exam Model Paper then you are
at the right place. Just move to the next page to grab
demo questions of NISM Series VI - Depository
Operations Certification Exam.

2. Q.1. A Demat Requisition Form ie. DRF can be
rejected by a Registrar and Transfer agent if
__________________.
A. The signatures in their records do not match with that on
DRF
B. The securities to be Dematted are not attached with DRF
C. The ISIN number of the security is wrongly mentioned
D. All of the above.

3. Q.2. A Depository Participant may terminate/stop its
operation by giving a ___ days notice to the Depository.
A. 30
B. 45
C. 60
D. 90

4. Q.3. Dated securities have a maturity period of ___________ .
(A) Less than one year
(B) More than one year
(C) Between six months to one year
(D) Usually more than 5 years

5. Q.4. If there is no transaction in the d'mat account, then the
transaction statement should be provided at least once in a
________and should be dispatched directly to the client's
address.
(A) Month
(B) Quarter
(C) Six months
(D) Year

6. Q.5. The Depository Participant has to reconcile its
record with the Depository on a _________ basis.
(A) every 12 hours
(B) daily
(C) every Wednesday and Saturday
(D) weekly

7. Q.6. Persons who are holding shares in physical form
can get them dematerialised by submitting them to
___________ .
(A) Their broker / sub broker
(B) Depository
(C) Depository participant
(D) Bank

8. Q.7. Voters ID cannot be accepted as an ID proof
for opening Demat A/C. True or False ?
(A) True
(B) False

9. Q.8. What are transitory d'mat accounts ?
(A) D'mat account of NRI's
(B) D'Mat account of Minors
(C) D'Mat account of Clearing Members
(D) D'Mat account of Beneficiary

10. Q.9. Which of the following is a Cash Corporate
Action?
(A) Dividend
(B) Bonus
(C) Rights
(D) All of the above

11. Q.10. When an application is made to transfer
Government Securities (G-Secs) in SGL form to
Depository account, the clients signature on the DRF-GS
need be verified wit that on the account opening
form.
(A) False
(B) True

12. Just visit http://pass4sure.in to know the answers
of these questions. At Pass4sure, you can test
yourself by giving NISM depository mock
test/practice test online. To score high in NISM
Series VI - Depository Operations Certification
Exam, just pay Rs. 499 only to grab more than
400 questions and answers with explanations.