Kishore Bhoompally is a team leader at BA Continuum India Pvt Ltd with over 11 years of experience in compliance, risk management, and audit processes. He leads a team responsible for OFAC database checks and audit risk reviews in Asia and EMEA regions. Bhoompally ensures his team meets targets by managing performance and coordinating with internal and external stakeholders. Previously, he reviewed derivative trades and documentation to confirm valuations and balances. Bhoompally holds an MBA and has skills in operations, client services, and team leadership.

1. Kishore Bhoompally
Team Leader
OFAC DB & ASIA / EMEA Audit Risk Process
Email ID: bhoompallykishore81@gmail.com
Contact: 9885800696
OBJECTIVE:
 To work towards a challenging position which involves interaction, technical skills and mutual
development
Experience - BA Continuum India Pvt Ltd – (August 2005 till Date)
Profile Summary:
 Proficient in handling all aspects of compliance & risk checks entailing the compliance functions in
coordination with Regulatory & Internal Auditors as per AML and OFAC Guidelines
 Experience of leading, managing & monitoring the performance of team members to ensure
efficiency in operation and meeting of individual & group targets as per SLA
 A competent professional with 11 years of rich experience in:
 Global Market Operations – Derivative Trades
 Payment Operations – Audit Risk Process
 Trade and Payments Operations – OFAC
Current Job Profile: Handling Team of OFAC Database & EMEA / Asia Audit Risk (Jan 2011 till Date)
OFAC DB : Team reviews the payments, related to AML, and checks the KYC for the
particular account and takes the decision based on documents, payments and watch lists and maintain the
Database of sanctions records.
EMEA & ASIA Audit : EMEA & Asia audit risk process, team confirms global audit certification letters
to directly client’s / auditors for commercial account balances, Authorized Signature Card, Short term loans,
commitments, trade finance, time deposits, securities & open derivative positions holding with Bank of
America Merrill Lynch for audit purpose
• Team confirms the commercial account balances of BOA customers to their auditors/clients for Asia &
Emea regions
• Client authorized signature card to auditors for risk audits
• Handling escalation calls from internal and external clients
• Experience on Team appraisals – done for 3 cycles
• Working in coordination with branches and CSR to get the information as request by GES
• Authorizing the Payment lines and audit certification which was processed by team through KYC process
• SME of the process and provide training to new associates
• Responsibility of audit calls from clients/auditor’s and respond to their queries
• Prepare and provide the billing data to the billing process every month
• Approving Debit advise/Memorandum/ MEP’s for charging to client’s account for audits
• Successfully completed migration of Asia audit confirmation process
• Handling - Group mail box, assigning audit request to team
• Update monthly CTC Metrics for process on Risk Self Assessment tool.

2. • Update monthly FTE tracker for process.
• Preparing monthly dash board deck for LOB call every month
• Review of all the process procedures quarterly.
• Measuring of TAT for all the requests on an ongoing basis.
• Assisting the existing employees on various queries
• Preparing Knowledge assessment test for team on a quarterly basis
• Verify the OFAC Sanctions payments queue with FircoSoft and GBS
• Monitoring the Hit rate of global payments
• Experience in using the OWLS for watch list Maintenance, as it is deployed based on Google.
• Experience in KYC, for new transitions in Trades, LC, and Securities.
Previous Job Profile: GMRT Derivatives Documentation Group – GDFX Trade Review
Review Interest Rate Products such as Swaps, swaptions, Cap & Floor, floating notional swap &
Credit Default Swap (CDS) and confirm the MTM Valuation for OTC Derivative trades booked between Bank of
America and Counterparties for as on date for IRP’s, Commodities, Foreign Exchange Options / Spots Forwards
and Cash/Security collateral statements. Also confirm balances of Demand Deposits, Money Market and Time
Deposits.
• Check/Review the trade confirmations & reconcile the same against our source system to ensure all
economic details match between our confirmation with CP conf. & economic details in system are built
correctly
• Escalate any mismatched to Desk/MO/FO for system amendments/further advise
• Chase the clients for any amendments required on CP confirmation
• For all spot trades with major economic mismatches contact the trader/desk for system amendments /
advise on the mismatch
• Reviews the trade documentation part and confirm MTM values
• Quality/Spot check trades reviewed by the team. Coach the associates as per errors identified
• Handle the Group mailbox and assigning trade requests to the team
• Coordinate with different internal departments for completion of audit queries
• Being an SME, assist the team in process related queries and escalation / resolution of issues with the
LOB
• MIS reporting, Workflow assignment & Training new joiners’
• Conduct product & procedures refresher training sessions for the team
• Prepare Monthly Reports for the process such as dashboards, total productivity of the team & individual
productivity
• Prepared SOP for internal control and update it as and when required
Skill Set:
 Expertise in derivative products in review of master agreement with client confirmations
 Part of Fed-Audit review for Payment Vertical
 Trained on Operational Risk Management
 Experience in Client Servicing query resolutions
 Compliance knowledge
 Experience in Migrating new process
 BCP test done for my process for two attempts
 Knowledge on Team appraisal

3. Projects & Certifications Successfully Completed:
• Certified operational risk management program(ORM)at bank
• Successfully completed JDI project in EMEA & Asia Audit Certification process by reducing TAT and
increase in productivity with migration of new work in the team
• Successfully completed JDI project in GDFX Internal Control process by reducing TAT and increase in
productivity
• BPM Ranger for EMEA & Asia Audit Process
• Process Procedures & SOP’s: Prepared training manual for EMEA & Asia Audit process & SO’s
• Successfully completed the best practice by reducing the paper usage in Derivative Documentation
process in place of imaging format
Academic/Technical Exposure:
• Pursuing MBA final year from Osmania university
• Bachelors Degree in Commerce from Osmania University
• Proficient with MS-Office – Excel, Word and PowerPoint
• Completed Type writing Lower Grade
• Trained on Oracle Financials - Functional Implementation of Release 12 on in January’12
Strengths:
• Good Communication skills
• Strong time management and decision-making skills
• Flexible to the changing environment
• Desire to learn
Personnel Details:
Name : Bhoompally Kishore Babu
Father Name : Bhoompally Krishna Rao
DOB : 26th
March 1981
Marital Status : Married
Languages : English, Hindi and Telugu
Hobbies : Playing Cricket & Listening Music
Nationality : Indian
Pass Port Details:
Passport Number : GO139384
Issued at : Hyderabad, AP India
Issued on : 10th
October 2006
Valid till : 9th
October 2016
Date:

4. Place: Hyderabad (Kishore Bhoompally)