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WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
1 Project Cycle: UNREALISTIC DONOR EXPECTATIONS 
Development of SCS project considered by GEF 
Secretariat too slow – 6 years, However this allowed: 
• consolidation of government commitments 
• more detailed elaboration of operational documents 
• clear understanding of the management framework 
• trust and confidence building 
SLOW DEVELOPMENT CAN BE ADVANTAGEOUS
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
2 Transboundary Diagnostic Analysis: PERIODIC UP-DATES; ALL 
ENCOMPASSING STAKEHOLDER ANALYSIS; IDENTIFIED 
CAPABILITIES AND DEFINED RESPONSIBILITIES. 
• SCS TDA & outline SAP completed 1998; 
• Preparatory phase 2002 – 2004 revised components of the TDA in 
greater depth; 
• Foci of operational phase 2005 – 2007 are: 
SAP and NAP elaboration; 
Demonstration site operation: and, 
Regional exchange and site networking 
TDA REVISION EVERY TEN YEARS ?
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
3. Value of Demonstration Projects BUILD CONFIDENCE 
THROUGH TANGIBLE LOCAL BENEFITS; MULTI-DISCIPLINARY 
APPROACHES. 
SCS experience suggests: 
• National interlocutor vital to ensure full engagement 
of local stakeholders 
• Sites strengthen regional networks 
• Sites build network components at levels below 
Federal/National Government level 
• Sites strengthen South-South Exchange and enhances 
self-reliance 
THE ONLY WAY TO ENGAGE PROVINCIAL, & LOCAL 
GOVERNMENTS IN REGIONAL PROJECTS ?
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
4. Selection of appropriate scales for assessment and 
management: CONFLICT BETWEEN SYSTEM 
BOUNDARIES AND POLITICAL CONSIDERATIONS; 
SCS experience indicates necessity for 
• Separation of S & T issues from Political decision 
making 
• S & T advice should come from neutral sources 
• Experts and consultants should preferably be from the 
region 
• Political decision making in the project should be the 
sole prerogative of the governments without IA, GEF or 
donor influence 
KEEP SCIENTIFIC AND TECHNICAL MATTERS 
SEPARATE FROM POLITICAL DECISION MAKING
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
4. Selection of appropriate scales for assessment and 
management: SITE SELECTION PROCESS 
Site Selection in SCS involved building from ground up regional and 
national consensus on: 
a. biological, environmental, transboundary and socio-economic 
indicators 
b. assembling maximum number of site related data sets 
c. conducting a cluster analysis to group the sites 
d. agreeing the scale or scores for criteria and indicators 
e. ranking sites within clusters 
f. Deciding on the sites 
PROCESS DISCUSSED AND AGREED AT ALL STAGES AND 
ALL LEVELS; ONCE COMPLETE NO DISAGREEMENT
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
5 Value of Strategic Planning: DECLARATORY APPROACH 
DIFFICULT TO IMPLEMENT; COMBINATION OF SAP AND NAPS 
SCS approach to: 
• Develop NAP’s as TDA data are refined; 
• Review framework SAP targets regionally; 
• Feed regional targets into national level NAP discussions 
• Regional discussion of NAP’s prior to individual government 
approval 
• Take NAP drafts as inputs to Regional SAP 
• Consolidation of SAP and initiation of intergovernmental approval 
STEPS 1, AND 2 COMPLETED; STEP 3 ONGOING; 
STEPS 4 & 5 NOV. 2005; STEP 6 2006/2007
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
6. The Inter-Ministry Process: POLITICAL MOMENTUM, 
SENIORITY OF REPRESENTATION 
SCS Inter-Ministry Committee’s: 
• Work well in some countries, not in others 
• Concerned only with cross sectoral matters not with scientific or 
technical issues 
When Chaired by Senior Officials or Ministers/Deputy Minister’s 
IMC attracts higher level representation from other sectors 
SUCCESS OR FAILURE REFLECTS INDIVIDUAL’S 
COMMITMENTS AND EFFORTS RATHER THAN THE 
EFFECTIVENESS OF THE GOVERNMENT CONCERNED
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
7. Project Operational Arrangements and Support: INTER-PROJECT 
CO-ORDINATION AD HOC AND DEFICIENT; 
SCS Inter-project Co-ordination, with PEMSEA 
• SCS collaboration with PEMSEA, must remain superficial 
since the organisational structures, participating countries 
and mode of management are different in each project. 
• The purposes and functions of the demonstration sites are 
fundamentally different. SCS focuses on rural, local 
community based management of sites; PEMSEA 
generally focuses on integrated management of 
urbanised areas with multiple use conflicts 
COLLABORATION NOT POSSIBLE JUST BECAUSE 
PROJECTS ARE IN THE SAME REGION; 
COMPLEMENTARITY MAY BE OF GREATER IMPORTANCE
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
7. Project Operational Arrangements and Support: FORMAL 
ACCOUNTING OF COUNTERPART CONTRIBUTIONS; 
SCS Procedures 
• 1st Project Steering Committee meeting, October 2001, 
agreed the full project document including: 
• A Cost Coefficient of US$ 70/day inclusive of office 
support costs, salary, and benefits to be used in 
estimating in-kind co-financing; 
• A commitment of 25% of the time of each Focal Point 
from each Executing Agency to the project; 
• A time estimate for in-kind contributions during the 
preparatory phase; 
• Complete budgetary transparency (Full budget on the web). 
AGREE THE ESTIMATES UP FRONT
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
7. Project Operational Arrangements and Support: FORMAL 
ACCOUNTING OF COUNTERPART CONTRIBUTIONS; 
SCS Procedures for verifying co-financing 
• Each six month report lists the meetings, their duration, 
agenda, report, and list of participants. Possible to calculate 
the actual in-kind co-financing, realised through participation 
of individuals in national level meetings. 
• A second verifiable element is the costs of time of members 
participation in the regional scientific and technical committee 
(RSTC) and project steering committee (PSC) meetings. 
• The estimated in-kind co-financing for these elements from 
January 2002 to June 2004 that can be verified is 1,086,225 
(29%) of the total 3,751,038 million US$. 
VERIFICATION BECOMES A ROUTINE MANAGEMENT TASK
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
LESSONS LEARNED 
7. Project Operational Arrangements and Support: FORMAL 
ACCOUNTING OF COUNTERPART IN-KIND CONTRIBUTIONS; 
Total Components 
Estimate 
VERIFICATION ENCOURAGES BACKSLIDERS TO 
IMPROVE 
Actual US $ 
Cambodia 123,200 140,420 
China 86,100 62,790 
Indonesia 123,200 174,475 
Malaysia 123,200 10,150 
Philippines 123,200 180,670 
Thailand 123,200 348,705 
Viet Nam 123,200 159,040 
Total 825,300 1,076,250 
Percentage 130
WWW.UNEPSCS.ORG 
GEF PROGRAM STUDY ON INTERNATIONAL WATERS 
RECOMMENDATIONS 
1. Production and use of an accessible GEF International 
Waters Focal Area Manual 
2. To develop a comprehensive M & E System for IW Projects 
3. Incorporation of a regional level co-ordination mechanism 
4. Redefinition of the GEF International Waters Task Force. 
WE FORSEE THAT ALL THESE RECOMMENDATIONS 
WILL RESULT IN AN INCREASED WORK LOAD FOR 
PROJECT MANAGERS BUT WITH LITTLE 
COMENSURATE BENEFIT

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GEF Program Study on International Waters Lessons Learned

  • 1. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 1 Project Cycle: UNREALISTIC DONOR EXPECTATIONS Development of SCS project considered by GEF Secretariat too slow – 6 years, However this allowed: • consolidation of government commitments • more detailed elaboration of operational documents • clear understanding of the management framework • trust and confidence building SLOW DEVELOPMENT CAN BE ADVANTAGEOUS
  • 2. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 2 Transboundary Diagnostic Analysis: PERIODIC UP-DATES; ALL ENCOMPASSING STAKEHOLDER ANALYSIS; IDENTIFIED CAPABILITIES AND DEFINED RESPONSIBILITIES. • SCS TDA & outline SAP completed 1998; • Preparatory phase 2002 – 2004 revised components of the TDA in greater depth; • Foci of operational phase 2005 – 2007 are: SAP and NAP elaboration; Demonstration site operation: and, Regional exchange and site networking TDA REVISION EVERY TEN YEARS ?
  • 3. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 3. Value of Demonstration Projects BUILD CONFIDENCE THROUGH TANGIBLE LOCAL BENEFITS; MULTI-DISCIPLINARY APPROACHES. SCS experience suggests: • National interlocutor vital to ensure full engagement of local stakeholders • Sites strengthen regional networks • Sites build network components at levels below Federal/National Government level • Sites strengthen South-South Exchange and enhances self-reliance THE ONLY WAY TO ENGAGE PROVINCIAL, & LOCAL GOVERNMENTS IN REGIONAL PROJECTS ?
  • 4. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 4. Selection of appropriate scales for assessment and management: CONFLICT BETWEEN SYSTEM BOUNDARIES AND POLITICAL CONSIDERATIONS; SCS experience indicates necessity for • Separation of S & T issues from Political decision making • S & T advice should come from neutral sources • Experts and consultants should preferably be from the region • Political decision making in the project should be the sole prerogative of the governments without IA, GEF or donor influence KEEP SCIENTIFIC AND TECHNICAL MATTERS SEPARATE FROM POLITICAL DECISION MAKING
  • 5. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 4. Selection of appropriate scales for assessment and management: SITE SELECTION PROCESS Site Selection in SCS involved building from ground up regional and national consensus on: a. biological, environmental, transboundary and socio-economic indicators b. assembling maximum number of site related data sets c. conducting a cluster analysis to group the sites d. agreeing the scale or scores for criteria and indicators e. ranking sites within clusters f. Deciding on the sites PROCESS DISCUSSED AND AGREED AT ALL STAGES AND ALL LEVELS; ONCE COMPLETE NO DISAGREEMENT
  • 6. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 5 Value of Strategic Planning: DECLARATORY APPROACH DIFFICULT TO IMPLEMENT; COMBINATION OF SAP AND NAPS SCS approach to: • Develop NAP’s as TDA data are refined; • Review framework SAP targets regionally; • Feed regional targets into national level NAP discussions • Regional discussion of NAP’s prior to individual government approval • Take NAP drafts as inputs to Regional SAP • Consolidation of SAP and initiation of intergovernmental approval STEPS 1, AND 2 COMPLETED; STEP 3 ONGOING; STEPS 4 & 5 NOV. 2005; STEP 6 2006/2007
  • 7. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 6. The Inter-Ministry Process: POLITICAL MOMENTUM, SENIORITY OF REPRESENTATION SCS Inter-Ministry Committee’s: • Work well in some countries, not in others • Concerned only with cross sectoral matters not with scientific or technical issues When Chaired by Senior Officials or Ministers/Deputy Minister’s IMC attracts higher level representation from other sectors SUCCESS OR FAILURE REFLECTS INDIVIDUAL’S COMMITMENTS AND EFFORTS RATHER THAN THE EFFECTIVENESS OF THE GOVERNMENT CONCERNED
  • 8. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 7. Project Operational Arrangements and Support: INTER-PROJECT CO-ORDINATION AD HOC AND DEFICIENT; SCS Inter-project Co-ordination, with PEMSEA • SCS collaboration with PEMSEA, must remain superficial since the organisational structures, participating countries and mode of management are different in each project. • The purposes and functions of the demonstration sites are fundamentally different. SCS focuses on rural, local community based management of sites; PEMSEA generally focuses on integrated management of urbanised areas with multiple use conflicts COLLABORATION NOT POSSIBLE JUST BECAUSE PROJECTS ARE IN THE SAME REGION; COMPLEMENTARITY MAY BE OF GREATER IMPORTANCE
  • 9. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 7. Project Operational Arrangements and Support: FORMAL ACCOUNTING OF COUNTERPART CONTRIBUTIONS; SCS Procedures • 1st Project Steering Committee meeting, October 2001, agreed the full project document including: • A Cost Coefficient of US$ 70/day inclusive of office support costs, salary, and benefits to be used in estimating in-kind co-financing; • A commitment of 25% of the time of each Focal Point from each Executing Agency to the project; • A time estimate for in-kind contributions during the preparatory phase; • Complete budgetary transparency (Full budget on the web). AGREE THE ESTIMATES UP FRONT
  • 10. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 7. Project Operational Arrangements and Support: FORMAL ACCOUNTING OF COUNTERPART CONTRIBUTIONS; SCS Procedures for verifying co-financing • Each six month report lists the meetings, their duration, agenda, report, and list of participants. Possible to calculate the actual in-kind co-financing, realised through participation of individuals in national level meetings. • A second verifiable element is the costs of time of members participation in the regional scientific and technical committee (RSTC) and project steering committee (PSC) meetings. • The estimated in-kind co-financing for these elements from January 2002 to June 2004 that can be verified is 1,086,225 (29%) of the total 3,751,038 million US$. VERIFICATION BECOMES A ROUTINE MANAGEMENT TASK
  • 11. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS LESSONS LEARNED 7. Project Operational Arrangements and Support: FORMAL ACCOUNTING OF COUNTERPART IN-KIND CONTRIBUTIONS; Total Components Estimate VERIFICATION ENCOURAGES BACKSLIDERS TO IMPROVE Actual US $ Cambodia 123,200 140,420 China 86,100 62,790 Indonesia 123,200 174,475 Malaysia 123,200 10,150 Philippines 123,200 180,670 Thailand 123,200 348,705 Viet Nam 123,200 159,040 Total 825,300 1,076,250 Percentage 130
  • 12. WWW.UNEPSCS.ORG GEF PROGRAM STUDY ON INTERNATIONAL WATERS RECOMMENDATIONS 1. Production and use of an accessible GEF International Waters Focal Area Manual 2. To develop a comprehensive M & E System for IW Projects 3. Incorporation of a regional level co-ordination mechanism 4. Redefinition of the GEF International Waters Task Force. WE FORSEE THAT ALL THESE RECOMMENDATIONS WILL RESULT IN AN INCREASED WORK LOAD FOR PROJECT MANAGERS BUT WITH LITTLE COMENSURATE BENEFIT