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eGovernment in Spain:
  Legal frameworks as a
leverage for sustainability
                 ePractice event:
  Efficient and Effective eGovernment Services




                    September 2011
Sustainability Virtuous Circle

 eGovernment: The engine of the sustainability virtuous circle


Engagement bloom easier
and co-production of                                       Allows Government to do more with
services and policies                                      less, leading to more sustainable
                                        Sustainable
drives to a more efficient                                 Public Administrations
usage of Government                     Government
resources

                                                                     Paves the way for the
                                                                     creation of new
                        Participative                                products, services
                              and                                    and markets,
                                                  Competitive        promoting more
                        Collaborative                                productive and inclusive
                                                  and Inclusive
                             Society                                 societies
                                                      Society
eGovernment as public policy


 eGovernment is just another
Public Policy but their outcomes
   have a global impact: The
 sustainability of Society and
     Public Administration
                                                        Outcomes
                                   Outputs
                                                        Social cohesion, economic
                                                        activity and enviromental
                                                        preservation in an engaged
            Inputs                     Inclusive and
                                                        society
                                       participative
                    Strategies,        services used
                    budgets and        by the society
                    legal frameworks
Policy success is more complex in a
                                            complex environment …
 Highly decentraliced country with three strong
                  government levels
                               17 Regional
                              Governments




                                                   8.108 local councils


15 Ministries and 139
     Agencies
… but the services have been
                                               deployed and …

                                      Spain has maintained an steady
                                         progress in eGovernment
                                       across the years above the EU
                                                 average




 92,5% of the procedures are
  online in the national level,
 equivalent to 99% of the total
volume of cases handled by the
     national government
… the usage and the cases handled online
                                      are in a continuous growth
                                                                  TAKE-UP
The switch to the digital channel is under way.                    USAGE


                                                                  NON FORMAL
                                                                INTERMEDIATION


                                                                 PROFESSIONAL
                                                                INTERMEDIATION




                 eGovernment
                   Services
                                                  Source: Eurostat and internal data, 2010
eGovernment is beginning to have economic
                        impact in Public Administration …
More productivity in Public Administrations – The National Tax Agency




                                            Source: Spanish National Tax Agency
--- and in the society

Reduction of administrative burdens


 Handling channel                                           Cost of 
                                                            administrative
                                                            burden
 Face to face                                                                   80 €
 e‐channel                                                                       5 €
 Intermediaries                                                                 35 €
 Source: Guía Metodológica para la elaboración de la Memoria del Análisis de Impacto
 Normativo, Acuerdo de Consejo de Ministros, 11 Diciembre 2009 (Based on SCM)




                                                    The intensive usage of the 20 most important e-
                                                    services of the National government could
                                                    potentially save 3500 M € in administrative
                                                    burdens to the citizens and businesses.

                                                      Consuelo Rumí, State Secretary for the Civil Service, 8/3/2011
Even the innovative services are providing
                                                    a measurable impact
Re-use of public sector information

Infomediaries: Companies who re-use public 230 companies
sector information for create value added    Re-use of Public Sector Information
applications, product and services for third              Sectors
parties
                                                                                   Economy 37,6%

            Business volume 1.600 M €                                            Cartography 30,5%
                                                                                     Legal 17,0%
               Infomediary activity 550-600 M €                                    Transports 5,2%
                                                                          Society and Demography 1,9%
                                                                                  Meteorology 1,1%
                5000-5500 employees                                                Others ,… 6,7%

                                                                              Size of the companies

                                                                                                           Más de 50
                45,7% customers in other                                                                   Entre 11 y 50
                Member States                                                                              Entre 1 y 10




                Source: “Caracterización del sector Infomediario en España”, Proyecto Aporta, Junio 2011
eGovernment contribution to the
                                                      enviroment preservation

The digitalization of procedures in the Regional
Government of Madrid allows to process 13.7
million documents every year. More than 60
million printed pages a year equivalent to 4,200
trees, an amount comparable to the trees of
Retiro Park (the biggest park in the City of Madrid)
              Source: Regional Government of Madrid, 2010   We will reduce environmental damage
                                                            posed by the consumption of 99,000 kilos
                                                            of paper a year (1,200 trees), 10 million
                                                            liters of water and 500,000 kilowatts of
                                                            power with the supress of the paper edition
                                                            of the Official Gazzette
                                                                                        Source: BOE, 2008
eGovernment Strategies?

Spanish eGovernment strategies have been closely aligned with EU policies
ICT expenses?




Source: “IT Key Metrics 2011”- Gartner; Spanish Government
Laws and regulations: The key leverage

Laws and regulations are in the basis of eGovernment services and infrastructures




                                  Institutions   Frameworks
                    Citizens                                       Shared
                                       for           and 
                     Rights                                       Platforms
                                  cooperation     Guidelines



                                    Laws and regulations
Laws and regulations: The key leverage

Citizen Rights: The Citizens Electronic Access to Public Services Act (Ley 11/2007)


       Accepted by all the stakeholders   Drafted with the collaboration of businesses and civil
                                          society and approved by all the political groups of
                                          the Parliament

       Basic law                          National, regional and local tiers of government
                                          should fulfill the rights recognized to the citizens

       The core of the law                Recognition of the right to choose the channel for
                                          the relationship with the Public Administrations
       A clear deadline for               31/12/2009
       accomplishment

       Additional rights                  eID, intermediaries, not to resubmit data, electronic
                                          copies of administrative procedures, eGovernment
                                          ombudsman, …
Laws and regulations: The key leverage

Organizational issues: Breaking with the “silo” culture through institutional collaboration



    Political involvement paves
    the way for the collaboration
    among ministries and
    government levels

    Technical managers
    committees for assisting the
    political level

    Ad-hoc working groups when
    they are required

    An Advisory Council gives
    permanent voice to
    businesses, industry and
    civil society
Laws and regulations: The key leverage

National Security and Interoperability Frameworks: Basic agreements for quality services




        Accepted by all Public            Developed with the collaboration of all Public
        Administrations                   Administrations with the participation of the industry
        Legal texts                       Development of the provisions for security and
                                          interoperability included in Ley 11/2007

        Aligned with international        Take into account the state of the art and
        standards                         frameworks and guidelines developed by OECD, EU
Laws and regulations: The key leverage

The National Security Framework: The Security Policy for Spanish eGovernment




Creates the necessary
conditions of trust

Introduce common
elements of security
Provide a common
language
Respectful with
personal data
privacy laws
Laws and regulations: The key leverage

The National Interoperability Framework: The provision of a common language


                                                           Multidimensional and
                                                           multilateral approach

                                                           Criteria for the selection and
                                                           usage of standards

                                                           Specification of instruments:
                                                           Repository of applications,
                                                           inventory of services, …

                                                           Definition of common
                                                           platforms and services

                                                           eSignatures and eIDs
                                                           interoperability policy

                                                           Catalogue of technical guides:
                                                           eDoc, Data models, …
Laws and regulations: The key leverage

The value chain of shared platforms and services

Built to support the
whole administrative
procedure lifecycle and        Third                         e-ID
                               Party                                    Other Public
define in our legal                            Internet   Validation
                              Services                                 Administration
framework                                                 Services       Services

Enablers of the
massive and full-
implementation of e-                     e-forms                       ePayment
services

More than 23.000.000 of
DNI-e, accepted as eID
by all the Public                                                       Electronic
Administrations                                           eDelivery    Exchange of
                                    eArchive
                                                                       Information
A solid base for the
Spanish G-Cloud
Summary and conclusions

Laws and regulations provide sustainability to eGovernment services and infrastructures



  Establish legal equivalence with paper based
  procedures

  Rules for collaboration among agencies and
  government levels

  Clear regulations and guides

  Promotes sharing resources
Muchas gracias
    E-mail: emilio.garcia@mpt.es

       Twitter: @egarciagarcia

http://administracionelectronica.gob.es

           Twitter: @obsae

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eGovernment in Spain: Legal frameworks as a leverage for sustainability

  • 1. eGovernment in Spain: Legal frameworks as a leverage for sustainability ePractice event: Efficient and Effective eGovernment Services September 2011
  • 2. Sustainability Virtuous Circle eGovernment: The engine of the sustainability virtuous circle Engagement bloom easier and co-production of Allows Government to do more with services and policies less, leading to more sustainable Sustainable drives to a more efficient Public Administrations usage of Government Government resources Paves the way for the creation of new Participative products, services and and markets, Competitive promoting more Collaborative productive and inclusive and Inclusive Society societies Society
  • 3. eGovernment as public policy eGovernment is just another Public Policy but their outcomes have a global impact: The sustainability of Society and Public Administration Outcomes Outputs Social cohesion, economic activity and enviromental preservation in an engaged Inputs Inclusive and society participative Strategies, services used budgets and by the society legal frameworks
  • 4. Policy success is more complex in a complex environment … Highly decentraliced country with three strong government levels 17 Regional Governments 8.108 local councils 15 Ministries and 139 Agencies
  • 5. … but the services have been deployed and … Spain has maintained an steady progress in eGovernment across the years above the EU average 92,5% of the procedures are online in the national level, equivalent to 99% of the total volume of cases handled by the national government
  • 6. … the usage and the cases handled online are in a continuous growth TAKE-UP The switch to the digital channel is under way. USAGE NON FORMAL INTERMEDIATION PROFESSIONAL INTERMEDIATION eGovernment Services Source: Eurostat and internal data, 2010
  • 7. eGovernment is beginning to have economic impact in Public Administration … More productivity in Public Administrations – The National Tax Agency Source: Spanish National Tax Agency
  • 8. --- and in the society Reduction of administrative burdens Handling channel Cost of  administrative burden Face to face 80 € e‐channel 5 € Intermediaries 35 € Source: Guía Metodológica para la elaboración de la Memoria del Análisis de Impacto Normativo, Acuerdo de Consejo de Ministros, 11 Diciembre 2009 (Based on SCM) The intensive usage of the 20 most important e- services of the National government could potentially save 3500 M € in administrative burdens to the citizens and businesses. Consuelo Rumí, State Secretary for the Civil Service, 8/3/2011
  • 9. Even the innovative services are providing a measurable impact Re-use of public sector information Infomediaries: Companies who re-use public 230 companies sector information for create value added Re-use of Public Sector Information applications, product and services for third Sectors parties Economy 37,6% Business volume 1.600 M € Cartography 30,5% Legal 17,0% Infomediary activity 550-600 M € Transports 5,2% Society and Demography 1,9% Meteorology 1,1% 5000-5500 employees Others ,… 6,7% Size of the companies Más de 50 45,7% customers in other Entre 11 y 50 Member States Entre 1 y 10 Source: “Caracterización del sector Infomediario en España”, Proyecto Aporta, Junio 2011
  • 10. eGovernment contribution to the enviroment preservation The digitalization of procedures in the Regional Government of Madrid allows to process 13.7 million documents every year. More than 60 million printed pages a year equivalent to 4,200 trees, an amount comparable to the trees of Retiro Park (the biggest park in the City of Madrid) Source: Regional Government of Madrid, 2010 We will reduce environmental damage posed by the consumption of 99,000 kilos of paper a year (1,200 trees), 10 million liters of water and 500,000 kilowatts of power with the supress of the paper edition of the Official Gazzette Source: BOE, 2008
  • 11.
  • 12. eGovernment Strategies? Spanish eGovernment strategies have been closely aligned with EU policies
  • 13. ICT expenses? Source: “IT Key Metrics 2011”- Gartner; Spanish Government
  • 14. Laws and regulations: The key leverage Laws and regulations are in the basis of eGovernment services and infrastructures Institutions Frameworks Citizens Shared for and  Rights Platforms cooperation Guidelines Laws and regulations
  • 15. Laws and regulations: The key leverage Citizen Rights: The Citizens Electronic Access to Public Services Act (Ley 11/2007) Accepted by all the stakeholders Drafted with the collaboration of businesses and civil society and approved by all the political groups of the Parliament Basic law National, regional and local tiers of government should fulfill the rights recognized to the citizens The core of the law Recognition of the right to choose the channel for the relationship with the Public Administrations A clear deadline for 31/12/2009 accomplishment Additional rights eID, intermediaries, not to resubmit data, electronic copies of administrative procedures, eGovernment ombudsman, …
  • 16. Laws and regulations: The key leverage Organizational issues: Breaking with the “silo” culture through institutional collaboration Political involvement paves the way for the collaboration among ministries and government levels Technical managers committees for assisting the political level Ad-hoc working groups when they are required An Advisory Council gives permanent voice to businesses, industry and civil society
  • 17. Laws and regulations: The key leverage National Security and Interoperability Frameworks: Basic agreements for quality services Accepted by all Public Developed with the collaboration of all Public Administrations Administrations with the participation of the industry Legal texts Development of the provisions for security and interoperability included in Ley 11/2007 Aligned with international Take into account the state of the art and standards frameworks and guidelines developed by OECD, EU
  • 18. Laws and regulations: The key leverage The National Security Framework: The Security Policy for Spanish eGovernment Creates the necessary conditions of trust Introduce common elements of security Provide a common language Respectful with personal data privacy laws
  • 19. Laws and regulations: The key leverage The National Interoperability Framework: The provision of a common language Multidimensional and multilateral approach Criteria for the selection and usage of standards Specification of instruments: Repository of applications, inventory of services, … Definition of common platforms and services eSignatures and eIDs interoperability policy Catalogue of technical guides: eDoc, Data models, …
  • 20. Laws and regulations: The key leverage The value chain of shared platforms and services Built to support the whole administrative procedure lifecycle and Third e-ID Party Other Public define in our legal Internet Validation Services Administration framework Services Services Enablers of the massive and full- implementation of e- e-forms ePayment services More than 23.000.000 of DNI-e, accepted as eID by all the Public Electronic Administrations eDelivery Exchange of eArchive Information A solid base for the Spanish G-Cloud
  • 21. Summary and conclusions Laws and regulations provide sustainability to eGovernment services and infrastructures Establish legal equivalence with paper based procedures Rules for collaboration among agencies and government levels Clear regulations and guides Promotes sharing resources
  • 22. Muchas gracias E-mail: emilio.garcia@mpt.es Twitter: @egarciagarcia http://administracionelectronica.gob.es Twitter: @obsae