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Health in All Policies Approaches
  to Tobacco Prevention and Control

Holly Avey, PhD, MPH
Deep South Tobacco Prevention and Control Policy Institute
New Orleans, LA
August 3, 2011
Health in All Policies Approaches
    to Tobacco Prevention and Control

•   What is Health in All Policies (HiAP)?
•   HiAP and Social Determinants of Health Equity
•   HiAP Trends
•   HiAP Funding Opportunities
•   How to Make it Work
WHAT IS HEALTH IN ALL POLICIES?
Programs vs Policies
• Historical focus on programs
  – smoker quit lines, smoking cessation educational
    programs
• Policies can support programs
  – Workplace smoking ban supports workplace
    smoking cessation programs
• Programs can drive support for policies
What is Health in All Policies?
                (HiAP)

• A strategy that strengthens the link
  between health and other policies,
  creating a supportive environment
  that enables people to lead healthy lives
Health in All Policies
• Considers the intentional or unintentional
  impact of all policies on individual or
  population health
  – Education
  – Housing
  – Transportation
  – Economic
  – Etc.
Health in All Policies in Context
Health in All Policies
AN APPROACH WITH HIGH IMPACT
AND LEVERAGE
The Iceberg: A Metaphor for the Level at
     Which We Interact With a System
Heart disease,
stroke, cancer


Tobacco use



Environmental
factors that support
tobacco use



Individual rights vs
population health
Health Impact Pyramid




Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health,
2010, 100(4): 590-595.
Health in All Policies
APPROACHES TO TOBACCO
PREVENTION AND CONTROL
Working at All Levels of the Pyramid
                                                                                                         Education &
                                                                                                         counseling for
                                                                                                         smoking
                                                                                                         behavior
Cessation
medications

                                                                                                         Hard-hitting
Tobacco                                                                                                  ad campaigns
taxes, smoke-
free
workplaces,
elimination of                                                                                          Interventions
advertising                                                                                             to increase
                                                                                                        education &
                                                                                                        economic
                                                                                                        status

      Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health,
      2010, 100(4): 590-595.
HiAP Approaches to Tobacco
          Prevention and Control
• Economic sector
   – Taxes
• Labor/workplace sector
   – Bans in workplaces
• Market sector
   – Limits and bans on advertising
• Educational sector
   – Bans in educational settings
• Municipal government sector
   – Bans in public spaces
Health in All Policies
AND THE SOCIAL DETERMINANTS OF
HEALTH EQUITY
Social Determinants of Health
The conditions in which people
are born, grow, live, work and age,
including the health system.
These circumstances are shaped by
the distribution of money, power and resources
at global, national and local levels,
which are themselves influenced
by policy choices.
                                Source: World Health Organization, 2008
WHAT ARE THE SOCIAL DETERMINANTS
OF SMOKING?
Social, economic, and psychological
         determinants of smoking:
     –   low education                             – depression
     –   low income                                – low religious devotion
     –   working class job                         – low religious
     –   young age                                   institutional
     –   low self-esteem                             conservatism
     –   low optimism                              – divorce
     –   low hope

Barbou et al, 2004, Carvajal et al, 2000, Kendler et al, 1999, Simons-Morton, 2002
THE SOCIAL DETERMINANTS OF
SMOKING AND STRUCTURAL STRESS
From Policy-Driven Inequity
      to Disparities
Structural Sources of Stress:
           Social Closure
• When social and economic opportunities are
  restricted for certain groups
• Includes restriction of access to:
  – Employment      – Transportation
  – Housing         – Healthcare
  – Education       – Legal representation
Structural Sources of Stress:
         Relative Deprivation
• When certain groups perceive they are
  deprived of resources compared to others
• Includes:
  – Corporate welfare – Media and consumerism
  – Wealth gap        – Property taxes
Social, economic, and psychological
         determinants of smoking:
     –   low education                             – depression
     –   low income                                – low religious devotion
     –   working class job                         – low religious
     –   young age                                   institutional
     –   low self-esteem                             conservatism
     –   low optimism                              – divorce
     –   low hope

Barbou et al, 2004, Carvajal et al, 2000, Kendler et al, 1999, Simons-Morton, 2002
Social Determinants
APPROACH TO DISEASE PREVENTION
JEWEL Project
• HIV prevention intervention targeting illicit drug-
  using women who were involved in prostitution
   – HIV prevention risk reduction
   – making, marketing and selling of jewelry
   – income from the jewelry sale was associated with
     reduction in number of sex trade partners at follow-
     up
(Sherman et al, 2006)
Microenterprise
• Microenterprise interventions include:
  – basic life-skills training, development of
    commercially viable products and services, access
    to markets, financial training, and financial
    support or microfinance of some type (e.g., credit,
    emergency loans, tax assistance)
• (Stratford et al, 2008)
Theories on Why Microenterprise
            Programs Work
• Income: improves standard of living
• Diversification: diversifies income streams
• Compensating differential: provides non-
  monetary value, such as an improved outlook on
  life as a result of savings or ability to pay bills
• Social network: develops social capital and access
  to resources, which further strengthens economic
  activity
Theoretical Basis for a Social
  Determinants Approach to Tobacco
       Control and Prevention
• Newton & Bower (2005), Watt (2007): causal pathways
  to oral health status include psychological stress, sense
  of coherence, social status, and environmental factors
• Stress is impacted by social closure and relative
  deprivation
• Successful interventions that address social
  determinants incorporate life skills training that
  improves personal empowerment (compensating
  differential theory)
Health in All Policies
TRENDS
Health in All Policies Trends
• Well established in Europe, Australia
• Recent establishment of National Prevention
  Council
  – National Prevention Strategy
• Recent report by the Institute of Medicine
• HIA as a tool for HiAP
• HUD memo on Non-smoking policies in public
  housing
National Prevention, Health
Promotion, and Public Health Council

•   Created through health reform legislation
•   Members from 17 federal agencies
•   Chaired by the Surgeon General
•   Coordinates and leads federal efforts on
    prevention, wellness, and health promotion
Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides
http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New-
                                       Challenges/Report%20Release%20Slides.pdf
Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides
http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New-
                                       Challenges/Report%20Release%20Slides.pdf
Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides
http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New-
                                       Challenges/Report%20Release%20Slides.pdf
Source: http://www.apha.org/NR/rdonlyres/171AF5CD-070B-4F7C-A0CD-0CA3A3FB93DC/0/HIABenefitHlth.pdf
Source: http://www.hud.gov/offices/pih/publications/notices/09/pih2009-21.pdf
Health in All Policies
FUNDING OPPORTUNITIES
Health in All Policies
         Funding Opportunities
• HIA Funding Opportunities (CDC, Pew)
• Communities Putting Prevention to Work
  (CDC)
• Community Transformation Grants (CDC)
• Other sectors (HUD – Sustainable
  Communities)
Health in All Policies

HOW TO MAKE IT WORK
Health in All Policies
     Can Occur at Different Levels

• Information-sharing
• Collaboration
• Integration
Facilitators of Health in All Policies

•   Leadership
•   Internal incentives
•   External pressure
•   Funding
•   “Win‐win framing” of the issues
Win-Win Opportunities
• Health in All Policies works best when it is
  framed as a win-win opportunity for all
  involved sectors
• Offers of resources such as workforce,
  prestige, or access to additional funding
  sources can foster new partnerships engaged
  in promoting health
Working at All Levels of the Pyramid
                                                                                                         Education &
                                                                                                         counseling for
                                                                                                         smoking
                                                                                                         behavior
Cessation
medications

                                                                                                         Hard-hitting
Tobacco                                                                                                  ad campaigns
taxes, smoke-
free
workplaces,
elimination of                                                                                          Interventions
advertising                                                                                             to increase
                                                                                                        education &
                                                                                                        economic
                                                                                                        status

      Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health,
      2010, 100(4): 590-595.
References
American Public Health Association. http://www.apha.org/NR/rdonlyres/171AF5CD-
   070B-4F7C-A0CD-0CA3A3FB93DC/0/HIABenefitHlth.pdf
Avey, H. Racial and Socioeconomic Health Disparities: Policy-Driven Inequities and
   Chronic Stress. Oral presentation. Academy Health Annual Research Meeting,
   Chicago, IL, June, 2009.
Barbeau, EM, Krieger, N, and Soobader, M-J. Working Class Matters: Socioeconomic
   Disadvantage, Race/Ethnicity, Gender, and Smoking in NHIS 2000. American Journal
   of Public Health, 2004, 94(2): 269-278.
Carvajal, SC, Wiatrek, DE, Evans, RI, Knee, CR, and Nash, SG. Psychosocial
   Determinants of the Onset and Escalation of Smoking: Cross-sectional and
   Prospective Findings in Multiethnic Middle School Samples. Journal of Adolescent
   Health, 2000;27:255–265.
Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid.
   American Journal of Public Health, 2010, 100(4): 590-595.
Institue of Medicine of the National Academies. For the Public’s Health: Revitalizing
   Law and Policy to Meet New Challenges; Report Release Slides.
   http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-
   Revitalizing-Law-and-Policy-to-Meet-New-
   Challenges/Report%20Release%20Slides.pdf
Iton A. Transforming public health practice to achieve health equity. Paper presented
   at: HealthEquity Summitt, 2009; Cambpell, CA.
Kendler, KS, Neale, MC, Sullivan, P, Corey, LA, Gardner, CO and Prescott, CA. A
   population-based twin study in women of smoking initiation and nicotine
   dependence. Psychological Medicine, 1999, 29: 299-308.
References
National Prevention Council.
   http://www.healthcare.gov/center/councils/nphpphc/about/index.html#mem
National Prevention Strategy
   http://www.healthcare.gov/center/councils/nphpphc/about/index.html#mem
Newton JT, Bower EJ. The social determinants of health: new approaches to conceptualizing and
   researching complex causal networks. Community Dent Oral Epidemiol 2005; 33: 25–34.
Sherman, SG, German, D, Cheng, Y, Marks, M & Bailey-Kloche, M. The evaluation of the JEWEL
   project: An innovative economic enhancement and HIV prevention intervention study
   targeting drug using women involved in prostitution AIDS Care, 2006; 18(1): 1-11.
Simons-Morton, BG. Prospective Analysis of Peer and Parent Influences on Smoking Initiation
   Among Early Adolescents. Prevention Science, 2002, 3(4): 275-283.
Stratford, D, Mizuno, Y, Williams, K, Courtenay-Quirk, C, and O’Leary, A. Addressing Poverty as
   Risk for Disease: Recommendations from CDC’s Consultation on Microenterprise as HIV
   Prevention. Public Health Reports, 2008 , 123:9-20.
Turrell, G, Battistutta, D, and McGuffog, I. Social determinants of smoking among parents with
   infants. Australian and New Zealand Journal of Public Health, 2002, 26(1):30-37.
US Department of Housing and Urban Development Source:
   http://www.hud.gov/offices/pih/publications/notices/09/pih2009-21.pdf
Watt RG. From victim blaming to upstream action: tackling the social determinants of oral health
   inequalities. Community Dent Oral Epidemiol 2007; 35: 1–11.
Holly Avey, PhD, MPH
 Associate Project Director
Georgia Health Policy Center
  Georgia State University
       havey@gsu.edu
        404-413-0291
      www.gsu.edu/ghpc

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Health in All Policies Approaches to Tobacco Prevention and Control

  • 1. Health in All Policies Approaches to Tobacco Prevention and Control Holly Avey, PhD, MPH Deep South Tobacco Prevention and Control Policy Institute New Orleans, LA August 3, 2011
  • 2. Health in All Policies Approaches to Tobacco Prevention and Control • What is Health in All Policies (HiAP)? • HiAP and Social Determinants of Health Equity • HiAP Trends • HiAP Funding Opportunities • How to Make it Work
  • 3. WHAT IS HEALTH IN ALL POLICIES?
  • 4. Programs vs Policies • Historical focus on programs – smoker quit lines, smoking cessation educational programs • Policies can support programs – Workplace smoking ban supports workplace smoking cessation programs • Programs can drive support for policies
  • 5. What is Health in All Policies? (HiAP) • A strategy that strengthens the link between health and other policies, creating a supportive environment that enables people to lead healthy lives
  • 6. Health in All Policies • Considers the intentional or unintentional impact of all policies on individual or population health – Education – Housing – Transportation – Economic – Etc.
  • 7. Health in All Policies in Context
  • 8. Health in All Policies AN APPROACH WITH HIGH IMPACT AND LEVERAGE
  • 9. The Iceberg: A Metaphor for the Level at Which We Interact With a System Heart disease, stroke, cancer Tobacco use Environmental factors that support tobacco use Individual rights vs population health
  • 10. Health Impact Pyramid Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health, 2010, 100(4): 590-595.
  • 11. Health in All Policies APPROACHES TO TOBACCO PREVENTION AND CONTROL
  • 12. Working at All Levels of the Pyramid Education & counseling for smoking behavior Cessation medications Hard-hitting Tobacco ad campaigns taxes, smoke- free workplaces, elimination of Interventions advertising to increase education & economic status Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health, 2010, 100(4): 590-595.
  • 13. HiAP Approaches to Tobacco Prevention and Control • Economic sector – Taxes • Labor/workplace sector – Bans in workplaces • Market sector – Limits and bans on advertising • Educational sector – Bans in educational settings • Municipal government sector – Bans in public spaces
  • 14. Health in All Policies AND THE SOCIAL DETERMINANTS OF HEALTH EQUITY
  • 15. Social Determinants of Health The conditions in which people are born, grow, live, work and age, including the health system. These circumstances are shaped by the distribution of money, power and resources at global, national and local levels, which are themselves influenced by policy choices. Source: World Health Organization, 2008
  • 16.
  • 17. WHAT ARE THE SOCIAL DETERMINANTS OF SMOKING?
  • 18. Social, economic, and psychological determinants of smoking: – low education – depression – low income – low religious devotion – working class job – low religious – young age institutional – low self-esteem conservatism – low optimism – divorce – low hope Barbou et al, 2004, Carvajal et al, 2000, Kendler et al, 1999, Simons-Morton, 2002
  • 19. THE SOCIAL DETERMINANTS OF SMOKING AND STRUCTURAL STRESS
  • 20. From Policy-Driven Inequity to Disparities
  • 21. Structural Sources of Stress: Social Closure • When social and economic opportunities are restricted for certain groups • Includes restriction of access to: – Employment – Transportation – Housing – Healthcare – Education – Legal representation
  • 22. Structural Sources of Stress: Relative Deprivation • When certain groups perceive they are deprived of resources compared to others • Includes: – Corporate welfare – Media and consumerism – Wealth gap – Property taxes
  • 23. Social, economic, and psychological determinants of smoking: – low education – depression – low income – low religious devotion – working class job – low religious – young age institutional – low self-esteem conservatism – low optimism – divorce – low hope Barbou et al, 2004, Carvajal et al, 2000, Kendler et al, 1999, Simons-Morton, 2002
  • 24. Social Determinants APPROACH TO DISEASE PREVENTION
  • 25. JEWEL Project • HIV prevention intervention targeting illicit drug- using women who were involved in prostitution – HIV prevention risk reduction – making, marketing and selling of jewelry – income from the jewelry sale was associated with reduction in number of sex trade partners at follow- up (Sherman et al, 2006)
  • 26. Microenterprise • Microenterprise interventions include: – basic life-skills training, development of commercially viable products and services, access to markets, financial training, and financial support or microfinance of some type (e.g., credit, emergency loans, tax assistance) • (Stratford et al, 2008)
  • 27. Theories on Why Microenterprise Programs Work • Income: improves standard of living • Diversification: diversifies income streams • Compensating differential: provides non- monetary value, such as an improved outlook on life as a result of savings or ability to pay bills • Social network: develops social capital and access to resources, which further strengthens economic activity
  • 28. Theoretical Basis for a Social Determinants Approach to Tobacco Control and Prevention • Newton & Bower (2005), Watt (2007): causal pathways to oral health status include psychological stress, sense of coherence, social status, and environmental factors • Stress is impacted by social closure and relative deprivation • Successful interventions that address social determinants incorporate life skills training that improves personal empowerment (compensating differential theory)
  • 29. Health in All Policies TRENDS
  • 30. Health in All Policies Trends • Well established in Europe, Australia • Recent establishment of National Prevention Council – National Prevention Strategy • Recent report by the Institute of Medicine • HIA as a tool for HiAP • HUD memo on Non-smoking policies in public housing
  • 31. National Prevention, Health Promotion, and Public Health Council • Created through health reform legislation • Members from 17 federal agencies • Chaired by the Surgeon General • Coordinates and leads federal efforts on prevention, wellness, and health promotion
  • 32. Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New- Challenges/Report%20Release%20Slides.pdf
  • 33. Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New- Challenges/Report%20Release%20Slides.pdf
  • 34. Source: For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health-Revitalizing-Law-and-Policy-to-Meet-New- Challenges/Report%20Release%20Slides.pdf
  • 37. Health in All Policies FUNDING OPPORTUNITIES
  • 38. Health in All Policies Funding Opportunities • HIA Funding Opportunities (CDC, Pew) • Communities Putting Prevention to Work (CDC) • Community Transformation Grants (CDC) • Other sectors (HUD – Sustainable Communities)
  • 39. Health in All Policies HOW TO MAKE IT WORK
  • 40. Health in All Policies Can Occur at Different Levels • Information-sharing • Collaboration • Integration
  • 41. Facilitators of Health in All Policies • Leadership • Internal incentives • External pressure • Funding • “Win‐win framing” of the issues
  • 42. Win-Win Opportunities • Health in All Policies works best when it is framed as a win-win opportunity for all involved sectors • Offers of resources such as workforce, prestige, or access to additional funding sources can foster new partnerships engaged in promoting health
  • 43. Working at All Levels of the Pyramid Education & counseling for smoking behavior Cessation medications Hard-hitting Tobacco ad campaigns taxes, smoke- free workplaces, elimination of Interventions advertising to increase education & economic status Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health, 2010, 100(4): 590-595.
  • 44. References American Public Health Association. http://www.apha.org/NR/rdonlyres/171AF5CD- 070B-4F7C-A0CD-0CA3A3FB93DC/0/HIABenefitHlth.pdf Avey, H. Racial and Socioeconomic Health Disparities: Policy-Driven Inequities and Chronic Stress. Oral presentation. Academy Health Annual Research Meeting, Chicago, IL, June, 2009. Barbeau, EM, Krieger, N, and Soobader, M-J. Working Class Matters: Socioeconomic Disadvantage, Race/Ethnicity, Gender, and Smoking in NHIS 2000. American Journal of Public Health, 2004, 94(2): 269-278. Carvajal, SC, Wiatrek, DE, Evans, RI, Knee, CR, and Nash, SG. Psychosocial Determinants of the Onset and Escalation of Smoking: Cross-sectional and Prospective Findings in Multiethnic Middle School Samples. Journal of Adolescent Health, 2000;27:255–265. Frieden, T. A Framework for Public Health Action: The Health Impact Pyramid. American Journal of Public Health, 2010, 100(4): 590-595. Institue of Medicine of the National Academies. For the Public’s Health: Revitalizing Law and Policy to Meet New Challenges; Report Release Slides. http://www.iom.edu/~/media/Files/Report%20Files/2011/For-the-Publics-Health- Revitalizing-Law-and-Policy-to-Meet-New- Challenges/Report%20Release%20Slides.pdf Iton A. Transforming public health practice to achieve health equity. Paper presented at: HealthEquity Summitt, 2009; Cambpell, CA. Kendler, KS, Neale, MC, Sullivan, P, Corey, LA, Gardner, CO and Prescott, CA. A population-based twin study in women of smoking initiation and nicotine dependence. Psychological Medicine, 1999, 29: 299-308.
  • 45. References National Prevention Council. http://www.healthcare.gov/center/councils/nphpphc/about/index.html#mem National Prevention Strategy http://www.healthcare.gov/center/councils/nphpphc/about/index.html#mem Newton JT, Bower EJ. The social determinants of health: new approaches to conceptualizing and researching complex causal networks. Community Dent Oral Epidemiol 2005; 33: 25–34. Sherman, SG, German, D, Cheng, Y, Marks, M & Bailey-Kloche, M. The evaluation of the JEWEL project: An innovative economic enhancement and HIV prevention intervention study targeting drug using women involved in prostitution AIDS Care, 2006; 18(1): 1-11. Simons-Morton, BG. Prospective Analysis of Peer and Parent Influences on Smoking Initiation Among Early Adolescents. Prevention Science, 2002, 3(4): 275-283. Stratford, D, Mizuno, Y, Williams, K, Courtenay-Quirk, C, and O’Leary, A. Addressing Poverty as Risk for Disease: Recommendations from CDC’s Consultation on Microenterprise as HIV Prevention. Public Health Reports, 2008 , 123:9-20. Turrell, G, Battistutta, D, and McGuffog, I. Social determinants of smoking among parents with infants. Australian and New Zealand Journal of Public Health, 2002, 26(1):30-37. US Department of Housing and Urban Development Source: http://www.hud.gov/offices/pih/publications/notices/09/pih2009-21.pdf Watt RG. From victim blaming to upstream action: tackling the social determinants of oral health inequalities. Community Dent Oral Epidemiol 2007; 35: 1–11.
  • 46. Holly Avey, PhD, MPH Associate Project Director Georgia Health Policy Center Georgia State University havey@gsu.edu 404-413-0291 www.gsu.edu/ghpc