The document describes two studies conducted to develop and deploy a Maintenance Operations Safety Survey (MOSS) tool modeled after the Line Operations Safety Audit (LOSA) used in flight operations. Study 1 involved developing MOSS through test observations to evaluate conducting peer observations of maintenance tasks and coding the data using a Threat and Error Management (TEM) framework. Study 2 deployed MOSS through observations of line maintenance checks by expert observers. The observations identified an average of 7.8 threats and 2.5 errors per check as well as links between threats, errors, and undesirable outcomes. The research demonstrated the feasibility of observing routine maintenance operations and using TEM-based results to identify successful strategies for managing threats and errors.
Software Architecture Evaluation of Unmanned Aerial Vehicles Fuzzy Based Cont...Editor IJCATR
In this survey paper we discuss the recent techniques for software architecture evaluation methods for Unmanned Aerial Vehicle (UAV) systems that use fuzzy control methodology. We discuss the current methodologies and evaluation approaches, identify their limitations, and discuss the open research issues. These issues include methods used to evaluate the level of risk, communications latency, availability, sensor performance, automation, and human interaction.
ARRL: A Criterion for Composable Safety and Systems EngineeringVincenzo De Florio
While safety engineering standards define rigorous and controllable
processes for system development, safety standards’ differences in distinct
domains are non-negligible. This paper focuses in particular on the aviation,
automotive, and railway standards, all related to the transportation market.
Many are the reasons for the said differences, ranging from historical reasons,
heuristic and established practices, and legal frameworks, but also from the
psychological perception of the safety risks. In particular we argue that the
Safety Integrity Levels are not sufficient to be used as a top level requirement
for developing a safety-critical system. We argue that Quality of Service is a
more generic criterion that takes the trustworthiness as perceived by users better
into account. In addition, safety engineering standards provide very little
guidance on how to compose safe systems from components, while this is the
established engineering practice. In this paper we develop a novel concept
called Assured Reliability and Resilience Level as a criterion that takes the
industrial practice into account and show how it complements the Safety
Integrity Level concept.
A Video System for Measuring School Children Sitting Posture DynamicsWaqas Tariq
School children spent a lot of time sitting. Some Primary Schools in Slovenia were interested to improve pupil’s working conditions by introducing more dynamic type of sitting. A standard school chair was substituted with a large gymnastic ball. In order to evaluate influence of this substitution on sitting dynamics we developed a video system capable of assessing sitting posture in sagittal plain during prolonged period.
We composed a video acquisition system with video camera (Blaupunkt, CCR 808), simple optical markers with LED diodes and robust image analysing software. To test it we measured the sitting posture of eight school children, who were sitting for 30 minutes on a large gymnastic ball and on a chair without a backrest and armrest with the acquisition rate 3 s -1. Each image was analysed to determine position of markers and then the Lumbar Lordosis angle (LL) and the Pelvis Inclination angle (PI) time courses were calculated.
We found a measurement system very convenient in the conditions outside the laboratory. The level of backscatter which could impair automatic marker location extraction from the recorded image was low during all sessions. The marker in the recorded image had 30±10 pixels with different intensity. We found that during first 6 minutes the posture is more upright on the ball as compared to the chair (PI: chair 17.0±7.2, ball 13.2 ±8.5, p<0.05;>0.05).
A measurement system using consumer video camera, LED video markers and image analytics software is cost effective and reliable system which has minimal influence on students comfort during measurements outside the laboratory.
Software Architecture Evaluation of Unmanned Aerial Vehicles Fuzzy Based Cont...Editor IJCATR
In this survey paper we discuss the recent techniques for software architecture evaluation methods for Unmanned Aerial Vehicle (UAV) systems that use fuzzy control methodology. We discuss the current methodologies and evaluation approaches, identify their limitations, and discuss the open research issues. These issues include methods used to evaluate the level of risk, communications latency, availability, sensor performance, automation, and human interaction.
ARRL: A Criterion for Composable Safety and Systems EngineeringVincenzo De Florio
While safety engineering standards define rigorous and controllable
processes for system development, safety standards’ differences in distinct
domains are non-negligible. This paper focuses in particular on the aviation,
automotive, and railway standards, all related to the transportation market.
Many are the reasons for the said differences, ranging from historical reasons,
heuristic and established practices, and legal frameworks, but also from the
psychological perception of the safety risks. In particular we argue that the
Safety Integrity Levels are not sufficient to be used as a top level requirement
for developing a safety-critical system. We argue that Quality of Service is a
more generic criterion that takes the trustworthiness as perceived by users better
into account. In addition, safety engineering standards provide very little
guidance on how to compose safe systems from components, while this is the
established engineering practice. In this paper we develop a novel concept
called Assured Reliability and Resilience Level as a criterion that takes the
industrial practice into account and show how it complements the Safety
Integrity Level concept.
A Video System for Measuring School Children Sitting Posture DynamicsWaqas Tariq
School children spent a lot of time sitting. Some Primary Schools in Slovenia were interested to improve pupil’s working conditions by introducing more dynamic type of sitting. A standard school chair was substituted with a large gymnastic ball. In order to evaluate influence of this substitution on sitting dynamics we developed a video system capable of assessing sitting posture in sagittal plain during prolonged period.
We composed a video acquisition system with video camera (Blaupunkt, CCR 808), simple optical markers with LED diodes and robust image analysing software. To test it we measured the sitting posture of eight school children, who were sitting for 30 minutes on a large gymnastic ball and on a chair without a backrest and armrest with the acquisition rate 3 s -1. Each image was analysed to determine position of markers and then the Lumbar Lordosis angle (LL) and the Pelvis Inclination angle (PI) time courses were calculated.
We found a measurement system very convenient in the conditions outside the laboratory. The level of backscatter which could impair automatic marker location extraction from the recorded image was low during all sessions. The marker in the recorded image had 30±10 pixels with different intensity. We found that during first 6 minutes the posture is more upright on the ball as compared to the chair (PI: chair 17.0±7.2, ball 13.2 ±8.5, p<0.05;>0.05).
A measurement system using consumer video camera, LED video markers and image analytics software is cost effective and reliable system which has minimal influence on students comfort during measurements outside the laboratory.
MACHINE LEARNING TECHNIQUES FOR ANALYSIS OF EGYPTIAN FLIGHT DELAYIJDKP
Flight delay has been the fiendish problem to the world's aviation industry, so there is very important
significance to research for computer system predicting flight delay propagation. Extraction of hidden
information from large datasets of raw data could be one of the ways for building predictive model. This
paper describes the application of classification techniques for analysing the Flight delay pattern in Egypt
Airline’s Flight dataset. In this work, four decision tree classifiers were evaluated and results show that the
REPTree have the best accuracy 80.3% with respect to Forest, Stump and J48. However, four rules based
classifiers were compared and results show that PART provides best accuracy among studied rule-based
classifiers with accuracy of 83.1%. By analysing running time for all classifiers, the current work
concluded that REPtree is the most efficient classifier with respect to accuracy and running time. Also, the
current work is extended to apply of Apriori association technique to extract some important information
about flight delay. Association rules are presented and association technique is evaluated.
Available online at www.sciencedirect.comComputers & Industr.docxrock73
Available online at www.sciencedirect.com
Computers & Industrial Engineering 54 (2008) 34–44
www.elsevier.com/locate/dsw
A quantitative model for aviation safety risk assessment
Huan-Jyh Shyur *
Department of Information Management, Tamkang University, 151 Ying-Chuan Road, Tamsui, Taipei, Taiwan
Received 2 August 2006; received in revised form 14 June 2007; accepted 14 June 2007
Available online 21 June 2007
Abstract
The objective of this research is to develop an analytic method that uses data on both accident and safety indicators to
quantify the aviation risk which are caused by human errors. A specified proportional hazard model considering the base-
line hazard function as a quadratic spline function has investigated and demonstrated its applicability in aviation risk
assessment. The use of the proposed model allows investigation of non-linear effects of aviation safety factors and flexible
assessment of aviation risk. A subset of data gathered from the Fight Safety Management Information System (FSMIS)
developed by the office of the Taiwan Civil Aeronautics Administration (CAA) was applied to accomplish this study. The
results demonstrate that the proposed model is a more promising approach with the potential of becoming very useful in
practice and leading to further generalization of aviation risk analysis.
� 2007 Elsevier Ltd. All rights reserved.
Keywords: Risk assessment; Aviation safety; Human error; Proportional hazard model
1. Introduction
As the worldwide air transportation traffic volume grows rapidly, safety in aviation becomes a burning
problem over many countries today. Aviation accident may result in human injury or even death. It influences
the reputation and the economy of the air transportation industry of a country. According to the analysis of
Mineata (1997), when today’s accident rate is applied to the traffic forecast for 2015, the result would be the
crashing of an airliner somewhere in the world almost every week. Braithwaite, Caves, and Faulkner (1998)
stated that in order to achieve safety and reduce accident rate, we must quantify risk and balance it with
appropriate safety measures.
In order to ensure the public safety and maintain a safe aviation environment, developing an analytic
method that moves beyond the essential identification of risk factors to assess the safety performance and dis-
cover the potential hazards of airlines is indispensable. McFadden and Towell (1999) mentioned, while appre-
ciating the value of accident investigations in identifying the cause and initiating corrective actions to prevent
future errors, that a fundamental shift in the emphasis to ‘‘proactive safety’’ would be necessary. To achieve
0360-8352/$ - see front matter � 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.cie.2007.06.032
* Tel.: +88 6226215656 2881.
E-mail address: [email protected]
mailto:[email protected]
H.-J. Shyur / Computers & Industrial Engineering 54 (2008) 34–44 35
‘‘proactive safety’’, an ...
STUDY ON TECHNICAL FOCUSES AND SAMPLING COVERAGE STRATEGY OF AIRBORNE SOFTWAR...ijseajournal
Airborne software is invisible and intangible, it can have a significant impact on the safety of the aircraft.
However, it cannot be exhaustively tested, and can only be assured through a structured, process, activity,
and objective-based approach. This paper studied the similarities and differences of software review
policies of the four selected National Airworthiness Authorities (NAAs) by using a comparative approach
and analysed the general certification basis of specific regulation clauses from the International Civil
Aviation Organization Conventions to each contracting States’ regulations by a traceability method. Then
analyzed the development processes and objectives applicable to different software levels based on
RTCA/DO-178C. Identified 82 technical focus points based on each airborne software development subprocess, then created a Process Technology Coverage matrix to demonstrate the technical focuses of each
process. Developed an objective-oriented top-down and bottom-up sampling strategy for the 4 software
Stage of Involvement reviews by taking into account the frequency and depth of involvement. Finally,
created the Technology Objective Coverage matrix, which can support the reviewers to perform the
efficient risk-based SOI reviews by considering the identified technical points, thus to ensure the safety of
the aircraft from the software assurance perspective.
Available online at httpdocs.lib.purdue.edujateJournal.docxcelenarouzie
Available online at http://docs.lib.purdue.edu/jate
Journal of Aviation Technology and Engineering 3:2 (2014) 2–13
Crew Resource Management Application in Commercial Aviation
Frank Wagener
Embry-Riddle Aeronautical University
David C. Ison
Embry-Riddle Aeronautical University–Worldwide
Abstract
The purpose of this study was to extend previous examinations of commercial multi-crew airplane accidents and incidents to evaluate
the Crew Resource Management (CRM) application as it relates to error management during the final approach and landing phase of
flight. With data obtained from the Federal Aviation Administration (FAA) and the National Transportation Safety Board (NTSB), a x2
test of independence was performed to examine if there would be a statistically significant relationship between airline management
practices and CRM-related causes of accidents/incidents. Between 2002 and 2012, 113 accidents and incidents occurred in the researched
segments of flight. In total, 57 (50 percent) accidents/incidents listed a CRM-related casual factor or included a similar commentary within
the analysis section of the investigation report. No statistically significant relationship existed between CRM-related accidents/incidents
About the Authors
Frank Wagener currently works for Aviation Performance
Solution
s LLC (APS), dba APS Emergency Maneuver Training, based at the Phoenix-Mesa
Gateway Airport in Mesa, Arizona. APS offers comprehensive LOC-I solutions via industry-leading, computer-based, on-aircraft, and advanced full-flight
simulator upset recovery and prevention training programs. Wagener spent over 20 years in the German Air Force flying fighter and fighter training aircraft
and retired in 2011. He flew and instructed in Germany, Canada, and the United States. He holds several international pilot certificates including ATP,
CPL, CFI, as well as a 737 type rating. He graduated with honors from the Master’s in Aeronautical Science Program at Embry-Riddle Aeronautical
University. Correspondence concerning this article should be sent to [email protected]
David C. Ison has been involved in the aviation industry for over 27 years, during which he has flown as a flight instructor and for both regional and
major airlines. He has experience in a wide variety of aircraft from general aviation types to heavy transport aircraft. While flying for a major airline, Ison
was assigned to fly missions all over the world in a Lockheed L-1011. Most recently, he flew Boeing 737–800 aircraft throughout North and Central
America. He worked as an associate professor of aviation for 7 years at a small college in Montana. He is currently Discipline Chair–Aeronautics and an
assistant professor of aeronautics for Embry-Riddle Aeronautical University–Worldwide. Ison has conducted extensive research concerning aviation
faculty, plagiarism in dissertations, statistics in aviation research, as well as the participation of women and minorities in aviation. His previo.
MACHINE LEARNING TECHNIQUES FOR ANALYSIS OF EGYPTIAN FLIGHT DELAYIJDKP
Flight delay has been the fiendish problem to the world's aviation industry, so there is very important
significance to research for computer system predicting flight delay propagation. Extraction of hidden
information from large datasets of raw data could be one of the ways for building predictive model. This
paper describes the application of classification techniques for analysing the Flight delay pattern in Egypt
Airline’s Flight dataset. In this work, four decision tree classifiers were evaluated and results show that the
REPTree have the best accuracy 80.3% with respect to Forest, Stump and J48. However, four rules based
classifiers were compared and results show that PART provides best accuracy among studied rule-based
classifiers with accuracy of 83.1%. By analysing running time for all classifiers, the current work
concluded that REPtree is the most efficient classifier with respect to accuracy and running time. Also, the
current work is extended to apply of Apriori association technique to extract some important information
about flight delay. Association rules are presented and association technique is evaluated.
Available online at www.sciencedirect.comComputers & Industr.docxrock73
Available online at www.sciencedirect.com
Computers & Industrial Engineering 54 (2008) 34–44
www.elsevier.com/locate/dsw
A quantitative model for aviation safety risk assessment
Huan-Jyh Shyur *
Department of Information Management, Tamkang University, 151 Ying-Chuan Road, Tamsui, Taipei, Taiwan
Received 2 August 2006; received in revised form 14 June 2007; accepted 14 June 2007
Available online 21 June 2007
Abstract
The objective of this research is to develop an analytic method that uses data on both accident and safety indicators to
quantify the aviation risk which are caused by human errors. A specified proportional hazard model considering the base-
line hazard function as a quadratic spline function has investigated and demonstrated its applicability in aviation risk
assessment. The use of the proposed model allows investigation of non-linear effects of aviation safety factors and flexible
assessment of aviation risk. A subset of data gathered from the Fight Safety Management Information System (FSMIS)
developed by the office of the Taiwan Civil Aeronautics Administration (CAA) was applied to accomplish this study. The
results demonstrate that the proposed model is a more promising approach with the potential of becoming very useful in
practice and leading to further generalization of aviation risk analysis.
� 2007 Elsevier Ltd. All rights reserved.
Keywords: Risk assessment; Aviation safety; Human error; Proportional hazard model
1. Introduction
As the worldwide air transportation traffic volume grows rapidly, safety in aviation becomes a burning
problem over many countries today. Aviation accident may result in human injury or even death. It influences
the reputation and the economy of the air transportation industry of a country. According to the analysis of
Mineata (1997), when today’s accident rate is applied to the traffic forecast for 2015, the result would be the
crashing of an airliner somewhere in the world almost every week. Braithwaite, Caves, and Faulkner (1998)
stated that in order to achieve safety and reduce accident rate, we must quantify risk and balance it with
appropriate safety measures.
In order to ensure the public safety and maintain a safe aviation environment, developing an analytic
method that moves beyond the essential identification of risk factors to assess the safety performance and dis-
cover the potential hazards of airlines is indispensable. McFadden and Towell (1999) mentioned, while appre-
ciating the value of accident investigations in identifying the cause and initiating corrective actions to prevent
future errors, that a fundamental shift in the emphasis to ‘‘proactive safety’’ would be necessary. To achieve
0360-8352/$ - see front matter � 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.cie.2007.06.032
* Tel.: +88 6226215656 2881.
E-mail address: [email protected]
mailto:[email protected]
H.-J. Shyur / Computers & Industrial Engineering 54 (2008) 34–44 35
‘‘proactive safety’’, an ...
STUDY ON TECHNICAL FOCUSES AND SAMPLING COVERAGE STRATEGY OF AIRBORNE SOFTWAR...ijseajournal
Airborne software is invisible and intangible, it can have a significant impact on the safety of the aircraft.
However, it cannot be exhaustively tested, and can only be assured through a structured, process, activity,
and objective-based approach. This paper studied the similarities and differences of software review
policies of the four selected National Airworthiness Authorities (NAAs) by using a comparative approach
and analysed the general certification basis of specific regulation clauses from the International Civil
Aviation Organization Conventions to each contracting States’ regulations by a traceability method. Then
analyzed the development processes and objectives applicable to different software levels based on
RTCA/DO-178C. Identified 82 technical focus points based on each airborne software development subprocess, then created a Process Technology Coverage matrix to demonstrate the technical focuses of each
process. Developed an objective-oriented top-down and bottom-up sampling strategy for the 4 software
Stage of Involvement reviews by taking into account the frequency and depth of involvement. Finally,
created the Technology Objective Coverage matrix, which can support the reviewers to perform the
efficient risk-based SOI reviews by considering the identified technical points, thus to ensure the safety of
the aircraft from the software assurance perspective.
Available online at httpdocs.lib.purdue.edujateJournal.docxcelenarouzie
Available online at http://docs.lib.purdue.edu/jate
Journal of Aviation Technology and Engineering 3:2 (2014) 2–13
Crew Resource Management Application in Commercial Aviation
Frank Wagener
Embry-Riddle Aeronautical University
David C. Ison
Embry-Riddle Aeronautical University–Worldwide
Abstract
The purpose of this study was to extend previous examinations of commercial multi-crew airplane accidents and incidents to evaluate
the Crew Resource Management (CRM) application as it relates to error management during the final approach and landing phase of
flight. With data obtained from the Federal Aviation Administration (FAA) and the National Transportation Safety Board (NTSB), a x2
test of independence was performed to examine if there would be a statistically significant relationship between airline management
practices and CRM-related causes of accidents/incidents. Between 2002 and 2012, 113 accidents and incidents occurred in the researched
segments of flight. In total, 57 (50 percent) accidents/incidents listed a CRM-related casual factor or included a similar commentary within
the analysis section of the investigation report. No statistically significant relationship existed between CRM-related accidents/incidents
About the Authors
Frank Wagener currently works for Aviation Performance
Solution
s LLC (APS), dba APS Emergency Maneuver Training, based at the Phoenix-Mesa
Gateway Airport in Mesa, Arizona. APS offers comprehensive LOC-I solutions via industry-leading, computer-based, on-aircraft, and advanced full-flight
simulator upset recovery and prevention training programs. Wagener spent over 20 years in the German Air Force flying fighter and fighter training aircraft
and retired in 2011. He flew and instructed in Germany, Canada, and the United States. He holds several international pilot certificates including ATP,
CPL, CFI, as well as a 737 type rating. He graduated with honors from the Master’s in Aeronautical Science Program at Embry-Riddle Aeronautical
University. Correspondence concerning this article should be sent to [email protected]
David C. Ison has been involved in the aviation industry for over 27 years, during which he has flown as a flight instructor and for both regional and
major airlines. He has experience in a wide variety of aircraft from general aviation types to heavy transport aircraft. While flying for a major airline, Ison
was assigned to fly missions all over the world in a Lockheed L-1011. Most recently, he flew Boeing 737–800 aircraft throughout North and Central
America. He worked as an associate professor of aviation for 7 years at a small college in Montana. He is currently Discipline Chair–Aeronautics and an
assistant professor of aeronautics for Embry-Riddle Aeronautical University–Worldwide. Ison has conducted extensive research concerning aviation
faculty, plagiarism in dissertations, statistics in aviation research, as well as the participation of women and minorities in aviation. His previo.
Software CrashLocator: Locating the Faulty Functions by Analyzing the Crash S...INFOGAIN PUBLICATION
In recent years, studies have been dedicated mainly in the analysis, of crashes in real-world related to large-scale software systems. A crash in terms of computing can be termed as a computer program such as a software application that stops functioning properly. Software crash is a serious problem in production environment. When crash happens, the crash report with the stack trace of software at time of crash is sent to the developer team. Software development team may receive hundreds of stack traces from all deployment sites and many stack traces may be due to same problem. If the developer starts analyzing each trace, it may take a longer duration of time and redundancy many happen in terms of two developers fixing the same problem. This motivates us to present the solution to analyze the stack traces and find the important functions responsible for crash and rank them, so that development resources can be optimized. In this paper we have proposed the solution to solve the problem by developing Software CrashLocator.
Case Analysis Guidelines by Dr. Dave Worrells and Mr. Scott.docxcowinhelen
Case Analysis Guidelines by: Dr. Dave Worrells and Mr. Scott Burgess | ERAU, College of Aeronautics 1
ASCI 357 – SAMPLE Case Analysis
Robust Airline Schedule Planning
I. Summary
The construction of timetables for an airline is composed of aircraft and crew (Dunbar,
Froyland, and Wu, 2012). Crew cost is the biggest controllable expenditure for an airline, and
effective crew assignment is a very important aspect of planning (Gopalakrishnan and Johnson,
2005). Wensveen (2011) defines “airline scheduling as the art of designing system wide flight
patterns that provide optimum public service, in both quantity and quality, consistent with the
financial health of the carrier” (p. 360). An airline’s decision to offer certain flights is
dependent on market demand forecasts, available aircraft operating characteristics, available
work force, regulations, and the behaviour of competing airlines (Bazargan, 2010, p.31).
II. Problem
The problem is that the airline scheduling process in its entirety is very complex (Dunbar,
et al., 2012). Flight scheduling is the starting point for all other airline planning and operations
(Bazargan, 2010, p.31).
III. Significance of the Problem
The significance of the problem is that a vast number of rules and regulations associated
with airports, aircraft, and flight crews combined with the global expanse of air traffic networks,
require airline scheduling to be broken into manageable, traceable pieces (Dunbar, et al., 2012).
In 2006, the North American airline industry experienced a total of 116.5 million minutes of
delay, totalling a $7.7 billion increase in operating costs (Dunbar, et al., 2012).
IV. Development of Alternative Actions
Alternative Action 1. Airline and railway mode of transportation industries to form an
intermodal alliance (Iatrou and Oretti, 2007, p.88).
Case Analysis Guidelines by: Dr. Dave Worrells and Mr. Scott Burgess | ERAU, College of Aeronautics 2
Advantages. Access to airports through dedicated public transport could reduce
problems associated with road traffic and air quality around airports (Iatrou & Oretti, 2007, pp.
88-89). Iatrou & Oretti (2007) suggest an intermodal alliance near airports for better access to
city centers (p.89).
Disadvantages. The absence of interconnectivity, where air and rail industry have
different infrastructures with common rules and facilities (Iatrou & Oretti, 2007, p.89). High-
speed rail links to airports are not profitable in the short-term (Iatrou & Oretti, 2007, p.90).
Alternative Action 2: Increase flight schedules by extra minutes to boost on-time performance
(McCartney, 2012).
Advantages. Passengers would spend less time on aircraft (McCartney, 2012). Airlines
will have fewer planes sitting at terminal gates awaiting connecting passengers (McCartney,
2012).
Disadvantages. An aircraft departing late for a flight will run late for the r.
Careful analysis of potential hazards can assist in the mitigation.docxtidwellveronique
Careful analysis of potential hazards can assist in the mitigation of future accidents. Two approaches to hazard analysis include the preliminary hazard analysis and the detailed hazard analysis. Both methods are used to help identify and prioritize the potential hazards at a job site that can end in the possibility of a severe accident. A preliminary hazard analysis is conducted to identify potential hazards and prioritize them according to (1) the likelihood of an accident or injury from a hazard and (2) the severity of an injury, illness or property damage that may result if the hazard had caused the accident (Goetsch, 2010). In contrast, a detailed hazard analysis involves the application of analytical, inductive, and deductive methods (Goetsch, 2010).
Expertise and reasoning can be two useful applications when performing a hazard analysis. Typically a preliminary hazard analysis along with previous expertise would be sufficient in determining possible job site hazards and developing methods to avoid them. If needed, more detailed methods can be used for conducting detailed analysis. They are:
failure mode and effects analysis (FMEA),
hazard and operability review (HAZOP),
technic of operations review (TOR),
human error analysis (HEA), and
fault tree analysis (FTA).
Failure mode and effects analysis is a formal step-by-step analytical method used to analyze complex engineering systems. The hazard and operability review is an analysis method that allows problems to be identified even before a body of experience has been developed for a given process or system (Goetsch, 2010). The technique of operations review is a method that allows supervisors and employees to work together to analyze workplace accidents and incidents. The human error analysis basically predicts that accidents are caused by human errors while the fault tree analysis visually displays the hazard analysis in detail.
Hazard analysis is extremely important in the construction industry. It is very important to analyze the probability of any types of accidents on-site and also to
Reading Assignment
Chapter 8:
Job Safety and Hazard Analysis
Chapter 9:
Accident Investigation, Record Keeping, and Reporting
Learning Activities (Non-Graded)
See information below
Key Terms
1. Accident investigation
2. Accident report
3. Emergency procedures
4. Faultfinding
5. Frequency
6. Hazard analysis
7. Hazard and operability review
8. Human error analysis
9. Immediacy
10. Principal’s office syndrome
11. Probability
12. Risk analysis
13. Technic of operations review
14. Witnesses
Coordinate medical response in the event of an accident. In the case of an accident, the first thing management and supervisors need to do is implement their emergency plan. Each accident should be treated as if it were a larger accident. The main points to ultimately cover in an accident investigation are: who, what, when, where, why, and how. In coordinating the accident inve ...
Associated Issues with UAS Human FactorsStuden.docxjasoninnes20
Associated Issues with UAS Human Factors
Student
ASCI 638-Human Factors in Unmanned Aerospace Systems
Embry-Riddle Aeronautical University-Worldwide
Nov 22, 2019
Running head: ASSOCIATED ISSUES WITH UAS HUMAN FACTORS 1
ASSOCIATED ISSUES WITH UAS HUMAN FACTORS 4
Associated Issues with UAS Human Factors
There are maintenance related issues in which development, monitoring, and improvement can be managed. This discussion will look at knowledge requirements, the lack of physical piloting input, complacency especially in maintenance, and growing remote controlling culture.
Knowledge Requirements
The major issue with the requirement of knowledge is the fact that a technician needs to have extensive knowledge of the entire system. There is no compartmentalization of knowledge, which puts pressure on the diversity of information concerning links in the system. As an issue, it means that the technician has to be vast in avionics and airframes, ground-based maintenance on an array of equipment, and the engines (Baldwin, 2014). This is in addition to the fact that they should be able to know the wireless communication, radio transmissions, and guidance controls with standardization on computing. This need shows so many areas that have a potentially high risk of error increment with reliability on only one person (Williams, 2016).
Complacency and Lack of Physical Piloting Input
In UAS maintenance, the concern is in the risk of exposure of humans to risk is often present, which may mean that technicians are likely not going to put too much effort on security issues. As a result, there is complacency in dealing with the prioritization of critical issues due to a “relaxed” mindset (Baldwin, 2014). Also, the fact that a pilot is not involved means that the high-risk potential for lack of ability to take back control when there are maintenance problems. This is even made warier with the removal of the aspect of pre-checks in safety mistakes and logbook entries that is traditionally done in traditional aviation operations. The availability of a status report has been used to justify that removal but there is a limitation in the definition of the sensory experience of the pilot in flight.
Growing Remote Controlling Culture
The idea of the increased remote-controlled environment means that most informal settings are not strict on the formal procedures and regulation hence a reluctance on the way practices are handled. Therefore, the issue with ethics, professionalism, and legislative frameworks take the forefront as a result of a lack of proper and more conventional implementation (Law360, 2016).
References
Baldwin, H. (2014 Sep 08). Human Factors in Unmanned Aircraft Operations. Inside MRO. Retrieved from https://www.mro-network.com/maintenance-repair-overhaul/human-factors-unmanned-aircraft-operations
Law360. (2016, May 11). 5 Major Obstacles for Unmanned Aircraft ...
Similar to Human Factors_ The Journal of the Human Factors and Ergonomics Society-2016-Langer-0018720816656085 (20)
2. 2 Month XXXX - Human Factors
effective error management can lead to consid-
erable cost savings (Hobbs & Kanki, 2008).
The maintenance field suffers from a restricted
supply of information about maintainer and sys-
tem performance. Several researchers highlight
that maintenance still shows signs of blame cul-
ture (Hobbs, 2008; McDonald, 2006; Patankar &
Taylor, 2004), which can discourage open report-
ing of maintenance errors (Hobbs & Kanki, 2008).
The volume of maintenance incident reports is 10
times lower than reports associated with flight
operations(Nisula&Ward,citedinWard,McDon-
ald, Morrison, Gaynor, & Nugent, 2010; Patankar
& Driscoll, 2004).
Maintenance audits usually focus on quality
control, regulatory compliance, and adherence
to procedures but fail to effectively audit perfor-
mance in progress (McDonald, 2003; Reason &
Hobbs, 2003). Given the evaluative conditions,
maintainers are likely to alter their behavior.
Dekker (2003) highlights that many organiza-
tions fail to understand and monitor the practical
drift between procedures and practice, even
though there is an apparent conflict between the
managers’ perception of how work should be
carried out (i.e., follow procedures to the letter)
and actual performance, where rigorous adher-
ence to procedures causes delays (McDonald,
Corrigan, Daly, & Cromie, 2000).
LOSA, defined by 10 operating characteris-
tics (see Table 1), is a tool designed to collect
data during routine flight operations (see Kli-
nect, Murray, Merritt, & Helmreich, 2003). Its
origin dates to 1994, when the University of
Texas was approached to develop an observa-
tional tool able to measure how well crew
resource management training translates into
actual flight operations. It uses peer-to-peer
direct observations to capture how flight crew
manage, or indeed, mismanage, everyday threats
and errors. The observers (experienced and
trained flight crew) write a “story” of a flight,
which is then coded according to a threat and
error management (TEM) framework. TEM
takes into account the operational complexities
(threats) that are always present in the system as
well as active failures (flight crew errors) and
responses to threats and errors. It provides struc-
ture for the data collection and enables the quan-
tification of results (Klinect, 2005).
The developers claim that by establishing
flight crew trust, LOSA has the ability to collect
information about flight crew performance
much closer to operational reality than any other
safety tool (Klinect et al., 2003). It complements
existing safety data sources and has the capabil-
ity to assess safety margins, rationalize alloca-
tion of resources, and provide insights into flight
crew shortcuts and workarounds and serves as a
baseline for measuring organizational change
(Federal Aviation Administration [FAA], 2006;
Ma et al., 2011; Thomas, 2004).
LOSA was also successfully applied in air
traffic control (Henry et al., 2010; ICAO, 2008),
the medical industry (Helmreich, 2000, 2003;
Thomas, Sexton, & Helmreich, 2004), and
recently, aircraft maintenance. The FAA in col-
laboration with the Air Transport Association in
the United States developed a maintenance line
operations safety assessment (M-LOSA), which
collects observational data using checklists (Ma
et al., 2011) instead of written narratives. Check-
lists are simple to use, so observers require little
training. They are also associated with low cost.
However, the context of the observation cannot
be fully captured (Stanton et al., 2013), and the
predefined codes limit what observers record
(Bakeman, 2000).
In this research we aimed to adapt the origi-
nal LOSA concept (i.e., collecting narrative
Table 1: LOSA Operating Characteristics
1. Jump seat observations of routine flights 6. Trusted and trained observers
2. Anonymous and nonpunitive data collection 7. Trusted data collection repository
3. Voluntary flight crew participation 8. Data verification roundtables
4. Joint management/pilot union sponsorship 9. Data-derived targets for enhancements
5. Systematic/safety targeted observation instrument 10. Results feedback to line pilots
Note. LOSA = line operations safety audit.
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3. Maintenance Operations Safety Survey 3
data) for maintenance operations. Even though
analysis and coding of free text are very time-
consuming and rather laborious (Stanton et al.,
2013), thoroughly written narratives can capture
the complexities between the operational con-
text and maintainer performance. They can be
retrospectively coded for quality purposes and
uncover previously unidentified codes, and a
timeline can be produced to establish the links
between threats, errors, and undesired states.
Importantly, the narrative text helps to identify
specific actions that maintainers employ in
response to threats and errors.
Method
This section describes the conceptual back-
ground and development (Study 1) of the main-
tenance operations safety survey (MOSS) and
the empirical application of the developed tool
(Study 2). The research project was conducted
in accordance with the code of conduct and ethi-
cal guidelines of Cranfield University.
Study 1: MOSS Development
We aimed to test whether the 10 LOSA oper-
ating characteristics (see Table 1) can be applied
in aviation maintenance. To achieve the aim, we
studied the practicalities of conducting peer-
to-peer observations and writing meaningful
narratives in the maintenance context. We also
tested whether the collected information could
be quantified using the TEM framework.
MOSS Design Considerations
Maintenance environment versus flight opera-
tions. Maintainers work in a hazardous (Hobbs,
2008; Kinnison, 2004; Lind, 2008; Reason &
Hobbs, 2003) and variable environment (Reiman,
2011) frequently associated with poor lighting,
temperature variations, humidity, noise, and other
adverse conditions (Strauch, 2004). In contrast,
the flight deck offers the comfort of a uniform and
a highly ordered and air-conditioned environment
(ICAO, 2002a).
Although flight operations appear to benefit
from a culture wherein direct observations are
embraced, maintainers are not regularly observed
for training and assessment purposes (Hobbs &
Kanki, 2008). Therefore, the observer becomes
more visible to the observed maintainer and may
feel more intrusive than in flight operations. Main-
tainers move around the aircraft, collect spares
from stores, and frequently return to the office to
access documentation as part of a check/task. So
rather than observing a maintainer discretely, the
observer must follow the maintainer, potentially
affecting the latter’s behavior. Although it is pos-
sible to keep a distance during certain tasks, such
as a walk-around, the observer has to get much
closer when accessing the cabin and the flight
deck.
Unit of observation. The first step in adapting
the LOSA methodology was to identify a com-
mon unit or event that could be observed as a
complete phenomenon from beginning to end
(Wilkinson, 2000). In flight operations, this
common unit is a flight, with clear starting and
finishing points, always following the same
flight phases (e.g., taxi out, take-off, climb,
cruise). This common breakdown means that the
collected information can be compared across
flights independently from other attributes, such
as the operator, departure or arrival points, or the
length of the flight.
In line maintenance, scheduled tasks are usu-
ally organized into a check (e.g., transit, daily,
weekly). Unscheduled tasks, such as trouble-
shooting and defect rectification, may be per-
formed outside of a scheduled check. Irrespec-
tive of the type, any maintenance task follows
three stages as per the manufacturers’ publica-
tions: setup, procedure, and close-up (Liston,
2005). This deconstruction is considered equiva-
lent to the flight phases. Therefore, a line check
including a set of tasks (both scheduled and
unscheduled) and involving all three stages rep-
resents the unit of observation.
The setup stage includes any tasks conducted
in preparation for the check and usually takes
place in the line office before attending to the
aircraft. This stage may involve reviewing and
printing documentation, preparing tools and
spares, and communicating with other members
of the team. The procedure stage starts when the
maintainer arrives at the allocated aircraft. Dur-
ing this stage, the maintainer carries out the
tasks required by the specific checklist and
defect rectification according to the technical
log or any other tasks communicated from main-
tenance control. This stage finishes with the
maintainer having completed all required tasks
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4. 4 Month XXXX - Human Factors
and returning back to the line office. During the
close-up stage, the maintainer carries out neces-
sary actions to complete the line check, (e.g.,
complete appropriate company documentation),
which usually takes place in the line office.
TEM in the maintenance context. A system-
atic observation requires a coding scheme so
measurement can occur. Categories or codes are
an important means of retrieving and organizing
segments of text relating to particular themes
(Miles & Huberman, 1994), in this case, to
MOSS TEM definitions. This section therefore
outlines the key TEM definitions and the initial
subcategories of the TEM model applicable in
the maintenance context.
Before conducting test observations, the
TEM code lists for flight operations published
by the International Air Transport Association
(IATA; 2010), ICAO (2002b), and Klinect
(2005) were examined. The researcher and an
experienced maintainer jointly reviewed all of
these sources. The aim was to select relevant
TEM subcategories and propose other appropri-
ate threat and error subcategories that reflect the
maintenance operational complexities. Utilizing
existing categories as a provisional “start list”
prior to fieldwork is recommended in research
literature (Miles & Huberman, 1994).
The top-level categories (threats, errors, and
undesired states) come from the TEM frame-
work and represent mutually exclusive catego-
ries, as defined by the developers (Klinect,
2005).
Threats are events or errors that occur outside
the influence of the maintainer, increase the
operational complexity of a task, and require the
maintainer’s attention and management if safety
margins are to be maintained. Following the
review process, we identified two threat types
for MOSS: environmental and organizational. In
addition to weather threats, the environmental
category also includes factors related to the air
traffic control (ATC), airport authority, and
external operational pressure. These four subcat-
egories have similar characteristics. The organi-
zation has no influence over their occurrence
and frequency. For example, the allocation of
aircraft stands for arrivals, departures, and over-
night parking is controlled solely by the local
airport authority. Therefore, if a maintainer is in
the middle of a line check and the airport author-
ity requests the aircraft to be towed, it will have
an implication on the task in progress and the
overall check. Organizational threats originate
within the organization. The subcategories are
defined according to the source of the threat,
such as flight or cabin crew, dispatch, mainte-
nance control center, aircraft, and so on. For
example, inaccurate information about a defect
in the technical log written by the flight crew
represents a threat for the maintainer addressing
the specific defect and falls under the category
“organizational threats–flight/cabin crew.”
Errors are defined as maintainer actions or
inactions that lead to a deviation from maintainer
intentions or organizational expectations and
reduce or have the potential to reduce safety mar-
gins. Following the review process, we identified
three types of errors for MOSS: aircraft han-
dling, communication, and procedural. Aircraft-
handling errors include incorrect interactions
with aircraft systems and task action errors, such
as installation error, removal of wrong parts, or
servicing errors. Procedural errors are defined
as maintainer deviations from regulations or com-
pany standard operating procedures. For exam-
ple, a maintainer performing a transit check with-
out the relevant documentation commits a proce-
dural error coded under the category “checklists/
worksheets.” Written communication errors, such
as technical log entries, are also considered proce-
dural and fall under “documentation errors.” Com-
munication errors include inadequate or absent
verbal communication between maintainers or
between maintainers and external personnel, such
as flight crew, cabin crew, or ground agents.
Undesired states are maintainer error–induced
states or situations that reduce or have the poten-
tial to reduce safety margins. An undesired state
is always preceded by an error. According to the
TEM model, all threats, errors, and undesired
states have to be recoverable/manageable (Kli-
nect, 2005), which means that normal operations
can be regained following the threat/error man-
agement. This is an important characteristic
because undesired states in particular can be
misinterpreted for negative outcomes, such as
damage or injury.
Participants. The participating organization
under study was a large U.K. airline with an air-
craft engineering subsidiary. The subsidiary
provides base and line maintenance for Boeing
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5. Maintenance Operations Safety Survey 5
and Airbus fleets, engine services, and material
logistical support both for the company aircraft
and for third-party organizations. Considering
these characteristics, it is likely that findings
from this research will transfer to other mainte-
nance organizations.
A company line maintainer with European
Aviation SafetyAgency (EASA) Part 66 license,
category B1, and over 20 years of experience
acted as an observer and provided expert advice
throughoutthedevelopmentphase.Theobserved
12 participants were company line maintainers
with current EASA Part 66 license (category
type was not collected at this stage).
Procedure overview. The MOSS development
process (Figure 1) involved an iterative process of
testing and editing of the observation instrument,
protocol, and TEM coding (discussed in the next
sections). The continuous collection of observa-
tional data and subsequent revisions were dis-
cussed between the researcher, the observer,
company line maintenance manager, and quality
manager until consensus was achieved.
Overall, 12 test observations of line mainte-
nance checks were conducted. We ensured that
most of the LOSA operating characteristics (see
Table 1) were in place before test data collec-
tion. Targets for enhancements were the only
exception, as we did not expect the operator to
act on the TEM results from the development
phase. We had support from the union and man-
agement to conduct peer-to-peer observations.
The test observations were selected purposely
(Yin, 2011) during day and night shifts and col-
Review of LOSA protocol &
TEM framework
Familiarization & review of
maintenance tasks,
environment, culture
Test observations conducted by
the researcher and an
experienced maintainer
Narrative write-up/
validation/TEM analysis
Revision of MOSS
form/protocol/TEM
Initial draft of MOSS observation
form/protocol outlined
Final MOSS protocol
Review by operator and industry
working group/ feedback
Figure 1. Maintenance operations safety survey (MOSS) development process. LOSA = line operations
safety audit; TEM = threat and error management.
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6. 6 Month XXXX - Human Factors
lected at two different line maintenance stations.
Two observers, the researcher and an experi-
enced maintainer, trained in TEM jointly con-
ducted the test observations. At the end of each
observation, the maintainer was asked if he or
she felt uncomfortable or threatened during the
observation and if this feeling led to a change of
behavior. All observations were anonymous,
nonpunitive, and conducted with prior consent
from observed maintainers. To minimize infor-
mation loss as a result of memory decay, both
observers jointly reconstructed the observed
events and wrote the narrative immediately after
the completion of each observation (Robson,
2002; Weick, 1968; Wilkinson, 2000).
Observation instrument. MOSS is based on
structured observations requiring an observation
instrument (Robson, 2002). We consulted the
LOSA observation forms published by ICAO
(2002b) and by Klinect (2005) and made adapta-
tions to suit this research. Specifically, we
changed the demographic information and narra-
tive breakdown by task stage. The initial draft
MOSS form included demographic information
about the observer, aircraft type, shift type, sta-
tion, date, start and finish time of a check, and
maintenance type (line, hangar, store, engine
shop).Also, basic information about the observed
maintainer was collected: license type, years of
experience, and years in this position. The narra-
tive was broken down into setup, procedure, and
close-up as discussed previously.
As the collection of test observations pro-
gressed, we decided to remove the date from
the demographic section to further protect the
observed maintainer from identification. We
inserted additional information regarding the
task(s) observed, which was split into routine and
nonroutine (unscheduled), as line checks often
include both types. Also, the narrative procedure
stage was separated accordingly. Following the
completion of the 12 test observations, the MOSS
observation form was finalized and ready for the
deployment stage (Study 2). A final version of the
deidentified MOSS observation form is presented
in the appendix.
Derivation of TEM codes. The code deriva-
tion process used principles from content analy-
sis (Krippendorff, 2004). With the TEM
definitions in mind, the narratives were repeatedly
reviewed to identify threats, errors, and undesired
states. Separate categories were created for
responses and outcomes to establish the TEM
event chain. For example, in the narrative Exam-
ple 1 (Table 2), the duty manager approached the
maintainer, asking to board. This event is clearly a
threat, as the interruption has an impact on the
maintainer’s performance and the situation must
be managed to ensure safety. According to its ori-
gin, it is coded as “organizational threat–dispatch/
flight operations–request to commence boarding.”
The maintainer responded to the threat appropri-
ately, so it did not lead to any errors, nor did it
have any negative impact on the check. Therefore
the threat was coded as inconsequential. The
uncoded text provides an important context,
which, on many occasions, reveals the links
between TEM events.
The same process was used in identification
of errors, undesired states, and their manage-
ment. Example 2 (Table 2) presents a scenario of
an error leading to an additional error. Both
errors were counted in the results. The main-
tainer misread the aircraft maintenance manual
(AMM) diagram, which was coded as “proce-
dural error–AMM–misinterpreted or missed
information.” The maintainer did not initially
notice this error; therefore it was not managed.
From a TEM perspective, the outcome was con-
sequential and coded as linked to additional
error because the maintainer proceeded with a
removal of a wrong panel (additional error). The
additional error was coded as “task action error–
removal of wrong parts, panels.” The maintainer
realized his mistake when looking again at the
AMM diagram (after the additional error was
already committed); therefore, he was able to
manage the additional error by reinstalling the
wrong panel and a removal of the correct panel
on the left-hand side. This action means that the
additional error was successfully managed and
coded as inconsequential. The maintainer then
continued with the task.
In Example 3 (Table 2), the allocated main-
tainer did not use a checklist for the transit
check, which was coded as “procedural error–
check performed from memory.” The error was
not managed, and as a result, some tasks were
not completed. From a TEM point of view, the
error outcome was consequential, meaning it
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7. Maintenance Operations Safety Survey 7
was linked to an undesired state. It was consid-
ered to be an undesired state because of the
potential that the aircraft would depart in unair-
worthy condition (likely reduced safety mar-
gins), which was coded as “failure to complete
all checklist items before certification.”
The MOSS TEM coding scheme was system-
atically tested, discussed with the operator, and
refined with the continual clarification of indi-
vidual codes (Bakeman, 2000; Miles & Huber-
man, 1994).
Key Findings
Following the collection and analysis of
results from the 12 test observations, we con-
Table 2: Derivation of TEM Codes From Narratives
Narrative Sample (coded text is in italics)
Codes in Hierarchical Order:
TEM Top Level
Threat/Error Type
Threat/Error Category
Specific Subcategory
Example 1: “The maintainer went to the front of the aircraft and
started an anticlockwise walk-around. After completing the
walk-around, he then went back to the flight deck and, at the
boarding door, was asked by the duty manager if boarding
without flight crew could commence [threat] and answered that it
could. He then went to the flight deck and configured the aircraft
for that procedure [response to threat]. This had no impact on
the flow of the check [threat outcome = inconsequential]. The
maintainer then left the flight deck and went to the fuel bowser,
and the flight crew arrived at the aircraft and saw that the refuel
team had dialed up the departure fuel.”
Threat
Organizational
Dispatch/flight operations
Request to commence boarding
Example 2: “The maintainer took parts, AMM, and tools into the
forward cargo bay to complete the job (replace forward cargo
trim valve), entering the freight bay via the access hatch in the
flight deck. Although he had the AMM, including diagrams, the
maintainer proceeded to remove the wrong panel (aircraft right-
hand side) [error outcome = linked to additional error], probably
because the panel had a decal on it that said ‘forward cabin
trim valve’, he didn’t realize it was not the correct panel [lack
of response to error]. The maintainer then looked at the AMM
diagram again and confirmed his mistake (spoke to himself) that
he misread the diagram [error]. The actual panel was on the
aircraft left-hand side, which also had a decal but it was in poor
condition (this read ‘forward cargo trim valve’).”
Error
Procedural
AMM
Misinterpreted or missed
information
Example 3: “A mechanic was allocated to aircraft with other
two maintainers. No transit checklist printed but good
communications between all three maintainers prior to aircraft
arrival [error]. The mechanic was specifically asked to do engine
oils and cabin. No checklist (standard practice) [lack of response
to error] resulted in freight bay inspections being missed so the
check was incomplete [error outcome = linked to undesired
state].”
Error
Procedural
Checklists/worksheets
Check performed from memory
Note. TEM = threat and error management; AMM = aircraft maintenance manual. Text in italics is specific to
individual codes. Roman text provides the context.
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8. 8 Month XXXX - Human Factors
cluded that all 10 operating characteristics (as
seen in Table 1) could be achieved in the
maintenance field. Peer-to-peer observations
were feasible in the busy line environment, and
maintainers felt comfortable during observations.
When questioned, all 12 observed maintainers
confirmed that they trusted their peer conducting
observations and did not change their behavior
as a result. Importantly, we did not experience
any refusals. Test observations were coded
according to TEM and findings discussed with
the operator. The results were deemed to reflect
the nature of line maintenance operations.
Maintainer trust. MOSS success is depen-
dent on maintainer trust. The key to success was
the thorough face-to-face introduction of the
project to all participants and union representa-
tives, and frequent communications with the
maintainers throughout the development phase.
However, the participants’ main concern was
the use of collected information. It highlighted an
existing blame culture and concerns over disci-
plinary action. Therefore, it was emphasized that
we did not collect any information that could lead
to identification of the observed maintainers. All
collected information was managed and securely
stored by the researcher. The independence and
credibility of the researcher was an important suc-
cess factor. As a result, it is recommended that
future MOSS applications be carried out in coop-
eration with an independent and trustworthy orga-
nization.
Observation procedure. Because the line
check is not necessarily a continuous process,
remaining unobtrusive is challenging and
observers must be adequately trained. For exam-
ple, while the passengers are boarding or disem-
barking the aircraft, the maintainer is often
unable to access the flight deck and is forced to
wait, sometimes for extended periods. Experi-
ence has shown that the maintainer is likely to
instigate a casual conversation with the observer
under these circumstances, even asking for a
professional opinion or help. Such instances
need to be carefully managed so the observer
remains friendly but does not become part of the
line check, thus contaminating the observation.
An observer follows one person at a time,
usually the maintainer responsible for the certi-
fication of the check/task. If multiple maintain-
ers were involved, they would communicate
with the certifying maintainer, which would be
captured in the written narrative.
Study 2: MOSS Deployment
After completing the development of the
MOSS, we tested the tool to determine if it
could be used reliably to gather meaningful data
about maintenance tasks.
Participants. Seven maintainers from the
organization described previously volunteered
to be trained as observers. All observers held
current EASA Part 66 license: category A (2),
category B1 (2), and category B2 (3). Five
observers were line maintainers, one was a shift
leader, and one was a training officer.
The observed participants (N = 56) were
company-approved line maintainers with cur-
rent EASA Part 66 license: category A (12), cat-
egory B1 (15), and category B2 (29).
Procedure. The observers completed 2 days
of classroom-based training acquiring skills to
recognize and record TEM events and carry out
MOSS observations. They were instructed to
approach maintainers an hour before each obser-
vation to ask for consent and to carry out obser-
vations as discretely as possible. Although
MOSS aims to record maintainer errors and
undesired states, the observers would stop an
observation and intervene if they observed any
event that may lead to injury, damage, or a
breach in health and safety regulations. In cases
where maintainer errors (particularly, omissions
of tasks) may affect aircraft airworthiness, the
observers would inform the responsible main-
tainer after the observation so corrective actions
could take place. The observers were trained to
record only key information during the actual
observation, thus limiting the observer impact
on maintainer behavior, and to write the full nar-
rative as soon as possible (Klinect, 2005; Rob-
son, 2002; Wilkinson, 2000). This approach
allows the observer to fully concentrate on the
situation and the environment.
Following the comprehensive training, all
observers completed a coding exercise recogniz-
ing and recording TEM events in a sample nar-
rative, which aimed to ensure consistent data
collection. Cronbach’s alpha coefficient, mea-
suring observer consistency, was calculated in
SPSS Version 21. The coefficient was 0.6, which
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9. Maintenance Operations Safety Survey 9
was satisfactory, considering the exploratory
nature of the research (Nunnally, 1967, cited in
Peterson, 1994).
Prior to data collection, all maintainers were
introduced to MOSS and its anonymous, nonpu-
nitive nature. Overall, seven expert observers
conducted 56 peer-to-peer observations across
four line maintenance stations. Narrative data
were based on unobtrusive direct observations
of routine line maintenance checks (Kerlinger &
Lee, 2000; Stanton et al., 2013). All observa-
tions were conducted with prior consent from
the maintainers allocated to carry out the selected
line checks. Four different locations were cho-
sen purposely to account for different biases:
team size, number of daily flights, workload,
complexity, and culture (Miles & Huberman,
1994). Stratified purposeful sampling was used
to determine the number of observations (see
Table 3). The basis for selecting samples was the
number of departures in the operator’s flying
program for a calendar year. Observations were
selected by the researcher, taking into account
observer availability and operational require-
ments. The proportions of day/night departures,
aircraft types, and peak/off-peak periods were
also considered. The average observation time
was 2.5 hr. The breakdown of observations by
line check type is presented in Table 4. All
checks were observed in their entirety. At the
end of each observation, the maintainer was
asked if he or she felt uncomfortable or threat-
ened during the observation and if this feeling
led to a change of behavior.
Following each observation, the observer
wrote a detailed narrative (“story”) of the check
and coded TEM events from the text. The com-
pleted observation form was then sent directly to
the researcher. The large volume of textual data
posed a challenge for the researcher. It became
clear that it was not practical to analyze the data
manually. To speed up the analytical process, the
collected observations were uploaded into quali-
tative data analysis software, NVivo Version 9.
The software is designed to deal with multime-
dia information and text-rich data sets. It sup-
ports effective data management and enables
coding and quantification of narrative data, que-
ries, analysis, data visualization, and output of
analysis. The researcher then reviewed the nar-
rative and coding. If there were any discrepan-
cies between the text and the codes assigned by
the observers, the researcher corrected the cod-
ing. As a second round of the quality process, all
codes were reviewed again, this time jointly
with an experienced maintainer. Before com-
Table 3: Proportions of Observations by Line Station and Shift
Shift
Station Day Night Total
A 19 4 23 (41%)
B 14 7 21 (38%)
C 7 2 9 (16%)
D 2 1 3 (5%)
Total 42 (75%) 14 (25%) 56 (100%)
Note. Station A based at a U.K. international airport with 50+ maintainers. Station B based at a U.K. international
airport with 50+ maintainers. Station C based at a U.K. regional airport with 12 maintainers. Station D based at an
overseas international airport with five maintainers.
Table 4: Observed Line Checks by Type (N = 56)
Line Check Type Number of Observations
Line A check 1
Supplemental check 1
Weekly 6
Terminal/daily 21
Predeparture 29
Transit 8
ETOPS 8
Note. ETOPS = extended-range twin-engine operations.
Categories are not mutually exclusive. For example, an
ETOPS check may be performed together with a daily
check and count as one observation.
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10. 10 Month XXXX - Human Factors
mencing analysis, the coding was finalized at a
verification roundtable meeting with a review
group comprising six company experts. The
code derivation process followed the same prin-
ciples as previously illustrated in Table 2.
One indication of MOSS success is the degree
of acceptance from the maintainers, which is
measured by the number of refusals for observa-
tions. A high denial rate could indicate a lack of
organizational trust in the methodology and
compromise the quality of results. MOSS noted
only two refusals, which suggests that it achieved
a high level of confidence with observers and par-
ticipants. When questioned, 55 out of the 56 par-
ticipants declared that they trusted the observer
and did not feel uncomfortable during the obser-
vation. The observation did not lead to any change
in their behavior. One participant reported that he
felt uncomfortable but did not feel that it resulted
in a change of his behavior.
Results and Discussion
The findings show that observations of rou-
tine maintenance operations are feasible and
provide further knowledge about the nature and
management of maintenance errors.
Threats
Threats were present in 100% of collected
observations at an average of 7.8 threats per
observation. Although the threat prevalence
is similar to flight operations, the average
frequency is higher in the maintenance field,
indicating the complexity that maintainers rou-
tinely deal with. The vast majority of threats,
95%, were organizational and mainly related to
ground/ramp and aircraft (see Figure 2).
These findings support previous reports
claiming that the flight deck appears to be sepa-
rated from the organizational context, whereas
aircraft maintenance is closely linked with and
influenced by the wider system (McDonald,
2006; Pettersen & Aase, 2008). According to the
LOSA Archive (4,532 TEM observations col-
lected between 2002 and 2006 from 25 airlines),
organizational issues usually influence flight
crew before the airborne flight phases; on aver-
age, 73% of airline (organizational) threats were
recorded during predeparture/taxi out (Merritt &
Klinect, 2006). From the take-off phase until
arrival to gate, the flight crew operate in a
seemingly remote environment, away from the
organization.
Ground/
ramp
31%
Tools/parts/
equipment/
servicing fluids
1%
Flight/
cabin crew
10%
Engineering
personnel
9%
Organizational
operational pressure
9%
Environmental
5%
Dispatch/
flight operations
4%
Documentation
3%
Aircraft
27%
Maintenance control
1%
Figure 2. Proportion of threats by category (N = 439). Organizational threats
are depicted in white; environmental threats are shown in gray.
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11. Maintenance Operations Safety Survey 11
Maintainers are influenced by various organi-
zational factors and carry out tasks in a busy
ramp environment at the same time as ground
operations, such as loading and unloading air-
craft, refueling, and servicing (see Figure 2),
supporting previous findings that the origin of
human failure is largely associated with organi-
zational and management factors (Antonovsky,
Pollock, & Straker, 2014; Hobbs, 2008; McDon-
ald et al., 2000; Reason & Hobbs, 2003; Saleh,
Marais, Bakolas, & Cowlagi, 2010; Tsagkas,
Nathanael, & Marmaras, 2014).
Errors
Errors were noted in 86% of observations,
at an average of 2.5 errors per observation, but
79% were procedural and mainly associated
with noncompliance (see Figure 3). The level
of noncompliance corresponds with analysis
of engineering reports submitted to the U.K.
Confidential Human Factors Incident Reporting
Programme, which noted 88% noncompliance
with procedures (Skinner, 2010). LOSA expe-
rience suggests that increased noncompliance
leads to declining safety margins, as the opera-
tor usually experiences higher rates in misman-
aged threats, errors, and undesired aircraft states
(Merritt, 2005).
Some consider work-around practices as a
source of system resilience to compensate for
inadequate resources (e.g., time, tools, docu-
mentation) available to complete certain tasks
(Dekker, 2003; McDonald, 2003; Pettersen,
McDonald, & Engen, 2010; Reiman, 2011;
Tsagkas et al., 2014). Although such practices
are externally viewed as routine nonadherence,
the ability to adapt, compromise, and improvise
is considered internally as a mark of expertise,
pride, and professionalism (Dekker, 2003;
McDonald, 2003).
When interpreting MOSS results, it is impor-
tant to distinguish if an error was spontaneous
(no observable reason for the error) or linked to
a threat or a previous error. For example, if a
maintainer failed to use a checklist because the
printer did not work, it would be classified as an
error linked to a threat, which can be eliminated
by implementing a suitable strategy to manage
Checklists/
worksheets
54%
Documentation
15%
AMM
5%
Non-adherence
to SOPs
5%
Task action
9%
Aircraft
systems
1%
Other
3%
Communication
8%
Figure 3. Proportion of errors by category (N = 138). Procedural errors
are depicted in white; aircraft handling errors are highlighted in gray;
communication errors are shown in black. AMM = aircraft maintenance
manual; SOP = standard operating procedure.
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12. 12 Month XXXX - Human Factors
the threat. If there was no observable reason for
the failure to use a checklist, it would be a spon-
taneous error, which requires a different correc-
tive action. Although the errors are essentially
the same (noncompliance), understanding the
differences in the error chain helps to develop
appropriate remedial strategies.
A spontaneous error may be individual or cul-
tural. An individual error is associated with per-
sonal physiological factors, such as stress or lack
of sleep. A cultural error is the same category of
error (e.g., failure to use checklists/worksheets)
committed by different individuals and repeatedly
observed. Spontaneous individual errors are
essentially much harder to predict and manage
because the underlying factors are not usually
observable. In MOSS, 45% of all errors were
spontaneous, frequently associated with the fail-
ure to use checklists/worksheets.This finding may
point toward cultural error, given that this specific
error was observed in 50% of the 56 collected
observations.The reason may be that frequent per-
formanceofatask,suchasthelinecheck,becomes
an automatic process for the individual (Dismukes
& Berman, 2010). The checklist is viewed as
guidance for less experienced maintainers (Pearl
& Drury, 1995), or there is an issue with the actual
checklist as suggested by Drury and Dempsey
(2012). They concluded that checklists can be
powerful tools but only when the design is appro-
priate and validated by the actual users to ensure
that the format, sequence of tasks, and content
result in reliable performance.
MOSS findings showed that maintainers gen-
erally used checklists for weekly and A checks
but did not use them for daily, transit, and pre-
flight checks. According to the maintainers, the
records department required only weekly/A
checklists to be archived. More importantly, the
checklists were too long, contained tasks that
were not possible to complete during the allo-
cated time, and were not designed according to
the usual sequence of tasks that maintainers fol-
low. As a result, maintainers questioned the use
of such checklists and perceived them unwork-
able. As a response to the findings, the operator
set up a working group to review the checklist
design. This example shows that MOSS can
present the operators with information about the
scale of a specific issue and an opportunity to
develop appropriate management strategies.
Undesired States
Ineffective error management can lead to
additional errors or undesired states. Even
though the majority of observed errors were
inconsequential, 26% of errors resulted in unde-
sired states, which were noted in 34% of col-
lected observations. There were 36 observed
undesired states, mainly associated with aircraft
areas not being checked for damage, the aux-
iliary power unit left running unattended, or
failure to complete all checklist items before
certification. The LOSA Archive suggests that
in flight operations, an average of 30% of
undesired states originated in threats (Merritt
& Klinect, 2006). In contrast, our MOSS study
identified 86% of undesired states linked to
threats. For example, on 20 occasions, the event
chain started with a ground/ramp threat disrupt-
ing the walk-around. The maintainer committed
an error because the threat was not effectively
managed. Then, due to ineffective error man-
agement, it resulted in an undesired state.
Inadequate walk-arounds, frequently linked
to threats (disruptions and interruptions), and
thus a maintainer’s failure to notice missing or
incorrectly closed panels, cowling, or door
latches, have previously led to serious incidents,
damage, and considerable costs (e.g., Air Acci-
dent Investigation Branch, 2013). Therefore,
MOSS presents an opportunity for significant
safety improvements if the appropriate threats
are addressed. The data also show that mainte-
nance error is usually a result of organizational
issues; hence, addressing such factors, rather
than punishing the individual, can lead to prog-
ress in safety (Dekker, 2006; Leveson, 2004;
Reason & Hobbs, 2003). Managers can target
specific threats, help maintainers better recog-
nize and manage those threats, and consequently
eliminate associated errors and undesired states.
TEM
Although threat, error, and undesired-state
frequencies provide valuable information, the
examination of TEM strategies is more diag-
nostic. Currently, safety in aircraft maintenance
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13. Maintenance Operations Safety Survey 13
is measured negatively, based on the number
of audit findings, reportable events, incidents,
or accidents. MOSS highlighted not only the
weaknesses but also the strengths of the system
in terms of successful threat and error recover-
ies. As depicted in Tables 5 and 6, the majority
of threats and errors were inconsequential, 84%
and 70%, respectively. Helmreich (2001) argues
that such findings show the merit of observing
routine operations. Given the absence of nega-
tive outcomes, these events would not be picked
up by any other safety tool currently available in
the maintenance field.
For effective TEM, the threats and errors must
first be detected. According to Klinect (2010),
flight crew typically notice the undesired state first
Table 5: Proportions of Inconsequential and Mismanaged Threats by Category (N = 439)
Threat Category
Threat Count
Inconsequential Mismanaged
Ground/ramp 101 36
Aircraft 101 19
Flight/cabin crew 41 4
Engineering personnel 39 3
Organizational operational pressure 36 3
Environmental 18 2
Dispatch/flight operations 16 0
Documentation 11 1
Tools parts/equipment/servicing fluids 4 1
Maintenance control 2 1
Total threats 369 (84%) 70 (16%)
Note. A mismanaged threat is linked to a maintainer error. It means that the threat was either not managed
appropriately or not managed at all.
Table 6: Proportions of Inconsequential and Mismanaged Errors by Category (N = 138)
Error Category
Error Count
Inconsequential Mismanaged
Procedural errors
Checklists/worksheets 47 28
Documentation 17 3
AMM 6 1
Nonadherence to company SOPs 2 5
Aircraft handling errors
Task action 10 2
Aircraft systems 2 0
Other 3 1
Communication errors 9 2
Total errors 96 (70%) 42 (30%)
Note. AMM = aircraft maintenance manual; SOP = standard operating procedure; documentation = cabin and
technical logs. A mismanaged error is linked to an additional error or linked to an undesired state. It means that
the error was either not managed appropriately or not managed at all.
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14. 14 Month XXXX - Human Factors
rather than the error or errors contributing to that
state. The detection is linked to the immediacy of
feedback following flight crew actions because
the error is usually less noticeable than the unde-
sired aircraft state. Because undesired aircraft
states are associated with aircraft deviations or
incorrect configurations, the flight crew are likely
to receive cues in a form of warnings, instrument
readings, or aircraft behavior.
The level of errors that were undetected or
unattended was significantly higher in mainte-
nance than in flight operations. In our study, 93%
of errors were undetected or unattended, com-
pared with an average of 45% identified in the
LOSA Archive (Merritt & Klinect, 2006). This
difference can be attributed to the lack of feedback
to maintainer actions, a distinct feature of mainte-
nance work. In contrast to the typical multicrew
environment, maintainers frequently work alone
and must remain vigilant to catch and correct their
own errors. Maintainers do not benefit from the
immediate cues received by the flight crew except
when maintenance tasks require subsequent func-
tional checks or duplicate inspections. Even in the
latter case, functional checks or inspections may
be conducted with significant time delay (e.g., by
a different shift). Therefore, it may not be immedi-
ately apparent if safety margins are reduced as a
result of maintainer actions.
Limitations and Future Research
The practical experience and observer feed-
back identified improvements for future MOSS
applications, particularly in terms of observer
training. It is recommended that MOSS observer
training be extended from 2 days to 3 days. The
training should also include a team debrief after
each observer has conducted his or her first test
observation. Furthermore, the experience high-
lighted that future MOSS applications would ben-
efit from testing observer consistency following
completion of his or her first test observation in
the operational environment. This test observation
provides an opportunity to practice all of the skills
accumulated during the observer training and to
clear any possible misconceptions. As a result,
observer knowledge and application of TEM is
likely to improve; hence the internal consistency
score would be expected to increase. It was not
possible to extend observer training during the first
MOSS application due to time constraints and the
observers’ limited availability. Also, the internal
consistency among observers measured by Cron-
bach’s alpha coefficient was found at the minimum
acceptable level.Although this level was adequate,
considering the exploratory nature of this research,
subsequent MOSS applications should increase the
number of items measuring observer consistency.
However, it is possible that the TEM knowledge
retention decays over time; hence a test-retest reli-
ability measure would be perhaps more appropri-
ate, especially in cases when a prolonged period is
required for data collection.
Moreover, the strict anonymity associated
with the data collection and the naturalistic
characteristic of observations made it impossi-
ble to determine if an individual maintainer was
observed more than once.Although it is believed
that this limitation did not have negative impact
on the collected information, it should be con-
sidered when interpreting the results.
This study involved a single organization, so
efforts are under way to apply MOSS in other
maintenance organizations to further refine the
tool and enable benchmarking. Importantly, the
application of MOSS at other organizations and
the development of an archive of MOSS data for
benchmarking is likely to facilitate future research
and enhance the knowledge of maintenance errors
and strategies for effective TEM in the mainte-
nance field.
Another direction for future research would be
to link MOSS results with findings from other
safety data sources. This linking of results would
be particularly desirable given that MOSS is lim-
ited to observable events only. For example, the
relationship between spontaneous errors and non-
observable causal factors, such as stress or fatigue,
could be explored. Incident reports collected by
the IATA global aviation safety data-sharing pro-
gram, STEADES, could be a suitable data set
especially because IATA uses the TEM frame-
work for analysis. Research could also establish
whether MOSS findings correlate with specific
incident outcomes.
Implications for Practitioners
MOSS is a new diagnostic tool that provides
management with information about routine
operations. Unlike other safety tools, it has the
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15. Maintenance Operations Safety Survey 15
potential to identify organizational strengths by
capturing the successfulTEM strategies that main-
tainers routinely employ. The findings support an
effective safety management system, training, and
systemic change. Conducting MOSS also leads
to improvements in communication between line
staff and managers. The organization under study
noted an increased reporting rate and improved
trust in management as the maintainers received
timely feedback and were subsequently involved
in working groups to address key findings.
The MOSS implementation cycle is shown in
Figure 4. A key challenge of this tool is the vast
volume of textual data, which requires proficient
knowledge of the TEM framework and resources
for data analysis. Considering the prevalence of
blame culture within maintenance organizations,
it is advisable to follow the LOSA Collaborative
model. For a successful implementation of
MOSS, a credible third party—ideally, an inde-
pendent research organization—should work
closely with the maintenance operators to act as
a trusted data repository and to deliver the MOSS
data analyses. Therefore, confidentiality and
trust can be maintained while industrywide learn-
ing through benchmarking is facilitated.
We attempted to develop a practical safety
tool that would encourage organizational learn-
ing and benchmarking across the aircraft main-
tenance industry and that would ultimately lead
to safety improvements. Although it is possible
for an organization to conduct its own MOSS,
the current research program has been designed
around the implementation of MOSS by a
Management/union
commitment
MOSS promotion
Observer selection/training
Observation scheduling
Data collection
(Peer-to-peer observations)
Data validation/verification
roundtables
Data analysis
MOSS results
Review
Feed to operationsFeed to training Feed to SMS
Change implementation
Periodicassessment=
measuringchangeeffectiveness
andbenchmarking
Figure 4. Maintenance operations safety survey (MOSS) implementation cycle.
SMS = safety management system.
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16. 16 Month XXXX - Human Factors
third-party provider, in a similar fashion to the
approach taken by the LOSA Collaborative.
Therefore, continuous collaboration between the
research community and the industry is needed
to further enhance the MOSS tool in order to
produce similar safety contributions to those
realized by LOSA in flight operations.
Conclusion
This study provides evidence that LOSA
principles, in their original form (i.e., based on
narrative data collection), are applicable to the
maintenance environment. MOSS provides a
novel approach for safety data collection and
analysis in aircraft maintenance. Unlike incident
and accident data, MOSS collects comprehen-
sive and standardized information that can be
communicated effectively to managers to sup-
port organizational change. We have developed
a practical predictive safety tool that will assist
practitioners in promoting an informed culture
and support an effective safety management
system in the maintenance domain.
MOSS records maintainers’ responses and
the outcomes for each threat, error, and unde-
sired state; therefore the full chain of events can
be examined. Understanding the link between
specific types of threats and errors helps manag-
ers to develop targeted strategies to reduce or
eliminate specific types of maintenance error.
The theoretical gain from this research lies
in the application of the TEM concept in the
maintenance context. This study generated
new knowledge to enhance the understanding
of maintenance errors in the detection of and
recovery from threats, errors, and undesired
states. TEM-driven data collection and analy-
sis highlights the proportion of detected and
successfully managed threats and errors, and
allows the identification of management strat-
egies that maintainers employ on a day-to-day
basis.
Key Points
•• Line operations safety audit principles and the
threat and error management framework are found
to be applicable to the line maintenance environ-
ment.
•• The maintenance operations safety survey
(MOSS) is a novel safety data tool that collects
standardized information from routine mainte-
nance operations and promotes an informed cul-
ture and supports effective safety management
systems in the maintenance domain.
•• Besides systemic weaknesses, MOSS results also
illustrate the strengths of the maintenance orga-
nization. Examination of inconsequential threats
and errors helps managers to understand the suc-
cessful strategies that maintainers employ on a
day-to-day basis.
Appendix
Maintenance Operations Safety Survey Observation Form
Observer ID 999 Start time (HH:MM) 18.05
Observation number 99 End time (HH:MM) 18.50
Aircraft type A320 Line
Station XXX Hangar
Shift Day Store
Season Summer Engine shop
Details of Task(s) Observed
Routine Nonroutine
Night-stop check and shift handover None
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17. Maintenance Operations Safety Survey 17
Personnel Demographics
Qualifications/license type A
Years of experience (YY) 10
Years in this position (YY) 6
Setup
Describe what happened in general terms. What was done well? What was done badly? How were
threats, errors, and significant events handled?
Mechanic allocated by shift leader to do a night-stop check. There were no reports from
maintenance control of any inbound defects, so no preplanning was needed. No checklist was
printed for the night stop (standard practice).
Procedure–Routine
Describe what happened in general terms. What was done well? What was done badly? How were
threats, errors, and significant events handled?
Early evening but still good daylight. The mechanic arrived just as jetty being attached, he made
good effort to see around door 2L before it was positioned. Started walk-around from under D2L.
No obstructions at forward end of aircraft; however, baggage belt attached at aft cargo door
causing an obstruction to view aft freight door and surround. A set of rear steps was also fitted to
this aircraft obscuring D4L, but the mechanic made every effort to inspect door area. The walk-
around was completed to the point of origin without any disruptions.
The mechanic then inspected both engine oils, which didn’t require additional fluid. Both IDGs were
also inspected. All panels being opened were then closed all satisfactory. The mechanic then went
to his van to collect a set of steps to enter the avionics bay to change FDAMS card. The ground
power connection was in the way and so the steps were positioned as close to the hatch as
possible but meant the mechanic had to lean sideways on the ladder to access bay (unstable step
ladder). All completed satisfactory.
The mechanic then went up the jetty to enter the aircraft. The pilot was on the jetty and had a
good conversation (both technical and nontechnical) with the mechanic. A couple of wheelchair
passengers were still on the aircraft, but both pilot and mechanic managed to enter the aircraft
without delay. Pilot stopped to show mechanic overhead locker problem that the cabin crew had
entered in Cabin Log and that he had transferred to Tech Log. Mechanic then reviewed both
Cabin and Tech Logs and carried out a limited amount of flight deck checks (recorded figures). He
then turned main aircraft power off, selected ground service power to enable cleaners/caterers to
have lighting and hoover socket power, and then left aircraft, shutting D2L on exiting. No attempt
was made to go back to aft cargo bay for second unobstructed view. Both Tech and Cabin Logs
removed from aircraft and returned to office with mechanic.
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18. 18 Month XXXX - Human Factors
Procedure–Nonroutine
Describe what happened in general terms. What was done well? What was done badly? How were
threats, errors, and significant events handled?
None actioned.
Close-up
Describe what happened in general terms. What was done well? What was done badly? How were
threats, errors, and significant events handled?
On return to office, the night shift had just arrived. The mechanic gave good verbal and visual
handover using the logs as props. As no checklist had been used, the mechanic told the night
shift what was left to do. The verbal handover was good and complete although nothing was
documented.
Observation Overall
Overall a good external walk-around although no attempt was made to revisit areas that had
been obscured by ground handling equipment. Outstanding mechanic to flight/cabin crew
communication, resulting in mechanic not only being told what was wrong but actually shown what
was wrong with certain defects.
Threat Management Worksheet
Threat Description Threat Management
ID Describe the threat Task stage
Effectively
managed?
How was the threat man-
aged or mismanaged?
T1 Jetty was being attached
just as the mechanic
arrived to the aircraft.
Procedure–routine Yes He made a good effort
to see around the door
2L before the jetty was
attached.
T2 Baggage belt attached
at aft cargo door causing
an obstruction to view
of aft freight door and
surround.
Procedure–routine No No attempt to go back
to aft cargo bay and
inspect the area after the
equipment was removed.
T3 A set of rear steps was
fitted to the aircraft
obscuring D4L.
Procedure–routine Yes The mechanic made every
effort to inspect the area
of D4L.
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19. Maintenance Operations Safety Survey 19
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Error Management Worksheet
Error Description Error Management
ID
Describe
the error Task stage
Threat
link?
Error
type
Error
response
Error
outcome
How was the
error managed
or mismanaged?
E1 Mechanic did
not use the
checklist for
the check
(standard
practice).
Setup — Procedural Undetected Inconsequential Although the
checklist
was not
used, verbal
handover to
the coming
shift was
complete.
E2 Mechanic
failed to
inspect
the area
around the
aft cargo
bay due to
obstruction
in place
(baggage
belt).
Procedure–
routine
T2 Task action Undetected Inconsequential The area was
not inspected.
But as this
was a night
stop, it will
be checked
during
predeparture
on the next
day.
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20. 20 Month XXXX - Human Factors
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Marie Langer is a research/teaching fellow at the
Safety and Accident Investigation Centre at Cran-
field University. She earned her MSc in air transport
management in 2008 and PhD in maintenance
human factors in 2014 from Cranfield University.
Her research interest lies in safety data analysis,
human factors, safety management, and human per-
formance assessment in aviation maintenance.
Graham R. Braithwaite is a professor of safety and
accident investigation and director of transport systems
at Cranfield University. He holds a BSc in transport
management and planning and a PhD in aviation safety
management. His research is focused on safety, human
factors, and accident investigation within air transport.
Past projects have focused on air traffic control, main-
tenance, flight operations, and rescue and firefighting.
In 2011, he led the university’s successful bid for a
Queen’s Anniversary Prize based on its work in
research and training in aviation safety.
Date received: October 16, 2014
Date accepted: May 30, 2016
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