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Journeys towards self-direction 
Talk by Dr Simon Duffy for the Australian Government 
Department of Social Services, 5 December 2014
Dr Simon Duffy 
I’ve worked at developing systems of self-directed support for 25 
years, working as a service provider and working with (and against) 
government. My training is in philosophy and my practice has 
involved an on-going effort to think about why we do what we do. 
After working on individualised funding in early 1990s I developed 
Inclusion Glasgow - an innovative service provider in 1996. In 2003 
I led In Control and developed the model of self-directed support 
which was (to some extent) adopted by the English government. 
In 2009 I set up The Centre for Welfare Reform as hub for social 
international social innovation and a platform for challenging 
injustice. I am currently involved in various campaigning efforts in 
the UK to combat the way ’austerity’ is targeting people with 
disabilities and people in poverty.
1. Problems of language 
2. Advancing citizenship 
3. UK experience of self-direction 
4. The role of community 
5. Structural innovations 
6. Innovation as process 
7. Opportunities for Australia
words, words, words, words, words, words, words 
Origin of “Consumer” early 15c., "one 
who squanders or wastes," agent noun 
from consume. In economic sense, 
"one who uses up goods or 
articles" (opposite of producer) from 
1745. 
Origin of “Care” Old English caru 
(noun), carian (verb), of Germanic 
origin; related to Old High German 
chara 'grief, lament', charon 'grieve', 
and Old Norse kǫr 'sickbed'. 
Origin of “agora” "assembly 
place," 1590s, from Greek agora 
"open space" (typically a 
marketplace), from ageirein "to 
assemble," from PIE root *ger- "to 
gather" (see gregarious ). 
Word Origin of “Market” n. early 12c., "a 
meeting at a fixed time for buying and 
selling livestock and provisions," from Old 
North French market "marketplace, trade, 
commerce" (Old French marchiet, Modern 
French marché), from Latin mercatus 
"trading, buying and selling, trade, market" 
Origin of “Support” late 14c., "act of 
assistance, backing, help, aid," from 
support (v.). Meaning "one who provides 
assistance, protection, backing, etc." is 
early 15c. Meaning "services which enable 
something to fulfil its function and remain in 
operation" (e.g. tech support) is from 1953.
We’ve lost sight of 
citizenship and 
what it means
brief history of self-direction 
• Began in California 
1960s (c. 50 yrs!) 
• Progress real, slow 
and patchy 
• Outcomes always 
positive 
• Efficiency & cost-control 
are variable 
• Design details really 
matter 
• Resistance to change 
high
international themes 
• indicative budgets or 
not 
• independent brokerage 
or not 
• battles re flexibility and 
waivers 
• supported decision-making 
and capacity 
• services or community 
• means-testing and 
benefits 
• safeguarding and 
quality 
• innovation and market 
entrance 
• who plans and how
These innovations were not 
inspired by consumerism, 
neo-liberalism or a desire 
to create a ‘market’. They 
were inspired by a desire 
for justice, citizenship and 
community.
“We are obliged to 
surrender to the will of 
the strong. Big 
companies, cities and 
municipalities decide 
what is best for us. This 
is about power. Why do 
I feel a lack of power 
in my own life?” 
Sami Helle at European 
Parliament, November 2013
Self-directed support in 
the UK and ‘austerity’
self-direction in UK 
• 1970s indirect 
payments to 
people 
• 1988 - ILF v1 (high 
demand) 
• 1993 - ILF v2 
(linked to local gov.) 
• 1996 - Direct 
Payments (steady 
growth) 
• 2007 - Personal 
Budgets (major 
policy shift) 
• 2009 - healthcare 
• 2011 - children 
with disabilities 
• 2010 - austerity
The government 
money fallacy 
it can’t always be 
government money: 
where did government get it from?
People don’t shop for services they build 
stronger community.
Reality of personalisation 
• More people with direct 
payments (25%) but 
shared management 
under-used. 
• Most people (75%) have a 
‘budget’ but no real 
control. 
• Sometimes more creativity 
is allowed - sometimes. 
• Resource allocation and 
support planning 
processes often complex. 
• New innovative forms of 
practice emerging. 
• Service providers have 
remain captured by old 
forms of contracting. 
• Austerity has targeted 
social care for cuts. 
• Some people now pushed 
into taking direct payments 
with inadequate support.
Strengths to build on 
• Clear up-front 
budgets that people 
can use flexibly 
• People choose 
community not 
services 
• Flexibility around 
planning - use of peer 
support 
• Leadership is vital 
• Possibility of 
abandoning process 
control and shift to 
outcomes 
• Ability to add and 
develop existing roles - 
no fixed structural 
template 
• Extension sideways 
into health, education 
and other areas
The care home resident population for those aged 65 and over has 
remained almost stable since 2001 with an increase of 0.3%, despite 
growth of 11.0% in the overall population at this age. Fewer women but 
more men aged 65 and over, were living as residents of care homes in 
2011 compared to 2001; the population of women fell by around 9,000 
(-4.2%) while the population of men increased by around 10,000 
(15.2%). The gender gap in the older resident care home population 
has, therefore, narrowed since 2001. In 2011 there were around 2.8 
women for each man aged 65 and over compared to a ratio of 3.3 
women for each man in 2001. The resident care home population is 
ageing: in 2011, people aged 85 and over represented 59.2% of the 
older care home population compared to 56.5% in 2001. [Office of 
National Statistics. Part of 2011 Census Analysis, Changes in the Older 
Resident Care Home Population between 2001 and 2011 Release] 
The total number of people receiving services in 2013-14 was 1,267,000 
(down 5 per cent from 1,328,000 in 2012-13 and down 29 per cent from 
1,782,000 in 2008-09). Of these, 1,046,000 received community based 
services (a fall of 5 per cent from 2012-13), 204,000 received residential 
care (a fall of 3 per cent from 2012-13) and 84,000 received nursing 
care (which is 3 per cent down from 2011-12). [National Statistics. 
Community Care Statistics, Social Services Activity, England - 2013-14, 
Provisional release}
Service providers are not 
providers - at their best 
they are partners in 
community
• Better targeted support 
• Different kinds of support 
• Community connections 
• Natural support 
• Teaching 
• Technology 
• Getting housing right 
• Lower management costs 
• Lower salary costs… not in these examples
The structures 
themselves should be 
capable of organic 
innovation
Help & Connect in Newcastle
Social innovation is 
inspired by social 
justice
Opportunities and 
risks for Australia
Fees: explicit
International Lessons Relevant to CDC

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International Lessons Relevant to CDC

  • 1. Journeys towards self-direction Talk by Dr Simon Duffy for the Australian Government Department of Social Services, 5 December 2014
  • 2. Dr Simon Duffy I’ve worked at developing systems of self-directed support for 25 years, working as a service provider and working with (and against) government. My training is in philosophy and my practice has involved an on-going effort to think about why we do what we do. After working on individualised funding in early 1990s I developed Inclusion Glasgow - an innovative service provider in 1996. In 2003 I led In Control and developed the model of self-directed support which was (to some extent) adopted by the English government. In 2009 I set up The Centre for Welfare Reform as hub for social international social innovation and a platform for challenging injustice. I am currently involved in various campaigning efforts in the UK to combat the way ’austerity’ is targeting people with disabilities and people in poverty.
  • 3. 1. Problems of language 2. Advancing citizenship 3. UK experience of self-direction 4. The role of community 5. Structural innovations 6. Innovation as process 7. Opportunities for Australia
  • 4. words, words, words, words, words, words, words Origin of “Consumer” early 15c., "one who squanders or wastes," agent noun from consume. In economic sense, "one who uses up goods or articles" (opposite of producer) from 1745. Origin of “Care” Old English caru (noun), carian (verb), of Germanic origin; related to Old High German chara 'grief, lament', charon 'grieve', and Old Norse kǫr 'sickbed'. Origin of “agora” "assembly place," 1590s, from Greek agora "open space" (typically a marketplace), from ageirein "to assemble," from PIE root *ger- "to gather" (see gregarious ). Word Origin of “Market” n. early 12c., "a meeting at a fixed time for buying and selling livestock and provisions," from Old North French market "marketplace, trade, commerce" (Old French marchiet, Modern French marché), from Latin mercatus "trading, buying and selling, trade, market" Origin of “Support” late 14c., "act of assistance, backing, help, aid," from support (v.). Meaning "one who provides assistance, protection, backing, etc." is early 15c. Meaning "services which enable something to fulfil its function and remain in operation" (e.g. tech support) is from 1953.
  • 5.
  • 6. We’ve lost sight of citizenship and what it means
  • 7. brief history of self-direction • Began in California 1960s (c. 50 yrs!) • Progress real, slow and patchy • Outcomes always positive • Efficiency & cost-control are variable • Design details really matter • Resistance to change high
  • 8.
  • 9.
  • 10. international themes • indicative budgets or not • independent brokerage or not • battles re flexibility and waivers • supported decision-making and capacity • services or community • means-testing and benefits • safeguarding and quality • innovation and market entrance • who plans and how
  • 11.
  • 12.
  • 13. These innovations were not inspired by consumerism, neo-liberalism or a desire to create a ‘market’. They were inspired by a desire for justice, citizenship and community.
  • 14. “We are obliged to surrender to the will of the strong. Big companies, cities and municipalities decide what is best for us. This is about power. Why do I feel a lack of power in my own life?” Sami Helle at European Parliament, November 2013
  • 15. Self-directed support in the UK and ‘austerity’
  • 16.
  • 17. self-direction in UK • 1970s indirect payments to people • 1988 - ILF v1 (high demand) • 1993 - ILF v2 (linked to local gov.) • 1996 - Direct Payments (steady growth) • 2007 - Personal Budgets (major policy shift) • 2009 - healthcare • 2011 - children with disabilities • 2010 - austerity
  • 18.
  • 19.
  • 20.
  • 21. The government money fallacy it can’t always be government money: where did government get it from?
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27. People don’t shop for services they build stronger community.
  • 28.
  • 29. Reality of personalisation • More people with direct payments (25%) but shared management under-used. • Most people (75%) have a ‘budget’ but no real control. • Sometimes more creativity is allowed - sometimes. • Resource allocation and support planning processes often complex. • New innovative forms of practice emerging. • Service providers have remain captured by old forms of contracting. • Austerity has targeted social care for cuts. • Some people now pushed into taking direct payments with inadequate support.
  • 30. Strengths to build on • Clear up-front budgets that people can use flexibly • People choose community not services • Flexibility around planning - use of peer support • Leadership is vital • Possibility of abandoning process control and shift to outcomes • Ability to add and develop existing roles - no fixed structural template • Extension sideways into health, education and other areas
  • 31.
  • 32. The care home resident population for those aged 65 and over has remained almost stable since 2001 with an increase of 0.3%, despite growth of 11.0% in the overall population at this age. Fewer women but more men aged 65 and over, were living as residents of care homes in 2011 compared to 2001; the population of women fell by around 9,000 (-4.2%) while the population of men increased by around 10,000 (15.2%). The gender gap in the older resident care home population has, therefore, narrowed since 2001. In 2011 there were around 2.8 women for each man aged 65 and over compared to a ratio of 3.3 women for each man in 2001. The resident care home population is ageing: in 2011, people aged 85 and over represented 59.2% of the older care home population compared to 56.5% in 2001. [Office of National Statistics. Part of 2011 Census Analysis, Changes in the Older Resident Care Home Population between 2001 and 2011 Release] The total number of people receiving services in 2013-14 was 1,267,000 (down 5 per cent from 1,328,000 in 2012-13 and down 29 per cent from 1,782,000 in 2008-09). Of these, 1,046,000 received community based services (a fall of 5 per cent from 2012-13), 204,000 received residential care (a fall of 3 per cent from 2012-13) and 84,000 received nursing care (which is 3 per cent down from 2011-12). [National Statistics. Community Care Statistics, Social Services Activity, England - 2013-14, Provisional release}
  • 33.
  • 34. Service providers are not providers - at their best they are partners in community
  • 35.
  • 36.
  • 37.
  • 38.
  • 39.
  • 40.
  • 41.
  • 42.
  • 43.
  • 44.
  • 45. • Better targeted support • Different kinds of support • Community connections • Natural support • Teaching • Technology • Getting housing right • Lower management costs • Lower salary costs… not in these examples
  • 46. The structures themselves should be capable of organic innovation
  • 47. Help & Connect in Newcastle
  • 48.
  • 49.
  • 50.
  • 51.
  • 52. Social innovation is inspired by social justice
  • 53.
  • 54.
  • 55.
  • 56.
  • 57. Opportunities and risks for Australia