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Advanced bibliometric methods for
  ranking and benchmarking of
           universities
        Middle East Technical University
           Ankara, October 15, 2012
                     Ton van Raan
  Center for Science and Technology Studies (CWTS)
                   Leiden University
Leiden University
         oldest in the Netherlands, 1575
European League of Research Universities (LERU)
    Within world top-100 in all international
              university rankings
                  12 Nobel Prizes

Leiden, historic city (2th, 11th C.), strong cultural
      (arts, painting) & scientific tradition
      one of the largest science parks in EU
Contents of this presentation:


* Bibliometric methodology & practical
applications:
  • impact
  • maps
* Leiden Ranking 2011-2012: new indicators
* Evaluation tools related to the Leiden Ranking
Total publ universe
                                                                                                                                                                                                                                                                                                                           non-WoS publ:
                                                                                                                                                                                                                                                                                                                              Books
                                                                                                                                                                                                                                                                                                                           Book chapters
                                                                                                                                                                                                                                                                                                                            Conf. proc.
                                                                                                                                                                                                                                                                                                                              Reports
WoS/Scopus sub-universe
journal articles only,> 1,000,000p/y Non-WoS journals
                                                                                                                     VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS                                                    1 April 2002

                                                                           VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS Behavior in “Scale-Free” Network Models
                                                                                                     Truncation of Power Law 1 April 2002
                                                                                                                                 due to Information Filtering
                                                              Truncation of Power Law Behavior in “Scale-Free” Network ModelsVOLUME 88, Number 13 PHYSICAL REVIEW LETTERS                                                                     1 April 2002
                                                                                          due to Information Filtering Barthélémy,3 H. Eugene Stanley,1 and Luís A. Nunes Amaral1
                                                                                                          Stefano Mossa,1,2 Marc
                                VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS 1 Center forApril 2002 and Department of Physics, Boston University, Boston, Massachusetts 02215
                                                                                                          1 Polymer Studies                                      Truncation of Power Law Behavior in “Scale-Free” Network Models
                                                                   Stefano Mossa,1,2 Marc Barthélémy,3 H. Eugene Stanley,1 and LuísUdR, and INFM Center for Statistical Mechanics and Complexity, Information Filtering
                                                                                                    2 Dipartimento di Fisica, INFM A. Nunes Amaral1                                       due to
                                   Truncation of Power Law1Behavior in “Scale-Free” Network Models di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy
                                                                                                              Università
                                                            Center for Polymer Studies and Department of Physics, Boston University, Boston, Massachusetts 02215
                                                             2 Dipartimento di Fisica, INFM UdR, and3 CEA-Servicefor Statisticalde la Matière Condensée, BP 12, 91680 Bruyères-le-Châtel, France
                                                     due to Information Filtering                     INFM Center de Physique Mechanics and Complexity,            Stefano Mossa,1,2 Marc Barthélémy,3 H. Eugene Stanley,1 and Luís A. Nunes Amaral1
                                                                                                                          (Received 18 October 2001; published 14 March 2002)
                                                                                              Università di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy                  1 Center for Polymer Studies and Department of Physics, Boston University, Boston, Massachusetts 02215
                                             Stefano Mossa,1,2 Marc Barthélémy,3CEA-Service de Physique Luís A.We formulate a general 91680 Bruyères-le-Châtel, of scale-free Dipartimento di Fisica, INFM UdR, and INFM Center for Statistical Mechanics and Complexity,
                                                                                     3 H. Eugene Stanley,1 and de la Matière Condensée, BP 12,
                                                                                                                            Nunes Amaral1                                           France 2
                                                                                                           (Received Boston, Massachusetts 02215 model 2002)the growth
                                                                                                                       18 October 2001; published 14 March for                                      networks under filtering information
                                  1 Center for Polymer Studies and Department of Physics, Boston University, conditions—that is, when the nodes can process information about only a subset of the di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy
                                                                                                                                                                                                           Università
                                                                                                                                                                                                                       existing nodes in the
                                       2 Dipartimento di Fisica, INFM UdR, and INFM Center for Statistical Mechanics and Complexity, distribution of the number of incoming linksCEA-Service de Physique de la Matière Condensée, BP 12, 91680 Bruyères-le-Châtel, France
                                                                                                                                                                                                  3
                                                                              We formulate a general model for the growth that the networks under filtering information to a node follows a universal scaling
                                                                                                                      network. We find
                                                  Università di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma,that itof scale-freepower law with an exponential truncation controlled not only(Received 18 October 2001; published 14 March 2002)
                                                                                                                                    Italy decays
                                                                          conditions—that is, when 12, 91680 Bruyères-le-Châtel, France as aonly a
                                                                                                                      form, i.e.,information about
                                         3 CEA-Service de Physique de la Matière Condensée, BP the nodes canbut also by a feature not previouslysubset of thethe subsetnodes in the “accessible” to the node. We test our
                                                                                                                       process                                             existing                                      by the system size
                                                                                                                                                             considered,             of the network
                                                               (Received network. We find published 14 March 2002) number of incoming for theto a node follows aand find agreement.
                                                                           18 October 2001; that the distribution of the with empirical data links World Wide                  universal scaling
                                                                                                                                                                                           We formulate a general model for the growth of scale-free networks under filtering information
                                                                          form, i.e., that it decays as a power law modelan exponential truncation controlled not Web by the system size
                                                                                                                       with                                              only          conditions—that is, when the nodes can process information about only a subset of the existing nodes in the
                                  We formulate a general model for the growth of scale-free networks under the subset of the network “accessible” to the node. We test ourWe find that the distribution of the number of incoming links to a node follows a universal scaling
                                                                          but also by a feature not previously considered, filtering information                                       network.
                                                                                                                          DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc
                              conditions—that is, when the nodes canmodel with empirical data for the World Widethe existing nodes in the
                                                                           process information about only a subset of Web and find agreement.                                          form, i.e., that it decays as a power law with an exponential truncation controlled not only by the system size
                              network. We find that the distribution of the number of incoming links to a node follows a universal scaling                                             but also by a feature not previously considered, the subset of the network “accessible” to the node. We test our
                              form, i.e., that it decays as a power law with an exponential truncation controlled not onlynumbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc model with empirical data for the World Wide Web and find agreement.
                                                                              DOI: 10.1103/PhysRevLett.88.138701 PACS by the system size
                              but also by a feature not previously considered, the subset of theThere is a“accessible” to the node. We in understanding the structure and growth mechanisms of global networks [1–3], such as the World Wide
                                                                                                     network great deal of current interest test our
                              model with empirical data for the World Wide Web and find agreement.                                                                                         DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc
                                                                                                   Web (WWW) [4,5] and the Internet [6]. Network structure is critical in many contexts such as Internet attacks [2], spread of an Email virus [7], or
                                                       There is a great deal of current interest in understanding the structure and growththese problems, the nodes with the largest number of links Widean important role on the dynamics of the
                                                                                                   dynamics of human epidemics [8]. In all mechanisms of global networks [1–3], such as the World play
                                  DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc the global structure of the network as well as its precise distribution of the number of links.
                                                       Web (WWW) [4,5] and the Internet [6]. NetworkItstructure is critical in many contexts such as Internet attacks [2], spread of an Email virus [7], or
                                                                                                   system. is therefore important to know
                                                       dynamics of human epidemics [8]. In all Recent empiricalthe nodesreportthe largest the Internetlinks playWWW have scale-free properties; that understanding the structure and growththe
                                                                                                    these problems, studies with that both number of and the an important deal on current interestofinthe the number of incoming links and mechanisms of global networks [1–3], such as the World Wide
                                                                                                                                                                    There is a great role of the dynamics
                                                                                                                                                                                                                   is,
                                                       system. It is therefore important to know number of structure of the at a given node as its precise distribution of the number ofthe Internet [6]. Network structure is critical in the scale-free such as Internet attacks [2], spread of an Email virus [7], or
                                                                                                    the global outgoing links network as well have distributionsWeb (WWW) [4,5] and law tails [4–6]. It has been proposed [9] that many contexts
                                                                                                                                                                      that decay with power links.
                                                       Recent empirical studies report growthstructure of the InternetnetworksWWW may beproperties; bydynamics of human epidemics links all these problems, in which new nodes link
                                                                                                      the Internet and the and the [1–3],   scale-free explained Widemechanism referred to as “preferential attachment” [10]
                                                                                                                                                                      a
           There is a great deal of current interest in understanding the structure andthat bothmechanisms of globalWWW have proportionalthe Worldthat is, the number of to these nodes.Inand the focus on thethe nodes with the largest number of links play an important role on the dynamics of the
                                                                                                                                                                                           incoming [8].
                                                                                                   to existing nodes with a decay with such as to [4–6]. It
                                                       number structure is links at a given node have distributions thatprobability power Emailthe number of existing links important to know the           Here we                 stochastic character of the
           Web (WWW) [4,5] and the Internet [6]. Networkof outgoing critical in many contexts such asattachment mechanism, which anlaw tailsvirus in thehas been proposed [9]nodesthe scale-free globalthe existing nodes with the largest its precise distribution of the number of links.
                                                                                                                                                                    system. It is therefore that
                                                                                                   preferential Internet attacks [2], spread of we understand [7], orfollowing way: in which want to connect to
                                                                                                                                                                                                                             structure of the network as well as
                                                                                                                                                                       attachment” [10] New
           dynamics of human epidemics [8]. In all structure of the Internet and the the largest number of links by a withimportant role onto asdynamics thethe empirical studies report that to alink Internet and the For a large network it properties; that is, the number of incoming links and the
                                                        these problems, the nodes with WWW may be explained playmechanism referred the “preferential advantages offered by beingnew nodes well-connected node. WWW have scale-free
                                                                                                                                                                    Recent                                   both the
                                                                                                   number of links—i.e., of the largest degree—because of of we focus
                                                                                                                              an                                                                     linked of the
           system. It is therefore important to knowto existing structure of a probabilityas well as its precisenumbernewexistingnumber of links. of all number ofon the stochastic charactermake a decision on which node to connect with law tails [4–6]. It has been proposed [9] that the scale-free
                                                        the global nodes with the network proportional to the distributionnode will know these nodes. Here existing nodes, so a new node given node have distributions that decay with power
                                                                                                       not plausible that a        of the links to the degrees                   outgoing links at a
                                                                                                   is we understand in the following way: New nodes want to connect to the existing nodes with the largest
                                                                                                                                                                                                       must
           Recent empirical studies report that both the Internet and the WWW have which properties; that is, theit number of the state of the and structure of the Internet and the WWW may be explained by a play as nodes with ato as “preferential attachment” [10] in which new nodes link
                                                       preferential attachment mechanism, scale-free
                                                                                                                                      has about incoming links network.
                                                                                                                                                                     the                                                                  mechanism referred
                                                       number distributions with the largest degree—because informationbeen offered [9] that the scale-free The preferential attachment mechanism then comes into
                                                                                                   based on what of the
           number of outgoing links at a given node have of links—i.e.,that decay with power law tails [4–6]. Itadvantagesproposedby being linked to ato existing nodesnode. For a large network it to the number of existing links to these nodes. Here we focus on the stochastic character of the
                                                                                                                                                                     well-connected with a probability proportional
                                                                                                   larger degree of more has to become
                                                       is not plausible that mechanism referred to degreesare all existing nodes, so known. new nodes link
                                                                                                                             likely
           structure of the Internet and the WWW may be explained byaanew node will know the as “preferential attachment” [10] ainnew node must make a decisionattachmentnode to connect with understand in the following way: New nodes want to connect to the existing nodes with the largest
                                                                                                                                                  which             preferential on which mechanism, which we




        Refs > non-WoS
           to existing nodes with a probability proportional to the number of existingabout to these nodes. Here we focus preferential attachment mechanism then links—i.e., with the nodes with a
                                                       based on what information it has links the state of the network. The on the stochastic character of number of comes into play as largest degree—because of the advantages offered by being linked to a well-connected node. For a large network it
                                                                                                                                                                     the
           preferential attachment mechanism, which we understand more likely to become New nodes want to connect to the existing nodes with the largest plausible that a new node will know the degrees of all existing nodes, so a new node must make a decision on which node to connect with
                                                       larger degree are in the following way: known.                                                               is not
           number of links—i.e., with the largest degree—because of the advantages offered by being linked to a well-connected node. For a large network it on what information it has about the state of the network. The preferential attachment mechanism then comes into play as nodes with a
                                                                                                                                                                    based
           is not plausible that a new node will know the degrees of all existing nodes, so a new node must make a decision on which node to connect with degree are more likely to become known.
                                                                                                                                                                    larger
           based on what information it has about the state of the network. The preferential attachment mechanism then comes into play as nodes with a
           larger degree are more likely to become known.




                                                                                                                                                                                                                                                                                                                                           6
pa1   pa2   pa3   pa4


pb1   pb2   pb3   pb4   pb5
LUMC Research Program Neurosciences


                                             Neuro
                                             Radiology &
                                             Brain Imaging

          Neurology          Diseases of the
                             brain

Brain
Surgery         Genetics of neuro diseases




     Human                     Epidemiology & Medical
     Genetics                  Statistics
                       Degree coefficient correlation        8

                       negative
Radiology, Nuclear Medicine, & Medical Imaging
111 journals, 2007-2010, Citation-based network map




    Colors indicate the different subfields
Science as a structure of 200 related fields
Urban Studies 2006-2008
Concept map, n=700

Colors indicate the different subfields
Possible pathways of
                        translational medicine




Cardiovascular System, 2005-2009, concept map, n=1500
          Colors indicate the different subfields
Pa…
2007-   3000          100,000             450,000
2011




Pb…                                       150,000
2007-     500         25,000
2011

  Dept. Radiology   Radiology journals   Radiology field
        CPP = 6        JCSm = 4            FCSm = 3
                    CPP/JCSm=1.5         CPP/FCSm = 2
Cardiovascular systems 2005-2009
Concept + Impact = Citation Density (CD) Map, n=1,500

Now the colors indicate local citation density!
Neurology 2005-2009, CD Map, n=2,000

Normalization based on ‘formal’ field definition:
WoS field (journal category) Neurology


Large differences between clinical and basic science part


Clinical research has disadvantage by
normalization with average field citation
density
CWTS is developing a new normalization
procedure to solve this problem!
                                                        15
Crown indicator


                                                          CPP/ CPP/ JCSm/
                  P    C+sc   CPP    Pnc   JCSm FCSm      JCSm FCSm FCSm SelfCit
Dept of Radiology, UMC

1997 - 2009   H = 49
              1,045 20,552 16.73 17% 13.63 9.84           1.23    1.70   1.36   15%

1997 - 2000    196     616    2.32   51%    2.16   1.92    1.07   1.21   1.09   26%
1998 - 2001    213     938    3.43   38%    3.30   2.60    1.04   1.32   1.23   22%
1999 - 2002    243   1,151    3.63   39%    4.00   3.00    0.91   1.21   1.29   23%
2000 - 2003    231   1,590    5.61   36%    4.78   3.14    1.17   1.79   1.47   18%
2001 - 2004    221   1,576    5.94   29%    4.34   3.03    1.37   1.96   1.39   17%
2002 - 2005    306   2,097    5.72   40%    3.94   2.79    1.45   2.05   1.37   17%
2003 - 2006    358   2,516    5.88   35%    3.71   2.65    1.58   2.21   1.36   16%
2004 - 2007    417   3,368    6.82   35%    4.37   3.03    1.56   2.25   1.40   16%
2005 - 2008    492   4,254    7.10   30%    5.08   3.73    1.40   1.90   1.33   18%
2006 - 2009   H497 27
                = 3,986       6.42   30%    5.08   3.52    1.26   1.82   1.41   20%
1992 - 2000                                          PUBLICATIONS AND IMPACT PER SUBFIELD
                                                     Diseases of the Neurosystem - 2000
                                                                               1992
                               Dept Output in Fields
                               Erkrankungen des Nervensystems        Dept Impact from Fields
                                                                                                          Erkrankungen des Nervensystems

                                                                                                 CPP/
                                                                                              SUBFIELD
                                                                                                FCSm
                                                                                             (CPP/FCSm)


                                                                                Neurosc
                                                                                     NEUROSCIENCES 2.28
                                                                                                   (2.28)


                                                                                Biochem & MOL BIOL 2.00
                                                                                    BIOCH          (2.00)
      CPP/
       SUBFIELD
      (CPP/FCSm)                                                                Cell Biol BIOLOGY 1.96
                                                                                        CELL      (1.96)
     FCSm
                                                                                Devel Biol
                                                                                   DEVELOPMENT BIOL 1.33
                                                                                                    (1.33)


 Neurosc           2.70
 NEUROSCIENCES (2.70)
                                                                                multidisc
                                                                                                                    Knowledge use by very
                                                                                      MULTIDISCIPL SC 2.84
                                                                                                      (2.84)

                                                                                Genetics & HERED 2.70
                                                                                   GENETICS      (2.70)

 Biochem           1.92
BIOCH & MOL BIOL (1.92)
                                                                                Physiol               1.74
                                                                                          PHYSIOLOGY (1.74)
                                                                                                                    high impact groups
 Cell Biol (2.74)
  CELL BIOLOGY
               2.74                                                             Clin Neurol
                                                                                     CLIN NEUROLOGY 1.58
                                                                                                    (1.58)

                                                                                Pharmacol & PHAR 3.94
                                                                                  PHARMACOL      (3.94)


 multidisc SC (4.33)
 MULTIDISCIPL   4.33                                                            OncologyONCOLOGY 1.60
                                                                                                 (1.60)

                                                                                Biology               2.06
                                                                                              BIOLOGY (2.06)

 Devel Biol 1.32
EVELOPMENT BIOL (1.32)                                                          Anat ANAT & MORPHOL 2.15
                                                                                     Morph          (2.15)


                          0%      10%      20%         30%          40%   50%
                                                                                Endocrinol & METAB 1.81
                                                                                60%
                                                                                   ENDOCRIN        (1.81)                       Societal
                                            Percentage of Publications          Pathology
                                                                                        PATHOLOGY 2.11
                                                                                                  (2.11)                        impact:
                                                                                Urology & NEPHRO 1.30
                                                                                   UROLOGY       (1.30)
                                                                                                                                Basic science
                                                                                Biophysics
                                                                                         BIOPHYSICS 1.97
                                                                                                                                used in applied
                                                                                                    (1.97)

                                                                                Immunol
                                                                                      IMMUNOLOGY 1.84
                                                                                                 (1.84)

                                                                                Res Medic
                                                                                      MEDICINE, RES 1.88
                                                                                                                                fields
     Reassignment by field,
     IMPACT: LOW AVERAGE  HIGH
                                                                                Zoology
                                                                                                    (1.88)

                                                                                                      4.51
     Will work next month
                                                                                             ZOOLOGY (4.51)

                                                                                Opthalmol
                                                                                    OPHTHALMOLOGY 2.21
                                                                                                  (2.21)

                                                                                                               0%   5%   10%   15%       20%      25%     30%   35%   40%
                                                                                                                               Relative share of impact
CWTS online report


• Web-based system for user-friendly exploration of
  CWTS research performance studies
• Supported by various types of visualizations
• Bibliometric indicators at various aggregation levels
  e.g., from university as a whole to specific research
  groups
• Flexibility in the choice of indicators and time periods
• Design is based on over 25 year experience
Research performance analysis of institute




                                             19
Research performance analysis of individual
               researcher




                                              20
On the problem of ranking

• Rankings have become ‘indispensable’
• Methodological problems have political consequences
• Key deficiencies:
  –   Reduction multi-dimensional to 1-dimensional list
  –   Lack of transparency of most global rankings
  –   Data quality often insufficient
  –   Bad fit between ranking assumptions and diversity
      university missions
Indicators divided into 5 categories, with fraction of final
ranking score
Teaching:           30   %
Research:           30   %
Citations:          30   %
Industry income:    0.25 %
International:      0.75 %
23
24
25
26
Leiden Ranking 2012:

    Research only
    User-friendly menu
    More than 500 universities worldwide

    Innovations:

*   Top 10 % indicator of citation impact
*   Collaboration indicators
*   Fractional counting method (as default)
*   Option to exclude non-English publications
*   Stability intervals to represent uncertainty
www.leidenranking.com




    Stability intervals clearly show the dramatic
    influence of just one publication!
    Examples: Göttingen, Utrecht
P[2008]; C[2008-2011*] = 20,485
MNCS (earlier CPP/FCSm) is an average

and this is statistically not the best measure for a
skew distribution…

So we move on to p-top10%

this measures takes the whole distribution into
account

Notice: dimension of MNCS is C/P
        dimension of p-top10% is n
500 largest universities worldwide
                     P[2005-2009], C[2005-2010]
         0.3




        0.25




         0.2


pp(top10%)
        0.15                                     y = 0.14x - 0.04
                                                    R2 = 0.97

         0.1




        0.05




          0
               0      0.5       1         1.5       2               2.5

                                    MNCS-engl
Leave out non-English publications

Very
influential for
D and F univ


     28

     25




     39
Important observations:



* Large effect of all vs only-English publications
   for D and F

* Large effect full vs fractional counting

* Remove one-paper-explosion effect by
  MNCS > pTop10%
It appears that the medical fields benefit more
and the engineering fields less from the full
counting. Why? Answer will probably very
relevant for the future of rankings….

But also: this finding will be very influential in the
relative position of the engineering fields within a
university, particularly in performance analyses!
Largest Turkish universities in Leiden Ranking 2012



full all
Rank University             Country P      PPtop 10% PPtop 10% stability
    1 Middle East Tech Univ           3766 8.7%
    2 Ege Univ                        4141 6.0%
    3 Hacettepe Univ                  6000 5.4%
    4 Istanbul Univ                   5744 4.8%
    5 Gazi Univ                       4647 4.5%
    6 Ankara Univ                     5096 4.2%




                                                                           35
P   MNCS
                           HACETTEPE UNIV ANKARA           6067  0,67
                           ISTANBUL UNIV                   5819  0,65
                           ANKARA UNIV                     5115  0,58
                           GAZI UNIV ANKARA                4671  0,64
                           EGE UNIV IZMIR                  4172  0,76
                           MIDDLE EAST TECH UNIV ANKARA    3844  0,86
                           ISTANBUL TEKNIK UNIV            3013  0,92
                           DOKUZ EYLUL UNIV ISTANBUL       2851  0,71
                           ATATURK UNIV ERZURUM            2769  0,67
                           ONDOKUZ MAYIS UNIV              2521  0,50
                           ERCIYES UNIV                    2509  0,81
                           SELCUK UNIV                     2331  0,81
                           CUKUROVA UNIV ADANA             2175  0,68
                           FIRAT UNIV                      2167  0,82
                           BASKENT UNIV                    2150  0,50

For more than 40
                           MARMARA UNIV ISTANBUL           2085  0,71
                           ULUDAG UNIV                     2032  0,61
                           GULHANE MIL MED ACAD            1884  0,53
Turkish universities       KARADENIZ TECH UNIV             1884  0,71
                           SULEYMAN DEMUREL UNIV ISPARTA   1741  0,67
indicators are available   AKDENIZ UNIV ANTALYA
                           BILKENT UNIV ANKARA
                                                           1722
                                                           1496
                                                                 0,76
                                                                 1,06
                           INONU UNIV                      1402  0,66
                           BOGAZICI UNIV ISTANBUL          1360  0,82
                           DICLE UNIV                      1255  0,56
                           PAMUKKALE UNIV                  1215  0,73
                           KOCAELI UNIV                    1211  0,77
                           TRAKYA UNIV                     1167  0,47
                           YUZUNCU YILL UNIV               1139  0,49
                           YILDIZ TECH UNIV IST ANBUL      1114  0,87
                           UNIV GAZIANTEP                  1098  0,61
                           MERSIN UNIV                     1053  0,71
                           AFYON KOCATEPE UNIV             1046  0,56
                           KIRIKKALE UNIV                  1004  0,71
                           ANADOLU UNIV                    1000  0,99
                           CUMHURIYET UNIV                  973  0,59
                           HARRAN UNIV                      945  0,64
                           CELAL BAY AR UNIV                884  0,71
                           ADNAN MENDERES UNIV              860  0,53
                           CANAKKALE ONSEKIZ MART UNIV      839  0,46
                           MUSTAFA KEMAL UNIV ANTAKYA       829  0,56
                           ZONGULDAK KARAELMAS UNIV         819  0,57
                           GAZIOSMANPASA UNIV               809  0,94
                                                                        36
                           KOC UNIV                         747  1,15
                           ABANT IZZET BAY SAL UNIV         745  0,51
                           YEDITEPE UNIV                    708  0,77
Trend: Turkish universities rapidly improve
their positions!

                               Leiden Ranking MNCS
                                 2009     2010      2011
                                MNCS     MNCS      MNCS

HACETTEPE UNIV ANKARA           0,62       0,67     0,67
ISTANBUL UNIV                   0,67       0,67     0,65
ANKARA UNIV                     0,51       0,57     0,58
GAZI UNIV ANKARA                0,57       0,62     0,64
EGE UNIV IZMIR                  0,64       0,76     0,76
MIDDLE EAST TECH UNIV ANKARA    0,64       0,80     0,86
ISTANBUL TEKNIK UNIV            0,81       0,90     0,92
DOKUZ EYLUL UNIV ISTANBUL       0,63       0,69     0,71
ATATURK UNIV ERZURUM            0,57       0,68     0,67
ERCIYES UNIV                    0,57       0,77     0,81
ONDOKUZ MAYIS UNIV              0,41       0,48     0,50
SELCUK UNIV                     0,61       0,75     0,81
FIRAT UNIV                      0,64       0,74     0,82
CUKUROVA UNIV ADANA             0,56       0,65     0,68
BASKENT UNIV                    0,44       0,53     0,50

                                                           37
Built on the basic data of the Leiden Ranking 2012:

Leiden Benchmark Analysis:

* all indicators of the ‘total’ university ranking are available for 30 main
(NOWT) fields of science

* their trends in the past 10 years

* world rank by indicator and by main field

All this in comparison with 20 other universities by choice

* all indicators for each field within each main field (total 200 fields)
with distinction between fields above and below university average
Current and recent benchmark
           projects

 Manchester, Leiden, Heidelberg,
 Rotterdam, Copenhagen, Zürich,
  Lisbon UNL, Amsterdam UvA,
  Amsterdam VU, Southampton
  Gent, Antwerp, Brussels VUB,
UC London, Aarhus, Oslo, Bochum
2001 - 2008
                                     CLINICAL MEDICINE
                                                                                  Oxford
                         Berkeley
   1.8
                                                                         KU Leuven

                                                                                UMTC
   1.6
                                                                                 Kobenhavn
                                                   Aarhus       Leiden
                                       Bristol                             Helsinki
                                                             Oslo
   1.4                               Edinburgh
                                                   Uppsala
                                                                 Lund

                                                                                      Heidelberg
   1.2

MNCS             ANU

       1                                                                    Tokyo




   0.8




   0.6




   0.4




   0.2




       0
           0   1000    2000   3000     4000      5000   6000      7000       8000       9000
                                       TOTAL PUBLICATIONS
Istanbul Univ   P[2007-2010], C[2007-2011]
Turkey   P[2007-2010], C[2007-2011]
METU Ankara   P[2005-2008], C[2005-2008]
Conclusion:

Advanced bibliometric methods provide important,
valid, strategic information about the international
performance and the institutional structure of
universities and their departments




    METU Ankara     P[2007-2010], C[2007-2011]
Field                        P     MNCS     p-10%
                engineering, chemical                              122,3   0,97     10,2%
                education & educational research                   112,7   0,97     12,1%
                chemistry, physical                                 95,2   1,19     15,4%
                engineering, electrical & electronic                93,3   1,36     16,8%
                engineering, civil                                  91,5   0,87      7,9%
                physics, multidisciplinary                          81,8   1,00     10,3%
                chemistry, organic                                  79,3   1,53     14,8%
                mathematics, applied                                77,6   1,04     13,9%
METU Ankara     physics, applied
                chemistry, multidisciplinary
                                                                    65,2
                                                                    63,5
                                                                           1,10
                                                                           1,11
                                                                                    14,1%
                                                                                    12,5%
                geosciences, multidisciplinary                      59,0   1,00     11,5%
                energy & fuels                                      58,4   1,09     14,2%
Strong fields   food science & technology
                environmental sciences
                                                                    57,2
                                                                    57,0
                                                                           1,20
                                                                           1,25
                                                                                    14,3%
                                                                                    17,2%
                computer science, interdisciplinary applications    41,6   0,96      8,1%
                engineering, mechanical                             38,9   1,00     13,5%
                geochemistry & geophysics                           37,2   1,57     18,3%
                biotechnology & applied microbiology                36,6   0,97     10,0%
                economics                                           36,0   1,04     12,5%
                physics, mathematical                               32,2   1,01      9,4%
                electrochemistry                                    31,4   1,38     17,9%
                construction & building technology                  28,7   1,37     20,9%
                engineering, environmental                          27,6   1,31     16,8%
                telecommunications                                  26,8   0,97      7,2%
                metallurgy & metallurgical engineering              25,7   1,14     19,4%
                spectroscopy                                        24,8   1,21     18,5%
                nanoscience & nanotechnology                        23,1   0,89      9,1%
                chemistry, applied                                  21,6   1,49     19,4%
                physics, nuclear                                    21,3   0,88      8,7%
                engineering, biomedical                             20,9   0,98      9,0%
                engineering, geological                             20,7   1,09     10,8%
                engineering, industrial                             20,5   1,04      6,7%
                chemistry, inorganic & nuclear                      19,5   1,20     16,5%
                engineering, manufacturing                          16,5   1,22     16,0%
                materials science, biomaterials                     16,2   1,10     11,7%   45
                computer science, information systems               15,9   1,12     11,0%
                materials science, composites                       15,3   0,94      7,6%
Thank you for your attention




more information: www.cwts.leidenuniv.nl
Citing publications




Cited publications
Citation density map Neurology
citing-side normalization




              Normalization based on ‘informal’ field:
              references of the citing papers


              No clinical research disadvantage because of
              normalization with ‘own’ environment




                                                             48
Individual researcher profile (2)




                                    50
Reassignment of multidisciplinary publications

• Publications in the Multidisciplinary sciences subject
  category are reassigned to other subject categories
• Reassignment is done proportionally to the number
  of references pointing to a subject category
• 9.4% of the multidisciplinary articles and reviews
  from the period 2007–2011 cannot be reassigned
• Less than 0.2% of the articles and reviews in Nature
  and Science cannot be reassigned


                                                           52
(1) selection of universities

Region:

* World
* Regions (Europe, Asia, North America, South
America, Africa, Oceania)
* Countries

By number of universities covered in the ranking:


*largest 100, 200, 300, 400, 500
(2) selection of performance
dimension with specific indicators

* impact: P, MCS, MNCS, PP(top10%)
* collaboration: P, PP(collab), PP(int collab),
   MGCD, PP(long dist collab)



indicators with stability intervals!
(3) selection of calculation method


* full or fractional assignment collaborative
publications
* all WoS publications or only English language
56
57
Indicators divided into 5 categories, with fraction of final
ranking score


Academic Reputation       40 %
Employer Reputation       10 %
Stud/staff:               20 %
Citations/fac             20 %
Internat fac                5 %
Internat stud               5 %
Indicators divided into 5 categories, with fraction of final
ranking score


Nobel Prize Alumni        10 %
Nobel Prize Awards        20 %
HiCi staff                20 %
NATURE, Science           20 %
PUB:                      20 %
PCP (size normaliz.)      10 %


Citations only in HiCi (but citation per staff measure)!
60
61
62
63
64
Turkey   P[2005-2008], C[2005-2008]
Turkey   P[2001-2004], C[2001-2004]
Leiden Ranking – MNCS indicator




                                  67
Leiden Ranking –
PPtop 10% indicator / PP≥ 2.25 norm. cit.
indicator




                                            68
69
70
Leiden University

                   Major field                      field            P(2005-9)   MNCS
P>100     CLINICAL MEDICINE          MEDICINE, GENERAL & INTERNAL        291.2     3.03
rank by   PHYSICS AND ASTRONOMY      PHYSICS, MULTIDISCIPLINARY          192.5     2.65
MNCS      PHYSICS AND ASTRONOMY      PHYSICS, CONDENSED MATTER           204.0     2.10
          CLINICAL MEDICINE          RESPIRATORY SYSTEM                  122.7     1.91
          CLINICAL MEDICINE          RHEUMATOLOGY                        349.0     1.90
          CLINICAL MEDICINE          CARDIAC & CARDIOVASC SYSTEMS        488.5     1.84
          BIOL SCI: HUMANS           MEDICINE, RESEARCH & EXPER          100.0     1.81
          CLINICAL MEDICINE          SURGERY                             207.9     1.73
          CLINICAL MEDICINE          UROLOGY & NEPHROLOGY                158.0     1.67
          MOLECULAR BIOL & BIOCHEM   BIOTECH & APPLIED MICROBIOL         106.8     1.66
          SOCIAL SC RELATED TO MED   PUBLIC, ENVIRONM & OCC HEALTH       111.6     1.65
          PHYSICS AND ASTRONOMY      ASTRONOMY & ASTROPHYSICS            814.5     1.65
          BIOL SCI: HUMANS           MICROBIOLOGY                        179.3     1.58
          CLINICAL MEDICINE          GENETICS & HEREDITY                 394.9     1.57
          CLINICAL MEDICINE          PERIPHERAL VASCULAR DISEASE         268.0     1.51



          Leiden average MNCS = 1.45

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LEIDEN UNIVERSITY 2012

  • 1. Advanced bibliometric methods for ranking and benchmarking of universities Middle East Technical University Ankara, October 15, 2012 Ton van Raan Center for Science and Technology Studies (CWTS) Leiden University
  • 2.
  • 3.
  • 4. Leiden University oldest in the Netherlands, 1575 European League of Research Universities (LERU) Within world top-100 in all international university rankings 12 Nobel Prizes Leiden, historic city (2th, 11th C.), strong cultural (arts, painting) & scientific tradition one of the largest science parks in EU
  • 5. Contents of this presentation: * Bibliometric methodology & practical applications: • impact • maps * Leiden Ranking 2011-2012: new indicators * Evaluation tools related to the Leiden Ranking
  • 6. Total publ universe non-WoS publ: Books Book chapters Conf. proc. Reports WoS/Scopus sub-universe journal articles only,> 1,000,000p/y Non-WoS journals VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS 1 April 2002 VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS Behavior in “Scale-Free” Network Models Truncation of Power Law 1 April 2002 due to Information Filtering Truncation of Power Law Behavior in “Scale-Free” Network ModelsVOLUME 88, Number 13 PHYSICAL REVIEW LETTERS 1 April 2002 due to Information Filtering Barthélémy,3 H. Eugene Stanley,1 and Luís A. Nunes Amaral1 Stefano Mossa,1,2 Marc VOLUME 88, Number 13 PHYSICAL REVIEW LETTERS 1 Center forApril 2002 and Department of Physics, Boston University, Boston, Massachusetts 02215 1 Polymer Studies Truncation of Power Law Behavior in “Scale-Free” Network Models Stefano Mossa,1,2 Marc Barthélémy,3 H. Eugene Stanley,1 and LuísUdR, and INFM Center for Statistical Mechanics and Complexity, Information Filtering 2 Dipartimento di Fisica, INFM A. Nunes Amaral1 due to Truncation of Power Law1Behavior in “Scale-Free” Network Models di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy Università Center for Polymer Studies and Department of Physics, Boston University, Boston, Massachusetts 02215 2 Dipartimento di Fisica, INFM UdR, and3 CEA-Servicefor Statisticalde la Matière Condensée, BP 12, 91680 Bruyères-le-Châtel, France due to Information Filtering INFM Center de Physique Mechanics and Complexity, Stefano Mossa,1,2 Marc Barthélémy,3 H. Eugene Stanley,1 and Luís A. Nunes Amaral1 (Received 18 October 2001; published 14 March 2002) Università di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy 1 Center for Polymer Studies and Department of Physics, Boston University, Boston, Massachusetts 02215 Stefano Mossa,1,2 Marc Barthélémy,3CEA-Service de Physique Luís A.We formulate a general 91680 Bruyères-le-Châtel, of scale-free Dipartimento di Fisica, INFM UdR, and INFM Center for Statistical Mechanics and Complexity, 3 H. Eugene Stanley,1 and de la Matière Condensée, BP 12, Nunes Amaral1 France 2 (Received Boston, Massachusetts 02215 model 2002)the growth 18 October 2001; published 14 March for networks under filtering information 1 Center for Polymer Studies and Department of Physics, Boston University, conditions—that is, when the nodes can process information about only a subset of the di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma, Italy Università existing nodes in the 2 Dipartimento di Fisica, INFM UdR, and INFM Center for Statistical Mechanics and Complexity, distribution of the number of incoming linksCEA-Service de Physique de la Matière Condensée, BP 12, 91680 Bruyères-le-Châtel, France 3 We formulate a general model for the growth that the networks under filtering information to a node follows a universal scaling network. We find Università di Roma “La Sapienza,” Piazzale Aldo Moro 2, I-00185, Roma,that itof scale-freepower law with an exponential truncation controlled not only(Received 18 October 2001; published 14 March 2002) Italy decays conditions—that is, when 12, 91680 Bruyères-le-Châtel, France as aonly a form, i.e.,information about 3 CEA-Service de Physique de la Matière Condensée, BP the nodes canbut also by a feature not previouslysubset of thethe subsetnodes in the “accessible” to the node. We test our process existing by the system size considered, of the network (Received network. We find published 14 March 2002) number of incoming for theto a node follows aand find agreement. 18 October 2001; that the distribution of the with empirical data links World Wide universal scaling We formulate a general model for the growth of scale-free networks under filtering information form, i.e., that it decays as a power law modelan exponential truncation controlled not Web by the system size with only conditions—that is, when the nodes can process information about only a subset of the existing nodes in the We formulate a general model for the growth of scale-free networks under the subset of the network “accessible” to the node. We test ourWe find that the distribution of the number of incoming links to a node follows a universal scaling but also by a feature not previously considered, filtering information network. DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc conditions—that is, when the nodes canmodel with empirical data for the World Widethe existing nodes in the process information about only a subset of Web and find agreement. form, i.e., that it decays as a power law with an exponential truncation controlled not only by the system size network. We find that the distribution of the number of incoming links to a node follows a universal scaling but also by a feature not previously considered, the subset of the network “accessible” to the node. We test our form, i.e., that it decays as a power law with an exponential truncation controlled not onlynumbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc model with empirical data for the World Wide Web and find agreement. DOI: 10.1103/PhysRevLett.88.138701 PACS by the system size but also by a feature not previously considered, the subset of theThere is a“accessible” to the node. We in understanding the structure and growth mechanisms of global networks [1–3], such as the World Wide network great deal of current interest test our model with empirical data for the World Wide Web and find agreement. DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc Web (WWW) [4,5] and the Internet [6]. Network structure is critical in many contexts such as Internet attacks [2], spread of an Email virus [7], or There is a great deal of current interest in understanding the structure and growththese problems, the nodes with the largest number of links Widean important role on the dynamics of the dynamics of human epidemics [8]. In all mechanisms of global networks [1–3], such as the World play DOI: 10.1103/PhysRevLett.88.138701 PACS numbers: 89.20.Hh, 84.35.+i, 89.75.Da, 89.75.Hc the global structure of the network as well as its precise distribution of the number of links. Web (WWW) [4,5] and the Internet [6]. NetworkItstructure is critical in many contexts such as Internet attacks [2], spread of an Email virus [7], or system. is therefore important to know dynamics of human epidemics [8]. In all Recent empiricalthe nodesreportthe largest the Internetlinks playWWW have scale-free properties; that understanding the structure and growththe these problems, studies with that both number of and the an important deal on current interestofinthe the number of incoming links and mechanisms of global networks [1–3], such as the World Wide There is a great role of the dynamics is, system. It is therefore important to know number of structure of the at a given node as its precise distribution of the number ofthe Internet [6]. Network structure is critical in the scale-free such as Internet attacks [2], spread of an Email virus [7], or the global outgoing links network as well have distributionsWeb (WWW) [4,5] and law tails [4–6]. It has been proposed [9] that many contexts that decay with power links. Recent empirical studies report growthstructure of the InternetnetworksWWW may beproperties; bydynamics of human epidemics links all these problems, in which new nodes link the Internet and the and the [1–3], scale-free explained Widemechanism referred to as “preferential attachment” [10] a There is a great deal of current interest in understanding the structure andthat bothmechanisms of globalWWW have proportionalthe Worldthat is, the number of to these nodes.Inand the focus on thethe nodes with the largest number of links play an important role on the dynamics of the incoming [8]. to existing nodes with a decay with such as to [4–6]. It number structure is links at a given node have distributions thatprobability power Emailthe number of existing links important to know the Here we stochastic character of the Web (WWW) [4,5] and the Internet [6]. Networkof outgoing critical in many contexts such asattachment mechanism, which anlaw tailsvirus in thehas been proposed [9]nodesthe scale-free globalthe existing nodes with the largest its precise distribution of the number of links. system. It is therefore that preferential Internet attacks [2], spread of we understand [7], orfollowing way: in which want to connect to structure of the network as well as attachment” [10] New dynamics of human epidemics [8]. In all structure of the Internet and the the largest number of links by a withimportant role onto asdynamics thethe empirical studies report that to alink Internet and the For a large network it properties; that is, the number of incoming links and the these problems, the nodes with WWW may be explained playmechanism referred the “preferential advantages offered by beingnew nodes well-connected node. WWW have scale-free Recent both the number of links—i.e., of the largest degree—because of of we focus an linked of the system. It is therefore important to knowto existing structure of a probabilityas well as its precisenumbernewexistingnumber of links. of all number ofon the stochastic charactermake a decision on which node to connect with law tails [4–6]. It has been proposed [9] that the scale-free the global nodes with the network proportional to the distributionnode will know these nodes. Here existing nodes, so a new node given node have distributions that decay with power not plausible that a of the links to the degrees outgoing links at a is we understand in the following way: New nodes want to connect to the existing nodes with the largest must Recent empirical studies report that both the Internet and the WWW have which properties; that is, theit number of the state of the and structure of the Internet and the WWW may be explained by a play as nodes with ato as “preferential attachment” [10] in which new nodes link preferential attachment mechanism, scale-free has about incoming links network. the mechanism referred number distributions with the largest degree—because informationbeen offered [9] that the scale-free The preferential attachment mechanism then comes into based on what of the number of outgoing links at a given node have of links—i.e.,that decay with power law tails [4–6]. Itadvantagesproposedby being linked to ato existing nodesnode. For a large network it to the number of existing links to these nodes. Here we focus on the stochastic character of the well-connected with a probability proportional larger degree of more has to become is not plausible that mechanism referred to degreesare all existing nodes, so known. new nodes link likely structure of the Internet and the WWW may be explained byaanew node will know the as “preferential attachment” [10] ainnew node must make a decisionattachmentnode to connect with understand in the following way: New nodes want to connect to the existing nodes with the largest which preferential on which mechanism, which we Refs > non-WoS to existing nodes with a probability proportional to the number of existingabout to these nodes. Here we focus preferential attachment mechanism then links—i.e., with the nodes with a based on what information it has links the state of the network. The on the stochastic character of number of comes into play as largest degree—because of the advantages offered by being linked to a well-connected node. For a large network it the preferential attachment mechanism, which we understand more likely to become New nodes want to connect to the existing nodes with the largest plausible that a new node will know the degrees of all existing nodes, so a new node must make a decision on which node to connect with larger degree are in the following way: known. is not number of links—i.e., with the largest degree—because of the advantages offered by being linked to a well-connected node. For a large network it on what information it has about the state of the network. The preferential attachment mechanism then comes into play as nodes with a based is not plausible that a new node will know the degrees of all existing nodes, so a new node must make a decision on which node to connect with degree are more likely to become known. larger based on what information it has about the state of the network. The preferential attachment mechanism then comes into play as nodes with a larger degree are more likely to become known. 6
  • 7. pa1 pa2 pa3 pa4 pb1 pb2 pb3 pb4 pb5
  • 8. LUMC Research Program Neurosciences Neuro Radiology & Brain Imaging Neurology Diseases of the brain Brain Surgery Genetics of neuro diseases Human Epidemiology & Medical Genetics Statistics Degree coefficient correlation 8 negative
  • 9. Radiology, Nuclear Medicine, & Medical Imaging 111 journals, 2007-2010, Citation-based network map Colors indicate the different subfields
  • 10. Science as a structure of 200 related fields
  • 11. Urban Studies 2006-2008 Concept map, n=700 Colors indicate the different subfields
  • 12. Possible pathways of translational medicine Cardiovascular System, 2005-2009, concept map, n=1500 Colors indicate the different subfields
  • 13. Pa… 2007- 3000 100,000 450,000 2011 Pb… 150,000 2007- 500 25,000 2011 Dept. Radiology Radiology journals Radiology field CPP = 6 JCSm = 4 FCSm = 3 CPP/JCSm=1.5 CPP/FCSm = 2
  • 14. Cardiovascular systems 2005-2009 Concept + Impact = Citation Density (CD) Map, n=1,500 Now the colors indicate local citation density!
  • 15. Neurology 2005-2009, CD Map, n=2,000 Normalization based on ‘formal’ field definition: WoS field (journal category) Neurology Large differences between clinical and basic science part Clinical research has disadvantage by normalization with average field citation density CWTS is developing a new normalization procedure to solve this problem! 15
  • 16. Crown indicator CPP/ CPP/ JCSm/ P C+sc CPP Pnc JCSm FCSm JCSm FCSm FCSm SelfCit Dept of Radiology, UMC 1997 - 2009 H = 49 1,045 20,552 16.73 17% 13.63 9.84 1.23 1.70 1.36 15% 1997 - 2000 196 616 2.32 51% 2.16 1.92 1.07 1.21 1.09 26% 1998 - 2001 213 938 3.43 38% 3.30 2.60 1.04 1.32 1.23 22% 1999 - 2002 243 1,151 3.63 39% 4.00 3.00 0.91 1.21 1.29 23% 2000 - 2003 231 1,590 5.61 36% 4.78 3.14 1.17 1.79 1.47 18% 2001 - 2004 221 1,576 5.94 29% 4.34 3.03 1.37 1.96 1.39 17% 2002 - 2005 306 2,097 5.72 40% 3.94 2.79 1.45 2.05 1.37 17% 2003 - 2006 358 2,516 5.88 35% 3.71 2.65 1.58 2.21 1.36 16% 2004 - 2007 417 3,368 6.82 35% 4.37 3.03 1.56 2.25 1.40 16% 2005 - 2008 492 4,254 7.10 30% 5.08 3.73 1.40 1.90 1.33 18% 2006 - 2009 H497 27 = 3,986 6.42 30% 5.08 3.52 1.26 1.82 1.41 20%
  • 17. 1992 - 2000 PUBLICATIONS AND IMPACT PER SUBFIELD Diseases of the Neurosystem - 2000 1992 Dept Output in Fields Erkrankungen des Nervensystems Dept Impact from Fields Erkrankungen des Nervensystems CPP/ SUBFIELD FCSm (CPP/FCSm) Neurosc NEUROSCIENCES 2.28 (2.28) Biochem & MOL BIOL 2.00 BIOCH (2.00) CPP/ SUBFIELD (CPP/FCSm) Cell Biol BIOLOGY 1.96 CELL (1.96) FCSm Devel Biol DEVELOPMENT BIOL 1.33 (1.33) Neurosc 2.70 NEUROSCIENCES (2.70) multidisc Knowledge use by very MULTIDISCIPL SC 2.84 (2.84) Genetics & HERED 2.70 GENETICS (2.70) Biochem 1.92 BIOCH & MOL BIOL (1.92) Physiol 1.74 PHYSIOLOGY (1.74) high impact groups Cell Biol (2.74) CELL BIOLOGY 2.74 Clin Neurol CLIN NEUROLOGY 1.58 (1.58) Pharmacol & PHAR 3.94 PHARMACOL (3.94) multidisc SC (4.33) MULTIDISCIPL 4.33 OncologyONCOLOGY 1.60 (1.60) Biology 2.06 BIOLOGY (2.06) Devel Biol 1.32 EVELOPMENT BIOL (1.32) Anat ANAT & MORPHOL 2.15 Morph (2.15) 0% 10% 20% 30% 40% 50% Endocrinol & METAB 1.81 60% ENDOCRIN (1.81) Societal Percentage of Publications Pathology PATHOLOGY 2.11 (2.11) impact: Urology & NEPHRO 1.30 UROLOGY (1.30) Basic science Biophysics BIOPHYSICS 1.97 used in applied (1.97) Immunol IMMUNOLOGY 1.84 (1.84) Res Medic MEDICINE, RES 1.88 fields Reassignment by field, IMPACT: LOW AVERAGE HIGH Zoology (1.88) 4.51 Will work next month ZOOLOGY (4.51) Opthalmol OPHTHALMOLOGY 2.21 (2.21) 0% 5% 10% 15% 20% 25% 30% 35% 40% Relative share of impact
  • 18. CWTS online report • Web-based system for user-friendly exploration of CWTS research performance studies • Supported by various types of visualizations • Bibliometric indicators at various aggregation levels e.g., from university as a whole to specific research groups • Flexibility in the choice of indicators and time periods • Design is based on over 25 year experience
  • 19. Research performance analysis of institute 19
  • 20. Research performance analysis of individual researcher 20
  • 21. On the problem of ranking • Rankings have become ‘indispensable’ • Methodological problems have political consequences • Key deficiencies: – Reduction multi-dimensional to 1-dimensional list – Lack of transparency of most global rankings – Data quality often insufficient – Bad fit between ranking assumptions and diversity university missions
  • 22. Indicators divided into 5 categories, with fraction of final ranking score Teaching: 30 % Research: 30 % Citations: 30 % Industry income: 0.25 % International: 0.75 %
  • 23. 23
  • 24. 24
  • 25. 25
  • 26. 26
  • 27. Leiden Ranking 2012: Research only User-friendly menu More than 500 universities worldwide Innovations: * Top 10 % indicator of citation impact * Collaboration indicators * Fractional counting method (as default) * Option to exclude non-English publications * Stability intervals to represent uncertainty
  • 28. www.leidenranking.com Stability intervals clearly show the dramatic influence of just one publication! Examples: Göttingen, Utrecht
  • 30. MNCS (earlier CPP/FCSm) is an average and this is statistically not the best measure for a skew distribution… So we move on to p-top10% this measures takes the whole distribution into account Notice: dimension of MNCS is C/P dimension of p-top10% is n
  • 31. 500 largest universities worldwide P[2005-2009], C[2005-2010] 0.3 0.25 0.2 pp(top10%) 0.15 y = 0.14x - 0.04 R2 = 0.97 0.1 0.05 0 0 0.5 1 1.5 2 2.5 MNCS-engl
  • 32. Leave out non-English publications Very influential for D and F univ 28 25 39
  • 33. Important observations: * Large effect of all vs only-English publications for D and F * Large effect full vs fractional counting * Remove one-paper-explosion effect by MNCS > pTop10%
  • 34. It appears that the medical fields benefit more and the engineering fields less from the full counting. Why? Answer will probably very relevant for the future of rankings…. But also: this finding will be very influential in the relative position of the engineering fields within a university, particularly in performance analyses!
  • 35. Largest Turkish universities in Leiden Ranking 2012 full all Rank University Country P PPtop 10% PPtop 10% stability 1 Middle East Tech Univ 3766 8.7% 2 Ege Univ 4141 6.0% 3 Hacettepe Univ 6000 5.4% 4 Istanbul Univ 5744 4.8% 5 Gazi Univ 4647 4.5% 6 Ankara Univ 5096 4.2% 35
  • 36. P MNCS HACETTEPE UNIV ANKARA 6067 0,67 ISTANBUL UNIV 5819 0,65 ANKARA UNIV 5115 0,58 GAZI UNIV ANKARA 4671 0,64 EGE UNIV IZMIR 4172 0,76 MIDDLE EAST TECH UNIV ANKARA 3844 0,86 ISTANBUL TEKNIK UNIV 3013 0,92 DOKUZ EYLUL UNIV ISTANBUL 2851 0,71 ATATURK UNIV ERZURUM 2769 0,67 ONDOKUZ MAYIS UNIV 2521 0,50 ERCIYES UNIV 2509 0,81 SELCUK UNIV 2331 0,81 CUKUROVA UNIV ADANA 2175 0,68 FIRAT UNIV 2167 0,82 BASKENT UNIV 2150 0,50 For more than 40 MARMARA UNIV ISTANBUL 2085 0,71 ULUDAG UNIV 2032 0,61 GULHANE MIL MED ACAD 1884 0,53 Turkish universities KARADENIZ TECH UNIV 1884 0,71 SULEYMAN DEMUREL UNIV ISPARTA 1741 0,67 indicators are available AKDENIZ UNIV ANTALYA BILKENT UNIV ANKARA 1722 1496 0,76 1,06 INONU UNIV 1402 0,66 BOGAZICI UNIV ISTANBUL 1360 0,82 DICLE UNIV 1255 0,56 PAMUKKALE UNIV 1215 0,73 KOCAELI UNIV 1211 0,77 TRAKYA UNIV 1167 0,47 YUZUNCU YILL UNIV 1139 0,49 YILDIZ TECH UNIV IST ANBUL 1114 0,87 UNIV GAZIANTEP 1098 0,61 MERSIN UNIV 1053 0,71 AFYON KOCATEPE UNIV 1046 0,56 KIRIKKALE UNIV 1004 0,71 ANADOLU UNIV 1000 0,99 CUMHURIYET UNIV 973 0,59 HARRAN UNIV 945 0,64 CELAL BAY AR UNIV 884 0,71 ADNAN MENDERES UNIV 860 0,53 CANAKKALE ONSEKIZ MART UNIV 839 0,46 MUSTAFA KEMAL UNIV ANTAKYA 829 0,56 ZONGULDAK KARAELMAS UNIV 819 0,57 GAZIOSMANPASA UNIV 809 0,94 36 KOC UNIV 747 1,15 ABANT IZZET BAY SAL UNIV 745 0,51 YEDITEPE UNIV 708 0,77
  • 37. Trend: Turkish universities rapidly improve their positions! Leiden Ranking MNCS 2009 2010 2011 MNCS MNCS MNCS HACETTEPE UNIV ANKARA 0,62 0,67 0,67 ISTANBUL UNIV 0,67 0,67 0,65 ANKARA UNIV 0,51 0,57 0,58 GAZI UNIV ANKARA 0,57 0,62 0,64 EGE UNIV IZMIR 0,64 0,76 0,76 MIDDLE EAST TECH UNIV ANKARA 0,64 0,80 0,86 ISTANBUL TEKNIK UNIV 0,81 0,90 0,92 DOKUZ EYLUL UNIV ISTANBUL 0,63 0,69 0,71 ATATURK UNIV ERZURUM 0,57 0,68 0,67 ERCIYES UNIV 0,57 0,77 0,81 ONDOKUZ MAYIS UNIV 0,41 0,48 0,50 SELCUK UNIV 0,61 0,75 0,81 FIRAT UNIV 0,64 0,74 0,82 CUKUROVA UNIV ADANA 0,56 0,65 0,68 BASKENT UNIV 0,44 0,53 0,50 37
  • 38. Built on the basic data of the Leiden Ranking 2012: Leiden Benchmark Analysis: * all indicators of the ‘total’ university ranking are available for 30 main (NOWT) fields of science * their trends in the past 10 years * world rank by indicator and by main field All this in comparison with 20 other universities by choice * all indicators for each field within each main field (total 200 fields) with distinction between fields above and below university average
  • 39. Current and recent benchmark projects Manchester, Leiden, Heidelberg, Rotterdam, Copenhagen, Zürich, Lisbon UNL, Amsterdam UvA, Amsterdam VU, Southampton Gent, Antwerp, Brussels VUB, UC London, Aarhus, Oslo, Bochum
  • 40. 2001 - 2008 CLINICAL MEDICINE Oxford Berkeley 1.8 KU Leuven UMTC 1.6 Kobenhavn Aarhus Leiden Bristol Helsinki Oslo 1.4 Edinburgh Uppsala Lund Heidelberg 1.2 MNCS ANU 1 Tokyo 0.8 0.6 0.4 0.2 0 0 1000 2000 3000 4000 5000 6000 7000 8000 9000 TOTAL PUBLICATIONS
  • 41. Istanbul Univ P[2007-2010], C[2007-2011]
  • 42. Turkey P[2007-2010], C[2007-2011]
  • 43. METU Ankara P[2005-2008], C[2005-2008]
  • 44. Conclusion: Advanced bibliometric methods provide important, valid, strategic information about the international performance and the institutional structure of universities and their departments METU Ankara P[2007-2010], C[2007-2011]
  • 45. Field P MNCS p-10% engineering, chemical 122,3 0,97 10,2% education & educational research 112,7 0,97 12,1% chemistry, physical 95,2 1,19 15,4% engineering, electrical & electronic 93,3 1,36 16,8% engineering, civil 91,5 0,87 7,9% physics, multidisciplinary 81,8 1,00 10,3% chemistry, organic 79,3 1,53 14,8% mathematics, applied 77,6 1,04 13,9% METU Ankara physics, applied chemistry, multidisciplinary 65,2 63,5 1,10 1,11 14,1% 12,5% geosciences, multidisciplinary 59,0 1,00 11,5% energy & fuels 58,4 1,09 14,2% Strong fields food science & technology environmental sciences 57,2 57,0 1,20 1,25 14,3% 17,2% computer science, interdisciplinary applications 41,6 0,96 8,1% engineering, mechanical 38,9 1,00 13,5% geochemistry & geophysics 37,2 1,57 18,3% biotechnology & applied microbiology 36,6 0,97 10,0% economics 36,0 1,04 12,5% physics, mathematical 32,2 1,01 9,4% electrochemistry 31,4 1,38 17,9% construction & building technology 28,7 1,37 20,9% engineering, environmental 27,6 1,31 16,8% telecommunications 26,8 0,97 7,2% metallurgy & metallurgical engineering 25,7 1,14 19,4% spectroscopy 24,8 1,21 18,5% nanoscience & nanotechnology 23,1 0,89 9,1% chemistry, applied 21,6 1,49 19,4% physics, nuclear 21,3 0,88 8,7% engineering, biomedical 20,9 0,98 9,0% engineering, geological 20,7 1,09 10,8% engineering, industrial 20,5 1,04 6,7% chemistry, inorganic & nuclear 19,5 1,20 16,5% engineering, manufacturing 16,5 1,22 16,0% materials science, biomaterials 16,2 1,10 11,7% 45 computer science, information systems 15,9 1,12 11,0% materials science, composites 15,3 0,94 7,6%
  • 46. Thank you for your attention more information: www.cwts.leidenuniv.nl
  • 48. Citation density map Neurology citing-side normalization Normalization based on ‘informal’ field: references of the citing papers No clinical research disadvantage because of normalization with ‘own’ environment 48
  • 49.
  • 51.
  • 52. Reassignment of multidisciplinary publications • Publications in the Multidisciplinary sciences subject category are reassigned to other subject categories • Reassignment is done proportionally to the number of references pointing to a subject category • 9.4% of the multidisciplinary articles and reviews from the period 2007–2011 cannot be reassigned • Less than 0.2% of the articles and reviews in Nature and Science cannot be reassigned 52
  • 53. (1) selection of universities Region: * World * Regions (Europe, Asia, North America, South America, Africa, Oceania) * Countries By number of universities covered in the ranking: *largest 100, 200, 300, 400, 500
  • 54. (2) selection of performance dimension with specific indicators * impact: P, MCS, MNCS, PP(top10%) * collaboration: P, PP(collab), PP(int collab), MGCD, PP(long dist collab) indicators with stability intervals!
  • 55. (3) selection of calculation method * full or fractional assignment collaborative publications * all WoS publications or only English language
  • 56. 56
  • 57. 57
  • 58. Indicators divided into 5 categories, with fraction of final ranking score Academic Reputation 40 % Employer Reputation 10 % Stud/staff: 20 % Citations/fac 20 % Internat fac 5 % Internat stud 5 %
  • 59. Indicators divided into 5 categories, with fraction of final ranking score Nobel Prize Alumni 10 % Nobel Prize Awards 20 % HiCi staff 20 % NATURE, Science 20 % PUB: 20 % PCP (size normaliz.) 10 % Citations only in HiCi (but citation per staff measure)!
  • 60. 60
  • 61. 61
  • 62. 62
  • 63. 63
  • 64. 64
  • 65. Turkey P[2005-2008], C[2005-2008]
  • 66. Turkey P[2001-2004], C[2001-2004]
  • 67. Leiden Ranking – MNCS indicator 67
  • 68. Leiden Ranking – PPtop 10% indicator / PP≥ 2.25 norm. cit. indicator 68
  • 69. 69
  • 70. 70
  • 71. Leiden University Major field field P(2005-9) MNCS P>100 CLINICAL MEDICINE MEDICINE, GENERAL & INTERNAL 291.2 3.03 rank by PHYSICS AND ASTRONOMY PHYSICS, MULTIDISCIPLINARY 192.5 2.65 MNCS PHYSICS AND ASTRONOMY PHYSICS, CONDENSED MATTER 204.0 2.10 CLINICAL MEDICINE RESPIRATORY SYSTEM 122.7 1.91 CLINICAL MEDICINE RHEUMATOLOGY 349.0 1.90 CLINICAL MEDICINE CARDIAC & CARDIOVASC SYSTEMS 488.5 1.84 BIOL SCI: HUMANS MEDICINE, RESEARCH & EXPER 100.0 1.81 CLINICAL MEDICINE SURGERY 207.9 1.73 CLINICAL MEDICINE UROLOGY & NEPHROLOGY 158.0 1.67 MOLECULAR BIOL & BIOCHEM BIOTECH & APPLIED MICROBIOL 106.8 1.66 SOCIAL SC RELATED TO MED PUBLIC, ENVIRONM & OCC HEALTH 111.6 1.65 PHYSICS AND ASTRONOMY ASTRONOMY & ASTROPHYSICS 814.5 1.65 BIOL SCI: HUMANS MICROBIOLOGY 179.3 1.58 CLINICAL MEDICINE GENETICS & HEREDITY 394.9 1.57 CLINICAL MEDICINE PERIPHERAL VASCULAR DISEASE 268.0 1.51 Leiden average MNCS = 1.45

Editor's Notes

  1. Degree Correlations in an example of a more general phenomenon known as assortative mixing. Degree correlations have a strong effect on the structure of the network. Most social network have a postive correlations betwwen the degrees of adjancent nodes, non social ones have negative correlations. + core-periphery structure. The nodes with high degree are attracted with one another and so coagulate into a highly interconnected core surrounded by a periphery of lower-degree nodes. - High-degree nodes tend to be cattered more broadly over the network.