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National & International Regulatory Framework
Technical Session II
Regulatory Frame Work Of GM Crops: National And International Framework
Workshop On Safety Assessment OfGM Food
14-15 October, 2015
Hotel The Claridges, New Delhi
S.R.Rao
Advisor
Department of Biotechnology
Ministry of Science and Technology
Government of India
Today’s Topics
Introduction
International efforts in food safety
Principles of GM food safety
Current methods
Laws Governing GM food safety in various
countries
Definitions of GMO in various countries and
implications
Indian Regulatory Frame Work
Future requirements
Nicolia et al 2014
Publications out of 1783 total on GE food and Feed
NUTs and BOLTs
Biotech regulatory
System
Guidelines People
Biosafety Review
Process
Legislation
Rules & procedures
I
N
F
R
A
S
T
R
U
C
T
U
R
EMULTIDISCIPLINARY HUMAN RESOURCE
SOPs
Notified
Testing
Labs
Monitoring
Cells
Field sites
C
O
M
M
U
N
I
C
A
T
I
O
N
The decision to regulate a plant is
based on a variety of
considerations
Legal
Social
Scientific
Different jurisdictions will
regulate differently based on their
existing laws and regulations
Regulation of GM Crops
Molecular/protein
Characterization
Environmental
SafetyFood Safety
Food and feed safety
assessment and the
environmental risk
assessment are
separate and distinct
evaluations and share
some common
elements of
information through
the molecular
characterization of the
GM organism and
characterization of
expressed, transgenic
proteins
Principles of scientific risk assessment
Country Food safety Environmental Safety
CANADA Health Canada: Sole
responsibility for
evaluating the human
health safety of all
foods Authority is under
the Food and Drugs Act
and Regulations
Ministry of Environment
USA Food and Drug
Administration (Center
for Food Safety and
Applied Nutrition)
USDA – APHIS
Environmental Protection
Agency
India Environmental protection Act 1986
Ministry of Environment, Forests and Climate Change
and Science And Technology
Variable Agencies and laws governing GM crop regulation
Country Food safety Environmental Safety
European
Union
In 2012, the European Food
Safety Authority (EFSA)
which provides guidance
under the framework of
Regulation (EC) No
1829/2003 on GE food and
feed.
Ministry of Environment
of respective countries
Argentina National Advisory
Commission on Agricultural
Biotechnology
National Service of Agri-
food Health and Quality (
Food and feed)
Brazil National Biosafety Technical Commission (CTNBio, part
of the Ministry of Science, Technology and Innovation)
Variable Agencies and laws governing GM crop regulation
Country Food safety Environmental Safety
China Regulatory oversight from laboratory to commercial use
is within the Ministry of Agriculture (MoA)
Australia Australia- New Zealand
Food Safety Authority
Office of Gene Technolgy
Regulator. Gene
technology Act 2000.
Department of Health
South
Africa Ministry of Agriculture, Forest and Fisheries
GMO Act, 1997 , Promulgated in 1999, Amended
in 2006 and implemented in 2010
Variable Agencies and laws governing GM crop regulation
New gene technology laws vs. extending scope of existing
laws
Oversight by different authorities:
Ministry of Agriculture (or Fisheries)
Ministry of Environment
Ministry of Science
Multiple ministries
Differences often a function of existing regulatory structures
and legal enabling authorities, as well as different philosophies
Some countries are members of Cartagena Protocol, some not
Regulatory approach has affected the development of Plant
Biotechnology
Establishment of regulatory oversight Different
countries took different regulatory approaches:
There are as many regulatory approaches as
there are countries
Little consistency between countries
Much room for interpretation within countries
Regulatory approach does not matter so long
it is effective
Science based and defensible
Transparent
Expeditious
Credible to the public – who may be more
concerned about non – scientific, value based
issues
Establishment of regulatory oversight Different
countries took different regulatory approaches:
• Differences between countries
– Regulation endpoints based upon adverse
effects or defined risks
– Combined or separate environmental or
food/feed safety reviews
– Triggers- novelty, GE/GMO, combination
– Adverse effects
– Number of ministries involved in regulation
(and in developing positions for international
discussions)
Country Definition by Law of Land
CANADA Novel Foods: Products that have never been used as a
food; foods which result from a process that has not
previously been used for food; or, foods that have been
modified by genetic manipulation.
USA USDA :
A “regulated article” must meet two
requirements:Produced using genetic engineering
(recombinant DNA techniques) AND Donor organism,
recipient organism,vector, vector agent, is a plant pest
OR Is an unclassified organism the Administrator
determines is a plant pest or has reason to believe is a
plant pest
Variable definitions in laws across world would be
determining future course of regulation of new technologies
Country Definition by Law of Land
EUROPEAN
UNION
GMO/GMM defined as “an organism/micro-organism… in
which the genetic material has been altered in a way that does
not occur naturally by mating and/or natural recombination”
Annexes in Directive: Non-exhaustive list of techniques that
lead to genetic modification; Techniques not considered to
result in genetic modification (exhaustive list) AND Techniques
excluded from the scope of the GMO legislation (exhaustive
list)
ARGENTINA Genetically Modified Plant Organism (GMPO) : plant organism
that has a combination of genetic material obtained through the
application of modern biotechnology.
Combination of genetic material : A new DNA sequence that has
been introduced into the plant genome and encodes for a new
protein or some functional element.
Variable definitions in laws across world would be
determining future course of regulation of new technologies
Country Definition by Law of Land
AUSTRALIA genetically modified organism means:an organism that has been
modified by gene technology; or an organism that has inherited
particular traits … that occurred in the initial organism because of
gene technology; or anything declared by the regulations to be a
GMO;
but does not include: a human being, if the human being is covered
by paragraph (a) only because [of] somatic cell gene therapy; or
an organism declared by the regulations not to be a GMO
INDIA Genetic engineering” means the technique by which heritable
material, which does not usually occur or will not occur naturally in
the organism or cell concerned, generated outside the organism or
the cell is inserted into said cell or organism. It shall also mean the
formation of new combinations of genetic material by
incorporation of a cell into a host cell, where they occur naturally
(self cloning) as well as modification of an organism or in a cell by
deletion and removal of parts of the heritable material;
Variable definitions in laws across world would be
determining future course of regulation of new technologies
Country Definition by Law of Land
OECD rDNA (1986) safe development and use of rDNA organisms
Techniques used to produce organisms with novel genetic
combinations
Represent an extension of conventional genetic procedures
Risks presented by organisms same in kind as those posed by any
other organism.
Governed by same physical and biological laws.
Cartagena
protocol
“modern biotechnology” means the application of in vitro nucleic
acid techniques, including recombinant deoxyribonucleic acid and
direct injection of nucleic acid into cells or organelles, or fusion of
cells beyond the taxonomic family, that overcome natural
physiological reproductive or recombination barriers and that are
not techniques used in traditional breeding and selection but does
not include tissue culture of unmodified plant cells; animal cell
culture of unmodified gametes; and natural processes such as
conjugation, transduction, transformation; polyploidy induction;
and mutation breeding;
Variable definitions in laws across world …………
Definition of rDNA
• No agreed upon definition in OECD texts.
• Reference country definitions
• Sometimes use “transgenic”
• GMOs
• LMOs
• GEOs.
– Introduction of a trait.
Similarities between countries
– Risk assessment systems
• Biology + trait + environment X interaction
• Field Trials
• Use of familiarity
• Comparative
• Step-by-step, case-by-case
• Conditional approvals
• Federal structure and local laws
24
26
32
47
243 Agencies
Private
Universites/SAUs
NGO
Others
Research Inst
Summary of survey on GM research Activity 2014-
2015
Source MOEFCC
Basic
Research
Translatio
n phase
Breeding
Development
Field
testing
Varietal
release
Cultivation
Discovery Development
Commercial
use
Public
acceptance
Variety release
breeders-
foundation-
certification of
seeds
Farmers
Consumers
3 5 7 10 yrs
Rs 30M 30M 30M 20M
Complexity with Research Development and Commercialization of
Transgenics
Environment
Protection Act
1986
Regulatory frame work - Scope
ENVIRONMENT PROTECTION ACT 1986
RULES FOR THE MANUFACTURE, USE/IMPORT/EXPORT AND
STORAGE OF HAZARDOUS MICROORGANISMS/ GENETICALLY
ENGINEERED ORGANISMS OR CELLS
New Delhi, The 5th December, 1989
Applicable to:
The import, export, transport, manufacture, process, use or
sale of GMOs and use of GMOs for research
Authorization for production of genetically modified
microorganisms, plants and animals
Approval for deliberate or intentional release of GMOs into
the open environment
Approval for production, sale and import of foodstuff,
ingredients in foodstuff including processing aid which may
contain GMOs or cells
Regulatory frame work - Scope…… Statutory Bodies
National
Level
Genetic Engineering
Appraisal Committee
(GEAC)
Final Approval for
environmental release
Ministry of
Environment and
Forests
National
Level
Review Committee For
Genetic Manipulation
(RCGM)
Scientific risk
assessment of plants,
animals, biopharma,
microbes and
Guidelines
Ministry of S&T
Department of
Biotechnology
State
Level
State Biotechnology
Coordination
Committee (SBCC)
Local monitoring and
compliance
29 State
governments
Institute
university/
company
level
Institutional Biosafety
Committee (IBSC) with
Nominee of RCGM
R&D and Contained
Experiments
Ministry of S&T
Department of
Biotechnology
Expertise in RCGM (about 36 members) including 6 inter-
ministerial nominations
Core Characterization : Molecular biologist; Microbiologists;
Biochemist; Toxicologists; Bioinformatics; Biostatistics
Animal Biotechnology Physiologist; Pathologist; Nutritionist; Animal
Breeder; Veterinary Scientist; Fisheries/ aquaculture scientist
Plant Biotechnology; Physiologist; Pathologists; Entomologist;
Agronomist; Plant Breeder
Human health Biotechnology; Immunologist; Epidemiologist;
Pharmacologist; Clinical Scientist
Industrial and Environmental Biotechnology; Ecologist;
Environmental biologist; industrial microbiologist; Bioprocessing and
Analytical Chemist
Mandate : Scientific Risk assessment of all recombinant products
and recommendation to GEAC /DCGI etc
(i) Chairman – Additional / Special Secretary, MoEF
Co-Chairman – Representative of Department of Bio-technology
Vice-Chairman – Joint Secretary, MoEF
(ii) Members:
(iii) Expert Members : Representatives of concerned Agencies and Departments,
namely, Ministry of Industrial Development, Department of Biotechnology
and the Department of Atomic Energy. Director General-Indian Council of
Agricultural Research, Director General – Indian Council of Medical
Research, Director General – Council of Scientific and Industrial Research,
Director General-Health Services, Plant Protection Adviser, Directorate of
Plant Protection, Quarantine and Storage, Chairman, Central Pollution
Control Board and AYUSH.
(iv) Member Secretary : An official of the Ministry of Environment, Forest and
Climate Change.
(v) Co-opt: 13 Experts co-opted
Composition of GEAC
The approach to formulation of new Guidelines
or for review or revision of protocols, guidelines
of safety assessment of GM crops in India at
national level is:
to examine all the available peer reviewed
research publications and documented
experiences followed by wide ranging
consultation at multiple level of stakeholders to
arrive at consensus documents for wider
adoption and harmonisation of practices at
global level
Regulatory frame work - Scope…… Guidelines
CURRENT ROADMAP DEVELOPMENT PROCESS OF A GM CROP
CURRENT ROADMAP DEVELOPMENT PROCESS OF A GM
CROP
Description of the genetically engineered plant
Biology of the non-transgenic host plant
Donor organism information
Molecular characterization
Bio-informatic analysis: potential toxicity and allergenicity
Expression of introduced protein(s)
Compositional analysis
Acute oral safety limit study
Pepsin digestibility assay
Protein thermal stability
Sub-chronic feeding study in rodents (if required)
Livestock feeding study (if required)
Inheritance of introduced trait
Stability of introduced trait
Reproductive and survival biology
Impact on non-target organisms
Specific information and data requirements for the Food & Feed
Safety and Environmental Risk Assessment of GE plants
Category of Information/Data Requirement India
Argentina
Australia
Canada
Philippines
Japan
S.Africa
EU
USA
Host information X X X X X X X X X
Donor information X X X X X X X X X
Molecular characterization X X X X X X X X X
Characterization of expressed protein X X X X X X X X X
Nutritional composition X X X X X X X X X
Potential toxicity of novel protein(s) X X X X X X X X X
Potential allergenicity of novel protein(s) X X X X X X X X X
GM Food Safety Evaluation
ThanksThanks

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National & International Regulatory Frameworks for GM Foods

  • 1. National & International Regulatory Framework Technical Session II Regulatory Frame Work Of GM Crops: National And International Framework Workshop On Safety Assessment OfGM Food 14-15 October, 2015 Hotel The Claridges, New Delhi S.R.Rao Advisor Department of Biotechnology Ministry of Science and Technology Government of India
  • 2. Today’s Topics Introduction International efforts in food safety Principles of GM food safety Current methods Laws Governing GM food safety in various countries Definitions of GMO in various countries and implications Indian Regulatory Frame Work Future requirements
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  • 4. Nicolia et al 2014 Publications out of 1783 total on GE food and Feed
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  • 26. NUTs and BOLTs Biotech regulatory System Guidelines People Biosafety Review Process Legislation Rules & procedures I N F R A S T R U C T U R EMULTIDISCIPLINARY HUMAN RESOURCE SOPs Notified Testing Labs Monitoring Cells Field sites C O M M U N I C A T I O N
  • 27. The decision to regulate a plant is based on a variety of considerations Legal Social Scientific Different jurisdictions will regulate differently based on their existing laws and regulations Regulation of GM Crops
  • 28. Molecular/protein Characterization Environmental SafetyFood Safety Food and feed safety assessment and the environmental risk assessment are separate and distinct evaluations and share some common elements of information through the molecular characterization of the GM organism and characterization of expressed, transgenic proteins Principles of scientific risk assessment
  • 29. Country Food safety Environmental Safety CANADA Health Canada: Sole responsibility for evaluating the human health safety of all foods Authority is under the Food and Drugs Act and Regulations Ministry of Environment USA Food and Drug Administration (Center for Food Safety and Applied Nutrition) USDA – APHIS Environmental Protection Agency India Environmental protection Act 1986 Ministry of Environment, Forests and Climate Change and Science And Technology Variable Agencies and laws governing GM crop regulation
  • 30. Country Food safety Environmental Safety European Union In 2012, the European Food Safety Authority (EFSA) which provides guidance under the framework of Regulation (EC) No 1829/2003 on GE food and feed. Ministry of Environment of respective countries Argentina National Advisory Commission on Agricultural Biotechnology National Service of Agri- food Health and Quality ( Food and feed) Brazil National Biosafety Technical Commission (CTNBio, part of the Ministry of Science, Technology and Innovation) Variable Agencies and laws governing GM crop regulation
  • 31. Country Food safety Environmental Safety China Regulatory oversight from laboratory to commercial use is within the Ministry of Agriculture (MoA) Australia Australia- New Zealand Food Safety Authority Office of Gene Technolgy Regulator. Gene technology Act 2000. Department of Health South Africa Ministry of Agriculture, Forest and Fisheries GMO Act, 1997 , Promulgated in 1999, Amended in 2006 and implemented in 2010 Variable Agencies and laws governing GM crop regulation
  • 32. New gene technology laws vs. extending scope of existing laws Oversight by different authorities: Ministry of Agriculture (or Fisheries) Ministry of Environment Ministry of Science Multiple ministries Differences often a function of existing regulatory structures and legal enabling authorities, as well as different philosophies Some countries are members of Cartagena Protocol, some not Regulatory approach has affected the development of Plant Biotechnology Establishment of regulatory oversight Different countries took different regulatory approaches:
  • 33. There are as many regulatory approaches as there are countries Little consistency between countries Much room for interpretation within countries Regulatory approach does not matter so long it is effective Science based and defensible Transparent Expeditious Credible to the public – who may be more concerned about non – scientific, value based issues
  • 34. Establishment of regulatory oversight Different countries took different regulatory approaches: • Differences between countries – Regulation endpoints based upon adverse effects or defined risks – Combined or separate environmental or food/feed safety reviews – Triggers- novelty, GE/GMO, combination – Adverse effects – Number of ministries involved in regulation (and in developing positions for international discussions)
  • 35. Country Definition by Law of Land CANADA Novel Foods: Products that have never been used as a food; foods which result from a process that has not previously been used for food; or, foods that have been modified by genetic manipulation. USA USDA : A “regulated article” must meet two requirements:Produced using genetic engineering (recombinant DNA techniques) AND Donor organism, recipient organism,vector, vector agent, is a plant pest OR Is an unclassified organism the Administrator determines is a plant pest or has reason to believe is a plant pest Variable definitions in laws across world would be determining future course of regulation of new technologies
  • 36. Country Definition by Law of Land EUROPEAN UNION GMO/GMM defined as “an organism/micro-organism… in which the genetic material has been altered in a way that does not occur naturally by mating and/or natural recombination” Annexes in Directive: Non-exhaustive list of techniques that lead to genetic modification; Techniques not considered to result in genetic modification (exhaustive list) AND Techniques excluded from the scope of the GMO legislation (exhaustive list) ARGENTINA Genetically Modified Plant Organism (GMPO) : plant organism that has a combination of genetic material obtained through the application of modern biotechnology. Combination of genetic material : A new DNA sequence that has been introduced into the plant genome and encodes for a new protein or some functional element. Variable definitions in laws across world would be determining future course of regulation of new technologies
  • 37. Country Definition by Law of Land AUSTRALIA genetically modified organism means:an organism that has been modified by gene technology; or an organism that has inherited particular traits … that occurred in the initial organism because of gene technology; or anything declared by the regulations to be a GMO; but does not include: a human being, if the human being is covered by paragraph (a) only because [of] somatic cell gene therapy; or an organism declared by the regulations not to be a GMO INDIA Genetic engineering” means the technique by which heritable material, which does not usually occur or will not occur naturally in the organism or cell concerned, generated outside the organism or the cell is inserted into said cell or organism. It shall also mean the formation of new combinations of genetic material by incorporation of a cell into a host cell, where they occur naturally (self cloning) as well as modification of an organism or in a cell by deletion and removal of parts of the heritable material; Variable definitions in laws across world would be determining future course of regulation of new technologies
  • 38. Country Definition by Law of Land OECD rDNA (1986) safe development and use of rDNA organisms Techniques used to produce organisms with novel genetic combinations Represent an extension of conventional genetic procedures Risks presented by organisms same in kind as those posed by any other organism. Governed by same physical and biological laws. Cartagena protocol “modern biotechnology” means the application of in vitro nucleic acid techniques, including recombinant deoxyribonucleic acid and direct injection of nucleic acid into cells or organelles, or fusion of cells beyond the taxonomic family, that overcome natural physiological reproductive or recombination barriers and that are not techniques used in traditional breeding and selection but does not include tissue culture of unmodified plant cells; animal cell culture of unmodified gametes; and natural processes such as conjugation, transduction, transformation; polyploidy induction; and mutation breeding; Variable definitions in laws across world …………
  • 39. Definition of rDNA • No agreed upon definition in OECD texts. • Reference country definitions • Sometimes use “transgenic” • GMOs • LMOs • GEOs. – Introduction of a trait.
  • 40. Similarities between countries – Risk assessment systems • Biology + trait + environment X interaction • Field Trials • Use of familiarity • Comparative • Step-by-step, case-by-case • Conditional approvals • Federal structure and local laws
  • 41. 24 26 32 47 243 Agencies Private Universites/SAUs NGO Others Research Inst Summary of survey on GM research Activity 2014- 2015 Source MOEFCC
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  • 43. Basic Research Translatio n phase Breeding Development Field testing Varietal release Cultivation Discovery Development Commercial use Public acceptance Variety release breeders- foundation- certification of seeds Farmers Consumers 3 5 7 10 yrs Rs 30M 30M 30M 20M Complexity with Research Development and Commercialization of Transgenics Environment Protection Act 1986
  • 44. Regulatory frame work - Scope ENVIRONMENT PROTECTION ACT 1986 RULES FOR THE MANUFACTURE, USE/IMPORT/EXPORT AND STORAGE OF HAZARDOUS MICROORGANISMS/ GENETICALLY ENGINEERED ORGANISMS OR CELLS New Delhi, The 5th December, 1989 Applicable to: The import, export, transport, manufacture, process, use or sale of GMOs and use of GMOs for research Authorization for production of genetically modified microorganisms, plants and animals Approval for deliberate or intentional release of GMOs into the open environment Approval for production, sale and import of foodstuff, ingredients in foodstuff including processing aid which may contain GMOs or cells
  • 45. Regulatory frame work - Scope…… Statutory Bodies National Level Genetic Engineering Appraisal Committee (GEAC) Final Approval for environmental release Ministry of Environment and Forests National Level Review Committee For Genetic Manipulation (RCGM) Scientific risk assessment of plants, animals, biopharma, microbes and Guidelines Ministry of S&T Department of Biotechnology State Level State Biotechnology Coordination Committee (SBCC) Local monitoring and compliance 29 State governments Institute university/ company level Institutional Biosafety Committee (IBSC) with Nominee of RCGM R&D and Contained Experiments Ministry of S&T Department of Biotechnology
  • 46. Expertise in RCGM (about 36 members) including 6 inter- ministerial nominations Core Characterization : Molecular biologist; Microbiologists; Biochemist; Toxicologists; Bioinformatics; Biostatistics Animal Biotechnology Physiologist; Pathologist; Nutritionist; Animal Breeder; Veterinary Scientist; Fisheries/ aquaculture scientist Plant Biotechnology; Physiologist; Pathologists; Entomologist; Agronomist; Plant Breeder Human health Biotechnology; Immunologist; Epidemiologist; Pharmacologist; Clinical Scientist Industrial and Environmental Biotechnology; Ecologist; Environmental biologist; industrial microbiologist; Bioprocessing and Analytical Chemist Mandate : Scientific Risk assessment of all recombinant products and recommendation to GEAC /DCGI etc
  • 47. (i) Chairman – Additional / Special Secretary, MoEF Co-Chairman – Representative of Department of Bio-technology Vice-Chairman – Joint Secretary, MoEF (ii) Members: (iii) Expert Members : Representatives of concerned Agencies and Departments, namely, Ministry of Industrial Development, Department of Biotechnology and the Department of Atomic Energy. Director General-Indian Council of Agricultural Research, Director General – Indian Council of Medical Research, Director General – Council of Scientific and Industrial Research, Director General-Health Services, Plant Protection Adviser, Directorate of Plant Protection, Quarantine and Storage, Chairman, Central Pollution Control Board and AYUSH. (iv) Member Secretary : An official of the Ministry of Environment, Forest and Climate Change. (v) Co-opt: 13 Experts co-opted Composition of GEAC
  • 48. The approach to formulation of new Guidelines or for review or revision of protocols, guidelines of safety assessment of GM crops in India at national level is: to examine all the available peer reviewed research publications and documented experiences followed by wide ranging consultation at multiple level of stakeholders to arrive at consensus documents for wider adoption and harmonisation of practices at global level Regulatory frame work - Scope…… Guidelines
  • 49. CURRENT ROADMAP DEVELOPMENT PROCESS OF A GM CROP
  • 50. CURRENT ROADMAP DEVELOPMENT PROCESS OF A GM CROP
  • 51. Description of the genetically engineered plant Biology of the non-transgenic host plant Donor organism information Molecular characterization Bio-informatic analysis: potential toxicity and allergenicity Expression of introduced protein(s) Compositional analysis Acute oral safety limit study Pepsin digestibility assay Protein thermal stability Sub-chronic feeding study in rodents (if required) Livestock feeding study (if required) Inheritance of introduced trait Stability of introduced trait Reproductive and survival biology Impact on non-target organisms Specific information and data requirements for the Food & Feed Safety and Environmental Risk Assessment of GE plants
  • 52. Category of Information/Data Requirement India Argentina Australia Canada Philippines Japan S.Africa EU USA Host information X X X X X X X X X Donor information X X X X X X X X X Molecular characterization X X X X X X X X X Characterization of expressed protein X X X X X X X X X Nutritional composition X X X X X X X X X Potential toxicity of novel protein(s) X X X X X X X X X Potential allergenicity of novel protein(s) X X X X X X X X X GM Food Safety Evaluation
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