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8-June-2011                                           21-Jan-11



              The Role of White
                  Spaces in the
              Realm of Wireless
                    Broadband

                                  Fanny Mlinarsky
                                  President
                                  octoScope, Inc.
                                  www.octoscope.com
2



Long Ago…
                              Today




                 Over the last 5 years wireless
                 bandwidth deployed in the US
                 has increased 553-fold.
 BBC broadcast
                 George Gilder
 1935            Chairman, Gilder Technology Group

                                                www.octoscope.com
3



TV Band Spectrum Utilization
•   Spectrum under 3 GHz has significant unused capacity
      Average occupancy over various locations studied is 5.2% and the
      maximum occupancy is 13.1% (in New York City)
      Shared Spectrum Company, NSF funded measurements, 9/2009
      http://www.sharedspectrum.com/measurements

•   Only 8% of Americans receive broadcast TV
      Consumer Electronics Association (CEA) survey, 2011
      http://www.cesweb.org/shared_files/ECD-TOC/CEACordCuttingAnalysis.pdf

•   The economic potential for the TV white spaces was estimated at
    $100 billion
      R. Thanki, “The economic value generated by current and future
      allocations of unlicensed spectrum”, 9/2009
      http://www.ingeniousmedia.co.uk/websitefiles/Value_of_unlicensed_-_website_-_FINAL.pdf




                                                                                               www.octoscope.com
4



White Spaces – Brief History
•   NPRM in May 2004
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-04-113A1.pdf

•   November 4, 2008 FCC approved Report & Order 08-260, allowing
    unlicensed use of TV band spectrum
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/DA-01-260A1.pdf

•   February 17, 2009, the FCC released the final rules for “Unlicensed
    Operation in the TV Broadcast Bands”
      http://edocket.access.gpo.gov/2009/pdf/E9-3279.pdf

•   Sep 23, 2010 The FCC reaffirmed a 2008 decision to open the broadcast
    airwaves




                              NPRM = Notice of Proposed Rule Making
                                                                           www.octoscope.com
5



European White Space Regulation
• Ofcom (UK) is in the process of making this Digital
 Dividend band available
    https://mentor.ieee.org/802.18/dcn/09/18-09-0059-00-0000-ofcom-update-on-the-digital-
    dividend.ppt
    http://stakeholders.ofcom.org.uk/consultations/geolocation/summary

• ECC of CEPT in Europe has published a report on White
 Spaces in Jan 2011
    http://www.erodocdb.dk/Docs/doc98/official/pdf/ECCREP159.PDF

• China TV band regulations expected in 2015


                        ECC = Electronic Communications Committee
                        CEPT = European Conference on Postal and Telecommunications

                                                                                      www.octoscope.com
6



White Space Spectrum Access


     DB 1   DB 2                                           GPS Satellite

                                                         Mode II Device
                          Geolocation
                                                                               Source: Neal
                                                                               Mellen, TDK
                    Available channels
                         IETF PAWS
             DB 3
                                             Mode I Device




                                     IETF = internet engineering task force   www.octoscope.com
                                     PAWS = protocol to access white space
7



Spectrum Sensing Technical Challenges
•   Very low threshold of -114 dBm
      Below noise floor of most receivers
      Requires sophisticated averaging or other innovative techniques
      Averaging could be time-consuming
•   False detects
      During initial FCC testing of early spectrum sensing prototypes, the key
      issue was false detects – due to unreasonably low threshold
      Adjacent TV channel leakage can be about 30 dB above the sensing
      threshold
•   Service boundaries are not well-defined. For example, if the sensing
    radio is a few feet outside the boundary of the TV station
    region, the sensing circuitry might still detect the TV signal.
      Is this a failure?


                                                                    www.octoscope.com
8



TV Band Channel Availability
• Channel availability based on the geolocation query
 of TV band internet database




       Source: Rick Tornado, Spectrum Bridge

                                               www.octoscope.com
9



TV Channels and White Space Allocation
                       US – FCC
           Channel #          Frequency Band                                        Transition from
           2-4                54-72 MHz                                             NTSC to ATSC
                                                                                    (analog to digital
 Fixed     5-6                76-88 MHz                                  VHF        TV) June
TVBDs
  only     7-13               174-216 MHz                                           12, 2009 freed
                                                                                    up channels 52-
           14-20              470-512 MHz**
                                                                         UHF        69 (above 692
   White   21-51*             512-692 MHz                                           MHz)
  Spaces

                       Europe – ECC
           Channel #         Frequency Band
           5-12              174-230 MHz                                 VHF
  White    21-60             470-790 MHz
 Spaces                                                                  UHF
           61-69             790-862 MHz



                        *Channel 37 (608-614 MHz) is reserved for radio astronomy
                        **Shared with public safety                                      www.octoscope.com
10



  TV Band Spectrum

     US (FCC) White Spaces                        European (ECC) White Spaces
     54-72, 76-88, 174-216, 470-692 MHz                       (470-790 MHz)




 0               200               400              600              800
                                                                       US
                                          MHz                          Licensed
                                                                       UHF
The FCC broadband plan proposes to              Low 700 MHz band       Spectrum
reclaim about 120MHz of spectrum from            High 700 MHz band
broadcasters and sell it to the carriers.

This move may serve to discourage
investment into white spaces.
                                                                      www.octoscope.com
11



IEEE 802 Wireless
  Personal                                                     GSM, WCDMA,
  802.15                                                       LTE
  Bluetooth                                                  Wide (3GPP* based)
  ZigBee
  60 GHz
  UWB                                                            TVWS
                                                                 802.22
                                                               Regional

                                                                  Metro
                                                          802.16 WiMAX

  802.11
  Wi-Fi       LAN = local area networking
    Local     PAN = personal area networking
              MAN = metropolitan area networking
              WAN = wide area networking
              RAN = regional area networking
              TVWS = television white spaces
              3GPP = 3rd generation partnership project             www.octoscope.com
12



IEEE TV Band Related Standards
•   802.11af – formed in January 2010 to adapt 802.11 to TV band
    operation
•   802.16h – originally organized to adapt 802.16 to the 3650-3700
    MHz contention band now working on TV band operation of 802.16
•   802.22 – Regional Area Networks
      Guided the FCC in the recent TV band regulations
      Introduced spectrum sensing and location information to determine
      whether given transmit frequencies and power levels will cause harmful
      interference to licensed services
•   802.18 TAG – regulatory
•   802.19 TAG – coexistence among dissimilar networks in the TV band
•   SCC 41 – defines layers above the MAC and PHY for dynamic spectrum
    access networks
       http://grouper.ieee.org/groups/scc41/crinfo/
       1900.7 is the relevant group under SCC 41
                                             TAG = technical advisory group
                                                                              www.octoscope.com
13




Ecma and CogNeA TV Band Standard
•   Ecma TC48-TG1 standard for
    Personal/Portable devices in TV
    White Spaces
      Physical (PHY) and Medium Access
      Control (MAC) layers including a
      protocol and mechanisms for
      coexistence
      http://www.ecma-
      international.org/publications/st
      andards/Ecma-392.htm
•   Sponsor Organization: CogNeA
    (http://www.cognea.org)
      Industry alliance formed in 2008 to
      develop a specification for white
      spaces



                                            CogNeA = Cognitive Networking Alliance
                                                                                     www.octoscope.com
14



802.11af
Database is
out of scope
of 802.11af

Being
defined by
IETF PAWS


•   Re-band the popular 802.11 systems; capitalize on work already done for
    802.11y and 802.11h
      Use 5, 10, 20 and 40 MHz wide channels
      FCC EIRP: 4 W, 100 mW, 50 mW
•   Possible deployment scenarios
      Indoor (< 100 m): like present WLAN
      Outdoor (< 5 km): comparable to the range of typical urban model


                                              IETF = internet engineering task force   www.octoscope.com
                                              PAWS = protocol to access white space
15



   White Spaces Standards
               802.11af                           802.22

Most cost-     Most promising IEEE White          Based on 802.16d Fixed
effective if   Spaces standard with 802.11        WiMAX; no chipset vendors
802.11         chipset vendors evaluating the     involved yet; small group
chipsets       business opportunity; fast         dominated by broadcasters
support the    moving; Wi-Fi Alliance             who oppose White Spaces
band           expects to certify in 2012
                                                                No products
               Ecma-based or proprietary                        expected in the
                                                                near-future
               Proprietary implementation is      SCC41
Products       already on the market (e.g.
                                                  Higher layer cognitive radio
already        www.carlsonwireless.com) ;
                                                  algorithms, such as Dynamic
announced      potential to disrupt 802.11
                                                  Spectrum Access; academic
               service since access protocol is
                                                  group; no near-term products
               unknown
                                                  expected

                                                                      www.octoscope.com
16



TV Band Technical Issues
•   Biggest roadblock to                                                 RF Emission Mask modified from FCC R&O 08-260 (-72.8 dBc)
                                                                         (Field strength in 100 kHz measured at 3 m from the CPE antenna)

    802.11af adaptation is                                 140

    the stringent spectrum                                 130

    mask mandated by the
    FCC for the TV Band
                                                           120



       20 dB more stringent
                                                           110
                                                                                                                                  RF Mask - narrowband


       than the most stringent
                                                                                                                                  RF Mask - wideband




                                 Fied Strength (dB(uV/m)
                                                           100
                                                                                                                                  RF Mask Extensions
       802.11 devices support                                           > 55 dB/TVB
                                                            90
       today                                                            < 35 dB/802.11

•   Another issue is the
                                                            80



    limit on antenna                                        70


    elevation, which limits                                 60

    the range of TV Band                                    50
    data service
                                                            40
       Antennas no higher
       than 90 feet                                         30
                                                                 -3.5       -2.5        -1.5        -0.5        0.5         1.5         2.5            3.5
                                                                                                  Channel Spacing



                                                                                                                                    www.octoscope.com
17



Contention Band
• March 2005 FCC made available 3650 to 3700 MHz for
 contention-based protocol
• Multiple services to share the band in an orderly way
    IEEE 802.11y and 802.16h adapted their protocols to
    coexist in this band
• 300 Million licenses - one for every person or company;
 $300 per license for 10 years
• Registered stations (base stations): 1 W/MHz, ~15 km
• Unregistered stations (handsets, laptops): 40
 mW/MHz, 1-1.5 km


                                                  www.octoscope.com
18



802.11 Band – 2.4 GHz
        Chan   Center                              Regulatory domains
        ID     Frequency   FCC   IC         ETSI    Spain    France Japan   Japan     China
                                                                            Hi rate
        1      2412 MHz    X     X          X       -       -      -        X         X
        2      2417 MHz    X     X          X       -       -      -        X         X
        3      2422 MHz    X     X          X       -       -      -        X         X
        4      2427 MHz    X     X          X       -       -      -        X         X
        5      2432 MHz    X     X          X       -       -      -        X         X
        6      2437 MHz    X     X          X       -       -      -        X         X
        7      2442 MHz    X     X          X       -       -      -        X         X
        8      2447 MHz    X     X          X       -       -      -        X         X
        9      2452 MHz    X     X          X       -       -      -        X         X
        10     2457 MHz    X     X          X       X       X      -        X         X
        11     2462 MHz    X     X          X       X       X      -        X         X
        12     2467 MHz    -     -          X       -       X      -        X         X
        13     2472 MHz    -     -          X       -       X      -        X         X
        14     2484 MHz    -     -          -       -       -      X        -         -
                                                                        Source: IEEE 802.11-2007
                                                                        Table 18-9



                                                                               US
                                                                               83.5 MHz
 Frequency
     (MHz)
                                 83.5 MHz                                                 www.octoscope.com
19



    802.11 Band – 5 GHz
            5170   5330 5490   5710   5735           5835
            MHz    MHz MHz     MHz    MHz            MHz




                         108


                         120
                         124
                         128




                                      153
                                      157
                                      161
                                      165
                         100
                         104




                         132
                         136
                         140

                                      149
                         112
                         116
                 36
                 40
                 44
                 48
                 52
                 56
                 60
                 64
IEEE channel #
      20 MHz
       40 MHz
       80 MHz
     160 MHz
            5170   5330 5490   5710
                                         US
            MHz    MHz MHz     MHz
                                         480 MHz



                         120
                         124
                         128
                         132
                         136
                         140
                         100
                         104
                         108
                         112
                         116
                 48
                 52
                 56
                 60
                 64
                 36
                 40
                 44




IEEE channel #
                                         Europe, J
      20 MHz
                                         apan, Glo
      40 MHz                             bal
      80 MHz                             380 MHz
     160 MHz

                                      www.octoscope.com
20



   802.11 Spectrum – 60 GHz
                             Channel   f   c   (GHz)   Country

                                1      58.32           US
              Channel 2                                                              US
                must be         2      60.48           US, Japan, EU, Australia
                                                                                     ~ 7 GHz
              supported         3      62.64           US, Japan, EU
                                4      64.80           Japan, EU


IEEE 802.11ad is the key
standard; other                                                  EIRP: (40 dBm avg, 43 dBm peak
specifications are:
802.15.3c, ECMA-
                                                                 in the US; 57 dBm in
387, WirelessHD                                                  Europe, Japan and Australia




                           Channel spacing = 2160MHz                               www.octoscope.com
21



The Evolution of Wireless Broadband

                                                                                                                           4G
                                                                                                     IEEE 802 LTE
 Wireless capacity / throughput




                                                                                           3G           802.16e
                                                                                                   802.11
                                                                          2G              WCDMA/HSxPA
                                                                                        GPRS
                                                   Analog                          CDMA
                                                                         GSM IS-54
                                                                                 IS-136
                                                           TACS
                                                         AMPS                                            MIMO
                                   First cell          NMT
                                   phones                                                           OFDM / OFDMA

                                  1970             1980                    1990                    2000                   2010
                                            OFDM/OFDMA = orthogonal frequency domain multiplexing / multiple access
                                            MIMO = multiple input multiple output                                   www.octoscope.com
22



OFDM and MIMO                                                             MIMO uses multipath to increase
                                                                          channel capacity

•     OFDM transforms a frequency- and
      time-variable fading channel into
      parallel correlated flat-fading
      channels, enabling wide bandwidth
      operation


                                          … …



                                                        Channel Quality
Frequency
Frequency-variable channel
appears flat over the narrow
band of an OFDM subcarrier.

    OFDM = orthogonal frequency division multiplexing
    MIMO = multiple input multiple output
                                                                                               www.octoscope.com
23



OFDM vs. OFDMA

 OFDM is a
 modulation
    scheme




                                                       Time
               Time
 OFDMA is a
 modulation
  and access
    scheme
                                                                                        Frequency
                      Frequency allocation                    Frequency per user is
                      per user is continuous                  dynamically allocated vs.
                      vs. time                                time slots

                       User       User        User            User     User
                        1          2           3               4        5


           OFDM/OFDMA = orthogonal frequency domain multiplexing / multiple access
                                                                                     www.octoscope.com
24



 The G’s
                                                                      Peak Data Rate (Mbps)
 G
                                                                  Downlink            Uplink
 1     Analog                                                     19.2 kbps
 2     Digital – TDMA, CDMA                                       14.4 kbps
       Improved CDMA variants (WCDMA, CDMA2000)                   144 kbps (1xRTT);
 3                                                                384 kbps (UMTS);
                                                                  2.4 Mbps (EVDO)
3.5    HSPA (today)                                               14 Mbps             2 Mbps
       HSPA (Release 7) DL 64QAM or 2x2 MIMO; UL 16QAM            28 Mbps             11.5 Mbps
3.75
       HSPA (Release 8) DL 64QAM and 2x2 MIMO                     42 Mbps             11.5 Mbps
       WiMAX Release 1.0 TDD (2:1 UL/DL ratio), 10 MHz channel    40 Mbps             10 Mbps

3.9
       LTE, FDD 5 MHz UL/DL, 2 Layers DL                          43.2 Mbps           21.6 Mbps
       LTE CAT-3                                                  100 Mbps            50 Mbps

                                                           OFDM
       Maximum LTE data rates in the 20 MHz channel are
       326 Mbps DL (4 streams), 172 Mbps UL (2 streams)
                                                                               www.octoscope.com
25



HSPA and HSPA+
•   HSPA+ is aimed at extending operators’ investment in HSPA
      2x2 MIMO, 64 QAM in the downlink, 16 QAM in the uplink
      Data rates up to 42 MB in the downlink and 11.5 MB in the uplink.

              Traditional          One tunnel                One tunnel
                HSPA                 HSPA                     HSPA+
                                                                          One-tunnel
                GGSN                GGSN        Gateway        GGSN       architecture
                                                GPRS                      flattens the
    Control                                     Support                   network by
      Data              Serving                 Node
                                                                          enabling a direct
                SGSN    GPRS      SGSN                       SGSN         transport path for
                        Support
                        Node
                                                                          user data between
                                                Radio
                 RNC                                                      RNC and the
                                     RNC        Network
                                                Controller                GGSN, thus
       User                                                               minimizing delays
                                                               RNC
       Data                                                               and set-up time
               Node B               Node B                    Node B

     HSPA+ is CDMA-based and lacks the efficiency of OFDM
                                                                             www.octoscope.com
26



   LTE EPS (Evolved Packet System)
                                HSS                    SGSN               GPRS Core


                                                                                    Trusted
                   MME                   EPS Access Gateway                 PCRF


                                     Serving gateway
                                       PDN gateway                   IP Services
SGSN (Serving GPRS
                                                                        (IMS)
Support Node)
PCRF (policy and
                                                                            Trusted
charging rules function)                                      Non-
HSS (Home Subscriber                         Wi-Fi            3GPP
Server)
MME (Mobility              eNode-B        Non-          Trusted non-3GPP IP Access
Management Entity)
                                          Trusted       (CDMA, TD-SCDMA, WiMAX)
PDN (Public Data
Network)
                               Flat, low-latency architecture
                                                                             www.octoscope.com
27




                                                Japan

                                                                       USA




•   3GPP = 3rd generation partnership project
•   Partnership of 6 regional standards groups that translate 3GPP specifications to
    regional standards
•   LTE = long term evolution

                                                                             www.octoscope.com
28



FDD vs. TDD
•   FDD (frequency division duplex)
      Paired channels
•   TDD (time division duplex)
                                                                   TD-LTE
      Single frequency channel for uplink an downlink
      Is more flexible than FDD in its proportioning of uplink vs. downlink
      bandwidth utilization
      Can ease spectrum allocation issues

                                        DL
                             UL

                                         DL
                               UL


                                                                    www.octoscope.com
29



LTE Frequency Bands - FDD                              Source: 3GPP TS 36.104; V10.1.0 (2010-12)
Band   Uplink (UL)           Downlink (DL)         Regions
  1    1920 -1980 MHz        2110 - 2170 MHz       Europe, Asia
  2    1850 -1910 MHz        1930 - 1990 MHz       Americas, Asia
  3    1710 -1785 MHz        1805 -1880 MHz        Europe, Asia, Americas
  4    1710 -1755 MHz        2110 - 2155 MHz       Americas
  5    824-849 MHz           869 - 894 MHz         Americas
  6    830 - 840 MHz         875 - 885 MHz         Japan
  7    2500 - 2570 MHz       2620 - 2690 MHz       Europe, Asia
  8    880 - 915 MHz         925 - 960 MHz         Europe, Asia
  9    1749.9 - 1784.9 MHz   1844.9 - 1879.9 MHz   Japan
 10    1710 -1770 MHz        2110 - 2170 MHz       Americas
 11    1427.9 - 1452.9 MHz   1475.9 - 1500.9 MHz   Japan
 12    698 - 716 MHz         728 - 746 MHz         Americas
 13    777 - 787 MHz         746 - 756 MHz         Americas (Verizon)
 14    788 - 798 MHz         758 - 768 MHz         Americas (D-Block, public safety)
 17    704 - 716 MHz         734 - 746 MHz         Americas (AT&T)
 18    815 – 830 MHz         860 – 875 MHz
 19    830 – 845 MHz         875 – 890 MHz
 20    832 – 862 MHz         791 – 821 MHz
 21    1447.9 – 1462.9 MHz   1495.9 – 1510.9 MHz
                                                                          www.octoscope.com
30
                                                                  CH 52-59, 692-746 MHz
                                                        A     B     C     D     E     A      B     C
    UHF Spectrum,
    Including White
    Space Bands                                               Band17                        Band17
                                                             Band12                         Band12

                                                            Low 700 MHz band
        US (FCC) White Spaces                                                       European (ECC) White
        54-72, 76-88, 174-216, 470-692 MHz                                          Spaces (470-790 MHz)




   0                        200                 400               600            800              MHz
                                                               High 700 MHz band

                           A                            B                 A                                   B
                                            CH 60-69, 746-806 MHz
                                                                                          www.octoscope.com
ECC = Electronic Communications Committee
31




                High 700 MHz Band
                             D-Block
   MHz    758   763              775               788          793                 805
Band 13                                Band 13

           Band 14                                      Band 14
                                 Guard band                                  Guard band




                      Public Safety Broadband (763-768, 793-798 MHz)
                      Public Safety Narrowband (769-775, 799-805 MHz), local LMR




                                                                           www.octoscope.com
                                                 LMR = land mobile radio
32




LTE Frequency Bands - TDD                                       TD-LTE
   Band      UL and DL                            Regions

    33    1900 - 1920 MHz         Europe, Asia (not Japan)
    34    2010 - 2025 MHz         Europe, Asia
    35    1850 - 1910 MHz
    36    1930 - 1990 MHz
    37    1910 - 1930 MHz
    38    2570 - 2620 MHz         Europe
    39    1880 - 1920 MHz         China
    40    2300 – 2400 MHz         Europe, Asia
    41    2496 – 2690 MHz         Americas (Clearwire LTE)
    42    3400 – 3600 MHz
    43    3600 – 3800 MHz

                    Source: 3GPP TS 36.104; V10.1.0 (2010-12)
                                                                   www.octoscope.com
33



WiMAX Frequency Bands - TDD
Band (GHz)                       Bandwidth Certification Group Code
Class BW (MHZ)                   (BCG)
1     2.3-2.4
      8.75                       1.A
      5 AND 10                   1.B                                  WiMAX Forum
2     2.305-2.320, 2.345-2.360                                        Mobile
      3.5                        2.A (Obsolete, replaced by 2.D)      Certification Profile
      5                          2.B (Obsolete, replaced by 2.D)      v1.1.0
      10                         2.C (Obsolete, replaced by 2.D)      A universal
      3.5 AND 5 AND 10           2.D                                  frequency step
3     2.496-2.69                                                      size of 250 KHz is
      5 AND 10                   3.A                                  recommended for
4     3.3-3.4                                                         all band
      5                          4.A                                  classes, while 200
      7                          4.B                                  KHz step size is
      10                         4.C                                  also
5     3.4-3.8                                                         recommended for
      5                          5.A                                  band class 3 in
      7                          5.B                                  Europe.
      10                         5.C
7     0.698-0.862
      5 AND 7 AND 10             7.A
      8 MHz                      7.F
                                                                         www.octoscope.com
34



WiMAX Frequency Bands - FDD
Band    (GHz)BW (MHZ)                  Duplexing Mode   Duplexing Mode     MS Transmit Band (MHz)     BS Transmit Band      Bandwidth
Class                                  BS               MS                                            (MHz)                 Certification
                                                                                                                            Group Code
                                                                                                                            (BCG)
2       2.305-2.320, 2.345-2.360
        2x3.5 AND 2x5 AND 2x10           FDD            HFDD               2345-2360                2305-2320               2.E**
        5 UL, 10 DL                      FDD            HFDD               2345-2360                2305-2320               2.F**
3       2.496-2.690

        2x5 AND 2x10                     FDD            HFDD               2496-2572                2614-2690               3.B
5       3.4-3.8
        2x5 AND 2x7 AND 2x10             FDD            HFDD               3400-3500                3500-3600               5.D
6       1.710-2.170 FDD

        2x5 AND 2x10                     FDD            HFDD               1710-1770                2110-2170               6.A
        2x5 AND 2x10 AND                 FDD            HFDD               1920-1980                2110-2170               6.B
        Optional 2x20 MHz
        2x5 AND 2x10 MHz                 FDD            HFDD               1710-1785                1805-1880               6.C
7       0.698-0.960
        2x5 AND 2x10                     FDD            HFDD               776-787                  746-757                 7.B
        2x5                              FDD            HFDD               788-793 AND 793-798      758-763 AND 763-768     7.C
        2x10                             FDD            HFDD               788-798                  758-768                 7.D
        5 AND 7 AND 10 (TDD),            TDD or FDD     Dual Mode TDD/H-   698-862                  698-862                 7.E*
        2x5 AND 2x7 AND 2x10 (H-FDD)                    FDD
        2x5 AND 2x10 MHz                 FDD            HFDD               880-915                  925-960                 7.G
8       1.710-2.170 TDD
        5 AND 10                         TDD            TDD                1785-1805, 1880-1920,    1785-1805, 1880-1920,   8.A
                                                                           1910-1930, 2010-2025     1910-1930, 2010-2025
WiMAX Forum Mobile Certification Profile R1 5 v1.3.0                                                                www.octoscope.com
35



     Unlicensed Bands and Services
            IEEE 802.11 (Wi-Fi) operates in the
            ISM-2400 and ISM-5800 bands and                                                IEEE 802.16 (WiMAX) operates in
            in the 5800 UNII band; recently                                                the UNII/ISM band and in the 3500-
            standardized for 3650-3700                                                     3700 MHz contention band
            contention band




                                                                                        UWB based WiMedia is a short-
                                                                                        range network operating in the
                                                                                        noise floor of other services
ISM-900 traditionally used for
consumer devices such as cordless
phones, garage openers and baby
monitors, now also used on smart
                                              Cordless phones
meters                                                                                           Standards-based   proprietary

                                                  FCC spectrum allocation chart
                                                  http://www.ntia.doc.gov/osmhome/allochrt.PDF
                                                                                                             www.octoscope.com
36



 Unlicensed Bands and Services
                                                                                                Medical devices
            Frequency range         Bandwidth            Band              Notes                Remote control
           433.05 – 434.79 MHz 1.74 MHz             ISM               Europe
                                                                                                 RFID and other
TVB        420–450 MHz              30 MHz          Amateur           US                         unlicensed services

           868-870 MHz              2 MHz           ISM               Europe                     Smart meters, remote
                                                                                                 control, baby
           902–928 MHz              26 MHz          ISM-900           Region 2                   monitors, cordless
                                                                                                 phones
           2.4–2.5 GHz              100 MHz         ISM-2400                                     802.11b/g/n, Bluetooth
                                                                      International              802.15.4 (Bluetooth,
           5.15–5.35 GHz            200 MHz         UNII-1,2                                     ZigBee), cordless phones
                                                                      allocations
           5.47–5.725 GHz           255 MHz         UNII-2 ext.       (see slides 7,
                                                                      8 for details)             802.11a/n, cordless phones
                                                    ISM-5800
           5.725–5.875 GHz          150 MHz
                                                    UNII-3
           24–24.25 GHz             250 MHz         ISM               US, Europe
           57-64 GHz                                                  US                         Emerging 802.11ad
                                    7 GHz           ISM                                          802.15.3c, ECMA-387
           59-66 GHz                                                  Europe
                                                                                                 WirelessHD
       Americas, including US and
       Canada; Australia, Israel

      European analog of                      ISM = industrial, scientific and medical
      the ISM-900 band                        UNII = unlicensed national information infrastructure      www.octoscope.com
37



Summary
• Wireless broadband industry will likely get some
 of the TV band spectrum
• Will it be licensed or unlicensed?
• For success of unlicensed White Spaces,
 significant bandwidth is needed with low barriers
 for inexpensive consumer technology (e.g.
 relaxed out of band emissions; simple rules)




                                            www.octoscope.com
38



For More Information
• White papers, presentations, articles and test
 reports on a variety of wireless topics




                           www.octoscope.com




                                           www.octoscope.com
39



White Space – Key FCC Documents
•   FCC 08-260 2nd Report and Order and Memorandum Opinion and
    Order
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-08-260A1.pdf

•   FCC DA-09-20 Erratum
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/DOC-287799A1.pdf

•   FCC 10-174 2nd Memorandum Opinion and Order
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-10-174A1.pdf

•   FCC Doc 302279 Erratum
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/DOC-302279A1.pdf

•   FCC 10-16 Report and Order and Further Notice of Proposed
    Rulemaking
      http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-10-16A1.pdf

•   Consolidation of above documents:
      https://mentor.ieee.org/802.11/dcn/11/11-11-0067-00-00af-fcc-tvws-orders-jan-11-
      consolidated-text.pdf
                                                                                 www.octoscope.com

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Fanny Mlinarsky Octo Scope White Space Broadband10608

  • 1. 8-June-2011 21-Jan-11 The Role of White Spaces in the Realm of Wireless Broadband Fanny Mlinarsky President octoScope, Inc. www.octoscope.com
  • 2. 2 Long Ago… Today Over the last 5 years wireless bandwidth deployed in the US has increased 553-fold. BBC broadcast George Gilder 1935 Chairman, Gilder Technology Group www.octoscope.com
  • 3. 3 TV Band Spectrum Utilization • Spectrum under 3 GHz has significant unused capacity Average occupancy over various locations studied is 5.2% and the maximum occupancy is 13.1% (in New York City) Shared Spectrum Company, NSF funded measurements, 9/2009 http://www.sharedspectrum.com/measurements • Only 8% of Americans receive broadcast TV Consumer Electronics Association (CEA) survey, 2011 http://www.cesweb.org/shared_files/ECD-TOC/CEACordCuttingAnalysis.pdf • The economic potential for the TV white spaces was estimated at $100 billion R. Thanki, “The economic value generated by current and future allocations of unlicensed spectrum”, 9/2009 http://www.ingeniousmedia.co.uk/websitefiles/Value_of_unlicensed_-_website_-_FINAL.pdf www.octoscope.com
  • 4. 4 White Spaces – Brief History • NPRM in May 2004 http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-04-113A1.pdf • November 4, 2008 FCC approved Report & Order 08-260, allowing unlicensed use of TV band spectrum http://hraunfoss.fcc.gov/edocs_public/attachmatch/DA-01-260A1.pdf • February 17, 2009, the FCC released the final rules for “Unlicensed Operation in the TV Broadcast Bands” http://edocket.access.gpo.gov/2009/pdf/E9-3279.pdf • Sep 23, 2010 The FCC reaffirmed a 2008 decision to open the broadcast airwaves NPRM = Notice of Proposed Rule Making www.octoscope.com
  • 5. 5 European White Space Regulation • Ofcom (UK) is in the process of making this Digital Dividend band available https://mentor.ieee.org/802.18/dcn/09/18-09-0059-00-0000-ofcom-update-on-the-digital- dividend.ppt http://stakeholders.ofcom.org.uk/consultations/geolocation/summary • ECC of CEPT in Europe has published a report on White Spaces in Jan 2011 http://www.erodocdb.dk/Docs/doc98/official/pdf/ECCREP159.PDF • China TV band regulations expected in 2015 ECC = Electronic Communications Committee CEPT = European Conference on Postal and Telecommunications www.octoscope.com
  • 6. 6 White Space Spectrum Access DB 1 DB 2 GPS Satellite Mode II Device Geolocation Source: Neal Mellen, TDK Available channels IETF PAWS DB 3 Mode I Device IETF = internet engineering task force www.octoscope.com PAWS = protocol to access white space
  • 7. 7 Spectrum Sensing Technical Challenges • Very low threshold of -114 dBm Below noise floor of most receivers Requires sophisticated averaging or other innovative techniques Averaging could be time-consuming • False detects During initial FCC testing of early spectrum sensing prototypes, the key issue was false detects – due to unreasonably low threshold Adjacent TV channel leakage can be about 30 dB above the sensing threshold • Service boundaries are not well-defined. For example, if the sensing radio is a few feet outside the boundary of the TV station region, the sensing circuitry might still detect the TV signal. Is this a failure? www.octoscope.com
  • 8. 8 TV Band Channel Availability • Channel availability based on the geolocation query of TV band internet database Source: Rick Tornado, Spectrum Bridge www.octoscope.com
  • 9. 9 TV Channels and White Space Allocation US – FCC Channel # Frequency Band Transition from 2-4 54-72 MHz NTSC to ATSC (analog to digital Fixed 5-6 76-88 MHz VHF TV) June TVBDs only 7-13 174-216 MHz 12, 2009 freed up channels 52- 14-20 470-512 MHz** UHF 69 (above 692 White 21-51* 512-692 MHz MHz) Spaces Europe – ECC Channel # Frequency Band 5-12 174-230 MHz VHF White 21-60 470-790 MHz Spaces UHF 61-69 790-862 MHz *Channel 37 (608-614 MHz) is reserved for radio astronomy **Shared with public safety www.octoscope.com
  • 10. 10 TV Band Spectrum US (FCC) White Spaces European (ECC) White Spaces 54-72, 76-88, 174-216, 470-692 MHz (470-790 MHz) 0 200 400 600 800 US MHz Licensed UHF The FCC broadband plan proposes to Low 700 MHz band Spectrum reclaim about 120MHz of spectrum from High 700 MHz band broadcasters and sell it to the carriers. This move may serve to discourage investment into white spaces. www.octoscope.com
  • 11. 11 IEEE 802 Wireless Personal GSM, WCDMA, 802.15 LTE Bluetooth Wide (3GPP* based) ZigBee 60 GHz UWB TVWS 802.22 Regional Metro 802.16 WiMAX 802.11 Wi-Fi LAN = local area networking Local PAN = personal area networking MAN = metropolitan area networking WAN = wide area networking RAN = regional area networking TVWS = television white spaces 3GPP = 3rd generation partnership project www.octoscope.com
  • 12. 12 IEEE TV Band Related Standards • 802.11af – formed in January 2010 to adapt 802.11 to TV band operation • 802.16h – originally organized to adapt 802.16 to the 3650-3700 MHz contention band now working on TV band operation of 802.16 • 802.22 – Regional Area Networks Guided the FCC in the recent TV band regulations Introduced spectrum sensing and location information to determine whether given transmit frequencies and power levels will cause harmful interference to licensed services • 802.18 TAG – regulatory • 802.19 TAG – coexistence among dissimilar networks in the TV band • SCC 41 – defines layers above the MAC and PHY for dynamic spectrum access networks http://grouper.ieee.org/groups/scc41/crinfo/ 1900.7 is the relevant group under SCC 41 TAG = technical advisory group www.octoscope.com
  • 13. 13 Ecma and CogNeA TV Band Standard • Ecma TC48-TG1 standard for Personal/Portable devices in TV White Spaces Physical (PHY) and Medium Access Control (MAC) layers including a protocol and mechanisms for coexistence http://www.ecma- international.org/publications/st andards/Ecma-392.htm • Sponsor Organization: CogNeA (http://www.cognea.org) Industry alliance formed in 2008 to develop a specification for white spaces CogNeA = Cognitive Networking Alliance www.octoscope.com
  • 14. 14 802.11af Database is out of scope of 802.11af Being defined by IETF PAWS • Re-band the popular 802.11 systems; capitalize on work already done for 802.11y and 802.11h Use 5, 10, 20 and 40 MHz wide channels FCC EIRP: 4 W, 100 mW, 50 mW • Possible deployment scenarios Indoor (< 100 m): like present WLAN Outdoor (< 5 km): comparable to the range of typical urban model IETF = internet engineering task force www.octoscope.com PAWS = protocol to access white space
  • 15. 15 White Spaces Standards 802.11af 802.22 Most cost- Most promising IEEE White Based on 802.16d Fixed effective if Spaces standard with 802.11 WiMAX; no chipset vendors 802.11 chipset vendors evaluating the involved yet; small group chipsets business opportunity; fast dominated by broadcasters support the moving; Wi-Fi Alliance who oppose White Spaces band expects to certify in 2012 No products Ecma-based or proprietary expected in the near-future Proprietary implementation is SCC41 Products already on the market (e.g. Higher layer cognitive radio already www.carlsonwireless.com) ; algorithms, such as Dynamic announced potential to disrupt 802.11 Spectrum Access; academic service since access protocol is group; no near-term products unknown expected www.octoscope.com
  • 16. 16 TV Band Technical Issues • Biggest roadblock to RF Emission Mask modified from FCC R&O 08-260 (-72.8 dBc) (Field strength in 100 kHz measured at 3 m from the CPE antenna) 802.11af adaptation is 140 the stringent spectrum 130 mask mandated by the FCC for the TV Band 120 20 dB more stringent 110 RF Mask - narrowband than the most stringent RF Mask - wideband Fied Strength (dB(uV/m) 100 RF Mask Extensions 802.11 devices support > 55 dB/TVB 90 today < 35 dB/802.11 • Another issue is the 80 limit on antenna 70 elevation, which limits 60 the range of TV Band 50 data service 40 Antennas no higher than 90 feet 30 -3.5 -2.5 -1.5 -0.5 0.5 1.5 2.5 3.5 Channel Spacing www.octoscope.com
  • 17. 17 Contention Band • March 2005 FCC made available 3650 to 3700 MHz for contention-based protocol • Multiple services to share the band in an orderly way IEEE 802.11y and 802.16h adapted their protocols to coexist in this band • 300 Million licenses - one for every person or company; $300 per license for 10 years • Registered stations (base stations): 1 W/MHz, ~15 km • Unregistered stations (handsets, laptops): 40 mW/MHz, 1-1.5 km www.octoscope.com
  • 18. 18 802.11 Band – 2.4 GHz Chan Center Regulatory domains ID Frequency FCC IC ETSI Spain France Japan Japan China Hi rate 1 2412 MHz X X X - - - X X 2 2417 MHz X X X - - - X X 3 2422 MHz X X X - - - X X 4 2427 MHz X X X - - - X X 5 2432 MHz X X X - - - X X 6 2437 MHz X X X - - - X X 7 2442 MHz X X X - - - X X 8 2447 MHz X X X - - - X X 9 2452 MHz X X X - - - X X 10 2457 MHz X X X X X - X X 11 2462 MHz X X X X X - X X 12 2467 MHz - - X - X - X X 13 2472 MHz - - X - X - X X 14 2484 MHz - - - - - X - - Source: IEEE 802.11-2007 Table 18-9 US 83.5 MHz Frequency (MHz) 83.5 MHz www.octoscope.com
  • 19. 19 802.11 Band – 5 GHz 5170 5330 5490 5710 5735 5835 MHz MHz MHz MHz MHz MHz 108 120 124 128 153 157 161 165 100 104 132 136 140 149 112 116 36 40 44 48 52 56 60 64 IEEE channel # 20 MHz 40 MHz 80 MHz 160 MHz 5170 5330 5490 5710 US MHz MHz MHz MHz 480 MHz 120 124 128 132 136 140 100 104 108 112 116 48 52 56 60 64 36 40 44 IEEE channel # Europe, J 20 MHz apan, Glo 40 MHz bal 80 MHz 380 MHz 160 MHz www.octoscope.com
  • 20. 20 802.11 Spectrum – 60 GHz Channel f c (GHz) Country 1 58.32 US Channel 2 US must be 2 60.48 US, Japan, EU, Australia ~ 7 GHz supported 3 62.64 US, Japan, EU 4 64.80 Japan, EU IEEE 802.11ad is the key standard; other EIRP: (40 dBm avg, 43 dBm peak specifications are: 802.15.3c, ECMA- in the US; 57 dBm in 387, WirelessHD Europe, Japan and Australia Channel spacing = 2160MHz www.octoscope.com
  • 21. 21 The Evolution of Wireless Broadband 4G IEEE 802 LTE Wireless capacity / throughput 3G 802.16e 802.11 2G WCDMA/HSxPA GPRS Analog CDMA GSM IS-54 IS-136 TACS AMPS MIMO First cell NMT phones OFDM / OFDMA 1970 1980 1990 2000 2010 OFDM/OFDMA = orthogonal frequency domain multiplexing / multiple access MIMO = multiple input multiple output www.octoscope.com
  • 22. 22 OFDM and MIMO MIMO uses multipath to increase channel capacity • OFDM transforms a frequency- and time-variable fading channel into parallel correlated flat-fading channels, enabling wide bandwidth operation … … Channel Quality Frequency Frequency-variable channel appears flat over the narrow band of an OFDM subcarrier. OFDM = orthogonal frequency division multiplexing MIMO = multiple input multiple output www.octoscope.com
  • 23. 23 OFDM vs. OFDMA OFDM is a modulation scheme Time Time OFDMA is a modulation and access scheme Frequency Frequency allocation Frequency per user is per user is continuous dynamically allocated vs. vs. time time slots User User User User User 1 2 3 4 5 OFDM/OFDMA = orthogonal frequency domain multiplexing / multiple access www.octoscope.com
  • 24. 24 The G’s Peak Data Rate (Mbps) G Downlink Uplink 1 Analog 19.2 kbps 2 Digital – TDMA, CDMA 14.4 kbps Improved CDMA variants (WCDMA, CDMA2000) 144 kbps (1xRTT); 3 384 kbps (UMTS); 2.4 Mbps (EVDO) 3.5 HSPA (today) 14 Mbps 2 Mbps HSPA (Release 7) DL 64QAM or 2x2 MIMO; UL 16QAM 28 Mbps 11.5 Mbps 3.75 HSPA (Release 8) DL 64QAM and 2x2 MIMO 42 Mbps 11.5 Mbps WiMAX Release 1.0 TDD (2:1 UL/DL ratio), 10 MHz channel 40 Mbps 10 Mbps 3.9 LTE, FDD 5 MHz UL/DL, 2 Layers DL 43.2 Mbps 21.6 Mbps LTE CAT-3 100 Mbps 50 Mbps OFDM Maximum LTE data rates in the 20 MHz channel are 326 Mbps DL (4 streams), 172 Mbps UL (2 streams) www.octoscope.com
  • 25. 25 HSPA and HSPA+ • HSPA+ is aimed at extending operators’ investment in HSPA 2x2 MIMO, 64 QAM in the downlink, 16 QAM in the uplink Data rates up to 42 MB in the downlink and 11.5 MB in the uplink. Traditional One tunnel One tunnel HSPA HSPA HSPA+ One-tunnel GGSN GGSN Gateway GGSN architecture GPRS flattens the Control Support network by Data Serving Node enabling a direct SGSN GPRS SGSN SGSN transport path for Support Node user data between Radio RNC RNC and the RNC Network Controller GGSN, thus User minimizing delays RNC Data and set-up time Node B Node B Node B HSPA+ is CDMA-based and lacks the efficiency of OFDM www.octoscope.com
  • 26. 26 LTE EPS (Evolved Packet System) HSS SGSN GPRS Core Trusted MME EPS Access Gateway PCRF Serving gateway PDN gateway IP Services SGSN (Serving GPRS (IMS) Support Node) PCRF (policy and Trusted charging rules function) Non- HSS (Home Subscriber Wi-Fi 3GPP Server) MME (Mobility eNode-B Non- Trusted non-3GPP IP Access Management Entity) Trusted (CDMA, TD-SCDMA, WiMAX) PDN (Public Data Network) Flat, low-latency architecture www.octoscope.com
  • 27. 27 Japan USA • 3GPP = 3rd generation partnership project • Partnership of 6 regional standards groups that translate 3GPP specifications to regional standards • LTE = long term evolution www.octoscope.com
  • 28. 28 FDD vs. TDD • FDD (frequency division duplex) Paired channels • TDD (time division duplex) TD-LTE Single frequency channel for uplink an downlink Is more flexible than FDD in its proportioning of uplink vs. downlink bandwidth utilization Can ease spectrum allocation issues DL UL DL UL www.octoscope.com
  • 29. 29 LTE Frequency Bands - FDD Source: 3GPP TS 36.104; V10.1.0 (2010-12) Band Uplink (UL) Downlink (DL) Regions 1 1920 -1980 MHz 2110 - 2170 MHz Europe, Asia 2 1850 -1910 MHz 1930 - 1990 MHz Americas, Asia 3 1710 -1785 MHz 1805 -1880 MHz Europe, Asia, Americas 4 1710 -1755 MHz 2110 - 2155 MHz Americas 5 824-849 MHz 869 - 894 MHz Americas 6 830 - 840 MHz 875 - 885 MHz Japan 7 2500 - 2570 MHz 2620 - 2690 MHz Europe, Asia 8 880 - 915 MHz 925 - 960 MHz Europe, Asia 9 1749.9 - 1784.9 MHz 1844.9 - 1879.9 MHz Japan 10 1710 -1770 MHz 2110 - 2170 MHz Americas 11 1427.9 - 1452.9 MHz 1475.9 - 1500.9 MHz Japan 12 698 - 716 MHz 728 - 746 MHz Americas 13 777 - 787 MHz 746 - 756 MHz Americas (Verizon) 14 788 - 798 MHz 758 - 768 MHz Americas (D-Block, public safety) 17 704 - 716 MHz 734 - 746 MHz Americas (AT&T) 18 815 – 830 MHz 860 – 875 MHz 19 830 – 845 MHz 875 – 890 MHz 20 832 – 862 MHz 791 – 821 MHz 21 1447.9 – 1462.9 MHz 1495.9 – 1510.9 MHz www.octoscope.com
  • 30. 30 CH 52-59, 692-746 MHz A B C D E A B C UHF Spectrum, Including White Space Bands Band17 Band17 Band12 Band12 Low 700 MHz band US (FCC) White Spaces European (ECC) White 54-72, 76-88, 174-216, 470-692 MHz Spaces (470-790 MHz) 0 200 400 600 800 MHz High 700 MHz band A B A B CH 60-69, 746-806 MHz www.octoscope.com ECC = Electronic Communications Committee
  • 31. 31 High 700 MHz Band D-Block MHz 758 763 775 788 793 805 Band 13 Band 13 Band 14 Band 14 Guard band Guard band Public Safety Broadband (763-768, 793-798 MHz) Public Safety Narrowband (769-775, 799-805 MHz), local LMR www.octoscope.com LMR = land mobile radio
  • 32. 32 LTE Frequency Bands - TDD TD-LTE Band UL and DL Regions 33 1900 - 1920 MHz Europe, Asia (not Japan) 34 2010 - 2025 MHz Europe, Asia 35 1850 - 1910 MHz 36 1930 - 1990 MHz 37 1910 - 1930 MHz 38 2570 - 2620 MHz Europe 39 1880 - 1920 MHz China 40 2300 – 2400 MHz Europe, Asia 41 2496 – 2690 MHz Americas (Clearwire LTE) 42 3400 – 3600 MHz 43 3600 – 3800 MHz Source: 3GPP TS 36.104; V10.1.0 (2010-12) www.octoscope.com
  • 33. 33 WiMAX Frequency Bands - TDD Band (GHz) Bandwidth Certification Group Code Class BW (MHZ) (BCG) 1 2.3-2.4 8.75 1.A 5 AND 10 1.B WiMAX Forum 2 2.305-2.320, 2.345-2.360 Mobile 3.5 2.A (Obsolete, replaced by 2.D) Certification Profile 5 2.B (Obsolete, replaced by 2.D) v1.1.0 10 2.C (Obsolete, replaced by 2.D) A universal 3.5 AND 5 AND 10 2.D frequency step 3 2.496-2.69 size of 250 KHz is 5 AND 10 3.A recommended for 4 3.3-3.4 all band 5 4.A classes, while 200 7 4.B KHz step size is 10 4.C also 5 3.4-3.8 recommended for 5 5.A band class 3 in 7 5.B Europe. 10 5.C 7 0.698-0.862 5 AND 7 AND 10 7.A 8 MHz 7.F www.octoscope.com
  • 34. 34 WiMAX Frequency Bands - FDD Band (GHz)BW (MHZ) Duplexing Mode Duplexing Mode MS Transmit Band (MHz) BS Transmit Band Bandwidth Class BS MS (MHz) Certification Group Code (BCG) 2 2.305-2.320, 2.345-2.360 2x3.5 AND 2x5 AND 2x10 FDD HFDD 2345-2360 2305-2320 2.E** 5 UL, 10 DL FDD HFDD 2345-2360 2305-2320 2.F** 3 2.496-2.690 2x5 AND 2x10 FDD HFDD 2496-2572 2614-2690 3.B 5 3.4-3.8 2x5 AND 2x7 AND 2x10 FDD HFDD 3400-3500 3500-3600 5.D 6 1.710-2.170 FDD 2x5 AND 2x10 FDD HFDD 1710-1770 2110-2170 6.A 2x5 AND 2x10 AND FDD HFDD 1920-1980 2110-2170 6.B Optional 2x20 MHz 2x5 AND 2x10 MHz FDD HFDD 1710-1785 1805-1880 6.C 7 0.698-0.960 2x5 AND 2x10 FDD HFDD 776-787 746-757 7.B 2x5 FDD HFDD 788-793 AND 793-798 758-763 AND 763-768 7.C 2x10 FDD HFDD 788-798 758-768 7.D 5 AND 7 AND 10 (TDD), TDD or FDD Dual Mode TDD/H- 698-862 698-862 7.E* 2x5 AND 2x7 AND 2x10 (H-FDD) FDD 2x5 AND 2x10 MHz FDD HFDD 880-915 925-960 7.G 8 1.710-2.170 TDD 5 AND 10 TDD TDD 1785-1805, 1880-1920, 1785-1805, 1880-1920, 8.A 1910-1930, 2010-2025 1910-1930, 2010-2025 WiMAX Forum Mobile Certification Profile R1 5 v1.3.0 www.octoscope.com
  • 35. 35 Unlicensed Bands and Services IEEE 802.11 (Wi-Fi) operates in the ISM-2400 and ISM-5800 bands and IEEE 802.16 (WiMAX) operates in in the 5800 UNII band; recently the UNII/ISM band and in the 3500- standardized for 3650-3700 3700 MHz contention band contention band UWB based WiMedia is a short- range network operating in the noise floor of other services ISM-900 traditionally used for consumer devices such as cordless phones, garage openers and baby monitors, now also used on smart Cordless phones meters Standards-based proprietary FCC spectrum allocation chart http://www.ntia.doc.gov/osmhome/allochrt.PDF www.octoscope.com
  • 36. 36 Unlicensed Bands and Services Medical devices Frequency range Bandwidth Band Notes Remote control 433.05 – 434.79 MHz 1.74 MHz ISM Europe RFID and other TVB 420–450 MHz 30 MHz Amateur US unlicensed services 868-870 MHz 2 MHz ISM Europe Smart meters, remote control, baby 902–928 MHz 26 MHz ISM-900 Region 2 monitors, cordless phones 2.4–2.5 GHz 100 MHz ISM-2400 802.11b/g/n, Bluetooth International 802.15.4 (Bluetooth, 5.15–5.35 GHz 200 MHz UNII-1,2 ZigBee), cordless phones allocations 5.47–5.725 GHz 255 MHz UNII-2 ext. (see slides 7, 8 for details) 802.11a/n, cordless phones ISM-5800 5.725–5.875 GHz 150 MHz UNII-3 24–24.25 GHz 250 MHz ISM US, Europe 57-64 GHz US Emerging 802.11ad 7 GHz ISM 802.15.3c, ECMA-387 59-66 GHz Europe WirelessHD Americas, including US and Canada; Australia, Israel European analog of ISM = industrial, scientific and medical the ISM-900 band UNII = unlicensed national information infrastructure www.octoscope.com
  • 37. 37 Summary • Wireless broadband industry will likely get some of the TV band spectrum • Will it be licensed or unlicensed? • For success of unlicensed White Spaces, significant bandwidth is needed with low barriers for inexpensive consumer technology (e.g. relaxed out of band emissions; simple rules) www.octoscope.com
  • 38. 38 For More Information • White papers, presentations, articles and test reports on a variety of wireless topics www.octoscope.com www.octoscope.com
  • 39. 39 White Space – Key FCC Documents • FCC 08-260 2nd Report and Order and Memorandum Opinion and Order http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-08-260A1.pdf • FCC DA-09-20 Erratum http://hraunfoss.fcc.gov/edocs_public/attachmatch/DOC-287799A1.pdf • FCC 10-174 2nd Memorandum Opinion and Order http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-10-174A1.pdf • FCC Doc 302279 Erratum http://hraunfoss.fcc.gov/edocs_public/attachmatch/DOC-302279A1.pdf • FCC 10-16 Report and Order and Further Notice of Proposed Rulemaking http://hraunfoss.fcc.gov/edocs_public/attachmatch/FCC-10-16A1.pdf • Consolidation of above documents: https://mentor.ieee.org/802.11/dcn/11/11-11-0067-00-00af-fcc-tvws-orders-jan-11- consolidated-text.pdf www.octoscope.com

Editor's Notes

  1. This year number of smartphones + tablets shipped is higher than number of PCsA whole new market equal to the size of PCs has been born.
  2. This slide shows 802.11b/g channel allocations across the well defined regulatory domains. Notice that consecutive channels overlap and this is a well-known issue for wi-fi services. If two or more wi-fi network are within range of each other and operating on overlapping channels, they will be unable to decode each other’s transmissions and thus unable to participate in the collision avoidance protocol. So these networks will hear each other’s transmissions as noise. For this reason, it is recommended that only non-overlapping channels are used for Wi-Fi. In the US these are channels 1, 6 and 11.
  3. OFDM has proven to make the best use of the challenging wireless channel. The figure at the lower left shows that the quality of the wireless channel varies as a function of frequency and as a function of time. Even if I stand with my wireless device in one place, the signal at its receiver will fluctuate. The nulls in the signal are due to multipath and doppler fading. The wider the channel, the more difficult it is to equalize the received signal. OFDM takes a divide and conquer approach.OFDM transforms the frequency- and time-variable fading channel into multiple parallel correlated flat-fading channels. The narrow channels of each OFDM subcarrier exhibit small variations, making equalization simple. Thus, the OFDM channel can be arbitrarily wide. When OFDM is combined with multiple antenna techniques that we will discuss later, we can very effectively combat the time and frequency variability of the channel.
  4. 3GPP has defined EPS in Release 8 as a framework for an evolution or migration of the3GPP system to a higher-data-rate, lower-latency packet-optimized system that supports multiple radio-access technologies. The focus of this work is on the packet switcheddomain, with the assumption that the system will support all services—including voice—in this domain. (EPS was previously called System ArchitectureEvolution.)Although it will most likely be deployed in conjunction with LTE, EPS could also be deployed for use with HSPA+, where it could provide a stepping-stone to LTE. EPS willbe optimized for all services to be delivered via IP in a manner that is as efficient as possible—through minimization of latency within the system, for example. It will supportservice continuity across heterogeneous networks, which will be important for LTE operators that must simultaneously support GSM/GPRS/EDGE/UMTS/HSPA customers.One important performance aspect of EPS is a flatter architecture. For packet flow, EPS includes two network elements, called Evolved Node B (eNodeB) and the AccessGateway (AGW). The eNodeB (base station) integrates the functions traditionally performed by the radio-network controller, which previously was a separate nodecontrolling multiple Node Bs. Meanwhile, the AGW integrates the functions traditionally performed by the SGSN. The AGW has both control functions, handled through theMobile Management Entity (MME), and user plane (data communications) functions. The user plane functions consist of two elements: a serving gateway that addresses 3GPPmobility and terminates eNodeB connections, and a Packet Data Network (PDN) gateway that addresses service requirements and also terminates access by non-3GPP networks.The MME, serving gateway, and PDN gateways can be collocated in the same physicalnode or distributed, based on vendor implementations and deployment scenarios.The EPS architecture is similar to the HSPA One-Tunnel Architecture, discussed in the“HSPA+” section, which allows for easy integration of HSPA networks to the EPS. EPSalso allows integration of non-3GPP networks such as WiMAX.EPS will use IMS as a component. It will also manage QoS across the whole system,which will be essential for enabling a rich set of multimedia-based services.The MME, serving gateway, and PDN gateways can be collocated in the same physicalnode or distributed, based on vendor implementations and deployment scenarios.The EPS architecture is similar to the HSPA One-Tunnel Architecture, discussed in the“HSPA+” section, which allows for easy integration of HSPA networks to the EPS. EPSalso allows integration of non-3GPP networks such as WiMAX.EPS will use IMS as a component. It will also manage QoS across the whole system,which will be essential for enabling a rich set of multimedia-based services.Elements of the EPS architecture include:- Support for legacy GERAN and UTRAN networks connected via SGSN.- Support for new radio-access networks such as LTE.- The Serving Gateway that terminates the interface toward the 3GPP radio-accessnetworks.- The PDN gateway that controls IP data services, does routing, allocates IPaddresses, enforces policy, and provides access for non-3GPP access networks.- The MME that supports user equipment context and identity as well asauthenticates and authorizes users.- The Policy Control and Charging Rules Function (PCRF) that manages QoSaspects.
  5. Most WCDMA and HSDPA deployments are based on FDD, where the operator uses different radio bands for transmit and receive. An alternate approach is TDD, in whichboth transmit and receive functions alternate in time on the same radio channel.Many data applications are asymmetric, with the downlink consuming more bandwidth than the uplink, especially for applications like Web browsing or multimedia downloads. A TDD radio interface can dynamically adjust the downlink-to-uplink ratio accordingly, hence balancing both forward-link and reverse-link capacity.TDD systems require network synchronization and careful coordination between operators or guard bands.
  6. This table shows the FDD bands that are allocated in different regions of the world. The regions are shown in right column. FDD spectrum is paired spectrum, so for each channel we have the uplink band and the downlink band. The FDD frequency range spans from around 700 MHz to just under 2700 MHz.
  7. The TDD bands are generally higher in frequency than the FDD channels. One reason for this is that TDD bands are more recent allocations. FDD bands have also been allocated for use by 3G. The TDD frequency range is from 1850 to 2620 MHz.
  8. This is a partial view of the US spectrum allocation with the unlicensed bands highlighted. Proprietary services are marked in yellow. Standards based services are marked in blue. In the background is the US spectrum allocation chart which you can find at the link shown in the bottom of the slide.The ISM-900 band, aka 915 MHz band is a valuable band because it is relatively wide (26 MHz in the US) and, being lower in frequency than other unlicensed bands, exhibits lower propagation losses, enabling long range transmission. Long used by consumer devices such as cordless phones, garage openers and baby monitors, this band is now assuming a higher importance for new wireless applications involving smart metering and industrial controls.The 2.4 GHz ISM band is heavily used by Wi-Fi and Bluetooth and due to its heavy use services in this band are known to interfere with one another. For this reason 802.11 a/n networks are being deployed more and more in the 5 GHz band where we have 23 channels available in the US. The 5 GHz band is subdivided into several sub-bands subject to slightly different restrictions. More on this later.The 3650 to 3700 band is known as a ‘lightly licensed’ band or ‘contention band’ and only allows devices that implement contention protocol. This band was originally allocated for Wi-Fi but 802.16 (WiMAX) has also adapted its protocol to operate here. Today only WiMAX services operate in this band.Cordless phones are found in virtually all unlicensed bands, all the way up to the 5 GHz band.Ultra wide band (UWB) spans 7.5 GHz from 3.1 to 10.6 GHz. Devices in this band are restricted in signal strength to operate in the noise floor of other services. And hence UWB is relegated to short range links. In the following slides we will cover spectrum regulations and wireless services in more detail.
  9. This is a high level summary of the international unlicensed band allocations starting in the 400 MHz range.No license is required to transmit in the ISM and UNII radio bands, but the equipment operating in these bands must meet regional regulatory requirements. The amount of spectrum is limited, and each band eventually fills up, forcing new users to higher bands. If you look up and down this table, you will notice the trend towards wider channels at higher frequencies. Over time, as information content gets richer, wireless services expand to higher frequencies where more spectrum is available. The 800/900 MHz band is favored by manufacturers of low cost proprietary products because this band is available world-wide opening large markets for consumer products. Recently this band has started to attract attention of vendors addressing the emerging smart metering and industrial control applications.The 2.4 and 5 GHz ISM and UNII bands enjoy broad international allocation and are heavily used by 802.11 services as well as Bluetooth.The 24 GHz ISM band is available in the US and internationally and is commonly used for speed radarsAnd the ISM spectrum in the 60 GHz region is targeted for use by the emerging short range high definition video and other applications requiring high throughput