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Developments in infectious disease surveillance
M Rotolo, Y Sun, C Wang, LG Giménez-Lirola, R Main, J Zimmerman
Definitions
• Surveillance = detection.
• Monitor = track changes
over time.
• In practice, “surveillance”
and “monitoring” are used
interchangeably.
Rodger Paskin. 1999.
Surveillance: Humans
• "Representative sampling" described in 1895.
(Kruskal and Mosteller, 1980).
• Normal practice was to sample everybody.
• Lesson from 1948 U.S.
presidential election ...
use statistically-based
sampling. use
CSFV ►
PRV ►xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxx
xxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
Surveillance: CSFV
CSFV ►
PRV ►
Surveillance: CSFV
xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxx
xxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxx
1959 - Khrushchev, Garst, Lodge
CSFV ►
PRV ►
Surveillance: PRV
xxxxxxxxxxxxxx
xxxxxxxxxxxxxxxxxxxxxxxxxxxxxREPRESENTATIVE
SAMPLING
Surveillance: PRV Official "Random" Samples
• 95/10 (95% probability of
detecting 10% infection)
< 100 pigs - test 25
100-200 - test 27
201-999 - test 28
≥1,000 - test 29
• 95/5 (95% probability of
detecting 5% infection)
< 100 pigs - test 45
100-200 - test 51
201-999 - test 57
≥1,000 - test 59
• 95/20 sampling: up to 14 head, test all. Over 14 head, test 14
Surveillance: PRV Official "Random" Samples
• 95/10 (95% probability of
detecting 10% infection)
< 100 pigs - test 25
100-200 - test 27
201-999 - test 28
≥1,000 - test 29
• 95/5 (95% probability of
detecting 5% infection)
< 100 pigs - test 45
100-200 - test 51
201-999 - test 57
≥1,000 - test 59
• 95/20 sampling: up to 14 head, test all. Over 14 head, test 14
Surveillance: PRV
RM Cannon, RT Roe. 1982
Surveillance: PRV
RM Cannon, RT Roe. 1982
WHERE DID THESE
TABLES COME FROM?
Based on specific assumptions ...
1. Finite population.
2. Binary outcome (yes/no).
3. Each observation is independent.
4. Target is randomly distributed
in the population.
If the assumptions hold, sample size (n) can be
calculated as ...
𝑛 = (𝑁𝑧^2 𝑝𝑞) / ((𝐸^2 (𝑁−1)+𝑧^2 𝑝𝑞))
• n = Minimum sample size for detection
• N = Population size
• z = Confidence level (zα/2)
• p = Proportion of events in population
• q = Proportion of non-events in population
• E = Accuracy of sample proportions
Need for evolution of surveillance ...
• PROBLEM: Complexity of systems
• 2012: 60% of inventory on farms
with ≥ 5,000 head.
• RESPONSE: New sample types
• Individual pig samples
• Pooled samples
• Aggregate samples (OF, air, water,
Swiffers)
Oral fluid samples ...
Collecting oral fluids
Recipe for collecting oral fluids:
1.Collect first thing in the
morning (pigs are most active)
2.Use cotton rope
3.Adjust rope to pig size
4.Extract fluid from rope
5.Pour fluid into a tube  chill
or freeze
6.Send for testing
ISU - VDL - oral fluid tests:
•2010 - 10,268
•2011 - 32,591
•2012 - 60,034
•2013 - 94,101
•2014 - 146,831
•2015 - 176,167
•2016 - 178,000?
new norm?
PCR detection of pathogens in oral fluids
• African swine fever virus
• Classical swine fever virus
• Foot-and-mouth disease
virus
• Influenza viruses
• PCV2
• Aujeszky’s disease virus
• PEDV
• PRRS virus
• TTV1 and 2
• Erysipelothrix spp.
• M. hyorhinis
• M. hyosynoviae
Possible oral fluid antibody assays ...
• African swine fever virus
• Aujeszky's disease virus
• Classical swine fever virus
• FMD virus
• Influenza viruses
• PCV2
• PEDV
• PRRSV
• Actinobacillus
pleuropneumoniae
• Erysipelothrix spp.
• Salmonella spp.
• Lawsonia intracellularis
• Any pathogen for which
we have a good serum
ELISA
How to collect oral fluid samples in a
“statistically valid” surveillance approach?
Statistically valid method to collect OF samples?
• Allocation of samples
• Number of samples
• Frequency of sampling
BARN LEVEL -
NOT SITE LEVEL
Statistically valid method to collect OF samples?
• Allocation of samples?
• Number of samples?
"piecewise exponential survival model"
Field data
• 3 wean-to-finish barns on one site
• 36 pens per barn (~25 pigs per pen)
• Sampling from the end of the first
week placed + weekly for 8 weeks
(9 samplings in total)
Field data
• ~972 oral fluid samples
• 3 barns x 36 pens x 9 samplings = 972
• All samples randomized and then tested
• PRRSV RT-PCRs were used in the analysis
Dufresne,Polson,Holck,Roberts.
2003PRRSCompendium(2ndedition).
Dufresne,Polson,Holck,Roberts.
2003PRRSCompendium(2ndedition).
"Groups with an initial prevalence of 8% took
5 weeks to reach 100% prevalence."
Dr. John Roberts - analysis of field data
PRRSVRT-PCRoralfluidtesting
resultsbybarn
PRRSVRT-PCRoralfluidtesting
resultsbybarn
"Groups with an initial prevalence of 8% took
5 weeks to reach 100% prevalence."
Dr. John Roberts - analysis of field data
How to collect oral fluid samples in a
“statistically valid” approach?
Statistically valid method to collect OF samples?
• Allocation of samples?
• Number of samples?
"piecewise exponential survival model"
"Allocation" of samples?
"Fixed" spatial sampling
Equidistant spacing in
buildings and/or spaces.
Random sampling
Simple random sampling
(random.org).
Caution! Complex data!
Do not worry about the details.
Remember the concepts.
Probabilityofdetection:
1)prevalence2)nosamples
3)sampleallocation
Probabilityofdetection:
1)prevalence2)nosamples
3)sampleallocation
Statistical analysis: fixed spatial sampling
was EQUAL OR BETTER than random samling
Detectionbyprevalence
(100%dxse,100%dxsp
• Easily understood and applied
• Widely used, e.g., forestry and
environmental sciences.
• "Systematic sampling is more precise than simple
random sampling when spatial autocorrelation is
present and the sampling effort is equal." (Aune-
Lundberg and Strand, 2014)
Systematic spatial sampling
Poster 23. Rotolo et al. Spatial
autocorrelation and implications for oral fluid
based PRRSV surveillance.
&
Tuesday 8:00 am CRWAD
Detection on a site depends on the number of
barns sampled!
Probability of detection (P) as a function of the
number of barns on the site
P = (1 - (1 - p)n) n = number of barns sampled
Probability (p) of detection (one barn)
XXXXXXXXXXXXX
Probability (p) of detection (one barn)
Probability of
detection (site)
XXXXXXXXXXXXX
Fixed spatial sampling also
works for monitoring
Fixed spatial sampling works for monitoring …
10 sites x 6 pens in each barn x sampling each
2 weeks for 18 weeks.
0
0.5
1
1.5
2
2.5
3
3.5
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Weekof Growout
Barn 10
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Weekof Growout
Barn 5
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Week of Growout
Barn 9
P
-0.50
0.00
0.50
1.00
1.50
2.00
2.50
3.00
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Week of Growout
Barn 6
P
P
P
P
P
P
0
0.5
1
1.5
2
2.5
3
3.5
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Weekof Growout
Barn 10
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Weekof Growout
Barn 5
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
4.00
4.50
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Week of Growout
Barn 9
P
-0.50
0.00
0.50
1.00
1.50
2.00
2.50
3.00
0 2 4 6 8 10 12 14 16 18
MeanS/Pratio
Week of Growout
Barn 6
P
P
P
P
P
P
Results (averages)
ELISA S/P values
RT-PCR positives (P)
The results are logical and easy to understand because they
reflect the pigs' response to infection over time
Results (averages)
ELISA S/P values
RT-PCR positives (P)
This exmple used PRRSV PCRs, but the model
applies to any pathogen / assay combination.
1. Sampling recommendations should
apply to any oral fluid-based test.
2. Use fixed spatial allocation
3. Works for either detection
(surveillance) or monitoring
4. Approach compatible with
regional disease control projects.
CONCLUSIONS - Oral fluid surveillance
Improving our response to
swine health challenges
M Rotolo, Y Sun, C Wang, LG Giménez-
Lirola, R Main, J Zimmerman
jjzimm@iastate.edu
Thank you.
Questions?

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Developments in infectious disease surveillance through representative sampling

  • 1. Developments in infectious disease surveillance M Rotolo, Y Sun, C Wang, LG Giménez-Lirola, R Main, J Zimmerman
  • 2. Definitions • Surveillance = detection. • Monitor = track changes over time. • In practice, “surveillance” and “monitoring” are used interchangeably. Rodger Paskin. 1999.
  • 3. Surveillance: Humans • "Representative sampling" described in 1895. (Kruskal and Mosteller, 1980). • Normal practice was to sample everybody. • Lesson from 1948 U.S. presidential election ... use statistically-based sampling. use
  • 5. CSFV ► PRV ► Surveillance: CSFV xxxxxxxxxxxxxxxxxxxxxxxxxxxxx xxxx xxxxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxxxxxxxx 1959 - Khrushchev, Garst, Lodge
  • 6. CSFV ► PRV ► Surveillance: PRV xxxxxxxxxxxxxx xxxxxxxxxxxxxxxxxxxxxxxxxxxxxREPRESENTATIVE SAMPLING
  • 7. Surveillance: PRV Official "Random" Samples • 95/10 (95% probability of detecting 10% infection) < 100 pigs - test 25 100-200 - test 27 201-999 - test 28 ≥1,000 - test 29 • 95/5 (95% probability of detecting 5% infection) < 100 pigs - test 45 100-200 - test 51 201-999 - test 57 ≥1,000 - test 59 • 95/20 sampling: up to 14 head, test all. Over 14 head, test 14
  • 8. Surveillance: PRV Official "Random" Samples • 95/10 (95% probability of detecting 10% infection) < 100 pigs - test 25 100-200 - test 27 201-999 - test 28 ≥1,000 - test 29 • 95/5 (95% probability of detecting 5% infection) < 100 pigs - test 45 100-200 - test 51 201-999 - test 57 ≥1,000 - test 59 • 95/20 sampling: up to 14 head, test all. Over 14 head, test 14
  • 10. Surveillance: PRV RM Cannon, RT Roe. 1982 WHERE DID THESE TABLES COME FROM?
  • 11. Based on specific assumptions ... 1. Finite population. 2. Binary outcome (yes/no). 3. Each observation is independent. 4. Target is randomly distributed in the population.
  • 12. If the assumptions hold, sample size (n) can be calculated as ... 𝑛 = (𝑁𝑧^2 𝑝𝑞) / ((𝐸^2 (𝑁−1)+𝑧^2 𝑝𝑞)) • n = Minimum sample size for detection • N = Population size • z = Confidence level (zα/2) • p = Proportion of events in population • q = Proportion of non-events in population • E = Accuracy of sample proportions
  • 13. Need for evolution of surveillance ... • PROBLEM: Complexity of systems • 2012: 60% of inventory on farms with ≥ 5,000 head. • RESPONSE: New sample types • Individual pig samples • Pooled samples • Aggregate samples (OF, air, water, Swiffers)
  • 16. Recipe for collecting oral fluids: 1.Collect first thing in the morning (pigs are most active) 2.Use cotton rope 3.Adjust rope to pig size 4.Extract fluid from rope 5.Pour fluid into a tube  chill or freeze 6.Send for testing
  • 17. ISU - VDL - oral fluid tests: •2010 - 10,268 •2011 - 32,591 •2012 - 60,034 •2013 - 94,101 •2014 - 146,831 •2015 - 176,167 •2016 - 178,000? new norm?
  • 18. PCR detection of pathogens in oral fluids • African swine fever virus • Classical swine fever virus • Foot-and-mouth disease virus • Influenza viruses • PCV2 • Aujeszky’s disease virus • PEDV • PRRS virus • TTV1 and 2 • Erysipelothrix spp. • M. hyorhinis • M. hyosynoviae
  • 19. Possible oral fluid antibody assays ... • African swine fever virus • Aujeszky's disease virus • Classical swine fever virus • FMD virus • Influenza viruses • PCV2 • PEDV • PRRSV • Actinobacillus pleuropneumoniae • Erysipelothrix spp. • Salmonella spp. • Lawsonia intracellularis • Any pathogen for which we have a good serum ELISA
  • 20. How to collect oral fluid samples in a “statistically valid” surveillance approach?
  • 21. Statistically valid method to collect OF samples? • Allocation of samples • Number of samples • Frequency of sampling BARN LEVEL - NOT SITE LEVEL
  • 22. Statistically valid method to collect OF samples? • Allocation of samples? • Number of samples? "piecewise exponential survival model"
  • 23. Field data • 3 wean-to-finish barns on one site • 36 pens per barn (~25 pigs per pen) • Sampling from the end of the first week placed + weekly for 8 weeks (9 samplings in total)
  • 24. Field data • ~972 oral fluid samples • 3 barns x 36 pens x 9 samplings = 972 • All samples randomized and then tested • PRRSV RT-PCRs were used in the analysis
  • 25.
  • 27. Dufresne,Polson,Holck,Roberts. 2003PRRSCompendium(2ndedition). "Groups with an initial prevalence of 8% took 5 weeks to reach 100% prevalence." Dr. John Roberts - analysis of field data
  • 29. PRRSVRT-PCRoralfluidtesting resultsbybarn "Groups with an initial prevalence of 8% took 5 weeks to reach 100% prevalence." Dr. John Roberts - analysis of field data
  • 30. How to collect oral fluid samples in a “statistically valid” approach?
  • 31. Statistically valid method to collect OF samples? • Allocation of samples? • Number of samples? "piecewise exponential survival model"
  • 32. "Allocation" of samples? "Fixed" spatial sampling Equidistant spacing in buildings and/or spaces. Random sampling Simple random sampling (random.org).
  • 33. Caution! Complex data! Do not worry about the details. Remember the concepts.
  • 36. Statistical analysis: fixed spatial sampling was EQUAL OR BETTER than random samling Detectionbyprevalence (100%dxse,100%dxsp
  • 37. • Easily understood and applied • Widely used, e.g., forestry and environmental sciences. • "Systematic sampling is more precise than simple random sampling when spatial autocorrelation is present and the sampling effort is equal." (Aune- Lundberg and Strand, 2014) Systematic spatial sampling
  • 38. Poster 23. Rotolo et al. Spatial autocorrelation and implications for oral fluid based PRRSV surveillance. & Tuesday 8:00 am CRWAD
  • 39. Detection on a site depends on the number of barns sampled!
  • 40. Probability of detection (P) as a function of the number of barns on the site P = (1 - (1 - p)n) n = number of barns sampled Probability (p) of detection (one barn) XXXXXXXXXXXXX
  • 41. Probability (p) of detection (one barn) Probability of detection (site) XXXXXXXXXXXXX
  • 42. Fixed spatial sampling also works for monitoring
  • 43. Fixed spatial sampling works for monitoring … 10 sites x 6 pens in each barn x sampling each 2 weeks for 18 weeks.
  • 44. 0 0.5 1 1.5 2 2.5 3 3.5 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Weekof Growout Barn 10 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Weekof Growout Barn 5 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Week of Growout Barn 9 P -0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Week of Growout Barn 6 P P P P P P 0 0.5 1 1.5 2 2.5 3 3.5 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Weekof Growout Barn 10 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Weekof Growout Barn 5 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Week of Growout Barn 9 P -0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 0 2 4 6 8 10 12 14 16 18 MeanS/Pratio Week of Growout Barn 6 P P P P P P Results (averages) ELISA S/P values RT-PCR positives (P)
  • 45. The results are logical and easy to understand because they reflect the pigs' response to infection over time Results (averages) ELISA S/P values RT-PCR positives (P)
  • 46. This exmple used PRRSV PCRs, but the model applies to any pathogen / assay combination.
  • 47. 1. Sampling recommendations should apply to any oral fluid-based test. 2. Use fixed spatial allocation 3. Works for either detection (surveillance) or monitoring 4. Approach compatible with regional disease control projects. CONCLUSIONS - Oral fluid surveillance
  • 48. Improving our response to swine health challenges M Rotolo, Y Sun, C Wang, LG Giménez- Lirola, R Main, J Zimmerman