Chapter 4
Design Knowledge Gain by Structural
Health Monitoring
Stefania Arangio and Franco Bontempi
Department of Structural and Geotechnical Engineering, Sapienza University of Rome,
Rome, Italy
Abstract
The design of complex structures should be based on advanced approaches able to take
into account the behavior of the constructions during their entire life-cycle. Moreover,
an effective design method should consider that the modern constructions are usually
complex systems, characterized by strong interactions among the single components
and with the design environment. A modern approach, capable of adequately consider-
ing these issues, is the so-called performance-based design (PBD). In order to profitably
apply this design philosophy, an effective framework for the evaluation of the overall
quality of the structure is needed; for this purpose, the concept of dependability can
be effectively applied. In this context, structural health monitoring (SHM) assumes
the essential role to improve the knowledge on the structural system and to allow
reliable evaluations of the structural safety in operational conditions. SHM should be
planned at the design phase and should be performed during the entire life-cycle of the
structure. In order to deal with the large quantity of data coming from the continu-
ous monitoring various processing techniques exist. In this work different approaches
are discussed and in the last part two of them are applied on the same dataset. It is
interesting to notice that, in addition to this first level of knowledge, structural health
monitoring allows obtaining a further more general contribution to the design knowl-
edge of the whole sector of structural engineering. Consequently, SHM leads to two
levels of design knowledge gain: locally, on the specific structure, and globally, on the
general class of similar structures.
Keywords
ANCRiSST benchmark problem, complex structural systems, dependability, enhanced
frequency domain decomposition, neural networks, performance-based design, soft
computing, structural health monitoring, structural identification, system engineering,
Tianjin Yonghe bridge.
4.1 Introduction
In recent years more and more demanding structures and infrastructures, like tall build-
ings or long span bridges, are designed, built and operated to satisfy the increasing
DOI: 10.1201/b17073-5
http://dx.doi.org/10.1201/b17073-5
Design Knowledge Gain by Structural
Health Monitoring
96 Maintenance and Safety of Aging Infrastructure
needs of society. These constructions require high performance levels and should be
designed taking into account their durability and their behavior in accidental con-
ditions (Koh et al., 2010; Petrini & Bontempi, 2011; Crosti et al., 2011; 2012;
Petrini & Palmeri, 2012). Their design should be able to consider their intrinsic
complexity that can be related to several aspects, such as for example the strong non-
linear behavior in case of accidental actions and the fact that, while safety checks
are carried out considering each structural element per sé, structures are usually sys-
tems composed by deeply interacting components. Moreover the structural response
shall be evaluated taking into account the influence of several sources of uncertainty,
both stochastic and epistemic, that characterize either the actions or the structural
properties, as well as the efficiency and consistency of the adopted structural model
(Frangopol & Tsompanakis, 2009; Elnashai & Tsompanakis, 2012, Biondini et al.,
2008; Bontempi & Giuliani, 2010). Only if these aspects are properly considered, the
structural response can be reliably evaluated, and the performance of the constructions
ensured.
Furthermore, the recent improvement in data measurement and in elaboration
technologies has created the proper conditions to improve the decisional tools based
on the performance on site, leading to a system design philosophy based on the per-
formance, known as performance-based design (PBD). In order to apply the PBD
approach, an effective framework for the evaluation of the overall quality of a struc-
ture is needed. For this purpose, a specific concept has been proposed: the so-called
structural dependability. This is a global concept that was originally developed in the
field of computer science but that can be extended to civil engineering systems (Arangio
et al., 2010).
In this context, structural health monitoring assumes an essential role to improve
the knowledge on the structural system and to allow reliable evaluations. It should be
planned since the design phase and carried out during the entire life-cycle because it rep-
resents an effective way to control the structural system in a proactive way (Frangopol,
2011): the circumstances that may eventually lead to deterioration, damage and unsafe
operations can be diagnosed and mitigated in a timely manner, and costly replacements
can be avoided or delayed.
Different approaches exist for assessing the structural performance starting from the
monitoring data: they are based on deterministic indexes or on sophisticated proba-
bilistic evaluations and they can be developed at different levels of accuracy, according
to the considered situation. In the last part of the work, a case study is analyzed by
using two different approaches, the structural identification in the frequency domain
and a neural network-based damage detection strategy, and the results are compared.
The concepts discussed above are schematized in the flow chart in Figure 4.1 and
detailed in the following paragraphs.
4.2 Knowledge and Design
It is well known, and perhaps it is an abused slogan, that we are in the Era of Knowl-
edge. This is of course true in the field of structural design. Generally speaking, the
knowledge of the people involved in structural design can be schematically represented
by the large rectangle shown in Figure 4.2. But this actual knowledge usually does not
cover all the design necessities and there are areas of knowledge that are not expected
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 97
Figure 4.1 Logical process for an innovative design by exploiting the knowledge gained by
structural health monitoring.
Figure 4.2 Knowledge gain process.
Downloadedby[FrancoBontempi]at04:0412December2014
98 Maintenance and Safety of Aging Infrastructure
at the beginning of the project. According to the required additional knowledge, design
can be classified as:
I. evolutive design (small rectangle at the bottom) that does not require a large
amount of new knowledge because well-known concepts, theories, schemes, tools
and technologies are employed;
II. innovative design (small rectangle at the top) that does need new expertise because
something new is developed and introduced.
At the end of each project the design team gains further areas of knowledge
and this is an important point in engineering: one acquires expertise making things
directly. Also, the order of the knowledge, meaning having the right thing at the
right place, is an a-posteriori issue: sense-making is often organized after, looking at
the past.
A rational question can be raised looking at Figure 4.2: generally speaking, is the
necessity for the designers of an innovative structure so well-founded, to have already a
strong experience in this kind of structures? This question seems, but only superficially,
very provocative. In fact, if one is framed by its self-experience and culture, it is
reasonable to expect him to be caged in ideas and schemes securely useful in evolutive
situations, where only small changes are expected, whereas a largely innovative context
needs new frameworks that cannot be extrapolated from the past.
This concept is presented also in Figure 4.3 where the trend of the structural quality
vs. the design variables is shown for both types of design. In the case of evolutive
designs, the variables are few and it is possible to obtain the optimal structural con-
figuration with a local optimization. On the other hand, innovative design allows
reaching higher values of structural quality but needing a global optimization that
involves numerous variables.
Figure 4.3 Structural quality or performance vs. design variables for evolutive and innovative
design.
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 99
4.3 System Engineering Approach & Performance-based
Design
In order to define an appropriate procedure for dealing with complex structures, it
is interesting to define first the aspects that make a construction complex. They can
be understood looking at the plot in Figure 4.4 (adapted from Perrow (1984)) that
shows in an ideal but general way a three dimensional Cartesian space where the axes
indicate:
1 the nonlinearities of the system. In the structural field the nonlinearities affect the
behavior at different levels: at a detailed micro-level, for example, they affect
the mechanical properties of the materials; at a macro-level they influence the
behavior of single elements or even the entire structure as in the case of instability
phenomena;
2 the interactions and connections between the various parts;
3 the intrinsic uncertainties; they could have both stochastic and epistemic nature.
In this reference system the overall complexity of the system increases as the values
along each of the axes increase.
In order to adequately face all these aspects, complex structures require high per-
formance levels and should be designed taking into account their durability during
the entire life cycle and their behavior in accidental situations. All these requirements
are often in contrast with the simplified formulations that are still widely applied in
structural design.
It is possible to handle these aspects only evolving from the simplistic idealization of
the structure as a device for channeling loads to the more complete idea of the struc-
tural system, intended as a set of interrelated components working together toward a
common purpose (NASA – SE Handbook, 2007), and acting according System Engi-
neering, which is a robust approach to the creation, design, realization and operation
of an engineered system. It has been said that the notion of structural systems is a
‘marriage of Structural Engineering and Systems Science’ (Skelton, 2002).
Figure 4.4 Aspects that increase the complexity of a system (adapted by Perrow, 1984).
Downloadedby[FrancoBontempi]at04:0412December2014
100 Maintenance and Safety of Aging Infrastructure
Figure 4.5 Functional/hierarchical breakdown of a system/problem.
In the System Engineering framework, an operational tool that can be useful for deal-
ing with complex systems is the breakdown. The hierarchical/functional breakdown
of a system (or a problem) can be represented graphically (as shown in Figure 4.5) by a
pyramid, set up with various objects positioned in a hierarchical manner. The peak of
the pyramid represents the goal (the whole system), the lower levels represent a descrip-
tion of fractional objects (the sub-systems/problems in which it can be divided), and the
base corresponds to basic details. By applying a top-down approach, a problem can be
decomposed by increasing the level of details one level at a time. On the other hand, in
those situations where the details are the starting point, a bottom-up approach is used
for the integration of low-level objectives into more complex, higher-level objectives.
In common practice, however, actual problems are unclear and lack straightforward
solutions. In this case, the strategy becomes a mixed recipe of top-down and bottom-
up procedures that may be used alternately with reverse-engineering approaches and
back analysis techniques.
The whole structural design process can be reviewed within this system view,
considering also that the recent improvement in measurement and elaboration data
technologies have created the proper conditions to integrate the information on the
performance on site in the design process, leading to the so-called performance-based
design (PBD) (Smith, 2001; Petrini & Ciampoli, 2012). The flow chart in Figure 4.6
summarizes the concepts at the base of the PBD. The first five steps in the figure
are those considered in the traditional design approach and lead to the “as built’’
construction; they are:
1 formulation of the problem;
2 synthesis of the solution;
3 analysis of the proposed solution;
4 evaluation of the solution performances;
5 construction.
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 101
Figure 4.6 Steps of the Performance Based Design (PBD) approach (adapted from Smith,
2001).
Difficulties associated with this kind of approach are evident: the as built structure
could be very different from the as designed one for various reasons, as fabrication mis-
takes or unexpected conditions during the construction phase, or also non-appropriate
design assumptions. In order to evaluate the accomplishment of the expected perfor-
mance, a monitoring system can be used. Under this perspective, three further steps
will be added to the aforementioned traditional ones:
6 monitoring of the real construction;
7 comparison of monitored and expected results;
8 increase of the accuracy of the expectation.
These three additional steps are the starting point of the PBD and lead to other
following steps devoted to the possible modification of the project in order to fulfill
the expected performance:
9 reformulation: development of advanced probabilistic methods for a more
accurate description of the required performance;
10 weak evaluation, that assumes that the analysis is exact and all the actions are
known, from the probabilistic point of view;
11 improvement of the model;
12 strong evaluation that is carried out when the improvement (see point 11) aims
at assigning more accurate values to the assigned parameters.
Downloadedby[FrancoBontempi]at04:0412December2014
102 Maintenance and Safety of Aging Infrastructure
Looking at the flow chart in Figure 4.6, it is possible to make two observations:
I. the structural monitoring plays a key role in the PBD approach because it is the
tool that allows the first comparison between the ‘as designed’ structure with the
‘as built’ one. If it is managed in the right way, it can lead to a significant gain of
design knowledge that can assure the long term exploitation of the structure;
II. in order to evaluate the quality of the structure it is necessary to take into account
numerous aspects and to consider at the same time how the system works as a
whole, and how the elements behave singularly. For a comprehensive evaluation
of the overall performance a new concepts should be used, as for example that of
structural dependability discussed in the next section.
Finally, step 10, weak evaluation, can lead to a local specific increase of knowledge,
while step 12, strong evaluation, can lead to a global – general increase of knowledge
referring to a whole class of structures or even to a whole sector of the structural
engineering. If these knowledge step increases are recognized and organized by the
design team, the overall scheme reported in Figure 4.1 is developed.
4.4 Structural Dependability
As anticipated, for the purpose of evaluation of the overall quality of structural systems
a new concept has been recently proposed: the structural dependability. It can be intro-
duced looking at the scheme in Figure 4.7, where the various aspects discussed in the
previous section are ordered and related to this concept (Arangio, 2012). It has been
said that a modern approach to structural design requires evolving from the simplistic
idea of ‘structure’ to the idea of ‘structural system’, and acting according to the System
Engineering approach; in this way it is possible to take into account the interactions
between the different structural parts and between the whole structure and the design
environment. The grade of non-linearity and uncertainty in these interactions deter-
mines the grade of complexity of the structural system. In case of complex systems,
it is important to evaluate how the system works as a whole, and how the elements
behave singularly.
In this context, dependability is a global concept that describes the aspects assumed
as relevant to describe the quality of a system and their influencing factors (Bentley,
1993). This concept has been originally developed in the field of computer science
but it can be reinterpreted in the civil engineering field (Arangio et al., 2010). The
dependability reflects the user’s degree of trust in the system, i.e., the user’s confidence
that the system will operate as expected and will not ‘fail’ in normal use: the system
shall give the expected performance during the whole lifetime.
The assessment of dependability requires the definition of three elements
(Figure 4.8):
• the attributes, i.e. the properties that quantify the dependability;
• the threats, i.e. the elements that affect the dependability;
• the means, i.e. the tools that can be used to obtain a dependable system.
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 103
Figure 4.7 Roadmap for the analysis and design of complex structural systems (Arangio, 2012).
In structural engineering, relevant attributes are reliability, safety, security, main-
tainability, availability, and integrity. Note that not all the attributes are required for
all the systems and they can vary over the life-cycle.
The various attributes are essential to guarantee:
• the ‘safety’ of the system under the relevant hazard scenarios, that in current
practice is evaluated by checking a set of ultimate limit states (ULS);
• the survivability of the system under accidental scenarios, considering also the
security issues; in recent guidelines, this property is evaluated by checking a set of
‘integrity’ limit states (ILS);
• the functionality of the system under operative conditions (availability), that in
current practice is evaluated by checking a set of serviceability limit states (SLS);
• the durability of the system.
The threats to system dependability can be subdivided into faults, errors and fail-
ures. According to the definitions given in (Avižienis et al., 2004), an active or dormant
fault is a defect or an anomaly in the system behavior that represents a potential cause
of error; an error is the cause for the system being in an incorrect state; failure is
a permanent interruption of the system ability to perform a required function under
specified operating conditions. Error may or may not cause failure or activate a fault.
Downloadedby[FrancoBontempi]at04:0412December2014
104 Maintenance and Safety of Aging Infrastructure
Figure 4.8 Dependability: attributes, threats and means (from Arangio et al., 2010).
In case of civil engineering constructions, possible faults are incorrect design, construc-
tion defects, improper use and maintenance, and damages due to accidental actions or
deterioration.
With reference to Figure 4.5, the problem of conceiving and building a dependable
structural system can be considered at least by four different points of view:
1 how to design a dependable system, that is a fault-tolerant system;
2 how to detect faults, i.e., anomalies in the system behavior (fault detection);
3 how to localize and quantify the effects of faults and errors (fault diagnosis);
4 how to manage faults and errors and avoid failures (fault management).
In general, a fault causes events that, as intermediate steps, influence or determine
measurable or observable symptoms. In order to detect, locate and quantify a system
fault, it is necessary to process data obtained from monitoring and to interpret the
symptoms.
A system is taken as dependable if it satisfies all requirements with regards to various
dependability performance and indices, so the various attributes, such as reliability,
safety or availability, which are quantitative terms, form a basis for evaluating the
dependability of a system. Dependability evaluation is a complex task because this is
a term used for a general description of the quality of a system and it cannot be easily
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 105
expressed by a single measure. The approaches for its evaluation can be qualitative
or quantitative and usually are related to the phase of the life cycle that it is consid-
ered (design or assessment). In the early design phase a qualitative evaluation is more
appropriate than a detailed one, as some of the subsystems and components are not
completely conceived or defined.
Qualitative evaluations can be performed, for example, by means of failure mode
analyses approaches, as the Failure Mode Effects and Criticality Analysis (FMECA)
or the failure tree analysis (FTA), or by using reliability block diagrams. On the other
hand, in the assessment phase, numerous aspects should be taken into account and
all of them are affected by uncertainties and interdependencies, so quantitative evalu-
ations, based on probabilistic methods, are more suitable. It is important to evaluate
whether the failure of a component may affect other components, or whether a recon-
figuration is involved upon a component failure. These stochastic dependencies can be
captured for example by Markov chains models, which can incorporate interactions
among components and failure dependence. Other methods are based on Petri Nets
and stochastic simulation. At the moment, most of the applications are on electrical
systems (e.g., Nahman, 2002) but the principles can be applied in the civil engineering
field. When numerous different factors have to be taken into account and dependabil-
ity cannot be described by using analytical functions, linguistic attributes by means of
the fuzzy logic reasoning could be helpful (Ivezi´c et al., 2008).
4.5 Structural Health Monitoring
As aforementioned, structural monitoring has a fundamental role in the PBD because it
is the tool that allows the comparison between the expected behavior and the observed
one in order to verify the accomplishment of the expected performance and guarantee
a dependable system. Moreover, the recent technological progresses, the reduction
of the price of hardware, the development of accurate and reliable software, not to
mention the decrease in size of the equipment have laid the foundations for a widely
use of monitoring data in the management of civil engineering systems (Spencer et al.,
2004).
However, it is also important to note that the choice of the assessment method
and level of accuracy is strictly related to the specific phase of the life-cycle and to
the complexity and importance of the structure (Bontempi, 2006; Casas, 2010). The
use of advanced methods is not justified for all structures; the restriction in terms of
time and cost is important: for each structural system a specific assessment process,
which would be congruent with the available resources and the complexity of the
system, should be developed. In Bontempi et al. (2008) for example, the structures
are classified for monitoring purposes in the following categories: ordinary, selected,
special, strategic, active and smart structures. The information needed for an efficient
monitoring, shown in Figure 4.9 by means of different size circles, increases with the
complexity of the structure.
For those structural systems subjected to long term monitoring, data processing is
a crucial step because, as said earlier, they represent the measurable symptoms of the
possible damage (fault). However, the identification of the fault from the measurement
data is a complex task, as explained in Figure 4.10. The relationship between fault and
symptoms can be represented graphically by a pyramid: the vertex represents the fault,
Downloadedby[FrancoBontempi]at04:0412December2014
106 Maintenance and Safety of Aging Infrastructure
Figure 4.9 Relationship between classification of structures and characteristics of the monitoring
process.
Figure 4.10 Knowledge-based analysis for structural health monitoring.
the lower levels the possible events generated by the fault and the base corresponds
to the symptoms. The propagation of the fault to the symptoms follows a cause-effect
relationship, and is a top-down forward process. The fault diagnosis proceeds in the
reverse way. To solve the problem implies the inversion of the causality principle; but
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 107
one cannot expect to rebuild the fault-symptom chain only by measured data because
the causality is not reversible or the reversibility is ambiguous: the underlying physical
laws are often not known in analytical form, or too complicated for numerical cal-
culation. Moreover, intermediate events between faults and symptoms are not always
recognizable (as indicated in Figure 4.3).
The solution strategy requires integrating different procedures, either forward or
inverse; this mixed approach has been denoted as the total approach by Liu and Han
(2004), and different computational methods have been developed for this task, that
is, to interpret and integrate information coming from on site inspection, database
and experience. In Figure 4.10 an example of knowledge-based analysis is shown. The
results obtained by instrumented monitoring (the detection and diagnosis system on
the right side) are processed and combined with the results coming from the analytical
or numerical model of the structural response (the physical system on the left side).
Information Technology provides the tool for such integration.
The processing of experimental data is the bottom-up inverse process, where the
output of the system (the measured symptoms: displacements, acceleration, natural
frequencies, etc.) is known but the parameters of the structure have to be determined.
For this purpose different methods can be used; a great deal of research in the past
30 years has been aimed at establishing effective local and global assessment meth-
ods (Doebling et al., 1996; Sohn et al., 2004). The traditional global approaches are
based on the analysis of the modal parameters obtained by means of structural iden-
tification. On the other hand, in recent years, also other approaches based on soft
computing techniques have been widely applied. These methods, as for example the
neural networks applied in this work, have proved to be useful in such case where con-
ventional methods may encounter difficulties. They are robust and fault tolerant and
can effectively deal with qualitative, uncertain and incomplete information, making
them highly promising for smart monitoring of civil structures. In the sequence both
approaches are briefly presented and, in the last part of the work, they are applied on
the same dataset and the results are compared.
4.5.1 Structural Identification
Structural identification of a civil structure includes the evaluation of its modal param-
eters, which are able to describe its dynamic behavior. The basic idea behind this
approach is that modal parameters (natural frequencies, mode shapes, and modal
damping) are functions of the physical properties of the structure such as mass, damp-
ing and stiffness. Therefore, changes in the physical properties, as for example the
reductions of stiffness due to damage, will cause detectable changes in the modal
properties. During the last three decades extensive research has been conducted in
vibration-based damage identification and significant progress has been achieved (see
for example: Doebling, 1996; Sohn et al. 2004; Gul & Catbas 2008; Frangopol et al.,
2012; Li et al., 2006; Ko et al., 2009).
The methods for structural identification belong to two main categories: Experimen-
tal Modal Analysis (EMA) and Operational Modal Analysis (OMA or output-only
analysis). The first class of methods requires knowledge of both input and output,
which are related by a transfer function that describes the system. This means that
the structure has to be artificially excited in such a way that the input load can be
Downloadedby[FrancoBontempi]at04:0412December2014
108 Maintenance and Safety of Aging Infrastructure
measured. In case of large structures, to obtain satisfactory results, it is necessary to
generate a certain level of stress to overcome the ambient noise, but this is difficult
and expensive and moreover could create undesired nonlinear behavior. Operational
modal analysis, on the other hand, requires only measurement of the output response,
since the excitation system consists of ambient vibrations, such as wind and traffic.
For these reasons, in recent years, output-only modal identification techniques have
being largely used. This can lead to a considerable saving of resources, since it is not
necessary any type of equipment to excite the structure. In addition, it is not necessary
to interrupt the operation of the structure, which is very important in case of strategic
infrastructures that, in case of closure, will strongly affect the traffic. Another key
aspect is that the measurements are made under real operating conditions. In this work,
the used approach belongs to this latter category: the identification was carried out
by using an output only approach in the frequency domain, the Enhanced Frequency
Domain Decomposition (EFDD) technique (Brincker et al., 2001).
4.5.2 Neural Network-based Data Processing
Whenever a large quantity of noisy data need to be processed in short time there
are other methods, based on soft computing techniques, that have proven to be very
efficient (see for example: Adeli, 2001; Arangio & Bontempi, 2010; Ceravolo et al.,
1995; Choo et al., 2009; Dordoni et al., 2010; Freitag et al., 2011; Ni et al., 2002; Kim
et al., 2000; Ko et al., 2002; Sgambi et al., 2012; Tsompanakis et al., 2008) and have
attracted the attention of the research community. In particular, in this work a neural
network-based approach is applied for the assessment of the structural condition of a
cable-stayed bridge.
The neural network concept has its origins in attempts to find mathematical repre-
sentations of information processing in biological systems, but a neural network can
also be viewed as a way of constructing a powerful statistical model for nonlinear
regression. It can be described by a series of functional transformations working in
different correlated layers (Bishop, 2006):
yk(x, w) = h


M
j=1
w
(2)
kj
g


D
j=1
w
(1)
ji xi + b
(1)
j0

 + b
(2)
k0

 (4.1)
where yk is the k-th neural network output; x is the vector of the D variables in
the input layer; w consists of the adaptive weight parameters, w
(1)
ji and w
(2)
kj
, and the
biases, b
(1)
j0 and b
(2)
k0
; H is the number of units in the hidden layer; and the quantities in
the brackets are known as activations: each of them is transformed using a nonlinear
activation function (h and g).
Input–output data pairs from a system are used to train the network by ‘learning’ or
‘estimating’ the weight parameters and biases. Usually, the values of the components
of w are estimated from the training data by minimizing a proper error function. The
estimation of these parameters, i.e. the so called model fitting, can be also derived as
a particular approximation of the Bayesian framework (MacKay, 1992; Lampinen &
Vethari, 2001). More details are given in (Arangio & Beck, 2012).
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 109
A key aspect in the use of neural network models is the definition of the optimal
internal architecture that is the number of weight parameters needed to adequately
approximate the required function. In fact, it is not correct to choose simply the model
that fits the data better: more complex models will always fit the data better but
they may be over–parameterized and so they make poor predictions for new cases.
The problem of finding the optimal number of parameters provides an example of
Ockham’s razor, which is the principle that one should prefer simpler models to more
complex models, and that this preference should be traded off against the extent to
which the models fit the data (Sivia, 1996). The best generalization performance is
achieved by the model whose complexity is neither too small nor too large.
The issue of model complexity can be solved in the framework of Bayesian proba-
bility. In fact, the most plausible model class among a set M of NM candidate ones can
be obtained by applying Bayes’ Theorem as follows:
p(Mj|D, M) ∝ p D|Mj p Mj|M (4.2)
The factor p(D/Mj) is known as the evidence for the model class Mj provided by the
data D. Equation (4.2) illustrates that the most plausible model class is the one that
maximizes p(D/Mj)p(Mj) with respect to j. If there is no particular reason a priori to
prefer one model over another, they can be treated as equally plausible a priori and a
non informative prior, i.e. p(Mj) = 1/NM, can be assigned; then different models with
different architectures can be objectively compared just by evaluating their evidence
(MacKay, 1992; Lam et al., 2006).
4.6 Knowledge Gain by Structural Health Monitoring:
A Case Study
4.6.1 Description of the Considered Bridge and Its Monitoring System
In the following it is presented a case study that shows the key role of structural
monitoring for increasing our knowledge on the operational behavior of the structures,
allowing the detection of anomalies in a timely manner. The considered structure is a
real bridge, the Tianjin Yonghe Bridge, proposed as benchmark problem by the Asian-
Pacific Network of Centers for Research in Smart Structure Technology (ANCRiSST
SHM benchmark problem, 2011) (see Figure 4.11). In October 2011 they shared some
data of the long term monitoring of the bridge with the Structural Health Monitoring
community. The benchmark data included also an ANSYS finite element model of the
structure that was at the base of the numerical analyses carried out in this work.
The Tianjin Yonghe Bridge is one of the earliest cable-stayed bridges constructed in
mainland China. It has a main span of 260 m and two side spans of 25.15 + 99.85 m
each. The full width of the deck is about 13.6 m, including a 9 m roadway and
sidewalks. The bridge was opened to traffic since December 1987 and significant
maintenance works were carried out 19 years later. In that occasion, for ensuring the
future safety of the bridge, a sophisticated SHM system has been designed and imple-
mented by the Research Center of Structural Health Monitoring and Control of the
Harbin Institute of Technology (Li et al., 2013).
Downloadedby[FrancoBontempi]at04:0412December2014
110 Maintenance and Safety of Aging Infrastructure
Figure 4.11 Skyline of the Tianjin Yonghe bridge with the main dimensions (top); cross section
(bottom). The distribution of the sensors is indicated.
The continuous monitoring system designed for the bridge includes 14 uniaxial
accelerometers permanently installed on the bridge deck and 1 biaxial accelerometer
that was fixed on the top of one tower to monitor its horizontal oscillation. An
anemometer was attached on the top of the tower to measure the wind speed in three
directions and a temperature sensor were installed at the mid-span of the girder to
measure the ambient temperature. The accelerometers of the deck were placed half
downstream and half upstream. The skyline of the bridge with the main dimensions
of the structure and the scheme of the distribution of the sensor is shown in Fig-
ure 4.11. While it was monitored, the bridge experienced some damages, thus, the
data that were made available for the researchers regard both health and damaged
conditions.
Data in the health condition include time histories of the accelerations recorded
by the 14 deck sensors and environmental information (wind and temperature). They
consist in registrations of 1 hour that have been repeated for 24 hours on January 17th,
2008. The sampling frequency is 100 Hz. The second part of available data includes
other measurements recorded at the same locations after some months, on July 31st,
2008. The damage observed in the meantime regarded cracking at the closure segment
of both side spans and damage at the piers (partial loss of the vertical supports due
to overloading). The dataset includes again registrations of 1 hour repeated for the 24
hours at the same sampling frequency (100 Hz). The available data have been processed
by using both a structural identification approach and a neural network-based strategy.
In the following the results are presented and compared.
4.6.2 Application of the Enhanced Frequency Domain
Decomposition
In this work the structural identification has been carried out by using the Enhanced
Frequency Domain Decomposition (EFDD) technique that is based on the analysis of
the frequency content of the response by using the auto-cross power spectral density
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 111
Figure 4.12 Averaged Singular Values Decompositions (health condition – left; damaged
condition – right).
(PSD) functions of the measured time series of the responses. The PSD matrix is then
decomposed by using the Singular Value Decomposition (SVD) tool. The singular
values contain information from all spectral density functions and their peaks indicate
the existence of different structural modes, so they can be interpreted as the auto
spectral densities of the modal coordinates, and the singular vectors as mode shapes
(Brincker et al., 2001).
It should be noted that this approach is exact when the considered structure is lightly
damped and excited by a white noise, and when the mode shapes of closed modes
are geometrically orthogonal (Ewins, 2000). If these assumptions are not completely
satisfied, the SVD is an approximation, but the obtained modal information is still
enough accurate (Brincker et al., 2003). The first step of the FDD is to construct a PSD
matrix of the ambient responses G(f ):
G(f ) = E[A(f )AH
(f )] (4.3)
where the vector A(f ) collects the acceleration responses in the frequency domain, the
superscript H denotes the Hermitian transpose operation and E denotes the expected
value. In the considered case, the spectral matrix G(f ) was computed by using the
Welch’s averaged modified periodogram method (Welch, 1967). In addition, an over-
lapping of 50% between the various segments was considered and a periodic Hamming
windowing was applied to reduce the leakage.
After the evaluation of the spectral matrix, the FDD technique involves the Singular
Value Decomposition (SVD) of G(f ) at each frequency and the inspection of the curves
representing the singular values (SV). The SVD have been carried out for the 24 hour
registrations carried out on January 17th, 2008. The consistency of the spectral peaks
and the time invariance of resonant frequencies has been investigated by analyzing the
auto-spectra of the vertical accelerations acquired at different time of the day and by
evaluating the corresponding average auto-spectral estimates.
The averaged SVD plot in health conditions is shown in the left side of Figure 4.12.
The attention was focused on the frequencies below 2 Hz. The selection of this range
has been done for two reasons: first, because the most important modes for the dynamic
Downloadedby[FrancoBontempi]at04:0412December2014
112 Maintenance and Safety of Aging Infrastructure
Figure 4.13 FEM model of the bridge (left); Comparison of the frequencies of the first six
modes obtained from the Finite Element Model (FEM) and from the vibration-based
identification in undamaged and damaged conditions (right).
description of large structural systems generally are below 2 Hz; in addition, the avail-
able data included the measurements of 14 stations (7 downstream and 7 upstream)
that made difficult to identify clearly higher frequency. Looking at the plot, is possible
to note that the fourth mode is not characterized by a single well-defined peak on the
SV line, but by different close peaks around the frequency 1 Hz, suggesting a nonlinear
behavior of the bridge.
The same procedure has been applied for processing the time series of the response
in damaged conditions. In the plot on the right of Figure 4.12 the related averaged
SVD is shown. It is possible to note three singular values coming up around 1.1 and
1.3 Hz that indicate the presence of three modes in this range. The other modes are
reasonable separated.
The results of the vibration-based identification have been compared with the output
of the modal analysis carried out with the finite element model of the structure. For this
comparison it has to be considered that the FE model represents the “as built’’ bridge
where the mechanical properties and the cross sections were assigned as reported in
the original project, while the monitored data represent the behavior of the bridge
after years of operation. The comparison of the first six frequencies is summarized in
the table on the right side of Figure 4.13 and the first three mode shapes are shown
in Figure 4.14. More details are given in (Arangio et al., 2013; Arangio & Bontempi,
2014).
Looking at the plots in Figure 4.14, it is possible to note that the mode shapes iden-
tified using the time series recorded in undamaged condition are in good agreement
with those given by the finite element model. The mode shapes remains similar also
after damage because probably it affects the higher modes. The deterioration of the
structure during time and the occurrence of damage are suggested by the decrement of
the frequencies: those of the FEM model, which represent the “as built’’ structure are
higher of those obtained from the signal recorded in January 2008, showing that the
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 113
Figure 4.14 Comparison of the first three mode shapes obtained from the Finite Element
Model (FEM) and from the vibration-based identification in undamaged and damaged
conditions.
years of operation have reduced the overall stiffness of the structure. This phenomenon
is even more evident looking at the decrement of the frequencies in the damaged
condition.
4.6.3 Application of a Neural Networks-based Approach
The results obtained with the structural identification have been cross validated with
those obtained by applying a neural network-based strategy. The proposed method
consists in building different neural network models, one for each measurement point
and for each hour of measurements (that is, the number of network models is equal
to 14 (sensor locations) × 24 (hours) = 336). The neural network models are built and
trained using the time-histories of the accelerations recorded in the selected points in
the undamaged situation. The purpose of these models is to approximate the behavior
of the undamaged bridge taking into account the variation of the traffic during the
different hours of the day.
The procedure for network training is shown in Figure 4.15. The time-history of
the response f is sampled at regular intervals, generating series of discrete values ft.
In order to obtain signals that could be adequately reproduced, the time series needed
Downloadedby[FrancoBontempi]at04:0412December2014
114 Maintenance and Safety of Aging Infrastructure
Figure 4.15 Scheme of the proposed damage detection strategy.
to be pre-processed by applying appropriate scaling and smoothing techniques. After
that, a set d of values of the processed time series, ft−d+1, . . . , ft, is used as input of
the network model, while the next value ft+1 is used as target output. By stepping
along the time axis, a training data set consisting of many sets of input vectors with
the corresponding output values is built, and the network models are trained.
The architecture of the model is chosen by applying the Bayesian approach discussed
in section 4.2 and the models with the highest evidence have been selected. They
have four inputs and three internal units. The performance of the models is tested by
proposing to the trained networks input patterns of values recorded some minutes after
those used for training ft+n−d . . . ft+n, and by predicting the value of ft+n+1. The models
are considered well trained when they show to be able to reproduce the expected values
with a small error. Subsequently, these trained neural networks models are tested with
data recorded in the following days. The testing patterns include time series recorded
in both undamaged and damaged conditions.
For each pattern of four inputs, the next value is predicted and compared with the
target output. If the error in the prediction is negligible the models show to be able to
reproduce the monitoring data and the bridge is considered undamaged; if the error
in one or more points is large, the presence of an anomaly (that may represent or
may not represent damage) is detected. The results of the training and test phases are
elaborated as shown in Figure 4.16. The two plots show the difference err between the
network output value y and the target value t at several time steps for both training
and testing, in undamaged (left) and damaged (right) conditions. It is possible to note
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 115
Figure 4.16 Error in the approximation for training and test in health and damaged conditions.
that the mean values of err (indicated by the straight lines) obtained in training and test
are comparable ( e ∼= 0) if the structure remains undamaged. In contrast, in case of
anomalies that may correspond to damage, there is a significant difference e between
the values of the error in testing and training.
To distinguish the actual cause of the anomaly, the intensity of e is checked at
different measurement points: if e is large in several points, it can be concluded that
the external actions (wind, traffic) are probably changed. In this case, the trained neural
network models are unable to represent the time-histories of the response parameters,
and they have to be updated and re-trained according to the modified characteristics
of the action. If e is large only in one or few points it can be concluded that the bridge
experienced some damage.
In the following the results of the strategy are shown. As previously mentioned, 14
groups of neural networks have been made, one group for each measurement point,
which have been trained with the time histories of the accelerations in health conditions
(data recorded on January 17th, 2008). In order to take into account the change in the
vibrations of the structures caused by the different use during the day, one network
model for each hour of monitoring has been created (24 network models for each
point). For the training phase of each model, 4 steps of the considered time history
are given as input and the following step as output. The training set of each network
model includes 5000 examples chosen randomly in the entire set.
The trained networks have been tested by using the time histories of the accelerations
recorded at the same points and at the same time some month after, on July 31st 2008.
The difference between the root mean squares of the error, ERMS, calculated in the
two dates for each point is shown in Figures 4.17 and 4.18. Each plot represents one
hour of the day (H1, H3, etc.) and has on the x-axis the measurement points and on
the y-axis the value of the difference of the errors ERMS; the results every two hours
are shown. The measurement points are represented on two rows: the first one (deep
grey) represents the results of the downward sensors (#1, 3, 5, 7, 9, 11, 13) while the
second one (light grey) represents the results of the upward sensors (#2, 4, 6, 8, 9, 10,
12, 14) (see also Figure 4.11 for the location of the sensors).
Looking at the plots, it is possible to notice that, apart from some hours of the day
that look difficult to reproduce, the neural networks models are able to approximate
the time history of the acceleration with a small error in almost all the measurement
points, except that around sensor #10. Considering that in the undamaged situation
Downloadedby[FrancoBontempi]at04:0412December2014
116 Maintenance and Safety of Aging Infrastructure
Figure 4.17 Root mean square of the error in the 14 locations of the sensors (from H1 to H11).
Figure 4.18 Root mean square of the error in the 14 locations of the sensors (from H13 to H23).
the error was small in all the points, this difference is interpreted as the presence of an
anomaly (damage) in the structure. Between 6 a.m. and 9 a.m. and around 9 p.m. the
error is larger in various sensors but it is possible that this depends on the additional
vibrations given by the traffic in the busiest hours of operation of the bridge.
Note that there is another factor which was not examined in this study, but which
could have partially influenced the results: the dependence on the temperature, as
stated by (Li et al., 2010). Actually, the two signals have been recorded in two different
periods of the year that are characterized by significant climatic differences. However,
the results obtained with the two methods suggest that the detected anomalies do
not depend only on the temperature, but they could be related to the presence of
deterioration or damage.
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 117
4.7 Conclusions
The design of complex structural systems requires an accurate definition of the project
requirements and a detailed verification of the expected performance. In this sense,
structural health monitoring is an essential tool that allows the comparison between
the as built structure and the as designed one and enriches the engineer’s knowledge
on the structure, making the required modifications possible.
A key aspect is the interpretation of the monitoring data and the assessment of
the structural conditions. It has been shown that different approaches exist, ranging
from the traditional identification procedures up to the application of advanced soft
computing technique. For each situation it will be necessary to choice the appropriate
approach. Where possible, additional information can be gained by using different
strategies and by cross-validating the obtained results.
To illustrate this process a characteristic bridge has been analyzed. In particular,
the available time histories of the acceleration have been processed by using first an
identification procedure in the frequency domain and then a neural network-based
strategy. Both methods detected the occurrence of an anomaly but were not able to
identify clearly where. Those results have been compared also with those obtained from
the finite element model of the bridge and the comparison highlights the difference of
the behavior between as built conditions and the current state after several years of
operation.
Acknowledgments
Prof. Hui Li and Prof. Wensong Zhou of the Harbin Institute of Technology, Eng. Silvia
Mannucci, the team www.francobontempi.org from Sapienza University of Rome are
gratefully acknowledged. Prof. Jim Beck of Caltech is acknowledged for his contribu-
tion to the development of the Bayesian framework for neural networks models. This
research was partially supported by StroNGER s.r.l. from the fund “FILAS – POR
FESR LAZIO 2007/2013 – Support for the research spin off’’.
4.8 References
Adeli, H., (2001). Neural networks in civil engineering: 1989–2000. Computer-Aided Civil and
Infrastructure Engineering, 16(2), 126–142.
ANCRiSST, (2013). ANCRiSST SHM benchmark problem. Center of Structural Monitoring
and Control of the Harbin Institute of Technology, China, (last accessed January 2013),
http://smc.hit.edu.cn/index.php?option=com_content&view=article&id=121&Itemid=81.
Arangio, S., (2012). Reliability based approach for structural design and assessment: perfor-
mance criteria and indicators in current European codes and guidelines, International Journal
of Lifecycle Performance Engineering, 1(1), 64–91.
Arangio, S., and Beck, J.L., (2012). Bayesian neural networks for bridges integrity assessment,
Structural Control & Health Monitoring, 19(1), 3–21.
Arangio, S., and Bontempi, F., (2010). Soft computing based multilevel strategy for bridge
integrity monitoring, Computer-Aided Civil and Infrastructure Engineering, 25, 348–362.
Arangio, S., Bontempi, F., and Ciampoli, M., (2010). Structural integrity monitoring for
dependability. Structure and infrastructure Engineering, 7(1), 75–86.
Arangio, S., Mannucci, S., and Bontempi, F., (2013). Structural identification of the cable stayed
bridge of the ANCRiSST SHM benchmark problem, Proceedings of the 11th International
Downloadedby[FrancoBontempi]at04:0412December2014
118 Maintenance and Safety of Aging Infrastructure
Conference on Structural Safety & Reliability (ICOSSAR 201), June 16–20, 2013, New York,
USA.
Arangio, S., and Bontempi, F., (2014). Structural health monitoring of a cable-stayed bridge
with Bayesian neural networks, Structure and infrastructure Engineering, in press.
Avizienis, I., Laprie, J.C., and Randell, B., (2004). Dependability and its threats: a taxon-
omy, Proccedings of 18th IFIP World Computer Congress, Building the Information Society.
Kluwer Academic Publishers, Toulouse, France, pp. 91–120.
Bentley, J.P., (1993). An introduction to reliability and quality engineering, Longman: Essex.
Biondini, F., Frangopol, D.M., and Malerba, P.G., (2008). Uncertainty effects on lifetime
structural performance of cable-stayed bridges, Probabilistic Engineering Mechanics, 23(4):
509–522.
Bishop, C.M., (2006). Pattern recognition and machine learning. Springer: Berlin.
Bontempi, F., (2006). Basis of design and expected performances for the Messina Strait Bridge,
Proceedings of BRIDGE 2006 Conference, Hong Kong.
Bontempi, F., Gkoumas, K., and Arangio, S. (2008). Systemic approach for the maintenance of
complex structural systems, Structure and Infrastructure Engineering, 4, 77–94.
Bontempi, F., and Giuliani, L., (2010). Basic aspects for the uncertainty in the design and analysis
of bridges, 5th International Conference on Bridge Maintenance, Safety and Management
(IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 2205–2212.
Brincker, L., Zhang, L., and Andersen, P., (2001). Modal identification of output-only systems
using frequency domain decomposition, Smart Materials and Structures, 10(3), 441–445.
Brincker, R., Ventura, C.E., and Andersen, P., (2003). Why output-only modal testing is a
desirable tool for a wide range of practical applications, 21st International Modal Analysis
Conference (IMAC-XXI), Kissimmee, FL, 3–6 February 2003, 8 p.
Casas, J.R., (2010). Assessment and monitoring of existing bridges to avoid unnecessary
strengthening or replacement, 5th International Conference on Bridge Maintenance, Safety
and Management (IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 2268–2276.
De Stefano, A. and Sabia, D. (1995). Hierarchical use of neural techniques in structural damage
recognition, Smart Materials and Structures, 4(4), 270–280.
Choo, J.F., Ha, D.-H., and Koh, H.M., (2009). Neural network-based damage detection
algorithm using dynamic responses measured in civil structures, Fifth International Joint
Conference on INC, IMS and IDC 2009, pp. 682–685.
Crosti, C., Olmati, P., and Gentili, F., (2012). Structural response of bridges to fire after
explosion, 6th International Conference on Bridge Maintenance, Safety and Management
(IABMAS 2012), Stresa, Lake Maggiore, Italy, 8–12 July 2012, pp. 2017–2023.
Crosti, C., Duthinh, D., and Simiu, E., (2011). Risk consistency and synergy in multihazard
design, ASCE Journal of Structural Engineering, 137(8), 844–849.
Doebling, S.W., Farrar, C.R., Prime, M.B., and Shevitz, D.W., (1996). Damage identification
and health monitoring of structural and mechanical systems from changes in their vibration
characteristics: A literature review, Los Alamos National Laboratory Report LA-13070-MS
1996.
Dordoni, S., Malerba, P.G., Sgambi, L., and Manenti, S., (2010). Fuzzy reliability assessment of
bridge piers in presence of scouring, 5th International Conference on Bridge Maintenance,
Safety and Management (IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 1388–
1395.
Elnashai, A.S. and Tsompanakis, Y. (2012). Uncertainties in life-cycle analysis and design of
structures and infrastructures, Guest editorial, Special issue on uncertainties in life-cycle anal-
ysis and design of structures and infrastructures, Structure and Infrastructure Engineering,
8(10), 891–892.
Ewins, D.J., (2000). Modal testing. Theory, practice and application, 2nd Edition. Research
Studies Press Ltd, Baldock, England.
Downloadedby[FrancoBontempi]at04:0412December2014
Design Knowledge Gain by Structural Health Monitoring 119
Frangopol, D.M., (2011). Life-cycle performance, management, and optimization of structural
systems under uncertainty: accomplishments and challenges. Structure and infrastructure
Engineering, 7(6), 389–413.
Frangopol, D.M., Saydam, D., and Kim, S., (2012). Maintenance, management, life-cycle design
and performance of structures and infrastructures: a brief review, Structure and Infrastructure
Engineering, 8(1), 1–25.
Frangopol, D.M., and Tsompanakis, Y., (2009). Optimization under uncertainty with empha-
sis on structural applications, Guest editorial, Special issue on structural optimization
considering uncertainties, Structural Safety, 31(6), 449.
Freitag, S., Graf, W., and Kaliske, M., (2011). Recurrent neural networks for fuzzy data,
Integrated Computer-Aided Engineering – Data Mining in Engineering, 18(3), 265–280.
Gul, M., and Catbas, F.N., (2008). Ambient vibration data analysis for structural identification
and global condition assessment, Journal of Engineering Mechanics, 134(8), 650–662.
Kim, S.H., Yoon, C., and Kim, B.J., (2000). Structural monitoring system based on sensitivity
analysis and a neural network, Computer-Aided Civil and Infrastructure Engineering; 15(4),
309–318.
Ko, J.M., Sun, Z.G., and Ni, Y.Q., (2002). Multi-stage identification scheme for detecting
damage in cable-stayed Kap Shui Mun Bridge. Engineering Structures, 24, 857–68.
Ko, J.M., Ni, Y.Q., Zhou, H.F., Wang, J.Y., and Zhou, X.T., (2009). Investigation con-
cerning structural health monitoring of an instrumented cable-stayed bridge, Structure and
Infrastructure Engineering, 5(6), 497–513.
Koh, H.M., Kim, H.J., Lim, J.H., Kang, S.C., and Choo, J.F., (2010). Lifetime design of
cable-supported super-long-span bridges, 5th International Conference on Bridge Mainte-
nance, Safety and Management (IABMAS 2010), Philadelphia (PA), 11–15 July 2010, pp.
35–52.
Ivezi´c, D., Tanasijevi´c, M., and Ignjatovi´c, D., (2008). Fuzzy approach to dependability
performance evaluation, Quality and Reliability Engineering International, 24(7), 779–792.
Lam, H.F., Yuen, K.V., and Beck, J.L., (2006). Structural health monitoring via measured
Ritz vectors utilizing Artificial Neural Networks, Computer-Aided Civil and Infrastructure
Engineering, 21, 232–241.
Lampinen, J., and Vethari, A., (2001). Bayesian approach for neural networks – review and case
studies. Neural Network; 14(3), 257–274.
Li, H., Ou, J., Zhao, X., Zhou, W., Li, H., and Zhou, Z., (2006). Structural health monitor-
ing system for Shandong Binzhou Yellow River Highway Bridge, Computer-Aided Civil and
Infrastructure Engineering; 21(4), 306–317.
Li, H., Li, S., Ou, J., and Li, H., (2010). Modal identification of bridges under varying environ-
mental conditions: temperature and wind effects, Structural Control and Health Monitoring;
17, 495–512.
Li, S., Li, H., Liu, Y., Lan, C., Zhou, W., and Ou, J., (2013). SMC structural health monitoring
benchmark problem using monitored data from an actual cable-stayed bridge, Structural
Control and Health Monitoring, published online March 2013, DOI: 10.1002/stc.1559.
Liu, G.R., and Han, X., (2004). Computational inverse techniques in nondestructive evaluation.
Boca Raton, Florida: CRC Press.
MacKay, D.J.C., (1992). A practical Bayesian framework for back-propagation networks.
Neural Computation, 4(3), 448–472.
Nahman, J., (2002). Dependability of engineering systems, Springer-Verlag, Berlin.
NASA, (1995). Systems engineering handbook. National Aeronautics and Space Administration.
Available online at: www.nasa.gov (last accessed April 24, 2013).
Ni, Y.Q., Wong, B.S., and Ko, J.M., (2002). Constructing input vectors to neural networks for
structural damage identification. Smart Materials and Structures, 11, 825–833.
Perrow, C., (1984). Normal accidents: Living with high risk technologies, University Press.
Downloadedby[FrancoBontempi]at04:0412December2014
120 Maintenance and Safety of Aging Infrastructure
Petrini, F., and Bontempi, F., (2011). Estimation of fatigue life for long span suspension bridge
hangers under wind action and train transit, Structure and Infrastructure Engineering, 7(7–8),
491–507.
Petrini, F., and Palmeri, A., (2012). Performance-based design of bridge structures sub-
jected to multiple hazards: A review, 6th International Conference on Bridge Maintenance,
Safety and Management (IABMAS 2012), Stresa, Lake Maggiore, Italy, 8–12 July 2012,
pp. 2040–2047.
Petrini, F., and Ciampoli, M., (2012). Performance-based wind design of tall buildings, Structure
and Infrastructure Engineering, 8(10), 954–966.
Sgambi, L., Gkoumas, K., and Bontempi, F., (2012). Genetic algorithms for the dependability
assurance in the design of a long-span suspension bridge, Computer-Aided Civil and
Infrastructure Engineering, 27(9), 655–675.
Sivia, D.S., (1996). Data analysis: A Bayesian tutorial. Oxford Science.
Skelton, R.E., (2002). Structural system: a marriage of structural engineering and system science,
Journal of Structural Control, 9, 113–133.
Smith, I., (2001). Increasing Knowledge of structural performance, Structural Engineering
International, 12(3), 191–195.
Sohn, H., Farrar, C.R., Hemez, F.M., Shunk, D.D., Stinemates, D.W., Nadler, B.R., and
Czarnecki, J.J., (2004). A review of structural health monitoring literature: 1996–2001,
Report LA-13976-MS 2004, Los Alamos National Laboratory, New Mexico.
Spencer, B.F.Jr, Ruiz-Sandoval, M.E., and Kurata, N., (2004). Smart sensing technology:
opportunities and challenges, Structural Control and Health Monitoring, 11, 349–368.
Tsompanakis, Y., Lagaros, N.D., and Stavroulakis, G., (2008). Soft computing techniques in
parameter identification and probabilistic seismic analysis of structures, Advances in
Engineering Software, 39(7), 612–624.
Welch, D., (1967). The use of fast Fourier transform for the estimation of power spectra: a
method based on time averaging over short modified periodograms, IEEE Transactions on
Audio and Electroacoustics, 15(2), 70–73.
Downloadedby[FrancoBontempi]at04:0412December2014
Maintenance and Safety of Aging Infrastructure
Structures and Infrastructures Series
ISSN 1747-7735
Book Series Editor:
Dan M. Frangopol
Professor of Civil Engineering and
The Fazlur R. Khan Endowed Chair of Structural Engineering and Architecture
Department of Civil and Environmental Engineering
Center for Advanced Technology for Large Structural Systems (ATLSS Center)
Lehigh University
Bethlehem, PA, USA
Volume 10
Downloadedby[FrancoBontempi]at04:0712December2014
Maintenance and Safety of
Aging Infrastructure
Dan M. Frangopol andYiannis Tsompanakis
Downloadedby[FrancoBontempi]at04:0712December2014
Cover illustration:
View of Brooklyn bridge maintenance, New York, USA
Photograph taken by Yiannis Tsompanakis, June 2013
Colophon
Book Series Editor :
Dan M. Frangopol
Volume Authors:
Dan M. Frangopol and Yiannis Tsompanakis
CRC Press/Balkema is an imprint of the Taylor & Francis Group, an informa business
© 2014 Taylor & Francis Group, London, UK
Typeset by MPS Ltd, Chennai, India
Printed and bound by CPI Group (UK) Ltd, Croydon, CR0 4YY
All rights reserved. No part of this publication or the information contained herein may be
reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic,
mechanical, by photocopying, recording or otherwise, without written prior permission from the
publishers.
Although all care is taken to ensure integrity and the quality of this publication and the
information herein, no responsibility is assumed by the publishers nor the author for any damage
to the property or persons as a result of operation or use of this publication and/or the
information contained herein.
British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging-in-Publication Data
Maintenance and safety of aging infrastructure / edited by Dan M. Frangopol and Yiannis
Tsompanakis.
pages cm. – (Structures and infrastructures series, ISSN 1747-7735 ; volume 10)
Summary: ‘‘This edited volume presents the latest scientific research and application practice
findings in the engineering field of maintenance and safety of aging infrastructure. The selected
invited contributions will provide an overview of the use of advanced computational and/or
experimental techniques in damage and vulnerability assessment as well as maintenance and
retrofitting of aging structures and infrastructures (buildings, bridges, lifelines, etc) for
minimization of losses and life-cycle-cost’’ — Provided by publisher.
Includes bibliographical references and index.
ISBN 978-0-415-65942-0 (hardback) — ISBN 978-0-203-38628-6 (ebook)
1. Structural dynamics—Data processing. 2. Structural engineering—Data processing.
3. Buildings—Maintenance and repair. 4. Bridges—Maintenance and repair.
I. Frangopol, Dan M., editor. II. Tsompanakis, Yiannis, 1969- editor.
TA654.M285 2014
624.1–dc23
2014019414
Published by: CRC Press/Balkema
P.O. Box 11320, 2301 EH Leiden, The Netherlands
e-mail: Pub.NL@taylorandfrancis.com
www.crcpress.com – www.taylorandfrancis.com
ISBN: 978-0-415-65942-0 (Hbk)
ISBN: 978-0-203-38628-6 (e-book)
Structures and Infrastructures Series: ISSN 1747-7735
Volume 10
DOI: 10.1201/b17073-1
http://dx.doi.org/10.1201/b17073-1
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents
Editorial XIX
About the Book Series Editor XXI
Preface XXV
About the Editors XXXV
Contributors List XXXVII
Author Data XLI
Chapter 1 Reliability-based Durability Design and Service Life Assessment
of Concrete Structures in a Marine Environment 1
Mitsuyoshi Akiyama, Dan M. Frangopol and Hiroshi Matsuzaki
1.1 Introduction 1
1.2 Durability Design Criterion of RC Structures in a Marine Environment 2
1.2.1 Reliability Prediction 2
1.2.2 Durability Design Criterion based on Reliability 8
1.3 Life-Cycle Reliability Estimation of Deteriorated Existing RC Structures 13
1.3.1 Effect of Spatial Distribution of Rebar Corrosion on Flexural
Capacity of RC Beams 13
1.3.2 Updating the Reliability of Existing RC Structures by
Incorporating Spatial Variability 20
1.4 Conclusions 23
1.5 References 24
Chapter 2 Designing Bridges for Inspectability and Maintainability 27
Sreenivas Alampalli
2.1 Introduction 27
2.2 Bridge Inspection 28
2.3 Bridge Maintenance 31
2.4 Role of Planning and Design 34
2.5 Designing for Inspectability and Maintainability 36
2.5.1 Bridge Type Selection 36
2.5.1.1 Redundancy 36
2.5.1.2 Jointless Bridges 39
2.5.1.3 Weathering Steel 40
2.5.1.4 Skew 40
2.5.1.5 Material Type 41
Downloadedby[FrancoBontempi]at04:0712December2014
VI Table of Contents
2.5.2 Bridge Details 41
2.5.2.1 Bearings and Jacking Details 41
2.5.2.2 Deck Drainage and Scuppers 42
2.5.2.3 Joints 43
2.5.2.4 Steel Details 43
2.5.3 Access 44
2.5.3.1 Abutments and Piers 44
2.5.3.2 Trusses and Arches 45
2.5.3.3 Girder Bridges 47
2.5.3.4 Bridge Railing and Fencing 47
2.6 Complex, Unique and Signature Bridges 47
2.6.1 Specialized Procedures Requirement for Complex and
Unique Bridges 48
2.6.2 Movable Bridges 50
2.6.3 Signature Bridges 51
2.6.4 Bridge Security 52
2.7 Conclusions 52
2.8 References 53
Chapter 3 Structural Vulnerability Measures for Assessment of Deteriorating
Bridges in Seismic Prone Areas 55
Alice Alipour and Behrouz Shafei
3.1 Introduction 55
3.2 Numerical Modeling of Chloride Intrusion 56
3.2.1 Evaporable Water Content 57
3.2.2 Chloride Binding Capacity 59
3.2.3 Reference Chloride Diffusion Coefficient 62
3.3 Chloride Diffusion Coefficient 63
3.3.1 Ambient Temperature 63
3.3.2 Relative Humidity 64
3.3.3 Age of Concrete 67
3.3.4 Free Chloride Content 67
3.4 Estimation of Corrosion Initiation Time 68
3.5 Extent of Structural Degradation 71
3.6 Reinforced Concrete Bridge Models 74
3.6.1 Material Properties 76
3.6.2 Superstructure 76
3.6.3 Columns 77
3.6.4 Abutments 77
3.6.5 Foundation 78
3.7 Structural Capacity Evaluation of Deteriorating Bridges 79
3.8 Seismic Performance of Deteriorating Bridges 82
3.8.1 Probabilistic Life-Time Fragility Analysis 83
3.8.2 Seismic Vulnerability Index for Deteriorating Bridges 88
3.9 Conclusions 92
3.10 References 92
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents VII
Chapter 4 Design Knowledge Gain by Structural Health Monitoring 95
Stefania Arangio and Franco Bontempi
4.1 Introduction 95
4.2 Knowledge and Design 96
4.3 System Engineering Approach & Performance-based Design 99
4.4 Structural Dependability 102
4.5 Structural Health Monitoring 105
4.5.1 Structural Identification 107
4.5.2 Neural Network-based Data Processing 108
4.6 Knowledge Gain by Structural Health Monitoring: A Case Study 109
4.6.1 Description of the Considered Bridge and Its
Monitoring System 109
4.6.2 Application of the Enhanced Frequency Domain Decomposition 110
4.6.3 Application of a Neural Networks-based Approach 113
4.7 Conclusions 117
4.8 References 117
Chapter 5 Emerging Concepts and Approaches for Efficient and Realistic
Uncertainty Quantification 121
Michael Beer, Ioannis A. Kougioumtzoglou and Edoardo Patelli
5.1 Introduction 121
5.2 Advanced Stochastic Modelling and Analysis Techniques 122
5.2.1 General Remarks 122
5.2.2 Versatile Signal Processing Techniques for Spectral Estimation in
Civil Engineering 123
5.2.2.1 Spectral Analysis: The Fourier Transform 123
5.2.2.2 Non-Stationary Spectral Analysis 124
5.2.3 Spectral Analysis Subject to Limited and/or Missing Data 126
5.2.3.1 Fourier Transform with Zeros 126
5.2.3.2 Clean Deconvolution 126
5.2.3.3 Autoregressive Estimation 126
5.2.3.4 Least Squares Spectral Analysis 126
5.2.3.5 Artificial Neural Networks: A Potential Future Research
Path 127
5.2.4 Path Integral Techniques for Efficient Response Determination
and Reliability Assessment of Civil Engineering Structures
and Infrastructure 127
5.2.4.1 Numerical Path Integral Techniques: Discrete
Chapman-Kolmogorov Equation Formulation 128
5.2.4.2 Approximate/Analytical Wiener Path Integral
Techniques 129
5.3 Generalised Uncertainty Models 129
5.3.1 Problem Description 129
5.3.2 Classification of Uncertainties 130
5.3.3 Imprecise Probability 131
5.3.4 Engineering Applications of Imprecise Probability 132
Downloadedby[FrancoBontempi]at04:0712December2014
Chapter 4 Design Knowledge Gain by Structural Health Monitoring4 Design Knowledge Gain by Structural Health Monitoring 95
Stefania Arangio and Franco Bontempi
4.1 Introduction 95
4.2 Knowledge and Design 96
4.3 System Engineering Approach & Performance-based Design 99& Performance-based Design 99
4.4 Structural Dependability 102
4.5 Structural Health Monitoring 105
4.5.1 Structural Identification 107
4.5.2 Neural Network-based Data Processing 108Processing 108
4.6 Knowledge Gain by Structural Health Monitoring: A Case Study 109by Structural Health Monitoring: A Case Study 109
4.6.1 Description of the Considered Bridge and Its
Monitoring System 109
4.6.2 Application of the Enhanced Frequency Domain Decomposition 110of the Enhanced Frequency Domain Decomposition 110
4.6.3 Application of a Neural Networks-based Approach 113of a Neural Networks-based Approach 113
4.7 Conclusions 117
4.8 References 117
VIII Table of Contents
5.3.5 Fuzzy Probabilities 138
5.3.6 Engineering Applications of Fuzzy Probability 141
5.4 Monte Carlo Techniques 141
5.4.1 General Remarks 141
5.4.2 History of Monte Carlo and Random Number Generators 142
5.4.2.1 Random Number Generator 143
5.4.3 Realizations of Random Variables and Stochastic Processes 143
5.4.4 Evaluation of Integrals 145
5.4.5 Advanced Methods and Future Trends 146
5.4.5.1 Sequential Monte Carlo 147
5.4.6 High Performance Computing 149
5.4.7 Approaches to Lifetime Predictions 150
5.4.7.1 Monte Carlo Simulation of Crack Initiation 151
5.4.7.2 Monte Carlo Simulation of Crack Propagation 151
5.4.7.3 Monte Carlo Simulation of Other Degradation Processes 152
5.4.7.4 Lifetime Prediction and Maintenance Schedules 152
5.5 Conclusions 153
5.6 References 154
Chapter 6 Time-Variant Robustness of Aging Structures 163
Fabio Biondini and Dan M. Frangopol
6.1 Introduction 163
6.2 Damage Modeling 165
6.2.1 Deterioration Patterns 166
6.2.2 Deterioration Rate 167
6.2.3 Local and Global Measures of Damage 168
6.3 Structural Performance Indicators 169
6.3.1 Parameters of Structural Behavior 169
6.3.2 Pseudo-Loads 170
6.3.3 Failure Loads and Failure Times 172
6.4 Measure of Structural Robustness 173
6.5 Role of Performance Indicators and Structural Integrity 174
6.5.1 A Comparative Study 174
6.5.2 Structural Integrity Index 177
6.6 Damage Propagation 178
6.6.1 Propagation Mechanisms 178
6.6.2 Fault-Tree Analysis 179
6.7 Structural Robustness and Progressive Collapse 179
6.8 Structural Robustness and Static Indeterminacy 182
6.9 Structural Robustness, Structural Redundancy and Failure Times 186
6.9.1 Case Study 188
6.9.2 Corrosion Damage and Failure Loads 188
6.9.3 Robustness and Redundancy 189
6.9.4 Failure Times 193
6.10 Role of Uncertainty and Probabilistic Analysis 194
6.11 Conclusions 196
6.12 References 197
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents IX
Chapter 7 Extending Fatigue Life of Bridges Beyond 100 Years by
using Monitored Data 201
Eugen Brühwiler
7.1 Introduction 201
7.2 Proposed Approach 202
7.2.1 Introduction 202
7.2.2 Structural Safety Verification Format 203
7.2.3 Determination of Updated Action Effect 203
7.2.4 Safety Requirements 204
7.3 Case Study of a Riveted Railway Bridge 205
7.3.1 Description of the Bridge 205
7.3.2 Model for Structural Analysis 205
7.3.3 Monitoring 206
7.3.4 Fatigue Safety Verification 207
7.3.4.1 Step 1: Fatigue Safety Verification with Respect to the
Fatigue Limit 209
7.3.4.2 Step 2: Fatigue Damage Accumulation Calculation and
Fatigue Safety Verification 209
7.3.5 Discussion of the Results 210
7.4 Case Study of a Highway Bridge Deck in
Post-tensioned Concrete 211
7.4.1 Motivation 211
7.4.2 Monitoring System 212
7.4.3 Investigation of Extreme Action Effects 213
7.4.4 Investigation of Fatigue Action Effects 213
7.4.5 Discussion of the Results 213
7.5 Conclusions 214
7.6 References 214
Chapter 8 Management and Safety of Existing Concrete Structures via
Optical Fiber Distributed Sensing 217
Joan R. Casas, Sergi Villalba and Vicens Villalba
8.1 Introduction 218
8.2 OBR Technology: Description and Background 219
8.3 Application to Concrete Structures 221
8.3.1 Laboratory Test in a Reinforced Concrete Slab 222
8.3.1.1 OBR Sensors Application 223
8.3.2 Prestressed Concrete Bridge 228
8.3.2.1 Reading Strains under 400 kN Truck 230
8.3.2.2 Reading Strains under Normal Traffic and 400 kN Static
Load 230
8.3.3 Concrete Cooling Tower 233
8.3.3.1 OBR Sensors Application 236
8.4 Results and Discussion 241
8.5 Conclusions 243
8.6 References 244
Downloadedby[FrancoBontempi]at04:0712December2014
X Table of Contents
Chapter 9 Experimental Dynamic Assessment of Civil Infrastructure 247
Álvaro Cunha, Elsa Caetano, Filipe Magalhães and
Carlos Moutinho
9.1 Dynamic Testing and Continuous Monitoring of Civil Structures 247
9.2 Excitation and Vibration Measurement Devices 248
9.3 Modal Identification 251
9.3.1 Overview of EMA and OMA Methods 251
9.3.2 Pre-processing 253
9.3.3 Frequency Domain Decomposition 254
9.3.4 Stochastic Subspace Identification 256
9.3.5 Poly-reference Least Squares Frequency Domain 260
9.4 Mitigation of Environmental Effects on Modal Estimates and
Vibration Based Damage Detection 264
9.5 Examples of Dynamic Testing and Continuous
Dynamic Monitoring 267
9.5.1 Dynamic Testing 267
9.5.2 Continuous Dynamic Monitoring 270
9.5.2.1 Continuous Monitoring of Pedro e Inês
Lively Footbridge 270
9.5.2.2 Continuous Monitoring of Infante
D. Henrique Bridge 274
9.5.2.3 Continuous Monitoring of Braga Stadium
Suspension Roof 277
9.6 Conclusions 283
9.7 References 285
Chapter 10 Two Approaches for the Risk Assessment of Aging
Infrastructure with Applications 291
David De Leon Escobedo, David Joaquín Delgado-Hernandez
and Juan Carlos Arteaga-Arcos
10.1 Introduction 291
10.2 Use of the Expected Life-Cycle Cost to Derive Inspection Times
and Optimal Safety Levels 292
10.2.1 Highway Concrete Bridge in Mexico 292
10.2.2 Oil Offshore Platform in Mexico 295
10.2.2.1 Assessment of Structural Damage 296
10.2.2.2 Initial, Damage and Life-Cycle Cost 296
10.2.2.3 Optimal Design of an Offshore Platform 298
10.2.2.4 Effects of Epistemic Uncertainties 298
10.2.2.5 Minimum Life-Cycle Cost Designs 298
10.3 Using Bayesian Networks to Assess the Economical Effectiveness of
Maintenance Alternatives 300
10.3.1 Bayesian Networks 300
10.3.2 BN for the Risk Assessment of Earth Dams in
Central Mexico 301
10.4 Conclusions and Recommendations 303
10.5 References 304
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents XI
Chapter 11 Risk-based Maintenance of Aging Ship Structures 307
Yordan Garbatov and Carlos Guedes Soares
11.1 Introduction 307
11.2 Corrosion Deterioration Modelling 309
11.3 Nonlinear Corrosion Wastage Model Structures 312
11.3.1 Corrosion Wastage Model Accounting for Repair 315
11.3.2 Corrosion Wastage Model Accounting for the Environment 316
11.3.3 Corrosion Degradation Surface Modelling 320
11.4 Risk-based Maintenance Planning 324
11.4.1 Analysing Failure Data 325
11.4.2 Optimal Replacement – Minimization of Cost 327
11.4.3 Optimal Replacement – Minimization of Downtime 329
11.4.4 Optimal Inspection to Maximize the Availability 330
11.4.5 Comparative Analysis of Corroded Deck Plates 332
11.4.6 Risk-based Maintenance of Tankers and Bulk Carriers 333
11.5 Conclusions 337
11.6 References 337
Chapter 12 Investigating Pavement Structure Deterioration with a Relative
Evaluation Model 343
Kiyoyuki Kaito, Kiyoshi Kobayashi and Kengo Obama
12.1 Introduction 343
12.2 Framework of the Study 344
12.2.1 Deterioration Characteristics of the Pavement Structure 344
12.2.2 Benchmarking and Relative Evaluation 346
12.3 Mixed Markov Deterioration Hazard Model 347
12.3.1 Preconditions for Model Development 347
12.3.2 Mixed Markov Deterioration Hazard Model 348
12.3.3 Estimation of a Mixed Markov Deterioration Hazard Model 351
12.3.4 Estimation of the Heterogeneity Parameter 353
12.4 Benchmarking and Evaluation Indicator 355
12.4.1 Benchmarking Evaluation 355
12.4.2 Road Surface State Inspection and Benchmarking 355
12.4.3 Relative Evaluation and the Extraction of Intensive Monitoring
Sections 356
12.4.4 FWD Survey and the Diagnosis of the Deterioration of a
Pavement Structure 357
12.5 Application Study 358
12.5.1 Outline 358
12.5.2 Estimation Results 359
12.5.3 Relative Evaluation of Deterioration Rate 362
12.5.4 FWD Survey for Structural Diagnosis 365
12.5.5 Relation between the Heterogeneity Parameter and the Results
of the FWD Survey 370
12.5.6 Perspectives for Future Studies 375
12.6 Conclusions 376
12.7 References 377
Downloadedby[FrancoBontempi]at04:0712December2014
XII Table of Contents
Chapter 13 Constructs for Quantifying the Long-term Effectiveness of
Civil Infrastructure Interventions 379
Steven Lavrenz, Jackeline Murillo Hoyos and Samuel Labi
13.1 Introduction 379
13.2 The Constructs for Measuring Interventions Effectiveness 381
13.2.1 Life of the Intervention 382
13.2.1.1 Age-based Approach 383
13.2.1.2 Condition-based Approach 384
13.2.1.3 The Issue of Censoring and Truncation on the Age- and
Condition-based Approaches 386
13.2.2 Extension in the Life of the Infrastructure due to
the Intervention 387
13.2.3 Increase in Average Performance of the Infrastructure over the
Intervention Life 391
13.2.4 Increased Area Bounded by Infrastructure Performance Curve
due to the Intervention 393
13.2.5 Reduction in the Cost of Maintenance or Operations
Subsequent to the Intervention 396
13.2.6 Decrease in Initiation Likelihood or Increase in Initiation Time
of Distresses 400
13.3 Conclusions 403
13.4 References 403
Chapter 14 Risk Assessment and Wind Hazard Mitigation of
Power Distribution Poles 407
Yue Li, Mark G. Stewart and Sigridur Bjarnadottir
14.1 Introduction 407
14.2 Design of Distribution Poles 408
14.3 Design (Nominal) Load (Sn) 409
14.4 Design (Nominal) Resistance (Rn) and Degradation of
Timber Poles 409
14.5 Hurricane Risk Assessment of Timber Poles 410
14.6 Hurricane Mitigation Strategies and Their Cost-effectiveness 412
14.6.1 Mitigation Strategies 412
14.6.2 Cost of Replacement (Crep) and Annual Replacement
Rate (δ) 413
14.6.3 Life Cycle Cost Analysis (LCC) for Cost-effectiveness
Evaluation 413
14.7 Illustrative Example 414
14.7.1 Design 414
14.7.2 Risk Assessment 415
14.7.2.1 Hurricane Fragility 416
14.7.2.2 Updated Annual pf Considering Effects of Degradation
and Climate Change 417
14.7.3 Cost-effectiveness of Mitigation Strategies 418
14.8 Conclusions 424
14.9 References 425
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents XIII
Chapter 15 A Comparison between MDP-based Optimization Approaches
for Pavement Management Systems 429
Aditya Medury and Samer Madanat
15.1 Introduction 430
15.2 Methodology 431
15.2.1 Top-Down Approach 432
15.2.2 Bottom-Up Approaches 433
15.2.2.1 Two Stage Bottom-Up Approach 433
15.2.2.2 Modified Two Stage Bottom-Up Approach:
Incorporating Lagrangian Relaxation Methods 435
15.2.3 Obtaining Facility-Specific Policies using Top-Down Approach:
A Simultaneous Network Optimization Approach 440
15.3 Parametric Study 441
15.3.1 Results 443
15.3.2 Implementation Issues 445
15.4 Conclusions and Future Work 445
15.5 References 446
Chapter 16 Corrosion and Safety of Structures in Marine Environments 449
Robert E. Melchers
16.1 Introduction 449
16.2 Structural Reliability Theory 450
16.3 Progression of Corrosion with Time 453
16.4 Plates, Ships, Pipelines and Sheet Piling 456
16.5 Mooring Chains 459
16.6 Extreme Value representation of Maximum Pit Depth Uncertainty 461
16.7 Effect of Applying the Frechet Extreme Value Distribution 463
16.8 Discussion of the Results 464
16.9 Conclusions 465
16.10 References 465
Chapter 17 Retrofitting and Refurbishment of Existing Road Bridges 469
Claudio Modena, Giovanni Tecchio, Carlo Pellegrino,
Francesca da Porto, Mariano Angelo Zanini and Marco Donà
17.1 Introduction 469
17.2 Retrofitting and Refurbishment of Common RC Bridge Typologies 474
17.2.1 Degradation Processes 476
17.2.1.1 Concrete Deterioration due to Water Penetration 476
17.2.1.2 Cracking and Spalling of Concrete Cover due to
Carbonation and Bar Oxidation 478
17.2.2 Original Design and Construction Defects 478
17.2.3 Rehabilitation and Retrofit of Existing RC Bridges 482
17.2.3.1 Rehabilitation and Treatment of the Deteriorated
Surfaces 483
17.2.3.2 Static Retrofit 485
17.2.3.3 Seismic Retrofit 501
17.2.3.4 Functional Refurbishment 505
Downloadedby[FrancoBontempi]at04:0712December2014
XIV Table of Contents
17.3 Assessment and Retrofitting of Common Steel Bridge Typologies 509
17.3.1 Original Design Defects – Fatigue Effects 509
17.3.2 Degradation Processes 512
17.3.3 Rehabilitation and Retrofit of the Existing Steel Decks 515
17.3.3.1 Repair Techniques for Corroded Steel Members 515
17.3.3.2 Rehabilitation and Strengthening Techniques for
Fatigue-induced Cracks 517
17.4 Assessment and Retrofitting of Common Masonry Bridge Typologies 519
17.4.1 Degradation Processes and Original Design Defects 520
17.4.2 Rehabilitation and Retrofit of Existing Masonry Arch
Bridges 524
17.4.2.1 Barrel Vault 524
17.4.2.2 Spandrel Walls, Piers, Abutments and Foundations 525
17.5 Conclusions 529
17.6 References 531
Chapter 18 Stochastic Control Approaches for Structural Maintenance 535
Konstantinos G. Papakonstantinou and Masanobu Shinozuka
18.1 Introduction 535
18.2 Discrete Stochastic Optimal Control with Full Observability 537
18.2.1 State Augmentation 540
18.3 Stochastic Optimal Control with Partial Observability 541
18.3.1 Bellman Backups 544
18.4 Value Function Approximation Methods 546
18.4.1 Approximations based on MDP and Q-functions 547
18.4.2 Grid-based Approximations 547
18.4.3 Point-based Solvers 549
18.4.3.1 Perseus Algorithm 549
18.5 Optimum Inspection and Maintenance Policies with POMDPs 552
18.5.1 POMDP Modeling 553
18.5.1.1 States and Maintenance Actions 553
18.5.1.2 Observations and Inspection Actions 556
18.5.1.3 Rewards 558
18.5.1.4 Joint Actions and Summary 559
18.6 Results 560
18.6.1 Infinite Horizon Results 560
18.6.2 Finite Horizon Results 565
18.7 Conclusions 569
18.8 References 570
Chapter 19 Modeling Inspection Uncertainties for On-site Condition
Assessment using NDT Tools 573
Franck Schoefs
19.1 Introduction 573
19.2 Uncertainty Identification and Modeling during Inspection 576
19.2.1 Sources of Uncertainties: From the Tool to the Decision 576
19.2.1.1 Aleatory Uncertainties 576
19.2.1.2 Epistemic Uncertainties 577
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents XV
19.2.2 Epistemic and Aleatory Uncertainty Modelling 579
19.2.2.1 Probabilistic Modeling of PoD and PFA from
Signal Theory 580
19.2.2.2 Probabilistic Assessment of PoD and PFA from
Statistics (Calibration) 584
19.2.2.3 The ROC Curve as Decision Aid-Tool and Method
for Detection Threshold Selection: The α–δ Method 586
19.2.2.4 Case of Multiple Inspections 593
19.2.2.5 Spatial and Time Dependence of ROC Curves and
Detection Threshold for Degradation Processes 595
19.3 Recent Concepts for Decision 601
19.3.1 Bayesian Modeling for Introducing New Quantities 601
19.3.2 Discussion on the Assessment of PCE 604
19.3.3 Definition of the Cost Function for a Risk Assessment 604
19.3.3.1 Modelling and Illustration 604
19.3.3.2 Use of the α–δ Method 607
19.3.4 Definition of a Two Stage Inspection Model 610
19.4 Recent Developpements about Spatial Fields Assesment and
Data Fusion 614
19.5 Summary 615
19.6 References 616
Chapter 20 The Meaning of Condition Description and Inspection
Data Quality in Engineering Structure Management 621
Marja-Kaarina Söderqvist
20.1 Introduction 621
20.2 Engineering Structures 622
20.3 The Inspection System 623
20.3.1 General Description 623
20.3.2 Goals of Inspection 623
20.3.3 Inspection Types and Intervals 623
20.3.4 Handbooks and Guidelines 624
20.3.5 Inspection Data 625
20.3.6 Use of Inspection Results 625
20.4 Condition Indicators 627
20.4.1 General 627
20.4.2 Data Estimated in Inspections 627
20.4.3 Data Processed by the Owner 628
20.5 The Management of Bridge Inspection Data Quality 628
20.5.1 General Rules 628
20.5.2 Tools for Data Quality Control 628
20.5.3 Training of Inspectors 629
20.5.4 Quality Measurement Process: A Case Application 630
20.5.4.1 Bridge Inspector Qualifications 630
20.5.4.2 Day for Advanced Training 630
20.5.4.3 Quality Measurements 632
20.5.4.4 Quality Reports of the Bridge Register 633
20.5.4.5 Follow up of Quality Improvement Methods 633
Downloadedby[FrancoBontempi]at04:0712December2014
XVI Table of Contents
20.6 Prediction of Structure Condition 635
20.6.1 Age Behaviour Modelling 635
20.6.2 The Finnish Reference Bridges 636
20.6.2.1 Model Simulation 636
20.7 Maintenance, Repair and Rehabilitation Policy 637
20.7.1 Goals and Targets 637
20.7.2 Central Policy Definitions in the Management Process 638
20.7.3 Maintenance and Repair Planning 638
20.8 Conclusions 639
20.9 References 639
Chapter 21 Climate Adaptation Engineering and Risk-based Design and
Management of Infrastructure 641
Mark G. Stewart, Dimitri V. Val, Emilio Bastidas-Arteaga,
Alan O’Connor and Xiaoming Wang
21.1 Introduction 641
21.2 Modelling Weather and Climate-related Hazards in Conditions of
Climate Change 644
21.2.1 Climate Modelling 644
21.2.2 Modelling Extreme Events under Non-Stationary Conditions 646
21.2.2.1 Generalised Extreme Value Distribution for
Block Maxima 646
21.2.2.2 Generalised Pareto Distribution for
Threshold Exceedance 647
21.2.2.3 Point Process Characterisation of Extremes 648
21.3 Impacts of Climate Change 648
21.3.1 Corrosion and Material Degradation 648
21.3.2 Frequency and Intensity of Climate Hazards 649
21.3.3 Sustainability and Embodied Energy Requirements for
Maintenance Strategies 650
21.4 Risk-based Decision Support 651
21.4.1 Definition of Risk 651
21.4.2 Cost-Effectiveness of Adaptation Strategies 658
21.5 Case Studies of Optimal Design and Management
of Infrastructure 659
21.5.1 Resilience of Interdependent Infrastructure Systems
to Floods 659
21.5.2 Strengthening Housing in Queensland Against Extreme Wind 661
21.5.3 Climate Change and Cost-Effectiveness of Adaptation
Strategies in RC Structures Subjected to Chloride Ingress 665
21.5.4 Designing On- and Offshore Wind Energy Installations to
Allow for Predicted Evolutions in Wind and Wave Loading 670
21.5.5 Impact and Adaptation to Coastal Inundation 676
21.6 Research Challenges 677
21.7 Conclusions 678
21.8 References 678
Downloadedby[FrancoBontempi]at04:0712December2014
Table of Contents XVII
Chapter 22 Comparing Bridge Condition Evaluations with
Life-Cycle Expenditures 685
Bojidar Yanev
22.1 Introduction: Networks and Projects 685
22.2 Network and Project Level Condition Assessments 686
22.2.1 Potential Hazards (NYS DOT) 688
22.2.2 Load Rating (AASHTO, 2010) 688
22.2.3 Vulnerability (NYS DOT) 689
22.2.4 Serviceability and Sufficiency (NBI) 689
22.2.5 Diagnostics 690
22.3 Bridge-Related Actions 690
22.3.1 Maintenance 691
22.3.2 Preservation 692
22.3.3 Repair and Rehabilitation 692
22.4 The New York City Network – Bridge Equilibrium of Supply/Demand 692
22.5 Network Optimization/Project Prioritization 694
22.5.1 The Preventive Maintenance Model 695
22.5.2 The repair model 701
22.6 Conclusions 703
22.7 References 704
Chapter 23 Redundancy-based Design of Nondeterministic Systems 707
Benjin Zhu and Dan M. Frangopol
23.1 Introduction 707
23.2 Redundancy Factor 709
23.2.1 Definition 709
23.2.2 Example 709
23.3 Effects of Parameters on Redundancy Factor 711
23.4 Redundancy Factors of Systems with Many Components 719
23.4.1 Using the RELSYS program 719
23.4.2 Using the MCS-based program 721
23.5 Limit States for Component Design 726
23.6 A Highway Bridge Example 728
23.6.1 Live Load Bending Moments 729
23.6.2 Dead Load Moments 730
23.6.3 Mean Resistance of Girders 730
23.6.4 An Additional Case: βsys,target = 4.0 733
23.7 Conclusions 735
23.8 References 736
Author Index 739
Subject Index 741
Structures and Infrastructures Series 745
Downloadedby[FrancoBontempi]at04:0712December2014
Downloadedby[FrancoBontempi]at04:0712December2014
Editorial
Welcome to the Book Series Structures and Infrastructures.
Our knowledge to model, analyze, design, maintain, manage and predict the life-
cycle performance of structures and infrastructures is continually growing. However,
the complexity of these systems continues to increase and an integrated approach
is necessary to understand the effect of technological, environmental, economical,
social and political interactions on the life-cycle performance of engineering structures
and infrastructures. In order to accomplish this, methods have to be developed to
systematically analyze structure and infrastructure systems, and models have to be
formulated for evaluating and comparing the risks and benefits associated with various
alternatives. We must maximize the life-cycle benefits of these systems to serve the needs
of our society by selecting the best balance of the safety, economy and sustainability
requirements despite imperfect information and knowledge.
In recognition of the need for such methods and models, the aim of this Book Series
is to present research, developments, and applications written by experts on the most
advanced technologies for analyzing, predicting and optimizing the performance of
structures and infrastructures such as buildings, bridges, dams, underground con-
struction, offshore platforms, pipelines, naval vessels, ocean structures, nuclear power
plants, and also airplanes, aerospace and automotive structures.
The scope of this Book Series covers the entire spectrum of structures and infrastruc-
tures. Thus it includes, but is not restricted to, mathematical modeling, computer and
experimental methods, practical applications in the areas of assessment and evalua-
tion, construction and design for durability, decision making, deterioration modeling
and aging, failure analysis, field testing, structural health monitoring, financial plan-
ning, inspection and diagnostics, life-cycle analysis and prediction, loads, maintenance
strategies, management systems, nondestructive testing, optimization of maintenance
and management, specifications and codes, structural safety and reliability, system
analysis, time-dependent performance, rehabilitation, repair, replacement, reliability
and risk management, service life prediction, strengthening and whole life costing.
This Book Series is intended for an audience of researchers, practitioners, and
students world-wide with a background in civil, aerospace, mechanical, marine and
automotive engineering, as well as people working in infrastructure maintenance,
monitoring, management and cost analysis of structures and infrastructures. Some vol-
umes are monographs defining the current state of the art and/or practice in the field,
and some are textbooks to be used in undergraduate (mostly seniors), graduate and
Downloadedby[FrancoBontempi]at04:0712December2014
XX Editorial
postgraduate courses. This Book Series is affiliated to Structure and Infrastructure
Engineering (http://www.informaworld.com/sie), an international peer-reviewed
journal which is included in the Science Citation Index.
It is now up to you, authors, editors, and readers, to make Structures and
Infrastructures a success.
Dan M. Frangopol
Book Series Editor
Downloadedby[FrancoBontempi]at04:0712December2014
About the Book Series Editor
Dr. Dan M. Frangopol is the first holder of the Fazlur R.
Khan Endowed Chair of Structural Engineering and Archi-
tecture at Lehigh University, Bethlehem, Pennsylvania, USA,
and a Professor in the Department of Civil and Environmen-
tal Engineering at Lehigh University. He is also an Emeritus
Professor of Civil Engineering at the University of Colorado
at Boulder, USA, where he taught for more than two decades
(1983–2006). Before joining the University of Colorado,
he worked for four years (1979–1983) in structural design
with A. Lipski Consulting Engineers in Brussels, Belgium. In
1976, he received his doctorate in Applied Sciences from the
University of Liège, Belgium, and holds three honorary doctorates (Doctor Honoris
Causa) from the Technical University of Civil Engineering in Bucharest, Romania, the
University of Liège, Belgium, and the Gheorghe Asachi Technical University of Ias´
i,
Romania.
Dr. Frangopol is an Honorary Professor at seven universities (Hong Kong Polytech-
nic, Tongji, Southeast, Tianjin, Dalian, Chang’an and Harbin Institute of Technology),
and a Visiting Chair Professor at the National Taiwan University of Science and
Technology. He is a Distinguished Member of the American Society of Civil Engi-
neers (ASCE), Inaugural Fellow of both the Structural Engineering Institute and the
Engineering Mechanics Institute of ASCE, Fellow of the American Concrete Institute
(ACI), Fellow of the International Association for Bridge and Structural Engineering
(IABSE), and Fellow of the International Society for Health Monitoring of Intelli-
gent Infrastructures (ISHMII). He is also an Honorary Member of the Romanian
Academy of Technical Sciences, President of the International Association for Bridge
Maintenance and Safety (IABMAS), Honorary Member of the Portuguese Association
for Bridge Maintenance and Safety (IABMAS-Portugal Group), Honorary Member
of the IABMAS-China Group, and Honorary President of both IABMAS-Italy and
IABMAS-Brazil Groups.
Dr. Frangopol is the initiator and organizer of the Fazlur R. Khan Distinguished Lec-
ture Series (http://www.lehigh.edu/frkseries) at Lehigh University. He is an experienced
researcher and consultant to industry and government agencies, both nationally and
abroad. His main research interests are in the application of probabilistic concepts and
methods to civil and marine engineering, including structural reliability, probability-
based design and optimization of buildings, bridges and naval ships, structural health
Downloadedby[FrancoBontempi]at04:0712December2014
XXII About the Book Series Editor
monitoring, life-cycle performance maintenance and management of structures and
infrastructures under uncertainty, risk-based assessment and decision making, infra-
structure sustainability and resilience to disasters, stochastic mechanics and earthquake
engineering.
According to ASCE (2010) “Dan M. Frangopol is a preeminent authority in bridge
safety and maintenance management, structural systems reliability, and life-cycle civil
engineering. His contributions have defined much of the practice around design specifi-
cations, management methods, and optimization approaches. From the maintenance of
deteriorated structures and the development of system redundancy factors to assessing
the performance of long-span structures, Dr. Frangopol’s research has not only saved
time and money, but very likely also saved lives.’’
Dr. Frangopol’s work has been funded by NSF, FHWA, NASA, ONR, WES,
AFOSR, ARDEC and by numerous other agencies. He is the Founding Presi-
dent of the International Association for Bridge Maintenance and Safety (IABMAS,
www.iabmas.org) and of the International Association for Life-Cycle Civil Engineer-
ing (IALCCE, www.ialcce.org), and Past Director of the Consortium on Advanced
Life-Cycle Engineering for Sustainable Civil Environments (COALESCE). He is also
the Vice-President of the International Association for Structural Safety and Reliabil-
ity (IASSAR, www.columbia.edu/cu/civileng/iassar), the former Vice-President of the
International Society for Health Monitoring of Intelligent Infrastructures (ISHMII,
www.ishmii.org), and the founder and current chair of the ASCE Technical Coun-
cil on Life-Cycle Performance, Safety, Reliability and Risk of Structural Systems
(http://content.seinstitute.org/committees/strucsafety.html).
Dr. Frangopol is the recipient of several prestigious awards including the 2014 ASCE
James R. Croes Medal, the 2012 IALCCE Fazlur R. Khan Life-Cycle Civil Engineering
Medal, the 2012 ASCE Arthur M. Wellington Prize, the 2012 IABMAS Senior Research
Prize, the 2008 IALCCE Senior Award, the 2007 ASCE Ernest Howard Award, the
2006 IABSE OPAC Award, the 2006 Elsevier Munro Prize, the 2006 T. Y. Lin Medal,
the 2005 ASCE Nathan M. Newmark Medal, the 2004 Kajima Research Award, the
2003 ASCE Moisseiff Award, the 2002 JSPS Fellowship Award for Research in Japan,
the 2001 ASCE J. James R. Croes Medal, the 2001 IASSAR Research Prize, the 1998
and 2004 ASCE State-of-the-Art of Civil Engineering Award, and the 1996 Distin-
guished Probabilistic Methods Educator Award of the Society of Automotive Engineers
(SAE). Among several awards he has received at the University of Colorado, Frangopol
is the recipient of the 2004 Boulder Faculty Assembly Excellence in Research Schol-
arly and Creative Work Award, the 1999 College of Engineering and Applied Science’s
Research Award, the 2003 Clarence L. Eckel Faculty Prize for Excellence, and the 1987
Teaching Award. He is also the recipient of the Lehigh University’s 2013 Eleanor and
Joseph F. Libsch Research Award. He has given plenary keynote lectures in numerous
major conferences held in Asia, Australia, Europe, North America, South America,
and Africa.
Dr. Frangopol is the Founding Editor-in-Chief of Structure and Infrastructure
Engineering (Taylor & Francis, www.informaworld.com/sie), an international peer
reviewed journal. This journal is dedicated to recent advances in maintenance, man-
agement, and life-cycle performance of a wide range of structures and infrastructures.
He is the author or co-author of two books, 38 book chapters, more than 300 articles
in referred journals, and over 500 papers in conference proceedings. He is also the
Downloadedby[FrancoBontempi]at04:0712December2014
About the Book Series Editor XXIII
editor or co-editor of 40 books published by ASCE, Balkema, CIMNE, CRC Press,
Elsevier, McGraw-Hill, Taylor & Francis, and Thomas Telford, and an editorial board
member of several international journals. Additionally, he has chaired and organized
several national and international structural engineering conferences and workshops.
Dr. Frangopol has supervised 37 Ph.D. and 54 M.Sc. students. Many of his former
students are professors at major universities in the United States, Asia, Europe,
and South America, and several are prominent in professional practice and research
laboratories.
For additional information on Dr. Frangopol’s activities, please visit
http://www.lehigh.edu/˜dmf206/
Downloadedby[FrancoBontempi]at04:0712December2014
Downloadedby[FrancoBontempi]at04:0712December2014
Preface
The purpose of this book is to present the latest research findings in the field of main-
tenance and safety of aging infrastructure. For this purpose, the aim was to attract
state-of-the-art papers that deal with the use of advanced computational and/or exper-
imental techniques in damage and vulnerability assessment as well as maintenance and
retrofitting of aging structures and infrastructures (e.g., buildings, bridges, lifelines,
and naval ships). A deteriorating infrastructure leads to increased functioning costs
and reduced safety and can lead to a catastrophic failure with devastating environmen-
tal, social and economic consequences. In contrast, well-maintained civil infrastructure
can substantially increase a country’s competitiveness in a global economy and enhance
resilience to adverse circumstances such as natural hazards (e.g., earthquakes, hurri-
canes and floods) and man-made disasters (e.g., vehicular collision and blasts due to
terrorists’ attacks).
Cost-efficient maintenance and management of civil infrastructure systems requires
balanced consideration of both the system performance and the total cost accrued over
their entire life-cycle. Another major problem is that the performance of structural
systems is usually reduced during its functioning due to aging, environmental stres-
sors, and other factors. Thus, current structural condition state is usually assessed by
visual inspection or more advanced automatic structural health monitoring techniques.
Furthermore, maintenance managers often require a list of prioritized maintenance
interventions for civil infrastructure on an annual and/or long-term basis. Various
unavoidable uncertainties associated with both randomness (i.e., aleatory uncertainty)
and imperfect knowledge (i.e., epistemic uncertainty) also play a crucial role in
maintenance and management of engineering systems. Taking into account the afore-
mentioned issues, this volume aims to present the recent developments of life-cycle
maintenance and management planning for deteriorating civil infrastructure consid-
ering simultaneously the present thinking as well as the latest research findings in
this area. This volume is a book of high-quality and self-contained chapters, which
present the state-of-the-art theoretical advances and applications in various areas of
maintenance and safety of aging infrastructure. This edited book consists of selected
contributions of experts in the aforementioned field.
In this context, major topics treated in this book include: risk assessment, redun-
dancy, robustness, management, safety, reliability, optimization, structural health
monitoring, life-cycle performance, extreme events, hazards, dynamic assessment,
retrofitting, bridge networks, fatigue life, stochastic control, decision making, bridges,
marine structures, dams, pavements, aging structures, uncertainties, NDT methods,
Downloadedby[FrancoBontempi]at04:0712December2014
XXVI Preface
damage assessment, climate change, climate adaptation, sustainability, hazard mit-
igation, inspection, maintenance and repair, as briefly described below. Due to the
multidisciplinary nature and complexity of the topics and the applications covered in
the chapters of this volume they are not categorized, but instead they are placed in
alphabetic order (based on first author’s last name).
In the first chapter, M. Akiyama, D.M. Frangopol and H. Matsuzaki present fun-
damental issues related to reliability-based durability and service life assessment of
reinforced concrete (RC) structures in a marine environment, where a major problem
is the chloride-induced corrosion of reinforcing bars. As it is explained for new RC
structures, the concrete quality and concrete cover to prevent the chloride-induced
reinforcement corrosion causing the deterioration of structural performance during
whole lifetime of RC structures should be determined. For this purpose, a simple
design criterion with durability design factors that satisfy the target reliability level is
presented. On the other hand, for evaluating the service life of existing structures, it is
necessary to consider the effect of the chloride-induced reinforcement corrosion on the
deterioration of structural capacity and stiffness. Hence, to evaluate the capacity and
stiffness of deteriorated structures, spatial variability associated with the steel weight
loss over the entire components needs to be considered using X-ray photography and
digital image processing. It is concluded that based on service life reliability assessment
of existing RC structures by incorporating spatial variations, the optimal temporal and
spatial intervals of inspection could be determined.
S. Alampalli advocates that bridge inspections and maintenance are essential to
assure safety, increase durability, reduce life-cycle costs, maintain mobility, and
improve reliability of transportation networks. The chapter focuses on bridges in the
United States, which are usually examined using visual methods by bridge inspec-
tors, manually assessing the condition of various elements. These inspections form a
basis for maintenance and other repair actions that are needed to improve durability
and maintain the required service level. Therefore, inspection and maintenance issues
should be considered by engineers to ensure that all components can be accessed and
evaluated by inspection and maintenance personnel, so that appropriate maintenance
and repairs can be performed in a cost-effective and timely fashion. This will assure
long-term durability, while not significantly affecting the level of service and mobility.
These issues are presented herein based on the established practice, experience, norms
and guidelines among bridge designers and inspectors as well as maintenance engineers
in the United States.
The chapter by A. Alipour and B. Shafei deals with structural vulnerability measures
for the assessment of deteriorating bridges in seismic prone areas. For this purpose, the
authors propose a vulnerability index as a time-dependent measure of the seismic dam-
ageability of deteriorating bridges. To estimate this index, the life-cycle performance
of reinforced concrete highway bridges subjected to earthquake ground motions is
evaluated under the assumption that the bridge components are continuously exposed
to the attack of chloride ions. Corrosion process of the concrete is simulated through
a computational approach that calculates structural degradation over the entire ser-
vice life of the structural components. The structural capacity and seismic response
of corroded bridges is investigated and seismic fragility curves are generated for the
deteriorating bridges using updated parameters. The time-dependent fragility curves
are employed to predict the vulnerability index, which combines the effects of expected
Downloadedby[FrancoBontempi]at04:0712December2014
Preface XXVII
seismic events and chloride-induced corrosion. This index can be used for the struc-
tural design and performance assessment of bridges as well as for the life-cycle cost
analysis of bridges subjected to multiple natural hazards and environmental stressors.
The design of complex structural systems requires an accurate definition of the
project requirements and a detailed verification of the expected performance. Struc-
tural condition knowledge that can be gained by structural health monitoring is the
topic of the contribution by S. Arangio and F. Bontempi. In this context, it is stressed
that structural health monitoring (SHM) plays an essential role to improve the knowl-
edge level for a complex structural system and to allow reliable evaluations of the
structural safety in operational conditions. SHM should be planned from the design
phase and carried out during the entire life-cycle, since it represents an effective way to
control the structural system in a proactive way. By using SHM the circumstances that
may eventually lead to deterioration, damage and unsafe operations can be diagnosed
and mitigated in a timely manner, thus, costly replacements can be avoided or delayed.
In order to deal with the large quantity of data gathered from the continuous moni-
toring various techniques exist. In this work, different approaches are discussed and
applied to illustrate how SHM can lead to two levels of design knowledge gain: locally,
on the specific structure, and more globally, on the general class of similar structures.
Safety analysis and maintenance scheduling of critical infrastructure become increas-
ingly complicated due to uncertainties and complexity, which result significantly from
aging and from interactive phenomena. In the chapter by M. Beer, I.A. Kougioumt-
zoglou and E. Patelli established and emerging concepts and techniques for efficient
and realistic uncertainty quantification are discussed. In this regard, emphasis was
put on engineering applications, and in particular, on challenges associated with civil
engineering structures and infrastructure to verify and ensure their safety. For this pur-
pose, the main two challenges discussed are: (a) the realistic and reliable quantification
of uncertainties prevalent in civil engineering complex systems, and (b) the efficient
numerical analysis of such complex systems in the presence of uncertainties. Emerging
concepts and approaches which address these challenges are presented.
The aim of the chapter by F. Biondini and D.M. Frangopol is to present the lat-
est research findings in the field of structural robustness and progressive collapse of
deteriorating structural systems, with emphasis on the relationship among structural
robustness, static indeterminacy, structural redundancy, and failure times. Damage
is viewed as a progressive deterioration of the material properties and its amount is
evaluated at the member level by means of a damage index associated with prescribed
patterns of cross-sectional deterioration. An index of structural integrity is also defined
to quantify the severity of the structural failure with respect to its consequences. The
role of damage propagation on structural robustness is investigated by considering
different propagation mechanisms and by using a damage-sensitive fault-tree analysis.
The elapsed time between local failure and structural collapse is also investigated as an
indicator of the ability of the system to be repaired after local failure. The methodol-
ogy is implemented on a reinforced concrete frame under different corrosion damage
scenarios.
E. Brühwiler introduces a novel approach to verify the fatigue safety of existing
bridges using monitored data in an explicit way and to predict their future service
life. A methodology to exploit data from long-term monitoring for gaining mean-
ingful information is presented. The approach is illustrated by its application to real
Downloadedby[FrancoBontempi]at04:0712December2014
The design of complex structural systems requires an accurate definition of the
project requirements and a detailed verification of the expected performance. Struc-
tural condition knowledge that can be gained by structural health monitoring is the
topic of the contribution by S. Arangio and F. Bontempi. In this context, it is stressed
that structural health monitoring (SHM) plays an essential role to improve the knowl-
edge level for a complex structural system and to allow reliable evaluations of the
structural safety in operational conditions. SHM should be planned from the design
phase and carried out during the entire life-cycle, since it represents an effective way to
control the structural system in a proactive way. By using SHM the circumstances that
may eventually lead to deterioration, damage and unsafe operations can be diagnosed
and mitigated in a timely manner, thus, costly replacements can be avoided or delayed.
In order to deal with the large quantity of data gathered from the continuous moni-
toring various techniques exist. In this work, different approaches are discussed and
applied to illustrate how SHM can lead to two levels of design knowledge gain: locally,
on the specific structure, and more globally, on the general class of similar structures.
XXVIII Preface
bridges in Switzerland. It is shown that there are no ‘old’ bridges, but bridges that
provide adequate performance or not. Therefore, extending the service life of bridges
by following the approach presented herein allows for continuous utilization of exist-
ing structures rather than their replacement which introduces a novel meaning to the
notion of “lifecycle’’ of civil structures. Hence, this approach is clearly in agreement
with the principles of sustainable development.
Management and safety of existing concrete structures via optical fiber distributed
sensing is investigated by J.R. Casas, S. Villalba and V. Villalba. More specifically, the
use of Optical Backscatter Reflectometer (OBR) as a distributed fiber optic system to
measure strain and detect cracking in concrete structures is examined. A laboratory
test as well as two real structures (a bridge and a cooling tower of a power plant)
were used to investigate the effectiveness of the OBR sensors when applied to complex
and large-scale structural systems. The presented results show the feasibility of this
technique despite of the roughness of the concrete surface and the heterogeneity due to
the presence of aggregates of different sizes. All applications verify that OBR sensors
are capable of detecting cracks that are hardly visible. Crucial factors are the good
preparation of the concrete surface as well as the adoption of the correct bonding
agent, while extra care is necessary whenever continuous fiber has curvature changes.
Regarding cost, it is pointed out that the deployment of the OBR monitoring system
in real-world infrastructure is more economical compared to equivalent monitoring
techniques.
The chapter by Á. Cunha, E. Caetano, F. Magalhães and C. Moutinho describes
in a concise and systematic manner the most important issues related to the dynamic
testing and continuous monitoring of large-scale civil infrastructure. For this purpose,
an extensive discussion of modern perspectives concerning testing techniques, instru-
mentation, modal identification, vibration serviceability safety checking and damage
detection is presented. Special attention is given on the efficient implementation of
Operational Modal Analysis (OMA) and its application for tracking the evolution of
modal parameters in long-term dynamic monitoring applications. In addition, it is also
illustrated that statistical methods can be used to remove the influence of environmen-
tal and operational factors (e.g., temperature, intensity of traffic, wind) on the modal
variability, supporting the development of reliable techniques for vibration based dam-
age detection. Moreover, it is demonstrated that continuous dynamic monitoring can
also be used for safety checking of vibration serviceability limits as well as for better
understanding wind induced effects on the modal properties or the structural response
of large-scale structures.
D. De Leon-Escobedo, D.J. Delgado-Hernandez and J.C. Arteaga-Arcos advocate in
their contribution that the balanced implementation of strategies to design and main-
tain facilities must consider the risk management as a tool to measure the economical
effectiveness of alternatives and to allocate limited resources effectively. Under this
perspective, the approaches presented are based on the expected life-cycle cost ana-
lysis and Bayesian networks, the first of which is applied to the case of a bridge and
an offshore oil platform, and the latter to an earth dam in Mexico. The impact of
cost/benefit ratios, epistemic uncertainties and the relative importance of contributing
factors are weighted and used as a decision making tool for a risk-based planning
of resources allocation for maintenance of structures with different revenues/cost
ratios.
Downloadedby[FrancoBontempi]at04:0712December2014
Preface XXIX
Risk-based maintenance of aging ship structures is the focus of the study by
Y. Garbatov and C. Guedes Soares. Their chapter reviews recently developed mathe-
matical tools for risk-based assessment of marine structures subjected to the degrading
effect of corrosion. It discusses the methods for corrosion deterioration modeling
and presents a formulation for the reliability assessment and risk-based maintenance
planning of corroded marine structures taking into account different maintenance
strategies. Furthermore, it is noted that inspection planning reveals that the appli-
cation of repair cost optimization for floating structures involves many uncertainties.
Classical theory of system maintenance that describes the failure of components by
Weibull probabilistic models, which represent failure rates in operational phases and
in the aging phases of the life of components are used.
As illustrated in the work of K. Kaito, K. Kobayashi and K. Obama, the deterio-
ration of pavement is a complex phenomenon in which the deterioration process of
road surface and the decline in load bearing capacity of the entire pavement occur
concurrently. In pavement management, it is important to comprehensively assess the
deterioration state of the pavement structure and determine desirable repair policies.
In this study, the authors propose a methodology for discussing a pavement repair
policy for a target road span by (a) extracting intensive management spans through
the relative evaluation of road surfaces based on the results of road condition surveys,
and (ii) estimating the load bearing capacity through the falling weight deflectometer
(FWD) survey targeted at intensive management spans. For this purpose, the mixed
Markov deterioration hazard model is applied to national road in Japan, and inten-
sive management spans are selected by comparing heterogeneity parameters. A FWD
survey is conducted and load bearing capacity is measured for the selected intensive
management spans and some of sound road spans, and the authors empirically verify
the appropriateness of the proposed method of extracting intensive management spans
through the comparison of heterogeneity parameters.
S. Lavrenz, J. Murillo Hoyos and S. Labi illustrate the importance of assessing the
effectiveness of alternative infrastructure preservation interventions, typically, in terms
of a measure of effectiveness (MOE) which is in turn expressed in the form of a per-
formance indicator (PI). It is important to perform such quantifications as part of ex
post evaluations (i.e., after the intervention) or in ex ante assessments of infrastruc-
ture intervention projects (i.e., before the decision is made either to proceed with an
intervention or to identify the optimal choice from multiple alternative interventions).
This would facilitate the development of explicit, objective, and consistent decisions
based on all relevant and quantifiable cost or benefits associated with the intervention.
For this purpose, this chapter presents MOEs that include increase in performance
(the extent to which the performance indicator (PI) is enhanced over the remaining life
of the infrastructure), the service life (the time or accumulated loadings for the PI to
reach a pre-specified threshold), and the area bounded by the performance function (a
reflection of the time period over which good performance is sustained, representing
both the average performance and the intervention service life), probability of infras-
tructure survival until a certain time, and the probability that some distress of a certain
extent or severity is encountered. Field data from in-service infrastructure are used to
demonstrate the use of these mathematical constructs.
The chapter by Y. Li, M.G. Stewart and S. Bjarnadottir presents a risk-based
framework to assess the hurricane damage risks of power distribution (utility) poles,
Downloadedby[FrancoBontempi]at04:0712December2014
XXX Preface
investigate the cost-effectiveness of different mitigation strategies, and evaluate adap-
tation strategies under potential climate change. The losses due to power outrage and
the high replacement costs of aging poles requires a detailed investigation into the cost
effectiveness of various mitigation strategies, which may reduce replacement costs and
damage risks. The framework includes a reliability analysis of the power distribution
poles using fragility analysis considering various sources of uncertainties, the effects of
degradation of timber poles, probabilistic wind models, a life-cycle cost (LCC) benefit
analysis for economical viability of various mitigation strategies, and an assessment of
the potential impacts of climate change on annual failure probability of power distri-
bution poles. Climate change is found to have a significant impact on the annual failure
probability of the distribution poles when they are subjected to changing patterns of
hurricane hazard. Under this perspective, the economic viability of adaptation strate-
gies to replace or strengthen power distribution poles in coastal areas under various
climate change scenarios is evaluated.
As it is explained in the contribution of A. Medury and S. Madanat, trans-
portation infrastructure management refers to the process of allocating a limited
set of resources to a system of deteriorating facilities (roads, bridges, tunnels,
etc) for maintenance, rehabilitation and replacement (MR&R) activities. Typically,
the objective is to minimize the total costs incurred by the agency over a given
planning horizon, while providing adequate recognition to the performance of indi-
vidual facilities, as well as the costs incurred by the users. In order to model the
decision-making problem, which involves the optimization of decisions over mul-
tiple stages, Markov decision processes (MDP) are widely used, especially in the
context of incorporating uncertainty in the underlying facility performance models.
In this regard, state-of-the-art Markov decision process (MDP)-based approaches in
infrastructure management are presented. Furthermore, this work seeks to explore
the suitability of approximate dynamic programming (ADP) methods to incorporate
network-induced dynamics into system-level MR&R decision-making. An efficient
ADP framework is proposed to incorporate structural and economic interdepen-
dence into network-level MR&R decision-making, while parametric studies are
conducted to infer the impact of network-based constraints on the decision-making
process.
The impact of corrosion into the safety of structures in marine environments is the
objective of the chapter by R.E. Melchers. More specifically, corrosion and pitting of
structural steel used in marine pipelines and for off-shore mooring chain are impor-
tant factors in continued integrity and service performance and are best considered
in a reliability framework. Recent new studies have shown that corrosion and pit-
ting are complex nonlinear functions of exposure period and of various environmental
influences, including that of marine microorganisms. This has considerable implica-
tions on the way structural safety assessments using structural reliability theory can
be performed. This aspect is reviewed for steel plates, sheet piling, steel pipelines and
for mooring chains as used in the offshore oil industry. An example is given for the
assessment of the probability of failure through severe pitting observed in some cases
for mooring chains. The new corrosion theory implies that for maximum pit depth
the Frechet distribution rather than the usual Gumbel distribution is more appropriate
for reliability analysis. The reasons for this outcome and the various implications are
discussed.
Downloadedby[FrancoBontempi]at04:0712December2014
Preface XXXI
Important techno-economic issues related to reliable and efficient retrofitting and
refurbishment of existing road bridges are discussed by C. Modena, G. Tecchio,
C. Pellegrino, F. da Porto, M.A. Zanini and M. Donà. It is evident that suitable inter-
ventions are essential for lengthening bridges’ structural life and delaying their complete
substitution, the “downtime’’ costs, all generally very difficult to manage by network
authorities. The design of retrofit process requires a complex comprehensive approach,
which starts with the assessment of the current state and the definition of the condi-
tion value of the bridge by inspections, identification tests, structural analyses, etc.
On this basis, the definition of the proper interventions in terms of both material and
implementation techniques is then carried out. The application of such methodolo-
gies to different road bridge types (masonry, reinforced concrete, steel) is described,
while usual restoration and retrofitting techniques for all these different bridge types
are briefly presented. In the sequence, significant case studies of rehabilitation inter-
ventions are presented. These retrofitting and refurbishment interventions outline a
methodological approach, taking into account the typological characteristics of the
structure, the state of maintenance, the functional requirements and the environmental
aspects connected to the employed repair and strengthening of each structural system.
K.G. Papakonstantinou and M. Shinozuka discuss stochastic control approaches
for structural maintenance. In general, huge investments are needed in order to sub-
stantially improve the current infrastructure conditions, which are rarely, if ever, fully
available in practice. To address effectively this urgent societal need for safe struc-
tures and infrastructure systems under limited resources, science-based management
of assets is needed. Stochastic control methods and Bayesian principles have a long, suc-
cessful history of implementation in risk management and minimum life-cycle costing
of civil engineering structures. In this work, a practical framework for decision-making,
under a variety of uncertainties, concerning the management of deteriorating civil
structures is presented based on Markov Decision Processes (MDP) that answers the
critical questions of where, when and what type of inspection and repair should be
performed, in order for a structure to maintain an acceptable safety level at the mini-
mum possible cost. This enables decision-makers to plan an optimum life-cycle policy
to perform effective inspection and maintenance actions. Utilizing a realistic exam-
ple, the proposed method is compared with state-of-the-art methodologies to verify its
theoretical and practical supremacy.
Modeling inspection uncertainties for on-site condition assessment using non-
destructive testing (NDT) tools is discussed in the work of F. Schoefs. Maintenance
of existing aging infrastructures lies generally on condition assessment based-from the
most easily used to the most intrusive ones- on visual inspection, non-NDT and struc-
tural health monitoring (SHM) with embedded sensors. For some applications, the
condition assessment can be considered as perfect and the aging model parameters
are updated using Bayesian techniques for instance. When considering aging infras-
tructures this is generally not the case due to: (a) the size of the structure is large and
the inspection should be carried out on a limited number of positions; (b) the bud-
get devoted to inspection is subtracted from the global amount of money available to
plan the Inspection-Maintenance and Repair schedule (IMR). Thus, the most efficient
and inexpensive condition assessment schemes should be selected. That leads decision-
makers to consider: (i) partial, and (ii) non-perfect tools in the decision scheme. The
objective of this chapter related to (i) is: to present deficiencies of classical discrete
Downloadedby[FrancoBontempi]at04:0712December2014
XXXII Preface
inspection approaches, to describe the current methodologies for inspection optimi-
sation, and to present an efficient approach based on polynomial chaos to minimize
the error of measurement. Furthermore, the goals of this chapter with respect to (ii)
are: to present in a general format the modelling of imperfections, emphasizing on the
role of the exact definition of the employed protocol, as well as the chain of uncer-
tainties from calibration tests and results in laboratory to on-site assessment including
various factors (i.e., human, environmental,) that affect the assessment. Furthermore,
to analyse how these basic quantities can be introduced as parameters in a rational
aid-tool for the optimisation of resources allocation by minimizing the total cost along
the service life.
The motivation of the study by M.-K. Söderqvist is to examine the impact of con-
dition description and inspection data quality in infrastructure management. It is
emphasized that a well-organized inspection system is the key element of a successful
engineering structure management. Actually, it forms the basis and is an integral part of
the whole management system. The system assessment results are as reliable as the data
in the database. Hence, the experience of the engineers and the use of the management
system have shown that the available condition and damage data must continuously
be improved and completed. The importance of inspection training and other qual-
ity improving methods, their impact on bridge maintenance, repair and rehabilitation
(MR&R) as well as bridge aging modeling are discussed. MR&R preservation and
functionality goals for bridges and other engineering structures are presented to better
describe the whole management process of fund allocation. Well qualified inspection
and well-chosen condition indicators provide a valuable and necessary assistance to
reach the targets of the maintenance operations policy.
The topic of the contribution of M.G. Stewart, D.V. Val, E. Bastidas-Arteaga,
A. O’Connor and X. Wang climate adaptation engineering and risk-based design and
management of infrastructure, with emphasis on increases in economic (loss) risks
expected for existing infrastructure subject to climate-induced changes. This work aims
at exploiting the impact of climate change on infrastructure performance and to pave
the way for more efficient and resilient infrastructure, and help ‘future proof’ exist-
ing infrastructure to a changing climate. The performance of existing infrastructure
may degrade if subject to more extreme natural hazards or accelerated degradation of
material properties. This chapter describes how risk-based approaches are well suited
to optimising climate adaptation strategies related to the design and maintenance of
existing infrastructure. Such approaches may include retrofitting or strengthening of
existing structures, or enhanced designs. Risk-based decision support is described to
assess the risks and economic viability of climate adaptation measures, especially on the
aspect of life-cycle costs during their service, which includes embodied and operating
energy costs. Furthermore, stochastic methods are used to model infrastructure perfor-
mance, effectiveness of adaptation strategies, exposure, and costs. The latest research
findings related to climate adaptation strategies are provided for various complex
engineering applications.
Large-scale transportation networks comprise structures of various size and com-
plexity, requiring different strategies for management and maintenance. Under this
perspective, the work of B. Yanev focuses on comparing bridge condition evaluations
with life-cycle expenditures in an illustrative manner. More specifically, the objective
of this chapter is to review the condition assessments of the New York City bridge
Downloadedby[FrancoBontempi]at04:0712December2014
Preface XXXIII
network and the known expenditures for rehabilitation, repair and maintenance over
a period exceeding two decades. The evaluations include condition ratings generated
by visual biennial inspections, as well as reports of potential hazards and other assess-
ments. In contrast with uncertain forecasting models, this work directly compares the
bridge condition database with the magnitude of the remedial measures. Given the
uncertain correlation between evaluations and actual conditions on one hand, and
the vague effectiveness of remedial actions on the other, a rigorous relationship cannot
be established even in retrospect. Nevertheless, comparing a huge amount of real data
from bridge and element condition ratings with network level expenditures reveals a
functional relationship between the project level structural demand and the supply of
remedial actions. Hence, important guidelines are provided based on the accumulated
experience of the presented bridge network and it is concluded that preventive main-
tenance and preservation emerge as preferable, both in terms of direct and user costs,
especially for larger infrastructure.
In the last chapter, the principles of redundancy-based design of non-deterministic
systems are presented by B. Zhu and D.M. Frangopol. The motivation of this study is
to propose an efficient redundancy factor to provide a rational reliability-based design
of components in structural systems. The definition of this redundancy factor is prop-
erly illustrated via a characteristic example. By using idealized systems consisting of
identical components, the effects of system models, correlations among the resistances
of components, number of components in the system, mean value of the load, and coef-
ficients of variation of load and resistances on the redundancy factor are investigated.
For the representative case where the coefficients of variation of resistance and load are
set to be the commonly used values, the redundancy factors of N-component systems
associated with different correlation cases and system models are evaluated. Two types
of limit states are provided, in which system redundancy is taken into account from the
load and resistance side, respectively. Finally, a highway bridge example is presented to
demonstrate the application of the proposed redundancy factor to real-life engineering
problems.
The aforementioned collection of chapters provides an overview of the present
thinking and state-of-the-art developments into the field of maintenance and safety
of aging infrastructure. The book is targeted primarily to researchers, students and
engineers that are active in this field. It is hoped that the collection of these chapters
in a single book will be found useful for both academics and practicing engineers.
The book editors would like to express their deep gratitude to all authors for their
time and effort devoted to the completion of their contributions for this volume. Fur-
thermore, we are most appreciative to the reviewers for their effective comments that
helped authors to substantially strengthen their work. Finally, the editors would like
to thank the personnel of CRC Press / Balkema, especially Mr. Alistair Bright and
Mr. Richard Gundel, for their kind cooperation and support for the publication of this
book.
Dan M. Frangopol
Yiannis Tsompanakis
September 2014
Downloadedby[FrancoBontempi]at04:0712December2014

Design Knowledge Gain by Structural Health Monitoring

  • 1.
    Chapter 4 Design KnowledgeGain by Structural Health Monitoring Stefania Arangio and Franco Bontempi Department of Structural and Geotechnical Engineering, Sapienza University of Rome, Rome, Italy Abstract The design of complex structures should be based on advanced approaches able to take into account the behavior of the constructions during their entire life-cycle. Moreover, an effective design method should consider that the modern constructions are usually complex systems, characterized by strong interactions among the single components and with the design environment. A modern approach, capable of adequately consider- ing these issues, is the so-called performance-based design (PBD). In order to profitably apply this design philosophy, an effective framework for the evaluation of the overall quality of the structure is needed; for this purpose, the concept of dependability can be effectively applied. In this context, structural health monitoring (SHM) assumes the essential role to improve the knowledge on the structural system and to allow reliable evaluations of the structural safety in operational conditions. SHM should be planned at the design phase and should be performed during the entire life-cycle of the structure. In order to deal with the large quantity of data coming from the continu- ous monitoring various processing techniques exist. In this work different approaches are discussed and in the last part two of them are applied on the same dataset. It is interesting to notice that, in addition to this first level of knowledge, structural health monitoring allows obtaining a further more general contribution to the design knowl- edge of the whole sector of structural engineering. Consequently, SHM leads to two levels of design knowledge gain: locally, on the specific structure, and globally, on the general class of similar structures. Keywords ANCRiSST benchmark problem, complex structural systems, dependability, enhanced frequency domain decomposition, neural networks, performance-based design, soft computing, structural health monitoring, structural identification, system engineering, Tianjin Yonghe bridge. 4.1 Introduction In recent years more and more demanding structures and infrastructures, like tall build- ings or long span bridges, are designed, built and operated to satisfy the increasing DOI: 10.1201/b17073-5 http://dx.doi.org/10.1201/b17073-5 Design Knowledge Gain by Structural Health Monitoring
  • 2.
    96 Maintenance andSafety of Aging Infrastructure needs of society. These constructions require high performance levels and should be designed taking into account their durability and their behavior in accidental con- ditions (Koh et al., 2010; Petrini & Bontempi, 2011; Crosti et al., 2011; 2012; Petrini & Palmeri, 2012). Their design should be able to consider their intrinsic complexity that can be related to several aspects, such as for example the strong non- linear behavior in case of accidental actions and the fact that, while safety checks are carried out considering each structural element per sé, structures are usually sys- tems composed by deeply interacting components. Moreover the structural response shall be evaluated taking into account the influence of several sources of uncertainty, both stochastic and epistemic, that characterize either the actions or the structural properties, as well as the efficiency and consistency of the adopted structural model (Frangopol & Tsompanakis, 2009; Elnashai & Tsompanakis, 2012, Biondini et al., 2008; Bontempi & Giuliani, 2010). Only if these aspects are properly considered, the structural response can be reliably evaluated, and the performance of the constructions ensured. Furthermore, the recent improvement in data measurement and in elaboration technologies has created the proper conditions to improve the decisional tools based on the performance on site, leading to a system design philosophy based on the per- formance, known as performance-based design (PBD). In order to apply the PBD approach, an effective framework for the evaluation of the overall quality of a struc- ture is needed. For this purpose, a specific concept has been proposed: the so-called structural dependability. This is a global concept that was originally developed in the field of computer science but that can be extended to civil engineering systems (Arangio et al., 2010). In this context, structural health monitoring assumes an essential role to improve the knowledge on the structural system and to allow reliable evaluations. It should be planned since the design phase and carried out during the entire life-cycle because it rep- resents an effective way to control the structural system in a proactive way (Frangopol, 2011): the circumstances that may eventually lead to deterioration, damage and unsafe operations can be diagnosed and mitigated in a timely manner, and costly replacements can be avoided or delayed. Different approaches exist for assessing the structural performance starting from the monitoring data: they are based on deterministic indexes or on sophisticated proba- bilistic evaluations and they can be developed at different levels of accuracy, according to the considered situation. In the last part of the work, a case study is analyzed by using two different approaches, the structural identification in the frequency domain and a neural network-based damage detection strategy, and the results are compared. The concepts discussed above are schematized in the flow chart in Figure 4.1 and detailed in the following paragraphs. 4.2 Knowledge and Design It is well known, and perhaps it is an abused slogan, that we are in the Era of Knowl- edge. This is of course true in the field of structural design. Generally speaking, the knowledge of the people involved in structural design can be schematically represented by the large rectangle shown in Figure 4.2. But this actual knowledge usually does not cover all the design necessities and there are areas of knowledge that are not expected Downloadedby[FrancoBontempi]at04:0412December2014
  • 3.
    Design Knowledge Gainby Structural Health Monitoring 97 Figure 4.1 Logical process for an innovative design by exploiting the knowledge gained by structural health monitoring. Figure 4.2 Knowledge gain process. Downloadedby[FrancoBontempi]at04:0412December2014
  • 4.
    98 Maintenance andSafety of Aging Infrastructure at the beginning of the project. According to the required additional knowledge, design can be classified as: I. evolutive design (small rectangle at the bottom) that does not require a large amount of new knowledge because well-known concepts, theories, schemes, tools and technologies are employed; II. innovative design (small rectangle at the top) that does need new expertise because something new is developed and introduced. At the end of each project the design team gains further areas of knowledge and this is an important point in engineering: one acquires expertise making things directly. Also, the order of the knowledge, meaning having the right thing at the right place, is an a-posteriori issue: sense-making is often organized after, looking at the past. A rational question can be raised looking at Figure 4.2: generally speaking, is the necessity for the designers of an innovative structure so well-founded, to have already a strong experience in this kind of structures? This question seems, but only superficially, very provocative. In fact, if one is framed by its self-experience and culture, it is reasonable to expect him to be caged in ideas and schemes securely useful in evolutive situations, where only small changes are expected, whereas a largely innovative context needs new frameworks that cannot be extrapolated from the past. This concept is presented also in Figure 4.3 where the trend of the structural quality vs. the design variables is shown for both types of design. In the case of evolutive designs, the variables are few and it is possible to obtain the optimal structural con- figuration with a local optimization. On the other hand, innovative design allows reaching higher values of structural quality but needing a global optimization that involves numerous variables. Figure 4.3 Structural quality or performance vs. design variables for evolutive and innovative design. Downloadedby[FrancoBontempi]at04:0412December2014
  • 5.
    Design Knowledge Gainby Structural Health Monitoring 99 4.3 System Engineering Approach & Performance-based Design In order to define an appropriate procedure for dealing with complex structures, it is interesting to define first the aspects that make a construction complex. They can be understood looking at the plot in Figure 4.4 (adapted from Perrow (1984)) that shows in an ideal but general way a three dimensional Cartesian space where the axes indicate: 1 the nonlinearities of the system. In the structural field the nonlinearities affect the behavior at different levels: at a detailed micro-level, for example, they affect the mechanical properties of the materials; at a macro-level they influence the behavior of single elements or even the entire structure as in the case of instability phenomena; 2 the interactions and connections between the various parts; 3 the intrinsic uncertainties; they could have both stochastic and epistemic nature. In this reference system the overall complexity of the system increases as the values along each of the axes increase. In order to adequately face all these aspects, complex structures require high per- formance levels and should be designed taking into account their durability during the entire life cycle and their behavior in accidental situations. All these requirements are often in contrast with the simplified formulations that are still widely applied in structural design. It is possible to handle these aspects only evolving from the simplistic idealization of the structure as a device for channeling loads to the more complete idea of the struc- tural system, intended as a set of interrelated components working together toward a common purpose (NASA – SE Handbook, 2007), and acting according System Engi- neering, which is a robust approach to the creation, design, realization and operation of an engineered system. It has been said that the notion of structural systems is a ‘marriage of Structural Engineering and Systems Science’ (Skelton, 2002). Figure 4.4 Aspects that increase the complexity of a system (adapted by Perrow, 1984). Downloadedby[FrancoBontempi]at04:0412December2014
  • 6.
    100 Maintenance andSafety of Aging Infrastructure Figure 4.5 Functional/hierarchical breakdown of a system/problem. In the System Engineering framework, an operational tool that can be useful for deal- ing with complex systems is the breakdown. The hierarchical/functional breakdown of a system (or a problem) can be represented graphically (as shown in Figure 4.5) by a pyramid, set up with various objects positioned in a hierarchical manner. The peak of the pyramid represents the goal (the whole system), the lower levels represent a descrip- tion of fractional objects (the sub-systems/problems in which it can be divided), and the base corresponds to basic details. By applying a top-down approach, a problem can be decomposed by increasing the level of details one level at a time. On the other hand, in those situations where the details are the starting point, a bottom-up approach is used for the integration of low-level objectives into more complex, higher-level objectives. In common practice, however, actual problems are unclear and lack straightforward solutions. In this case, the strategy becomes a mixed recipe of top-down and bottom- up procedures that may be used alternately with reverse-engineering approaches and back analysis techniques. The whole structural design process can be reviewed within this system view, considering also that the recent improvement in measurement and elaboration data technologies have created the proper conditions to integrate the information on the performance on site in the design process, leading to the so-called performance-based design (PBD) (Smith, 2001; Petrini & Ciampoli, 2012). The flow chart in Figure 4.6 summarizes the concepts at the base of the PBD. The first five steps in the figure are those considered in the traditional design approach and lead to the “as built’’ construction; they are: 1 formulation of the problem; 2 synthesis of the solution; 3 analysis of the proposed solution; 4 evaluation of the solution performances; 5 construction. Downloadedby[FrancoBontempi]at04:0412December2014
  • 7.
    Design Knowledge Gainby Structural Health Monitoring 101 Figure 4.6 Steps of the Performance Based Design (PBD) approach (adapted from Smith, 2001). Difficulties associated with this kind of approach are evident: the as built structure could be very different from the as designed one for various reasons, as fabrication mis- takes or unexpected conditions during the construction phase, or also non-appropriate design assumptions. In order to evaluate the accomplishment of the expected perfor- mance, a monitoring system can be used. Under this perspective, three further steps will be added to the aforementioned traditional ones: 6 monitoring of the real construction; 7 comparison of monitored and expected results; 8 increase of the accuracy of the expectation. These three additional steps are the starting point of the PBD and lead to other following steps devoted to the possible modification of the project in order to fulfill the expected performance: 9 reformulation: development of advanced probabilistic methods for a more accurate description of the required performance; 10 weak evaluation, that assumes that the analysis is exact and all the actions are known, from the probabilistic point of view; 11 improvement of the model; 12 strong evaluation that is carried out when the improvement (see point 11) aims at assigning more accurate values to the assigned parameters. Downloadedby[FrancoBontempi]at04:0412December2014
  • 8.
    102 Maintenance andSafety of Aging Infrastructure Looking at the flow chart in Figure 4.6, it is possible to make two observations: I. the structural monitoring plays a key role in the PBD approach because it is the tool that allows the first comparison between the ‘as designed’ structure with the ‘as built’ one. If it is managed in the right way, it can lead to a significant gain of design knowledge that can assure the long term exploitation of the structure; II. in order to evaluate the quality of the structure it is necessary to take into account numerous aspects and to consider at the same time how the system works as a whole, and how the elements behave singularly. For a comprehensive evaluation of the overall performance a new concepts should be used, as for example that of structural dependability discussed in the next section. Finally, step 10, weak evaluation, can lead to a local specific increase of knowledge, while step 12, strong evaluation, can lead to a global – general increase of knowledge referring to a whole class of structures or even to a whole sector of the structural engineering. If these knowledge step increases are recognized and organized by the design team, the overall scheme reported in Figure 4.1 is developed. 4.4 Structural Dependability As anticipated, for the purpose of evaluation of the overall quality of structural systems a new concept has been recently proposed: the structural dependability. It can be intro- duced looking at the scheme in Figure 4.7, where the various aspects discussed in the previous section are ordered and related to this concept (Arangio, 2012). It has been said that a modern approach to structural design requires evolving from the simplistic idea of ‘structure’ to the idea of ‘structural system’, and acting according to the System Engineering approach; in this way it is possible to take into account the interactions between the different structural parts and between the whole structure and the design environment. The grade of non-linearity and uncertainty in these interactions deter- mines the grade of complexity of the structural system. In case of complex systems, it is important to evaluate how the system works as a whole, and how the elements behave singularly. In this context, dependability is a global concept that describes the aspects assumed as relevant to describe the quality of a system and their influencing factors (Bentley, 1993). This concept has been originally developed in the field of computer science but it can be reinterpreted in the civil engineering field (Arangio et al., 2010). The dependability reflects the user’s degree of trust in the system, i.e., the user’s confidence that the system will operate as expected and will not ‘fail’ in normal use: the system shall give the expected performance during the whole lifetime. The assessment of dependability requires the definition of three elements (Figure 4.8): • the attributes, i.e. the properties that quantify the dependability; • the threats, i.e. the elements that affect the dependability; • the means, i.e. the tools that can be used to obtain a dependable system. Downloadedby[FrancoBontempi]at04:0412December2014
  • 9.
    Design Knowledge Gainby Structural Health Monitoring 103 Figure 4.7 Roadmap for the analysis and design of complex structural systems (Arangio, 2012). In structural engineering, relevant attributes are reliability, safety, security, main- tainability, availability, and integrity. Note that not all the attributes are required for all the systems and they can vary over the life-cycle. The various attributes are essential to guarantee: • the ‘safety’ of the system under the relevant hazard scenarios, that in current practice is evaluated by checking a set of ultimate limit states (ULS); • the survivability of the system under accidental scenarios, considering also the security issues; in recent guidelines, this property is evaluated by checking a set of ‘integrity’ limit states (ILS); • the functionality of the system under operative conditions (availability), that in current practice is evaluated by checking a set of serviceability limit states (SLS); • the durability of the system. The threats to system dependability can be subdivided into faults, errors and fail- ures. According to the definitions given in (Avižienis et al., 2004), an active or dormant fault is a defect or an anomaly in the system behavior that represents a potential cause of error; an error is the cause for the system being in an incorrect state; failure is a permanent interruption of the system ability to perform a required function under specified operating conditions. Error may or may not cause failure or activate a fault. Downloadedby[FrancoBontempi]at04:0412December2014
  • 10.
    104 Maintenance andSafety of Aging Infrastructure Figure 4.8 Dependability: attributes, threats and means (from Arangio et al., 2010). In case of civil engineering constructions, possible faults are incorrect design, construc- tion defects, improper use and maintenance, and damages due to accidental actions or deterioration. With reference to Figure 4.5, the problem of conceiving and building a dependable structural system can be considered at least by four different points of view: 1 how to design a dependable system, that is a fault-tolerant system; 2 how to detect faults, i.e., anomalies in the system behavior (fault detection); 3 how to localize and quantify the effects of faults and errors (fault diagnosis); 4 how to manage faults and errors and avoid failures (fault management). In general, a fault causes events that, as intermediate steps, influence or determine measurable or observable symptoms. In order to detect, locate and quantify a system fault, it is necessary to process data obtained from monitoring and to interpret the symptoms. A system is taken as dependable if it satisfies all requirements with regards to various dependability performance and indices, so the various attributes, such as reliability, safety or availability, which are quantitative terms, form a basis for evaluating the dependability of a system. Dependability evaluation is a complex task because this is a term used for a general description of the quality of a system and it cannot be easily Downloadedby[FrancoBontempi]at04:0412December2014
  • 11.
    Design Knowledge Gainby Structural Health Monitoring 105 expressed by a single measure. The approaches for its evaluation can be qualitative or quantitative and usually are related to the phase of the life cycle that it is consid- ered (design or assessment). In the early design phase a qualitative evaluation is more appropriate than a detailed one, as some of the subsystems and components are not completely conceived or defined. Qualitative evaluations can be performed, for example, by means of failure mode analyses approaches, as the Failure Mode Effects and Criticality Analysis (FMECA) or the failure tree analysis (FTA), or by using reliability block diagrams. On the other hand, in the assessment phase, numerous aspects should be taken into account and all of them are affected by uncertainties and interdependencies, so quantitative evalu- ations, based on probabilistic methods, are more suitable. It is important to evaluate whether the failure of a component may affect other components, or whether a recon- figuration is involved upon a component failure. These stochastic dependencies can be captured for example by Markov chains models, which can incorporate interactions among components and failure dependence. Other methods are based on Petri Nets and stochastic simulation. At the moment, most of the applications are on electrical systems (e.g., Nahman, 2002) but the principles can be applied in the civil engineering field. When numerous different factors have to be taken into account and dependabil- ity cannot be described by using analytical functions, linguistic attributes by means of the fuzzy logic reasoning could be helpful (Ivezi´c et al., 2008). 4.5 Structural Health Monitoring As aforementioned, structural monitoring has a fundamental role in the PBD because it is the tool that allows the comparison between the expected behavior and the observed one in order to verify the accomplishment of the expected performance and guarantee a dependable system. Moreover, the recent technological progresses, the reduction of the price of hardware, the development of accurate and reliable software, not to mention the decrease in size of the equipment have laid the foundations for a widely use of monitoring data in the management of civil engineering systems (Spencer et al., 2004). However, it is also important to note that the choice of the assessment method and level of accuracy is strictly related to the specific phase of the life-cycle and to the complexity and importance of the structure (Bontempi, 2006; Casas, 2010). The use of advanced methods is not justified for all structures; the restriction in terms of time and cost is important: for each structural system a specific assessment process, which would be congruent with the available resources and the complexity of the system, should be developed. In Bontempi et al. (2008) for example, the structures are classified for monitoring purposes in the following categories: ordinary, selected, special, strategic, active and smart structures. The information needed for an efficient monitoring, shown in Figure 4.9 by means of different size circles, increases with the complexity of the structure. For those structural systems subjected to long term monitoring, data processing is a crucial step because, as said earlier, they represent the measurable symptoms of the possible damage (fault). However, the identification of the fault from the measurement data is a complex task, as explained in Figure 4.10. The relationship between fault and symptoms can be represented graphically by a pyramid: the vertex represents the fault, Downloadedby[FrancoBontempi]at04:0412December2014
  • 12.
    106 Maintenance andSafety of Aging Infrastructure Figure 4.9 Relationship between classification of structures and characteristics of the monitoring process. Figure 4.10 Knowledge-based analysis for structural health monitoring. the lower levels the possible events generated by the fault and the base corresponds to the symptoms. The propagation of the fault to the symptoms follows a cause-effect relationship, and is a top-down forward process. The fault diagnosis proceeds in the reverse way. To solve the problem implies the inversion of the causality principle; but Downloadedby[FrancoBontempi]at04:0412December2014
  • 13.
    Design Knowledge Gainby Structural Health Monitoring 107 one cannot expect to rebuild the fault-symptom chain only by measured data because the causality is not reversible or the reversibility is ambiguous: the underlying physical laws are often not known in analytical form, or too complicated for numerical cal- culation. Moreover, intermediate events between faults and symptoms are not always recognizable (as indicated in Figure 4.3). The solution strategy requires integrating different procedures, either forward or inverse; this mixed approach has been denoted as the total approach by Liu and Han (2004), and different computational methods have been developed for this task, that is, to interpret and integrate information coming from on site inspection, database and experience. In Figure 4.10 an example of knowledge-based analysis is shown. The results obtained by instrumented monitoring (the detection and diagnosis system on the right side) are processed and combined with the results coming from the analytical or numerical model of the structural response (the physical system on the left side). Information Technology provides the tool for such integration. The processing of experimental data is the bottom-up inverse process, where the output of the system (the measured symptoms: displacements, acceleration, natural frequencies, etc.) is known but the parameters of the structure have to be determined. For this purpose different methods can be used; a great deal of research in the past 30 years has been aimed at establishing effective local and global assessment meth- ods (Doebling et al., 1996; Sohn et al., 2004). The traditional global approaches are based on the analysis of the modal parameters obtained by means of structural iden- tification. On the other hand, in recent years, also other approaches based on soft computing techniques have been widely applied. These methods, as for example the neural networks applied in this work, have proved to be useful in such case where con- ventional methods may encounter difficulties. They are robust and fault tolerant and can effectively deal with qualitative, uncertain and incomplete information, making them highly promising for smart monitoring of civil structures. In the sequence both approaches are briefly presented and, in the last part of the work, they are applied on the same dataset and the results are compared. 4.5.1 Structural Identification Structural identification of a civil structure includes the evaluation of its modal param- eters, which are able to describe its dynamic behavior. The basic idea behind this approach is that modal parameters (natural frequencies, mode shapes, and modal damping) are functions of the physical properties of the structure such as mass, damp- ing and stiffness. Therefore, changes in the physical properties, as for example the reductions of stiffness due to damage, will cause detectable changes in the modal properties. During the last three decades extensive research has been conducted in vibration-based damage identification and significant progress has been achieved (see for example: Doebling, 1996; Sohn et al. 2004; Gul & Catbas 2008; Frangopol et al., 2012; Li et al., 2006; Ko et al., 2009). The methods for structural identification belong to two main categories: Experimen- tal Modal Analysis (EMA) and Operational Modal Analysis (OMA or output-only analysis). The first class of methods requires knowledge of both input and output, which are related by a transfer function that describes the system. This means that the structure has to be artificially excited in such a way that the input load can be Downloadedby[FrancoBontempi]at04:0412December2014
  • 14.
    108 Maintenance andSafety of Aging Infrastructure measured. In case of large structures, to obtain satisfactory results, it is necessary to generate a certain level of stress to overcome the ambient noise, but this is difficult and expensive and moreover could create undesired nonlinear behavior. Operational modal analysis, on the other hand, requires only measurement of the output response, since the excitation system consists of ambient vibrations, such as wind and traffic. For these reasons, in recent years, output-only modal identification techniques have being largely used. This can lead to a considerable saving of resources, since it is not necessary any type of equipment to excite the structure. In addition, it is not necessary to interrupt the operation of the structure, which is very important in case of strategic infrastructures that, in case of closure, will strongly affect the traffic. Another key aspect is that the measurements are made under real operating conditions. In this work, the used approach belongs to this latter category: the identification was carried out by using an output only approach in the frequency domain, the Enhanced Frequency Domain Decomposition (EFDD) technique (Brincker et al., 2001). 4.5.2 Neural Network-based Data Processing Whenever a large quantity of noisy data need to be processed in short time there are other methods, based on soft computing techniques, that have proven to be very efficient (see for example: Adeli, 2001; Arangio & Bontempi, 2010; Ceravolo et al., 1995; Choo et al., 2009; Dordoni et al., 2010; Freitag et al., 2011; Ni et al., 2002; Kim et al., 2000; Ko et al., 2002; Sgambi et al., 2012; Tsompanakis et al., 2008) and have attracted the attention of the research community. In particular, in this work a neural network-based approach is applied for the assessment of the structural condition of a cable-stayed bridge. The neural network concept has its origins in attempts to find mathematical repre- sentations of information processing in biological systems, but a neural network can also be viewed as a way of constructing a powerful statistical model for nonlinear regression. It can be described by a series of functional transformations working in different correlated layers (Bishop, 2006): yk(x, w) = h   M j=1 w (2) kj g   D j=1 w (1) ji xi + b (1) j0   + b (2) k0   (4.1) where yk is the k-th neural network output; x is the vector of the D variables in the input layer; w consists of the adaptive weight parameters, w (1) ji and w (2) kj , and the biases, b (1) j0 and b (2) k0 ; H is the number of units in the hidden layer; and the quantities in the brackets are known as activations: each of them is transformed using a nonlinear activation function (h and g). Input–output data pairs from a system are used to train the network by ‘learning’ or ‘estimating’ the weight parameters and biases. Usually, the values of the components of w are estimated from the training data by minimizing a proper error function. The estimation of these parameters, i.e. the so called model fitting, can be also derived as a particular approximation of the Bayesian framework (MacKay, 1992; Lampinen & Vethari, 2001). More details are given in (Arangio & Beck, 2012). Downloadedby[FrancoBontempi]at04:0412December2014
  • 15.
    Design Knowledge Gainby Structural Health Monitoring 109 A key aspect in the use of neural network models is the definition of the optimal internal architecture that is the number of weight parameters needed to adequately approximate the required function. In fact, it is not correct to choose simply the model that fits the data better: more complex models will always fit the data better but they may be over–parameterized and so they make poor predictions for new cases. The problem of finding the optimal number of parameters provides an example of Ockham’s razor, which is the principle that one should prefer simpler models to more complex models, and that this preference should be traded off against the extent to which the models fit the data (Sivia, 1996). The best generalization performance is achieved by the model whose complexity is neither too small nor too large. The issue of model complexity can be solved in the framework of Bayesian proba- bility. In fact, the most plausible model class among a set M of NM candidate ones can be obtained by applying Bayes’ Theorem as follows: p(Mj|D, M) ∝ p D|Mj p Mj|M (4.2) The factor p(D/Mj) is known as the evidence for the model class Mj provided by the data D. Equation (4.2) illustrates that the most plausible model class is the one that maximizes p(D/Mj)p(Mj) with respect to j. If there is no particular reason a priori to prefer one model over another, they can be treated as equally plausible a priori and a non informative prior, i.e. p(Mj) = 1/NM, can be assigned; then different models with different architectures can be objectively compared just by evaluating their evidence (MacKay, 1992; Lam et al., 2006). 4.6 Knowledge Gain by Structural Health Monitoring: A Case Study 4.6.1 Description of the Considered Bridge and Its Monitoring System In the following it is presented a case study that shows the key role of structural monitoring for increasing our knowledge on the operational behavior of the structures, allowing the detection of anomalies in a timely manner. The considered structure is a real bridge, the Tianjin Yonghe Bridge, proposed as benchmark problem by the Asian- Pacific Network of Centers for Research in Smart Structure Technology (ANCRiSST SHM benchmark problem, 2011) (see Figure 4.11). In October 2011 they shared some data of the long term monitoring of the bridge with the Structural Health Monitoring community. The benchmark data included also an ANSYS finite element model of the structure that was at the base of the numerical analyses carried out in this work. The Tianjin Yonghe Bridge is one of the earliest cable-stayed bridges constructed in mainland China. It has a main span of 260 m and two side spans of 25.15 + 99.85 m each. The full width of the deck is about 13.6 m, including a 9 m roadway and sidewalks. The bridge was opened to traffic since December 1987 and significant maintenance works were carried out 19 years later. In that occasion, for ensuring the future safety of the bridge, a sophisticated SHM system has been designed and imple- mented by the Research Center of Structural Health Monitoring and Control of the Harbin Institute of Technology (Li et al., 2013). Downloadedby[FrancoBontempi]at04:0412December2014
  • 16.
    110 Maintenance andSafety of Aging Infrastructure Figure 4.11 Skyline of the Tianjin Yonghe bridge with the main dimensions (top); cross section (bottom). The distribution of the sensors is indicated. The continuous monitoring system designed for the bridge includes 14 uniaxial accelerometers permanently installed on the bridge deck and 1 biaxial accelerometer that was fixed on the top of one tower to monitor its horizontal oscillation. An anemometer was attached on the top of the tower to measure the wind speed in three directions and a temperature sensor were installed at the mid-span of the girder to measure the ambient temperature. The accelerometers of the deck were placed half downstream and half upstream. The skyline of the bridge with the main dimensions of the structure and the scheme of the distribution of the sensor is shown in Fig- ure 4.11. While it was monitored, the bridge experienced some damages, thus, the data that were made available for the researchers regard both health and damaged conditions. Data in the health condition include time histories of the accelerations recorded by the 14 deck sensors and environmental information (wind and temperature). They consist in registrations of 1 hour that have been repeated for 24 hours on January 17th, 2008. The sampling frequency is 100 Hz. The second part of available data includes other measurements recorded at the same locations after some months, on July 31st, 2008. The damage observed in the meantime regarded cracking at the closure segment of both side spans and damage at the piers (partial loss of the vertical supports due to overloading). The dataset includes again registrations of 1 hour repeated for the 24 hours at the same sampling frequency (100 Hz). The available data have been processed by using both a structural identification approach and a neural network-based strategy. In the following the results are presented and compared. 4.6.2 Application of the Enhanced Frequency Domain Decomposition In this work the structural identification has been carried out by using the Enhanced Frequency Domain Decomposition (EFDD) technique that is based on the analysis of the frequency content of the response by using the auto-cross power spectral density Downloadedby[FrancoBontempi]at04:0412December2014
  • 17.
    Design Knowledge Gainby Structural Health Monitoring 111 Figure 4.12 Averaged Singular Values Decompositions (health condition – left; damaged condition – right). (PSD) functions of the measured time series of the responses. The PSD matrix is then decomposed by using the Singular Value Decomposition (SVD) tool. The singular values contain information from all spectral density functions and their peaks indicate the existence of different structural modes, so they can be interpreted as the auto spectral densities of the modal coordinates, and the singular vectors as mode shapes (Brincker et al., 2001). It should be noted that this approach is exact when the considered structure is lightly damped and excited by a white noise, and when the mode shapes of closed modes are geometrically orthogonal (Ewins, 2000). If these assumptions are not completely satisfied, the SVD is an approximation, but the obtained modal information is still enough accurate (Brincker et al., 2003). The first step of the FDD is to construct a PSD matrix of the ambient responses G(f ): G(f ) = E[A(f )AH (f )] (4.3) where the vector A(f ) collects the acceleration responses in the frequency domain, the superscript H denotes the Hermitian transpose operation and E denotes the expected value. In the considered case, the spectral matrix G(f ) was computed by using the Welch’s averaged modified periodogram method (Welch, 1967). In addition, an over- lapping of 50% between the various segments was considered and a periodic Hamming windowing was applied to reduce the leakage. After the evaluation of the spectral matrix, the FDD technique involves the Singular Value Decomposition (SVD) of G(f ) at each frequency and the inspection of the curves representing the singular values (SV). The SVD have been carried out for the 24 hour registrations carried out on January 17th, 2008. The consistency of the spectral peaks and the time invariance of resonant frequencies has been investigated by analyzing the auto-spectra of the vertical accelerations acquired at different time of the day and by evaluating the corresponding average auto-spectral estimates. The averaged SVD plot in health conditions is shown in the left side of Figure 4.12. The attention was focused on the frequencies below 2 Hz. The selection of this range has been done for two reasons: first, because the most important modes for the dynamic Downloadedby[FrancoBontempi]at04:0412December2014
  • 18.
    112 Maintenance andSafety of Aging Infrastructure Figure 4.13 FEM model of the bridge (left); Comparison of the frequencies of the first six modes obtained from the Finite Element Model (FEM) and from the vibration-based identification in undamaged and damaged conditions (right). description of large structural systems generally are below 2 Hz; in addition, the avail- able data included the measurements of 14 stations (7 downstream and 7 upstream) that made difficult to identify clearly higher frequency. Looking at the plot, is possible to note that the fourth mode is not characterized by a single well-defined peak on the SV line, but by different close peaks around the frequency 1 Hz, suggesting a nonlinear behavior of the bridge. The same procedure has been applied for processing the time series of the response in damaged conditions. In the plot on the right of Figure 4.12 the related averaged SVD is shown. It is possible to note three singular values coming up around 1.1 and 1.3 Hz that indicate the presence of three modes in this range. The other modes are reasonable separated. The results of the vibration-based identification have been compared with the output of the modal analysis carried out with the finite element model of the structure. For this comparison it has to be considered that the FE model represents the “as built’’ bridge where the mechanical properties and the cross sections were assigned as reported in the original project, while the monitored data represent the behavior of the bridge after years of operation. The comparison of the first six frequencies is summarized in the table on the right side of Figure 4.13 and the first three mode shapes are shown in Figure 4.14. More details are given in (Arangio et al., 2013; Arangio & Bontempi, 2014). Looking at the plots in Figure 4.14, it is possible to note that the mode shapes iden- tified using the time series recorded in undamaged condition are in good agreement with those given by the finite element model. The mode shapes remains similar also after damage because probably it affects the higher modes. The deterioration of the structure during time and the occurrence of damage are suggested by the decrement of the frequencies: those of the FEM model, which represent the “as built’’ structure are higher of those obtained from the signal recorded in January 2008, showing that the Downloadedby[FrancoBontempi]at04:0412December2014
  • 19.
    Design Knowledge Gainby Structural Health Monitoring 113 Figure 4.14 Comparison of the first three mode shapes obtained from the Finite Element Model (FEM) and from the vibration-based identification in undamaged and damaged conditions. years of operation have reduced the overall stiffness of the structure. This phenomenon is even more evident looking at the decrement of the frequencies in the damaged condition. 4.6.3 Application of a Neural Networks-based Approach The results obtained with the structural identification have been cross validated with those obtained by applying a neural network-based strategy. The proposed method consists in building different neural network models, one for each measurement point and for each hour of measurements (that is, the number of network models is equal to 14 (sensor locations) × 24 (hours) = 336). The neural network models are built and trained using the time-histories of the accelerations recorded in the selected points in the undamaged situation. The purpose of these models is to approximate the behavior of the undamaged bridge taking into account the variation of the traffic during the different hours of the day. The procedure for network training is shown in Figure 4.15. The time-history of the response f is sampled at regular intervals, generating series of discrete values ft. In order to obtain signals that could be adequately reproduced, the time series needed Downloadedby[FrancoBontempi]at04:0412December2014
  • 20.
    114 Maintenance andSafety of Aging Infrastructure Figure 4.15 Scheme of the proposed damage detection strategy. to be pre-processed by applying appropriate scaling and smoothing techniques. After that, a set d of values of the processed time series, ft−d+1, . . . , ft, is used as input of the network model, while the next value ft+1 is used as target output. By stepping along the time axis, a training data set consisting of many sets of input vectors with the corresponding output values is built, and the network models are trained. The architecture of the model is chosen by applying the Bayesian approach discussed in section 4.2 and the models with the highest evidence have been selected. They have four inputs and three internal units. The performance of the models is tested by proposing to the trained networks input patterns of values recorded some minutes after those used for training ft+n−d . . . ft+n, and by predicting the value of ft+n+1. The models are considered well trained when they show to be able to reproduce the expected values with a small error. Subsequently, these trained neural networks models are tested with data recorded in the following days. The testing patterns include time series recorded in both undamaged and damaged conditions. For each pattern of four inputs, the next value is predicted and compared with the target output. If the error in the prediction is negligible the models show to be able to reproduce the monitoring data and the bridge is considered undamaged; if the error in one or more points is large, the presence of an anomaly (that may represent or may not represent damage) is detected. The results of the training and test phases are elaborated as shown in Figure 4.16. The two plots show the difference err between the network output value y and the target value t at several time steps for both training and testing, in undamaged (left) and damaged (right) conditions. It is possible to note Downloadedby[FrancoBontempi]at04:0412December2014
  • 21.
    Design Knowledge Gainby Structural Health Monitoring 115 Figure 4.16 Error in the approximation for training and test in health and damaged conditions. that the mean values of err (indicated by the straight lines) obtained in training and test are comparable ( e ∼= 0) if the structure remains undamaged. In contrast, in case of anomalies that may correspond to damage, there is a significant difference e between the values of the error in testing and training. To distinguish the actual cause of the anomaly, the intensity of e is checked at different measurement points: if e is large in several points, it can be concluded that the external actions (wind, traffic) are probably changed. In this case, the trained neural network models are unable to represent the time-histories of the response parameters, and they have to be updated and re-trained according to the modified characteristics of the action. If e is large only in one or few points it can be concluded that the bridge experienced some damage. In the following the results of the strategy are shown. As previously mentioned, 14 groups of neural networks have been made, one group for each measurement point, which have been trained with the time histories of the accelerations in health conditions (data recorded on January 17th, 2008). In order to take into account the change in the vibrations of the structures caused by the different use during the day, one network model for each hour of monitoring has been created (24 network models for each point). For the training phase of each model, 4 steps of the considered time history are given as input and the following step as output. The training set of each network model includes 5000 examples chosen randomly in the entire set. The trained networks have been tested by using the time histories of the accelerations recorded at the same points and at the same time some month after, on July 31st 2008. The difference between the root mean squares of the error, ERMS, calculated in the two dates for each point is shown in Figures 4.17 and 4.18. Each plot represents one hour of the day (H1, H3, etc.) and has on the x-axis the measurement points and on the y-axis the value of the difference of the errors ERMS; the results every two hours are shown. The measurement points are represented on two rows: the first one (deep grey) represents the results of the downward sensors (#1, 3, 5, 7, 9, 11, 13) while the second one (light grey) represents the results of the upward sensors (#2, 4, 6, 8, 9, 10, 12, 14) (see also Figure 4.11 for the location of the sensors). Looking at the plots, it is possible to notice that, apart from some hours of the day that look difficult to reproduce, the neural networks models are able to approximate the time history of the acceleration with a small error in almost all the measurement points, except that around sensor #10. Considering that in the undamaged situation Downloadedby[FrancoBontempi]at04:0412December2014
  • 22.
    116 Maintenance andSafety of Aging Infrastructure Figure 4.17 Root mean square of the error in the 14 locations of the sensors (from H1 to H11). Figure 4.18 Root mean square of the error in the 14 locations of the sensors (from H13 to H23). the error was small in all the points, this difference is interpreted as the presence of an anomaly (damage) in the structure. Between 6 a.m. and 9 a.m. and around 9 p.m. the error is larger in various sensors but it is possible that this depends on the additional vibrations given by the traffic in the busiest hours of operation of the bridge. Note that there is another factor which was not examined in this study, but which could have partially influenced the results: the dependence on the temperature, as stated by (Li et al., 2010). Actually, the two signals have been recorded in two different periods of the year that are characterized by significant climatic differences. However, the results obtained with the two methods suggest that the detected anomalies do not depend only on the temperature, but they could be related to the presence of deterioration or damage. Downloadedby[FrancoBontempi]at04:0412December2014
  • 23.
    Design Knowledge Gainby Structural Health Monitoring 117 4.7 Conclusions The design of complex structural systems requires an accurate definition of the project requirements and a detailed verification of the expected performance. In this sense, structural health monitoring is an essential tool that allows the comparison between the as built structure and the as designed one and enriches the engineer’s knowledge on the structure, making the required modifications possible. A key aspect is the interpretation of the monitoring data and the assessment of the structural conditions. It has been shown that different approaches exist, ranging from the traditional identification procedures up to the application of advanced soft computing technique. For each situation it will be necessary to choice the appropriate approach. Where possible, additional information can be gained by using different strategies and by cross-validating the obtained results. To illustrate this process a characteristic bridge has been analyzed. In particular, the available time histories of the acceleration have been processed by using first an identification procedure in the frequency domain and then a neural network-based strategy. Both methods detected the occurrence of an anomaly but were not able to identify clearly where. Those results have been compared also with those obtained from the finite element model of the bridge and the comparison highlights the difference of the behavior between as built conditions and the current state after several years of operation. Acknowledgments Prof. Hui Li and Prof. Wensong Zhou of the Harbin Institute of Technology, Eng. Silvia Mannucci, the team www.francobontempi.org from Sapienza University of Rome are gratefully acknowledged. Prof. Jim Beck of Caltech is acknowledged for his contribu- tion to the development of the Bayesian framework for neural networks models. This research was partially supported by StroNGER s.r.l. from the fund “FILAS – POR FESR LAZIO 2007/2013 – Support for the research spin off’’. 4.8 References Adeli, H., (2001). Neural networks in civil engineering: 1989–2000. Computer-Aided Civil and Infrastructure Engineering, 16(2), 126–142. ANCRiSST, (2013). ANCRiSST SHM benchmark problem. Center of Structural Monitoring and Control of the Harbin Institute of Technology, China, (last accessed January 2013), http://smc.hit.edu.cn/index.php?option=com_content&view=article&id=121&Itemid=81. Arangio, S., (2012). Reliability based approach for structural design and assessment: perfor- mance criteria and indicators in current European codes and guidelines, International Journal of Lifecycle Performance Engineering, 1(1), 64–91. Arangio, S., and Beck, J.L., (2012). Bayesian neural networks for bridges integrity assessment, Structural Control & Health Monitoring, 19(1), 3–21. Arangio, S., and Bontempi, F., (2010). Soft computing based multilevel strategy for bridge integrity monitoring, Computer-Aided Civil and Infrastructure Engineering, 25, 348–362. Arangio, S., Bontempi, F., and Ciampoli, M., (2010). Structural integrity monitoring for dependability. Structure and infrastructure Engineering, 7(1), 75–86. Arangio, S., Mannucci, S., and Bontempi, F., (2013). Structural identification of the cable stayed bridge of the ANCRiSST SHM benchmark problem, Proceedings of the 11th International Downloadedby[FrancoBontempi]at04:0412December2014
  • 24.
    118 Maintenance andSafety of Aging Infrastructure Conference on Structural Safety & Reliability (ICOSSAR 201), June 16–20, 2013, New York, USA. Arangio, S., and Bontempi, F., (2014). Structural health monitoring of a cable-stayed bridge with Bayesian neural networks, Structure and infrastructure Engineering, in press. Avizienis, I., Laprie, J.C., and Randell, B., (2004). Dependability and its threats: a taxon- omy, Proccedings of 18th IFIP World Computer Congress, Building the Information Society. Kluwer Academic Publishers, Toulouse, France, pp. 91–120. Bentley, J.P., (1993). An introduction to reliability and quality engineering, Longman: Essex. Biondini, F., Frangopol, D.M., and Malerba, P.G., (2008). Uncertainty effects on lifetime structural performance of cable-stayed bridges, Probabilistic Engineering Mechanics, 23(4): 509–522. Bishop, C.M., (2006). Pattern recognition and machine learning. Springer: Berlin. Bontempi, F., (2006). Basis of design and expected performances for the Messina Strait Bridge, Proceedings of BRIDGE 2006 Conference, Hong Kong. Bontempi, F., Gkoumas, K., and Arangio, S. (2008). Systemic approach for the maintenance of complex structural systems, Structure and Infrastructure Engineering, 4, 77–94. Bontempi, F., and Giuliani, L., (2010). Basic aspects for the uncertainty in the design and analysis of bridges, 5th International Conference on Bridge Maintenance, Safety and Management (IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 2205–2212. Brincker, L., Zhang, L., and Andersen, P., (2001). Modal identification of output-only systems using frequency domain decomposition, Smart Materials and Structures, 10(3), 441–445. Brincker, R., Ventura, C.E., and Andersen, P., (2003). Why output-only modal testing is a desirable tool for a wide range of practical applications, 21st International Modal Analysis Conference (IMAC-XXI), Kissimmee, FL, 3–6 February 2003, 8 p. Casas, J.R., (2010). Assessment and monitoring of existing bridges to avoid unnecessary strengthening or replacement, 5th International Conference on Bridge Maintenance, Safety and Management (IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 2268–2276. De Stefano, A. and Sabia, D. (1995). Hierarchical use of neural techniques in structural damage recognition, Smart Materials and Structures, 4(4), 270–280. Choo, J.F., Ha, D.-H., and Koh, H.M., (2009). Neural network-based damage detection algorithm using dynamic responses measured in civil structures, Fifth International Joint Conference on INC, IMS and IDC 2009, pp. 682–685. Crosti, C., Olmati, P., and Gentili, F., (2012). Structural response of bridges to fire after explosion, 6th International Conference on Bridge Maintenance, Safety and Management (IABMAS 2012), Stresa, Lake Maggiore, Italy, 8–12 July 2012, pp. 2017–2023. Crosti, C., Duthinh, D., and Simiu, E., (2011). Risk consistency and synergy in multihazard design, ASCE Journal of Structural Engineering, 137(8), 844–849. Doebling, S.W., Farrar, C.R., Prime, M.B., and Shevitz, D.W., (1996). Damage identification and health monitoring of structural and mechanical systems from changes in their vibration characteristics: A literature review, Los Alamos National Laboratory Report LA-13070-MS 1996. Dordoni, S., Malerba, P.G., Sgambi, L., and Manenti, S., (2010). Fuzzy reliability assessment of bridge piers in presence of scouring, 5th International Conference on Bridge Maintenance, Safety and Management (IABMAS 2010), Philadelphia, PA, 11–15 July 2010, pp. 1388– 1395. Elnashai, A.S. and Tsompanakis, Y. (2012). Uncertainties in life-cycle analysis and design of structures and infrastructures, Guest editorial, Special issue on uncertainties in life-cycle anal- ysis and design of structures and infrastructures, Structure and Infrastructure Engineering, 8(10), 891–892. Ewins, D.J., (2000). Modal testing. Theory, practice and application, 2nd Edition. Research Studies Press Ltd, Baldock, England. Downloadedby[FrancoBontempi]at04:0412December2014
  • 25.
    Design Knowledge Gainby Structural Health Monitoring 119 Frangopol, D.M., (2011). Life-cycle performance, management, and optimization of structural systems under uncertainty: accomplishments and challenges. Structure and infrastructure Engineering, 7(6), 389–413. Frangopol, D.M., Saydam, D., and Kim, S., (2012). Maintenance, management, life-cycle design and performance of structures and infrastructures: a brief review, Structure and Infrastructure Engineering, 8(1), 1–25. Frangopol, D.M., and Tsompanakis, Y., (2009). Optimization under uncertainty with empha- sis on structural applications, Guest editorial, Special issue on structural optimization considering uncertainties, Structural Safety, 31(6), 449. Freitag, S., Graf, W., and Kaliske, M., (2011). Recurrent neural networks for fuzzy data, Integrated Computer-Aided Engineering – Data Mining in Engineering, 18(3), 265–280. Gul, M., and Catbas, F.N., (2008). Ambient vibration data analysis for structural identification and global condition assessment, Journal of Engineering Mechanics, 134(8), 650–662. Kim, S.H., Yoon, C., and Kim, B.J., (2000). Structural monitoring system based on sensitivity analysis and a neural network, Computer-Aided Civil and Infrastructure Engineering; 15(4), 309–318. Ko, J.M., Sun, Z.G., and Ni, Y.Q., (2002). Multi-stage identification scheme for detecting damage in cable-stayed Kap Shui Mun Bridge. Engineering Structures, 24, 857–68. Ko, J.M., Ni, Y.Q., Zhou, H.F., Wang, J.Y., and Zhou, X.T., (2009). Investigation con- cerning structural health monitoring of an instrumented cable-stayed bridge, Structure and Infrastructure Engineering, 5(6), 497–513. Koh, H.M., Kim, H.J., Lim, J.H., Kang, S.C., and Choo, J.F., (2010). Lifetime design of cable-supported super-long-span bridges, 5th International Conference on Bridge Mainte- nance, Safety and Management (IABMAS 2010), Philadelphia (PA), 11–15 July 2010, pp. 35–52. Ivezi´c, D., Tanasijevi´c, M., and Ignjatovi´c, D., (2008). Fuzzy approach to dependability performance evaluation, Quality and Reliability Engineering International, 24(7), 779–792. Lam, H.F., Yuen, K.V., and Beck, J.L., (2006). Structural health monitoring via measured Ritz vectors utilizing Artificial Neural Networks, Computer-Aided Civil and Infrastructure Engineering, 21, 232–241. Lampinen, J., and Vethari, A., (2001). Bayesian approach for neural networks – review and case studies. Neural Network; 14(3), 257–274. Li, H., Ou, J., Zhao, X., Zhou, W., Li, H., and Zhou, Z., (2006). Structural health monitor- ing system for Shandong Binzhou Yellow River Highway Bridge, Computer-Aided Civil and Infrastructure Engineering; 21(4), 306–317. Li, H., Li, S., Ou, J., and Li, H., (2010). Modal identification of bridges under varying environ- mental conditions: temperature and wind effects, Structural Control and Health Monitoring; 17, 495–512. Li, S., Li, H., Liu, Y., Lan, C., Zhou, W., and Ou, J., (2013). SMC structural health monitoring benchmark problem using monitored data from an actual cable-stayed bridge, Structural Control and Health Monitoring, published online March 2013, DOI: 10.1002/stc.1559. Liu, G.R., and Han, X., (2004). Computational inverse techniques in nondestructive evaluation. Boca Raton, Florida: CRC Press. MacKay, D.J.C., (1992). A practical Bayesian framework for back-propagation networks. Neural Computation, 4(3), 448–472. Nahman, J., (2002). Dependability of engineering systems, Springer-Verlag, Berlin. NASA, (1995). Systems engineering handbook. National Aeronautics and Space Administration. Available online at: www.nasa.gov (last accessed April 24, 2013). Ni, Y.Q., Wong, B.S., and Ko, J.M., (2002). Constructing input vectors to neural networks for structural damage identification. Smart Materials and Structures, 11, 825–833. Perrow, C., (1984). Normal accidents: Living with high risk technologies, University Press. Downloadedby[FrancoBontempi]at04:0412December2014
  • 26.
    120 Maintenance andSafety of Aging Infrastructure Petrini, F., and Bontempi, F., (2011). Estimation of fatigue life for long span suspension bridge hangers under wind action and train transit, Structure and Infrastructure Engineering, 7(7–8), 491–507. Petrini, F., and Palmeri, A., (2012). Performance-based design of bridge structures sub- jected to multiple hazards: A review, 6th International Conference on Bridge Maintenance, Safety and Management (IABMAS 2012), Stresa, Lake Maggiore, Italy, 8–12 July 2012, pp. 2040–2047. Petrini, F., and Ciampoli, M., (2012). Performance-based wind design of tall buildings, Structure and Infrastructure Engineering, 8(10), 954–966. Sgambi, L., Gkoumas, K., and Bontempi, F., (2012). Genetic algorithms for the dependability assurance in the design of a long-span suspension bridge, Computer-Aided Civil and Infrastructure Engineering, 27(9), 655–675. Sivia, D.S., (1996). Data analysis: A Bayesian tutorial. Oxford Science. Skelton, R.E., (2002). Structural system: a marriage of structural engineering and system science, Journal of Structural Control, 9, 113–133. Smith, I., (2001). Increasing Knowledge of structural performance, Structural Engineering International, 12(3), 191–195. Sohn, H., Farrar, C.R., Hemez, F.M., Shunk, D.D., Stinemates, D.W., Nadler, B.R., and Czarnecki, J.J., (2004). A review of structural health monitoring literature: 1996–2001, Report LA-13976-MS 2004, Los Alamos National Laboratory, New Mexico. Spencer, B.F.Jr, Ruiz-Sandoval, M.E., and Kurata, N., (2004). Smart sensing technology: opportunities and challenges, Structural Control and Health Monitoring, 11, 349–368. Tsompanakis, Y., Lagaros, N.D., and Stavroulakis, G., (2008). Soft computing techniques in parameter identification and probabilistic seismic analysis of structures, Advances in Engineering Software, 39(7), 612–624. Welch, D., (1967). The use of fast Fourier transform for the estimation of power spectra: a method based on time averaging over short modified periodograms, IEEE Transactions on Audio and Electroacoustics, 15(2), 70–73. Downloadedby[FrancoBontempi]at04:0412December2014
  • 27.
    Maintenance and Safetyof Aging Infrastructure
  • 28.
    Structures and InfrastructuresSeries ISSN 1747-7735 Book Series Editor: Dan M. Frangopol Professor of Civil Engineering and The Fazlur R. Khan Endowed Chair of Structural Engineering and Architecture Department of Civil and Environmental Engineering Center for Advanced Technology for Large Structural Systems (ATLSS Center) Lehigh University Bethlehem, PA, USA Volume 10 Downloadedby[FrancoBontempi]at04:0712December2014
  • 29.
    Maintenance and Safetyof Aging Infrastructure Dan M. Frangopol andYiannis Tsompanakis Downloadedby[FrancoBontempi]at04:0712December2014
  • 30.
    Cover illustration: View ofBrooklyn bridge maintenance, New York, USA Photograph taken by Yiannis Tsompanakis, June 2013 Colophon Book Series Editor : Dan M. Frangopol Volume Authors: Dan M. Frangopol and Yiannis Tsompanakis CRC Press/Balkema is an imprint of the Taylor & Francis Group, an informa business © 2014 Taylor & Francis Group, London, UK Typeset by MPS Ltd, Chennai, India Printed and bound by CPI Group (UK) Ltd, Croydon, CR0 4YY All rights reserved. No part of this publication or the information contained herein may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, by photocopying, recording or otherwise, without written prior permission from the publishers. Although all care is taken to ensure integrity and the quality of this publication and the information herein, no responsibility is assumed by the publishers nor the author for any damage to the property or persons as a result of operation or use of this publication and/or the information contained herein. British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging-in-Publication Data Maintenance and safety of aging infrastructure / edited by Dan M. Frangopol and Yiannis Tsompanakis. pages cm. – (Structures and infrastructures series, ISSN 1747-7735 ; volume 10) Summary: ‘‘This edited volume presents the latest scientific research and application practice findings in the engineering field of maintenance and safety of aging infrastructure. The selected invited contributions will provide an overview of the use of advanced computational and/or experimental techniques in damage and vulnerability assessment as well as maintenance and retrofitting of aging structures and infrastructures (buildings, bridges, lifelines, etc) for minimization of losses and life-cycle-cost’’ — Provided by publisher. Includes bibliographical references and index. ISBN 978-0-415-65942-0 (hardback) — ISBN 978-0-203-38628-6 (ebook) 1. Structural dynamics—Data processing. 2. Structural engineering—Data processing. 3. Buildings—Maintenance and repair. 4. Bridges—Maintenance and repair. I. Frangopol, Dan M., editor. II. Tsompanakis, Yiannis, 1969- editor. TA654.M285 2014 624.1–dc23 2014019414 Published by: CRC Press/Balkema P.O. Box 11320, 2301 EH Leiden, The Netherlands e-mail: Pub.NL@taylorandfrancis.com www.crcpress.com – www.taylorandfrancis.com ISBN: 978-0-415-65942-0 (Hbk) ISBN: 978-0-203-38628-6 (e-book) Structures and Infrastructures Series: ISSN 1747-7735 Volume 10 DOI: 10.1201/b17073-1 http://dx.doi.org/10.1201/b17073-1 Downloadedby[FrancoBontempi]at04:0712December2014
  • 31.
    Table of Contents EditorialXIX About the Book Series Editor XXI Preface XXV About the Editors XXXV Contributors List XXXVII Author Data XLI Chapter 1 Reliability-based Durability Design and Service Life Assessment of Concrete Structures in a Marine Environment 1 Mitsuyoshi Akiyama, Dan M. Frangopol and Hiroshi Matsuzaki 1.1 Introduction 1 1.2 Durability Design Criterion of RC Structures in a Marine Environment 2 1.2.1 Reliability Prediction 2 1.2.2 Durability Design Criterion based on Reliability 8 1.3 Life-Cycle Reliability Estimation of Deteriorated Existing RC Structures 13 1.3.1 Effect of Spatial Distribution of Rebar Corrosion on Flexural Capacity of RC Beams 13 1.3.2 Updating the Reliability of Existing RC Structures by Incorporating Spatial Variability 20 1.4 Conclusions 23 1.5 References 24 Chapter 2 Designing Bridges for Inspectability and Maintainability 27 Sreenivas Alampalli 2.1 Introduction 27 2.2 Bridge Inspection 28 2.3 Bridge Maintenance 31 2.4 Role of Planning and Design 34 2.5 Designing for Inspectability and Maintainability 36 2.5.1 Bridge Type Selection 36 2.5.1.1 Redundancy 36 2.5.1.2 Jointless Bridges 39 2.5.1.3 Weathering Steel 40 2.5.1.4 Skew 40 2.5.1.5 Material Type 41 Downloadedby[FrancoBontempi]at04:0712December2014
  • 32.
    VI Table ofContents 2.5.2 Bridge Details 41 2.5.2.1 Bearings and Jacking Details 41 2.5.2.2 Deck Drainage and Scuppers 42 2.5.2.3 Joints 43 2.5.2.4 Steel Details 43 2.5.3 Access 44 2.5.3.1 Abutments and Piers 44 2.5.3.2 Trusses and Arches 45 2.5.3.3 Girder Bridges 47 2.5.3.4 Bridge Railing and Fencing 47 2.6 Complex, Unique and Signature Bridges 47 2.6.1 Specialized Procedures Requirement for Complex and Unique Bridges 48 2.6.2 Movable Bridges 50 2.6.3 Signature Bridges 51 2.6.4 Bridge Security 52 2.7 Conclusions 52 2.8 References 53 Chapter 3 Structural Vulnerability Measures for Assessment of Deteriorating Bridges in Seismic Prone Areas 55 Alice Alipour and Behrouz Shafei 3.1 Introduction 55 3.2 Numerical Modeling of Chloride Intrusion 56 3.2.1 Evaporable Water Content 57 3.2.2 Chloride Binding Capacity 59 3.2.3 Reference Chloride Diffusion Coefficient 62 3.3 Chloride Diffusion Coefficient 63 3.3.1 Ambient Temperature 63 3.3.2 Relative Humidity 64 3.3.3 Age of Concrete 67 3.3.4 Free Chloride Content 67 3.4 Estimation of Corrosion Initiation Time 68 3.5 Extent of Structural Degradation 71 3.6 Reinforced Concrete Bridge Models 74 3.6.1 Material Properties 76 3.6.2 Superstructure 76 3.6.3 Columns 77 3.6.4 Abutments 77 3.6.5 Foundation 78 3.7 Structural Capacity Evaluation of Deteriorating Bridges 79 3.8 Seismic Performance of Deteriorating Bridges 82 3.8.1 Probabilistic Life-Time Fragility Analysis 83 3.8.2 Seismic Vulnerability Index for Deteriorating Bridges 88 3.9 Conclusions 92 3.10 References 92 Downloadedby[FrancoBontempi]at04:0712December2014
  • 33.
    Table of ContentsVII Chapter 4 Design Knowledge Gain by Structural Health Monitoring 95 Stefania Arangio and Franco Bontempi 4.1 Introduction 95 4.2 Knowledge and Design 96 4.3 System Engineering Approach & Performance-based Design 99 4.4 Structural Dependability 102 4.5 Structural Health Monitoring 105 4.5.1 Structural Identification 107 4.5.2 Neural Network-based Data Processing 108 4.6 Knowledge Gain by Structural Health Monitoring: A Case Study 109 4.6.1 Description of the Considered Bridge and Its Monitoring System 109 4.6.2 Application of the Enhanced Frequency Domain Decomposition 110 4.6.3 Application of a Neural Networks-based Approach 113 4.7 Conclusions 117 4.8 References 117 Chapter 5 Emerging Concepts and Approaches for Efficient and Realistic Uncertainty Quantification 121 Michael Beer, Ioannis A. Kougioumtzoglou and Edoardo Patelli 5.1 Introduction 121 5.2 Advanced Stochastic Modelling and Analysis Techniques 122 5.2.1 General Remarks 122 5.2.2 Versatile Signal Processing Techniques for Spectral Estimation in Civil Engineering 123 5.2.2.1 Spectral Analysis: The Fourier Transform 123 5.2.2.2 Non-Stationary Spectral Analysis 124 5.2.3 Spectral Analysis Subject to Limited and/or Missing Data 126 5.2.3.1 Fourier Transform with Zeros 126 5.2.3.2 Clean Deconvolution 126 5.2.3.3 Autoregressive Estimation 126 5.2.3.4 Least Squares Spectral Analysis 126 5.2.3.5 Artificial Neural Networks: A Potential Future Research Path 127 5.2.4 Path Integral Techniques for Efficient Response Determination and Reliability Assessment of Civil Engineering Structures and Infrastructure 127 5.2.4.1 Numerical Path Integral Techniques: Discrete Chapman-Kolmogorov Equation Formulation 128 5.2.4.2 Approximate/Analytical Wiener Path Integral Techniques 129 5.3 Generalised Uncertainty Models 129 5.3.1 Problem Description 129 5.3.2 Classification of Uncertainties 130 5.3.3 Imprecise Probability 131 5.3.4 Engineering Applications of Imprecise Probability 132 Downloadedby[FrancoBontempi]at04:0712December2014 Chapter 4 Design Knowledge Gain by Structural Health Monitoring4 Design Knowledge Gain by Structural Health Monitoring 95 Stefania Arangio and Franco Bontempi 4.1 Introduction 95 4.2 Knowledge and Design 96 4.3 System Engineering Approach & Performance-based Design 99& Performance-based Design 99 4.4 Structural Dependability 102 4.5 Structural Health Monitoring 105 4.5.1 Structural Identification 107 4.5.2 Neural Network-based Data Processing 108Processing 108 4.6 Knowledge Gain by Structural Health Monitoring: A Case Study 109by Structural Health Monitoring: A Case Study 109 4.6.1 Description of the Considered Bridge and Its Monitoring System 109 4.6.2 Application of the Enhanced Frequency Domain Decomposition 110of the Enhanced Frequency Domain Decomposition 110 4.6.3 Application of a Neural Networks-based Approach 113of a Neural Networks-based Approach 113 4.7 Conclusions 117 4.8 References 117
  • 34.
    VIII Table ofContents 5.3.5 Fuzzy Probabilities 138 5.3.6 Engineering Applications of Fuzzy Probability 141 5.4 Monte Carlo Techniques 141 5.4.1 General Remarks 141 5.4.2 History of Monte Carlo and Random Number Generators 142 5.4.2.1 Random Number Generator 143 5.4.3 Realizations of Random Variables and Stochastic Processes 143 5.4.4 Evaluation of Integrals 145 5.4.5 Advanced Methods and Future Trends 146 5.4.5.1 Sequential Monte Carlo 147 5.4.6 High Performance Computing 149 5.4.7 Approaches to Lifetime Predictions 150 5.4.7.1 Monte Carlo Simulation of Crack Initiation 151 5.4.7.2 Monte Carlo Simulation of Crack Propagation 151 5.4.7.3 Monte Carlo Simulation of Other Degradation Processes 152 5.4.7.4 Lifetime Prediction and Maintenance Schedules 152 5.5 Conclusions 153 5.6 References 154 Chapter 6 Time-Variant Robustness of Aging Structures 163 Fabio Biondini and Dan M. Frangopol 6.1 Introduction 163 6.2 Damage Modeling 165 6.2.1 Deterioration Patterns 166 6.2.2 Deterioration Rate 167 6.2.3 Local and Global Measures of Damage 168 6.3 Structural Performance Indicators 169 6.3.1 Parameters of Structural Behavior 169 6.3.2 Pseudo-Loads 170 6.3.3 Failure Loads and Failure Times 172 6.4 Measure of Structural Robustness 173 6.5 Role of Performance Indicators and Structural Integrity 174 6.5.1 A Comparative Study 174 6.5.2 Structural Integrity Index 177 6.6 Damage Propagation 178 6.6.1 Propagation Mechanisms 178 6.6.2 Fault-Tree Analysis 179 6.7 Structural Robustness and Progressive Collapse 179 6.8 Structural Robustness and Static Indeterminacy 182 6.9 Structural Robustness, Structural Redundancy and Failure Times 186 6.9.1 Case Study 188 6.9.2 Corrosion Damage and Failure Loads 188 6.9.3 Robustness and Redundancy 189 6.9.4 Failure Times 193 6.10 Role of Uncertainty and Probabilistic Analysis 194 6.11 Conclusions 196 6.12 References 197 Downloadedby[FrancoBontempi]at04:0712December2014
  • 35.
    Table of ContentsIX Chapter 7 Extending Fatigue Life of Bridges Beyond 100 Years by using Monitored Data 201 Eugen Brühwiler 7.1 Introduction 201 7.2 Proposed Approach 202 7.2.1 Introduction 202 7.2.2 Structural Safety Verification Format 203 7.2.3 Determination of Updated Action Effect 203 7.2.4 Safety Requirements 204 7.3 Case Study of a Riveted Railway Bridge 205 7.3.1 Description of the Bridge 205 7.3.2 Model for Structural Analysis 205 7.3.3 Monitoring 206 7.3.4 Fatigue Safety Verification 207 7.3.4.1 Step 1: Fatigue Safety Verification with Respect to the Fatigue Limit 209 7.3.4.2 Step 2: Fatigue Damage Accumulation Calculation and Fatigue Safety Verification 209 7.3.5 Discussion of the Results 210 7.4 Case Study of a Highway Bridge Deck in Post-tensioned Concrete 211 7.4.1 Motivation 211 7.4.2 Monitoring System 212 7.4.3 Investigation of Extreme Action Effects 213 7.4.4 Investigation of Fatigue Action Effects 213 7.4.5 Discussion of the Results 213 7.5 Conclusions 214 7.6 References 214 Chapter 8 Management and Safety of Existing Concrete Structures via Optical Fiber Distributed Sensing 217 Joan R. Casas, Sergi Villalba and Vicens Villalba 8.1 Introduction 218 8.2 OBR Technology: Description and Background 219 8.3 Application to Concrete Structures 221 8.3.1 Laboratory Test in a Reinforced Concrete Slab 222 8.3.1.1 OBR Sensors Application 223 8.3.2 Prestressed Concrete Bridge 228 8.3.2.1 Reading Strains under 400 kN Truck 230 8.3.2.2 Reading Strains under Normal Traffic and 400 kN Static Load 230 8.3.3 Concrete Cooling Tower 233 8.3.3.1 OBR Sensors Application 236 8.4 Results and Discussion 241 8.5 Conclusions 243 8.6 References 244 Downloadedby[FrancoBontempi]at04:0712December2014
  • 36.
    X Table ofContents Chapter 9 Experimental Dynamic Assessment of Civil Infrastructure 247 Álvaro Cunha, Elsa Caetano, Filipe Magalhães and Carlos Moutinho 9.1 Dynamic Testing and Continuous Monitoring of Civil Structures 247 9.2 Excitation and Vibration Measurement Devices 248 9.3 Modal Identification 251 9.3.1 Overview of EMA and OMA Methods 251 9.3.2 Pre-processing 253 9.3.3 Frequency Domain Decomposition 254 9.3.4 Stochastic Subspace Identification 256 9.3.5 Poly-reference Least Squares Frequency Domain 260 9.4 Mitigation of Environmental Effects on Modal Estimates and Vibration Based Damage Detection 264 9.5 Examples of Dynamic Testing and Continuous Dynamic Monitoring 267 9.5.1 Dynamic Testing 267 9.5.2 Continuous Dynamic Monitoring 270 9.5.2.1 Continuous Monitoring of Pedro e Inês Lively Footbridge 270 9.5.2.2 Continuous Monitoring of Infante D. Henrique Bridge 274 9.5.2.3 Continuous Monitoring of Braga Stadium Suspension Roof 277 9.6 Conclusions 283 9.7 References 285 Chapter 10 Two Approaches for the Risk Assessment of Aging Infrastructure with Applications 291 David De Leon Escobedo, David Joaquín Delgado-Hernandez and Juan Carlos Arteaga-Arcos 10.1 Introduction 291 10.2 Use of the Expected Life-Cycle Cost to Derive Inspection Times and Optimal Safety Levels 292 10.2.1 Highway Concrete Bridge in Mexico 292 10.2.2 Oil Offshore Platform in Mexico 295 10.2.2.1 Assessment of Structural Damage 296 10.2.2.2 Initial, Damage and Life-Cycle Cost 296 10.2.2.3 Optimal Design of an Offshore Platform 298 10.2.2.4 Effects of Epistemic Uncertainties 298 10.2.2.5 Minimum Life-Cycle Cost Designs 298 10.3 Using Bayesian Networks to Assess the Economical Effectiveness of Maintenance Alternatives 300 10.3.1 Bayesian Networks 300 10.3.2 BN for the Risk Assessment of Earth Dams in Central Mexico 301 10.4 Conclusions and Recommendations 303 10.5 References 304 Downloadedby[FrancoBontempi]at04:0712December2014
  • 37.
    Table of ContentsXI Chapter 11 Risk-based Maintenance of Aging Ship Structures 307 Yordan Garbatov and Carlos Guedes Soares 11.1 Introduction 307 11.2 Corrosion Deterioration Modelling 309 11.3 Nonlinear Corrosion Wastage Model Structures 312 11.3.1 Corrosion Wastage Model Accounting for Repair 315 11.3.2 Corrosion Wastage Model Accounting for the Environment 316 11.3.3 Corrosion Degradation Surface Modelling 320 11.4 Risk-based Maintenance Planning 324 11.4.1 Analysing Failure Data 325 11.4.2 Optimal Replacement – Minimization of Cost 327 11.4.3 Optimal Replacement – Minimization of Downtime 329 11.4.4 Optimal Inspection to Maximize the Availability 330 11.4.5 Comparative Analysis of Corroded Deck Plates 332 11.4.6 Risk-based Maintenance of Tankers and Bulk Carriers 333 11.5 Conclusions 337 11.6 References 337 Chapter 12 Investigating Pavement Structure Deterioration with a Relative Evaluation Model 343 Kiyoyuki Kaito, Kiyoshi Kobayashi and Kengo Obama 12.1 Introduction 343 12.2 Framework of the Study 344 12.2.1 Deterioration Characteristics of the Pavement Structure 344 12.2.2 Benchmarking and Relative Evaluation 346 12.3 Mixed Markov Deterioration Hazard Model 347 12.3.1 Preconditions for Model Development 347 12.3.2 Mixed Markov Deterioration Hazard Model 348 12.3.3 Estimation of a Mixed Markov Deterioration Hazard Model 351 12.3.4 Estimation of the Heterogeneity Parameter 353 12.4 Benchmarking and Evaluation Indicator 355 12.4.1 Benchmarking Evaluation 355 12.4.2 Road Surface State Inspection and Benchmarking 355 12.4.3 Relative Evaluation and the Extraction of Intensive Monitoring Sections 356 12.4.4 FWD Survey and the Diagnosis of the Deterioration of a Pavement Structure 357 12.5 Application Study 358 12.5.1 Outline 358 12.5.2 Estimation Results 359 12.5.3 Relative Evaluation of Deterioration Rate 362 12.5.4 FWD Survey for Structural Diagnosis 365 12.5.5 Relation between the Heterogeneity Parameter and the Results of the FWD Survey 370 12.5.6 Perspectives for Future Studies 375 12.6 Conclusions 376 12.7 References 377 Downloadedby[FrancoBontempi]at04:0712December2014
  • 38.
    XII Table ofContents Chapter 13 Constructs for Quantifying the Long-term Effectiveness of Civil Infrastructure Interventions 379 Steven Lavrenz, Jackeline Murillo Hoyos and Samuel Labi 13.1 Introduction 379 13.2 The Constructs for Measuring Interventions Effectiveness 381 13.2.1 Life of the Intervention 382 13.2.1.1 Age-based Approach 383 13.2.1.2 Condition-based Approach 384 13.2.1.3 The Issue of Censoring and Truncation on the Age- and Condition-based Approaches 386 13.2.2 Extension in the Life of the Infrastructure due to the Intervention 387 13.2.3 Increase in Average Performance of the Infrastructure over the Intervention Life 391 13.2.4 Increased Area Bounded by Infrastructure Performance Curve due to the Intervention 393 13.2.5 Reduction in the Cost of Maintenance or Operations Subsequent to the Intervention 396 13.2.6 Decrease in Initiation Likelihood or Increase in Initiation Time of Distresses 400 13.3 Conclusions 403 13.4 References 403 Chapter 14 Risk Assessment and Wind Hazard Mitigation of Power Distribution Poles 407 Yue Li, Mark G. Stewart and Sigridur Bjarnadottir 14.1 Introduction 407 14.2 Design of Distribution Poles 408 14.3 Design (Nominal) Load (Sn) 409 14.4 Design (Nominal) Resistance (Rn) and Degradation of Timber Poles 409 14.5 Hurricane Risk Assessment of Timber Poles 410 14.6 Hurricane Mitigation Strategies and Their Cost-effectiveness 412 14.6.1 Mitigation Strategies 412 14.6.2 Cost of Replacement (Crep) and Annual Replacement Rate (δ) 413 14.6.3 Life Cycle Cost Analysis (LCC) for Cost-effectiveness Evaluation 413 14.7 Illustrative Example 414 14.7.1 Design 414 14.7.2 Risk Assessment 415 14.7.2.1 Hurricane Fragility 416 14.7.2.2 Updated Annual pf Considering Effects of Degradation and Climate Change 417 14.7.3 Cost-effectiveness of Mitigation Strategies 418 14.8 Conclusions 424 14.9 References 425 Downloadedby[FrancoBontempi]at04:0712December2014
  • 39.
    Table of ContentsXIII Chapter 15 A Comparison between MDP-based Optimization Approaches for Pavement Management Systems 429 Aditya Medury and Samer Madanat 15.1 Introduction 430 15.2 Methodology 431 15.2.1 Top-Down Approach 432 15.2.2 Bottom-Up Approaches 433 15.2.2.1 Two Stage Bottom-Up Approach 433 15.2.2.2 Modified Two Stage Bottom-Up Approach: Incorporating Lagrangian Relaxation Methods 435 15.2.3 Obtaining Facility-Specific Policies using Top-Down Approach: A Simultaneous Network Optimization Approach 440 15.3 Parametric Study 441 15.3.1 Results 443 15.3.2 Implementation Issues 445 15.4 Conclusions and Future Work 445 15.5 References 446 Chapter 16 Corrosion and Safety of Structures in Marine Environments 449 Robert E. Melchers 16.1 Introduction 449 16.2 Structural Reliability Theory 450 16.3 Progression of Corrosion with Time 453 16.4 Plates, Ships, Pipelines and Sheet Piling 456 16.5 Mooring Chains 459 16.6 Extreme Value representation of Maximum Pit Depth Uncertainty 461 16.7 Effect of Applying the Frechet Extreme Value Distribution 463 16.8 Discussion of the Results 464 16.9 Conclusions 465 16.10 References 465 Chapter 17 Retrofitting and Refurbishment of Existing Road Bridges 469 Claudio Modena, Giovanni Tecchio, Carlo Pellegrino, Francesca da Porto, Mariano Angelo Zanini and Marco Donà 17.1 Introduction 469 17.2 Retrofitting and Refurbishment of Common RC Bridge Typologies 474 17.2.1 Degradation Processes 476 17.2.1.1 Concrete Deterioration due to Water Penetration 476 17.2.1.2 Cracking and Spalling of Concrete Cover due to Carbonation and Bar Oxidation 478 17.2.2 Original Design and Construction Defects 478 17.2.3 Rehabilitation and Retrofit of Existing RC Bridges 482 17.2.3.1 Rehabilitation and Treatment of the Deteriorated Surfaces 483 17.2.3.2 Static Retrofit 485 17.2.3.3 Seismic Retrofit 501 17.2.3.4 Functional Refurbishment 505 Downloadedby[FrancoBontempi]at04:0712December2014
  • 40.
    XIV Table ofContents 17.3 Assessment and Retrofitting of Common Steel Bridge Typologies 509 17.3.1 Original Design Defects – Fatigue Effects 509 17.3.2 Degradation Processes 512 17.3.3 Rehabilitation and Retrofit of the Existing Steel Decks 515 17.3.3.1 Repair Techniques for Corroded Steel Members 515 17.3.3.2 Rehabilitation and Strengthening Techniques for Fatigue-induced Cracks 517 17.4 Assessment and Retrofitting of Common Masonry Bridge Typologies 519 17.4.1 Degradation Processes and Original Design Defects 520 17.4.2 Rehabilitation and Retrofit of Existing Masonry Arch Bridges 524 17.4.2.1 Barrel Vault 524 17.4.2.2 Spandrel Walls, Piers, Abutments and Foundations 525 17.5 Conclusions 529 17.6 References 531 Chapter 18 Stochastic Control Approaches for Structural Maintenance 535 Konstantinos G. Papakonstantinou and Masanobu Shinozuka 18.1 Introduction 535 18.2 Discrete Stochastic Optimal Control with Full Observability 537 18.2.1 State Augmentation 540 18.3 Stochastic Optimal Control with Partial Observability 541 18.3.1 Bellman Backups 544 18.4 Value Function Approximation Methods 546 18.4.1 Approximations based on MDP and Q-functions 547 18.4.2 Grid-based Approximations 547 18.4.3 Point-based Solvers 549 18.4.3.1 Perseus Algorithm 549 18.5 Optimum Inspection and Maintenance Policies with POMDPs 552 18.5.1 POMDP Modeling 553 18.5.1.1 States and Maintenance Actions 553 18.5.1.2 Observations and Inspection Actions 556 18.5.1.3 Rewards 558 18.5.1.4 Joint Actions and Summary 559 18.6 Results 560 18.6.1 Infinite Horizon Results 560 18.6.2 Finite Horizon Results 565 18.7 Conclusions 569 18.8 References 570 Chapter 19 Modeling Inspection Uncertainties for On-site Condition Assessment using NDT Tools 573 Franck Schoefs 19.1 Introduction 573 19.2 Uncertainty Identification and Modeling during Inspection 576 19.2.1 Sources of Uncertainties: From the Tool to the Decision 576 19.2.1.1 Aleatory Uncertainties 576 19.2.1.2 Epistemic Uncertainties 577 Downloadedby[FrancoBontempi]at04:0712December2014
  • 41.
    Table of ContentsXV 19.2.2 Epistemic and Aleatory Uncertainty Modelling 579 19.2.2.1 Probabilistic Modeling of PoD and PFA from Signal Theory 580 19.2.2.2 Probabilistic Assessment of PoD and PFA from Statistics (Calibration) 584 19.2.2.3 The ROC Curve as Decision Aid-Tool and Method for Detection Threshold Selection: The α–δ Method 586 19.2.2.4 Case of Multiple Inspections 593 19.2.2.5 Spatial and Time Dependence of ROC Curves and Detection Threshold for Degradation Processes 595 19.3 Recent Concepts for Decision 601 19.3.1 Bayesian Modeling for Introducing New Quantities 601 19.3.2 Discussion on the Assessment of PCE 604 19.3.3 Definition of the Cost Function for a Risk Assessment 604 19.3.3.1 Modelling and Illustration 604 19.3.3.2 Use of the α–δ Method 607 19.3.4 Definition of a Two Stage Inspection Model 610 19.4 Recent Developpements about Spatial Fields Assesment and Data Fusion 614 19.5 Summary 615 19.6 References 616 Chapter 20 The Meaning of Condition Description and Inspection Data Quality in Engineering Structure Management 621 Marja-Kaarina Söderqvist 20.1 Introduction 621 20.2 Engineering Structures 622 20.3 The Inspection System 623 20.3.1 General Description 623 20.3.2 Goals of Inspection 623 20.3.3 Inspection Types and Intervals 623 20.3.4 Handbooks and Guidelines 624 20.3.5 Inspection Data 625 20.3.6 Use of Inspection Results 625 20.4 Condition Indicators 627 20.4.1 General 627 20.4.2 Data Estimated in Inspections 627 20.4.3 Data Processed by the Owner 628 20.5 The Management of Bridge Inspection Data Quality 628 20.5.1 General Rules 628 20.5.2 Tools for Data Quality Control 628 20.5.3 Training of Inspectors 629 20.5.4 Quality Measurement Process: A Case Application 630 20.5.4.1 Bridge Inspector Qualifications 630 20.5.4.2 Day for Advanced Training 630 20.5.4.3 Quality Measurements 632 20.5.4.4 Quality Reports of the Bridge Register 633 20.5.4.5 Follow up of Quality Improvement Methods 633 Downloadedby[FrancoBontempi]at04:0712December2014
  • 42.
    XVI Table ofContents 20.6 Prediction of Structure Condition 635 20.6.1 Age Behaviour Modelling 635 20.6.2 The Finnish Reference Bridges 636 20.6.2.1 Model Simulation 636 20.7 Maintenance, Repair and Rehabilitation Policy 637 20.7.1 Goals and Targets 637 20.7.2 Central Policy Definitions in the Management Process 638 20.7.3 Maintenance and Repair Planning 638 20.8 Conclusions 639 20.9 References 639 Chapter 21 Climate Adaptation Engineering and Risk-based Design and Management of Infrastructure 641 Mark G. Stewart, Dimitri V. Val, Emilio Bastidas-Arteaga, Alan O’Connor and Xiaoming Wang 21.1 Introduction 641 21.2 Modelling Weather and Climate-related Hazards in Conditions of Climate Change 644 21.2.1 Climate Modelling 644 21.2.2 Modelling Extreme Events under Non-Stationary Conditions 646 21.2.2.1 Generalised Extreme Value Distribution for Block Maxima 646 21.2.2.2 Generalised Pareto Distribution for Threshold Exceedance 647 21.2.2.3 Point Process Characterisation of Extremes 648 21.3 Impacts of Climate Change 648 21.3.1 Corrosion and Material Degradation 648 21.3.2 Frequency and Intensity of Climate Hazards 649 21.3.3 Sustainability and Embodied Energy Requirements for Maintenance Strategies 650 21.4 Risk-based Decision Support 651 21.4.1 Definition of Risk 651 21.4.2 Cost-Effectiveness of Adaptation Strategies 658 21.5 Case Studies of Optimal Design and Management of Infrastructure 659 21.5.1 Resilience of Interdependent Infrastructure Systems to Floods 659 21.5.2 Strengthening Housing in Queensland Against Extreme Wind 661 21.5.3 Climate Change and Cost-Effectiveness of Adaptation Strategies in RC Structures Subjected to Chloride Ingress 665 21.5.4 Designing On- and Offshore Wind Energy Installations to Allow for Predicted Evolutions in Wind and Wave Loading 670 21.5.5 Impact and Adaptation to Coastal Inundation 676 21.6 Research Challenges 677 21.7 Conclusions 678 21.8 References 678 Downloadedby[FrancoBontempi]at04:0712December2014
  • 43.
    Table of ContentsXVII Chapter 22 Comparing Bridge Condition Evaluations with Life-Cycle Expenditures 685 Bojidar Yanev 22.1 Introduction: Networks and Projects 685 22.2 Network and Project Level Condition Assessments 686 22.2.1 Potential Hazards (NYS DOT) 688 22.2.2 Load Rating (AASHTO, 2010) 688 22.2.3 Vulnerability (NYS DOT) 689 22.2.4 Serviceability and Sufficiency (NBI) 689 22.2.5 Diagnostics 690 22.3 Bridge-Related Actions 690 22.3.1 Maintenance 691 22.3.2 Preservation 692 22.3.3 Repair and Rehabilitation 692 22.4 The New York City Network – Bridge Equilibrium of Supply/Demand 692 22.5 Network Optimization/Project Prioritization 694 22.5.1 The Preventive Maintenance Model 695 22.5.2 The repair model 701 22.6 Conclusions 703 22.7 References 704 Chapter 23 Redundancy-based Design of Nondeterministic Systems 707 Benjin Zhu and Dan M. Frangopol 23.1 Introduction 707 23.2 Redundancy Factor 709 23.2.1 Definition 709 23.2.2 Example 709 23.3 Effects of Parameters on Redundancy Factor 711 23.4 Redundancy Factors of Systems with Many Components 719 23.4.1 Using the RELSYS program 719 23.4.2 Using the MCS-based program 721 23.5 Limit States for Component Design 726 23.6 A Highway Bridge Example 728 23.6.1 Live Load Bending Moments 729 23.6.2 Dead Load Moments 730 23.6.3 Mean Resistance of Girders 730 23.6.4 An Additional Case: βsys,target = 4.0 733 23.7 Conclusions 735 23.8 References 736 Author Index 739 Subject Index 741 Structures and Infrastructures Series 745 Downloadedby[FrancoBontempi]at04:0712December2014
  • 44.
  • 45.
    Editorial Welcome to theBook Series Structures and Infrastructures. Our knowledge to model, analyze, design, maintain, manage and predict the life- cycle performance of structures and infrastructures is continually growing. However, the complexity of these systems continues to increase and an integrated approach is necessary to understand the effect of technological, environmental, economical, social and political interactions on the life-cycle performance of engineering structures and infrastructures. In order to accomplish this, methods have to be developed to systematically analyze structure and infrastructure systems, and models have to be formulated for evaluating and comparing the risks and benefits associated with various alternatives. We must maximize the life-cycle benefits of these systems to serve the needs of our society by selecting the best balance of the safety, economy and sustainability requirements despite imperfect information and knowledge. In recognition of the need for such methods and models, the aim of this Book Series is to present research, developments, and applications written by experts on the most advanced technologies for analyzing, predicting and optimizing the performance of structures and infrastructures such as buildings, bridges, dams, underground con- struction, offshore platforms, pipelines, naval vessels, ocean structures, nuclear power plants, and also airplanes, aerospace and automotive structures. The scope of this Book Series covers the entire spectrum of structures and infrastruc- tures. Thus it includes, but is not restricted to, mathematical modeling, computer and experimental methods, practical applications in the areas of assessment and evalua- tion, construction and design for durability, decision making, deterioration modeling and aging, failure analysis, field testing, structural health monitoring, financial plan- ning, inspection and diagnostics, life-cycle analysis and prediction, loads, maintenance strategies, management systems, nondestructive testing, optimization of maintenance and management, specifications and codes, structural safety and reliability, system analysis, time-dependent performance, rehabilitation, repair, replacement, reliability and risk management, service life prediction, strengthening and whole life costing. This Book Series is intended for an audience of researchers, practitioners, and students world-wide with a background in civil, aerospace, mechanical, marine and automotive engineering, as well as people working in infrastructure maintenance, monitoring, management and cost analysis of structures and infrastructures. Some vol- umes are monographs defining the current state of the art and/or practice in the field, and some are textbooks to be used in undergraduate (mostly seniors), graduate and Downloadedby[FrancoBontempi]at04:0712December2014
  • 46.
    XX Editorial postgraduate courses.This Book Series is affiliated to Structure and Infrastructure Engineering (http://www.informaworld.com/sie), an international peer-reviewed journal which is included in the Science Citation Index. It is now up to you, authors, editors, and readers, to make Structures and Infrastructures a success. Dan M. Frangopol Book Series Editor Downloadedby[FrancoBontempi]at04:0712December2014
  • 47.
    About the BookSeries Editor Dr. Dan M. Frangopol is the first holder of the Fazlur R. Khan Endowed Chair of Structural Engineering and Archi- tecture at Lehigh University, Bethlehem, Pennsylvania, USA, and a Professor in the Department of Civil and Environmen- tal Engineering at Lehigh University. He is also an Emeritus Professor of Civil Engineering at the University of Colorado at Boulder, USA, where he taught for more than two decades (1983–2006). Before joining the University of Colorado, he worked for four years (1979–1983) in structural design with A. Lipski Consulting Engineers in Brussels, Belgium. In 1976, he received his doctorate in Applied Sciences from the University of Liège, Belgium, and holds three honorary doctorates (Doctor Honoris Causa) from the Technical University of Civil Engineering in Bucharest, Romania, the University of Liège, Belgium, and the Gheorghe Asachi Technical University of Ias´ i, Romania. Dr. Frangopol is an Honorary Professor at seven universities (Hong Kong Polytech- nic, Tongji, Southeast, Tianjin, Dalian, Chang’an and Harbin Institute of Technology), and a Visiting Chair Professor at the National Taiwan University of Science and Technology. He is a Distinguished Member of the American Society of Civil Engi- neers (ASCE), Inaugural Fellow of both the Structural Engineering Institute and the Engineering Mechanics Institute of ASCE, Fellow of the American Concrete Institute (ACI), Fellow of the International Association for Bridge and Structural Engineering (IABSE), and Fellow of the International Society for Health Monitoring of Intelli- gent Infrastructures (ISHMII). He is also an Honorary Member of the Romanian Academy of Technical Sciences, President of the International Association for Bridge Maintenance and Safety (IABMAS), Honorary Member of the Portuguese Association for Bridge Maintenance and Safety (IABMAS-Portugal Group), Honorary Member of the IABMAS-China Group, and Honorary President of both IABMAS-Italy and IABMAS-Brazil Groups. Dr. Frangopol is the initiator and organizer of the Fazlur R. Khan Distinguished Lec- ture Series (http://www.lehigh.edu/frkseries) at Lehigh University. He is an experienced researcher and consultant to industry and government agencies, both nationally and abroad. His main research interests are in the application of probabilistic concepts and methods to civil and marine engineering, including structural reliability, probability- based design and optimization of buildings, bridges and naval ships, structural health Downloadedby[FrancoBontempi]at04:0712December2014
  • 48.
    XXII About theBook Series Editor monitoring, life-cycle performance maintenance and management of structures and infrastructures under uncertainty, risk-based assessment and decision making, infra- structure sustainability and resilience to disasters, stochastic mechanics and earthquake engineering. According to ASCE (2010) “Dan M. Frangopol is a preeminent authority in bridge safety and maintenance management, structural systems reliability, and life-cycle civil engineering. His contributions have defined much of the practice around design specifi- cations, management methods, and optimization approaches. From the maintenance of deteriorated structures and the development of system redundancy factors to assessing the performance of long-span structures, Dr. Frangopol’s research has not only saved time and money, but very likely also saved lives.’’ Dr. Frangopol’s work has been funded by NSF, FHWA, NASA, ONR, WES, AFOSR, ARDEC and by numerous other agencies. He is the Founding Presi- dent of the International Association for Bridge Maintenance and Safety (IABMAS, www.iabmas.org) and of the International Association for Life-Cycle Civil Engineer- ing (IALCCE, www.ialcce.org), and Past Director of the Consortium on Advanced Life-Cycle Engineering for Sustainable Civil Environments (COALESCE). He is also the Vice-President of the International Association for Structural Safety and Reliabil- ity (IASSAR, www.columbia.edu/cu/civileng/iassar), the former Vice-President of the International Society for Health Monitoring of Intelligent Infrastructures (ISHMII, www.ishmii.org), and the founder and current chair of the ASCE Technical Coun- cil on Life-Cycle Performance, Safety, Reliability and Risk of Structural Systems (http://content.seinstitute.org/committees/strucsafety.html). Dr. Frangopol is the recipient of several prestigious awards including the 2014 ASCE James R. Croes Medal, the 2012 IALCCE Fazlur R. Khan Life-Cycle Civil Engineering Medal, the 2012 ASCE Arthur M. Wellington Prize, the 2012 IABMAS Senior Research Prize, the 2008 IALCCE Senior Award, the 2007 ASCE Ernest Howard Award, the 2006 IABSE OPAC Award, the 2006 Elsevier Munro Prize, the 2006 T. Y. Lin Medal, the 2005 ASCE Nathan M. Newmark Medal, the 2004 Kajima Research Award, the 2003 ASCE Moisseiff Award, the 2002 JSPS Fellowship Award for Research in Japan, the 2001 ASCE J. James R. Croes Medal, the 2001 IASSAR Research Prize, the 1998 and 2004 ASCE State-of-the-Art of Civil Engineering Award, and the 1996 Distin- guished Probabilistic Methods Educator Award of the Society of Automotive Engineers (SAE). Among several awards he has received at the University of Colorado, Frangopol is the recipient of the 2004 Boulder Faculty Assembly Excellence in Research Schol- arly and Creative Work Award, the 1999 College of Engineering and Applied Science’s Research Award, the 2003 Clarence L. Eckel Faculty Prize for Excellence, and the 1987 Teaching Award. He is also the recipient of the Lehigh University’s 2013 Eleanor and Joseph F. Libsch Research Award. He has given plenary keynote lectures in numerous major conferences held in Asia, Australia, Europe, North America, South America, and Africa. Dr. Frangopol is the Founding Editor-in-Chief of Structure and Infrastructure Engineering (Taylor & Francis, www.informaworld.com/sie), an international peer reviewed journal. This journal is dedicated to recent advances in maintenance, man- agement, and life-cycle performance of a wide range of structures and infrastructures. He is the author or co-author of two books, 38 book chapters, more than 300 articles in referred journals, and over 500 papers in conference proceedings. He is also the Downloadedby[FrancoBontempi]at04:0712December2014
  • 49.
    About the BookSeries Editor XXIII editor or co-editor of 40 books published by ASCE, Balkema, CIMNE, CRC Press, Elsevier, McGraw-Hill, Taylor & Francis, and Thomas Telford, and an editorial board member of several international journals. Additionally, he has chaired and organized several national and international structural engineering conferences and workshops. Dr. Frangopol has supervised 37 Ph.D. and 54 M.Sc. students. Many of his former students are professors at major universities in the United States, Asia, Europe, and South America, and several are prominent in professional practice and research laboratories. For additional information on Dr. Frangopol’s activities, please visit http://www.lehigh.edu/˜dmf206/ Downloadedby[FrancoBontempi]at04:0712December2014
  • 50.
  • 51.
    Preface The purpose ofthis book is to present the latest research findings in the field of main- tenance and safety of aging infrastructure. For this purpose, the aim was to attract state-of-the-art papers that deal with the use of advanced computational and/or exper- imental techniques in damage and vulnerability assessment as well as maintenance and retrofitting of aging structures and infrastructures (e.g., buildings, bridges, lifelines, and naval ships). A deteriorating infrastructure leads to increased functioning costs and reduced safety and can lead to a catastrophic failure with devastating environmen- tal, social and economic consequences. In contrast, well-maintained civil infrastructure can substantially increase a country’s competitiveness in a global economy and enhance resilience to adverse circumstances such as natural hazards (e.g., earthquakes, hurri- canes and floods) and man-made disasters (e.g., vehicular collision and blasts due to terrorists’ attacks). Cost-efficient maintenance and management of civil infrastructure systems requires balanced consideration of both the system performance and the total cost accrued over their entire life-cycle. Another major problem is that the performance of structural systems is usually reduced during its functioning due to aging, environmental stres- sors, and other factors. Thus, current structural condition state is usually assessed by visual inspection or more advanced automatic structural health monitoring techniques. Furthermore, maintenance managers often require a list of prioritized maintenance interventions for civil infrastructure on an annual and/or long-term basis. Various unavoidable uncertainties associated with both randomness (i.e., aleatory uncertainty) and imperfect knowledge (i.e., epistemic uncertainty) also play a crucial role in maintenance and management of engineering systems. Taking into account the afore- mentioned issues, this volume aims to present the recent developments of life-cycle maintenance and management planning for deteriorating civil infrastructure consid- ering simultaneously the present thinking as well as the latest research findings in this area. This volume is a book of high-quality and self-contained chapters, which present the state-of-the-art theoretical advances and applications in various areas of maintenance and safety of aging infrastructure. This edited book consists of selected contributions of experts in the aforementioned field. In this context, major topics treated in this book include: risk assessment, redun- dancy, robustness, management, safety, reliability, optimization, structural health monitoring, life-cycle performance, extreme events, hazards, dynamic assessment, retrofitting, bridge networks, fatigue life, stochastic control, decision making, bridges, marine structures, dams, pavements, aging structures, uncertainties, NDT methods, Downloadedby[FrancoBontempi]at04:0712December2014
  • 52.
    XXVI Preface damage assessment,climate change, climate adaptation, sustainability, hazard mit- igation, inspection, maintenance and repair, as briefly described below. Due to the multidisciplinary nature and complexity of the topics and the applications covered in the chapters of this volume they are not categorized, but instead they are placed in alphabetic order (based on first author’s last name). In the first chapter, M. Akiyama, D.M. Frangopol and H. Matsuzaki present fun- damental issues related to reliability-based durability and service life assessment of reinforced concrete (RC) structures in a marine environment, where a major problem is the chloride-induced corrosion of reinforcing bars. As it is explained for new RC structures, the concrete quality and concrete cover to prevent the chloride-induced reinforcement corrosion causing the deterioration of structural performance during whole lifetime of RC structures should be determined. For this purpose, a simple design criterion with durability design factors that satisfy the target reliability level is presented. On the other hand, for evaluating the service life of existing structures, it is necessary to consider the effect of the chloride-induced reinforcement corrosion on the deterioration of structural capacity and stiffness. Hence, to evaluate the capacity and stiffness of deteriorated structures, spatial variability associated with the steel weight loss over the entire components needs to be considered using X-ray photography and digital image processing. It is concluded that based on service life reliability assessment of existing RC structures by incorporating spatial variations, the optimal temporal and spatial intervals of inspection could be determined. S. Alampalli advocates that bridge inspections and maintenance are essential to assure safety, increase durability, reduce life-cycle costs, maintain mobility, and improve reliability of transportation networks. The chapter focuses on bridges in the United States, which are usually examined using visual methods by bridge inspec- tors, manually assessing the condition of various elements. These inspections form a basis for maintenance and other repair actions that are needed to improve durability and maintain the required service level. Therefore, inspection and maintenance issues should be considered by engineers to ensure that all components can be accessed and evaluated by inspection and maintenance personnel, so that appropriate maintenance and repairs can be performed in a cost-effective and timely fashion. This will assure long-term durability, while not significantly affecting the level of service and mobility. These issues are presented herein based on the established practice, experience, norms and guidelines among bridge designers and inspectors as well as maintenance engineers in the United States. The chapter by A. Alipour and B. Shafei deals with structural vulnerability measures for the assessment of deteriorating bridges in seismic prone areas. For this purpose, the authors propose a vulnerability index as a time-dependent measure of the seismic dam- ageability of deteriorating bridges. To estimate this index, the life-cycle performance of reinforced concrete highway bridges subjected to earthquake ground motions is evaluated under the assumption that the bridge components are continuously exposed to the attack of chloride ions. Corrosion process of the concrete is simulated through a computational approach that calculates structural degradation over the entire ser- vice life of the structural components. The structural capacity and seismic response of corroded bridges is investigated and seismic fragility curves are generated for the deteriorating bridges using updated parameters. The time-dependent fragility curves are employed to predict the vulnerability index, which combines the effects of expected Downloadedby[FrancoBontempi]at04:0712December2014
  • 53.
    Preface XXVII seismic eventsand chloride-induced corrosion. This index can be used for the struc- tural design and performance assessment of bridges as well as for the life-cycle cost analysis of bridges subjected to multiple natural hazards and environmental stressors. The design of complex structural systems requires an accurate definition of the project requirements and a detailed verification of the expected performance. Struc- tural condition knowledge that can be gained by structural health monitoring is the topic of the contribution by S. Arangio and F. Bontempi. In this context, it is stressed that structural health monitoring (SHM) plays an essential role to improve the knowl- edge level for a complex structural system and to allow reliable evaluations of the structural safety in operational conditions. SHM should be planned from the design phase and carried out during the entire life-cycle, since it represents an effective way to control the structural system in a proactive way. By using SHM the circumstances that may eventually lead to deterioration, damage and unsafe operations can be diagnosed and mitigated in a timely manner, thus, costly replacements can be avoided or delayed. In order to deal with the large quantity of data gathered from the continuous moni- toring various techniques exist. In this work, different approaches are discussed and applied to illustrate how SHM can lead to two levels of design knowledge gain: locally, on the specific structure, and more globally, on the general class of similar structures. Safety analysis and maintenance scheduling of critical infrastructure become increas- ingly complicated due to uncertainties and complexity, which result significantly from aging and from interactive phenomena. In the chapter by M. Beer, I.A. Kougioumt- zoglou and E. Patelli established and emerging concepts and techniques for efficient and realistic uncertainty quantification are discussed. In this regard, emphasis was put on engineering applications, and in particular, on challenges associated with civil engineering structures and infrastructure to verify and ensure their safety. For this pur- pose, the main two challenges discussed are: (a) the realistic and reliable quantification of uncertainties prevalent in civil engineering complex systems, and (b) the efficient numerical analysis of such complex systems in the presence of uncertainties. Emerging concepts and approaches which address these challenges are presented. The aim of the chapter by F. Biondini and D.M. Frangopol is to present the lat- est research findings in the field of structural robustness and progressive collapse of deteriorating structural systems, with emphasis on the relationship among structural robustness, static indeterminacy, structural redundancy, and failure times. Damage is viewed as a progressive deterioration of the material properties and its amount is evaluated at the member level by means of a damage index associated with prescribed patterns of cross-sectional deterioration. An index of structural integrity is also defined to quantify the severity of the structural failure with respect to its consequences. The role of damage propagation on structural robustness is investigated by considering different propagation mechanisms and by using a damage-sensitive fault-tree analysis. The elapsed time between local failure and structural collapse is also investigated as an indicator of the ability of the system to be repaired after local failure. The methodol- ogy is implemented on a reinforced concrete frame under different corrosion damage scenarios. E. Brühwiler introduces a novel approach to verify the fatigue safety of existing bridges using monitored data in an explicit way and to predict their future service life. A methodology to exploit data from long-term monitoring for gaining mean- ingful information is presented. The approach is illustrated by its application to real Downloadedby[FrancoBontempi]at04:0712December2014 The design of complex structural systems requires an accurate definition of the project requirements and a detailed verification of the expected performance. Struc- tural condition knowledge that can be gained by structural health monitoring is the topic of the contribution by S. Arangio and F. Bontempi. In this context, it is stressed that structural health monitoring (SHM) plays an essential role to improve the knowl- edge level for a complex structural system and to allow reliable evaluations of the structural safety in operational conditions. SHM should be planned from the design phase and carried out during the entire life-cycle, since it represents an effective way to control the structural system in a proactive way. By using SHM the circumstances that may eventually lead to deterioration, damage and unsafe operations can be diagnosed and mitigated in a timely manner, thus, costly replacements can be avoided or delayed. In order to deal with the large quantity of data gathered from the continuous moni- toring various techniques exist. In this work, different approaches are discussed and applied to illustrate how SHM can lead to two levels of design knowledge gain: locally, on the specific structure, and more globally, on the general class of similar structures.
  • 54.
    XXVIII Preface bridges inSwitzerland. It is shown that there are no ‘old’ bridges, but bridges that provide adequate performance or not. Therefore, extending the service life of bridges by following the approach presented herein allows for continuous utilization of exist- ing structures rather than their replacement which introduces a novel meaning to the notion of “lifecycle’’ of civil structures. Hence, this approach is clearly in agreement with the principles of sustainable development. Management and safety of existing concrete structures via optical fiber distributed sensing is investigated by J.R. Casas, S. Villalba and V. Villalba. More specifically, the use of Optical Backscatter Reflectometer (OBR) as a distributed fiber optic system to measure strain and detect cracking in concrete structures is examined. A laboratory test as well as two real structures (a bridge and a cooling tower of a power plant) were used to investigate the effectiveness of the OBR sensors when applied to complex and large-scale structural systems. The presented results show the feasibility of this technique despite of the roughness of the concrete surface and the heterogeneity due to the presence of aggregates of different sizes. All applications verify that OBR sensors are capable of detecting cracks that are hardly visible. Crucial factors are the good preparation of the concrete surface as well as the adoption of the correct bonding agent, while extra care is necessary whenever continuous fiber has curvature changes. Regarding cost, it is pointed out that the deployment of the OBR monitoring system in real-world infrastructure is more economical compared to equivalent monitoring techniques. The chapter by Á. Cunha, E. Caetano, F. Magalhães and C. Moutinho describes in a concise and systematic manner the most important issues related to the dynamic testing and continuous monitoring of large-scale civil infrastructure. For this purpose, an extensive discussion of modern perspectives concerning testing techniques, instru- mentation, modal identification, vibration serviceability safety checking and damage detection is presented. Special attention is given on the efficient implementation of Operational Modal Analysis (OMA) and its application for tracking the evolution of modal parameters in long-term dynamic monitoring applications. In addition, it is also illustrated that statistical methods can be used to remove the influence of environmen- tal and operational factors (e.g., temperature, intensity of traffic, wind) on the modal variability, supporting the development of reliable techniques for vibration based dam- age detection. Moreover, it is demonstrated that continuous dynamic monitoring can also be used for safety checking of vibration serviceability limits as well as for better understanding wind induced effects on the modal properties or the structural response of large-scale structures. D. De Leon-Escobedo, D.J. Delgado-Hernandez and J.C. Arteaga-Arcos advocate in their contribution that the balanced implementation of strategies to design and main- tain facilities must consider the risk management as a tool to measure the economical effectiveness of alternatives and to allocate limited resources effectively. Under this perspective, the approaches presented are based on the expected life-cycle cost ana- lysis and Bayesian networks, the first of which is applied to the case of a bridge and an offshore oil platform, and the latter to an earth dam in Mexico. The impact of cost/benefit ratios, epistemic uncertainties and the relative importance of contributing factors are weighted and used as a decision making tool for a risk-based planning of resources allocation for maintenance of structures with different revenues/cost ratios. Downloadedby[FrancoBontempi]at04:0712December2014
  • 55.
    Preface XXIX Risk-based maintenanceof aging ship structures is the focus of the study by Y. Garbatov and C. Guedes Soares. Their chapter reviews recently developed mathe- matical tools for risk-based assessment of marine structures subjected to the degrading effect of corrosion. It discusses the methods for corrosion deterioration modeling and presents a formulation for the reliability assessment and risk-based maintenance planning of corroded marine structures taking into account different maintenance strategies. Furthermore, it is noted that inspection planning reveals that the appli- cation of repair cost optimization for floating structures involves many uncertainties. Classical theory of system maintenance that describes the failure of components by Weibull probabilistic models, which represent failure rates in operational phases and in the aging phases of the life of components are used. As illustrated in the work of K. Kaito, K. Kobayashi and K. Obama, the deterio- ration of pavement is a complex phenomenon in which the deterioration process of road surface and the decline in load bearing capacity of the entire pavement occur concurrently. In pavement management, it is important to comprehensively assess the deterioration state of the pavement structure and determine desirable repair policies. In this study, the authors propose a methodology for discussing a pavement repair policy for a target road span by (a) extracting intensive management spans through the relative evaluation of road surfaces based on the results of road condition surveys, and (ii) estimating the load bearing capacity through the falling weight deflectometer (FWD) survey targeted at intensive management spans. For this purpose, the mixed Markov deterioration hazard model is applied to national road in Japan, and inten- sive management spans are selected by comparing heterogeneity parameters. A FWD survey is conducted and load bearing capacity is measured for the selected intensive management spans and some of sound road spans, and the authors empirically verify the appropriateness of the proposed method of extracting intensive management spans through the comparison of heterogeneity parameters. S. Lavrenz, J. Murillo Hoyos and S. Labi illustrate the importance of assessing the effectiveness of alternative infrastructure preservation interventions, typically, in terms of a measure of effectiveness (MOE) which is in turn expressed in the form of a per- formance indicator (PI). It is important to perform such quantifications as part of ex post evaluations (i.e., after the intervention) or in ex ante assessments of infrastruc- ture intervention projects (i.e., before the decision is made either to proceed with an intervention or to identify the optimal choice from multiple alternative interventions). This would facilitate the development of explicit, objective, and consistent decisions based on all relevant and quantifiable cost or benefits associated with the intervention. For this purpose, this chapter presents MOEs that include increase in performance (the extent to which the performance indicator (PI) is enhanced over the remaining life of the infrastructure), the service life (the time or accumulated loadings for the PI to reach a pre-specified threshold), and the area bounded by the performance function (a reflection of the time period over which good performance is sustained, representing both the average performance and the intervention service life), probability of infras- tructure survival until a certain time, and the probability that some distress of a certain extent or severity is encountered. Field data from in-service infrastructure are used to demonstrate the use of these mathematical constructs. The chapter by Y. Li, M.G. Stewart and S. Bjarnadottir presents a risk-based framework to assess the hurricane damage risks of power distribution (utility) poles, Downloadedby[FrancoBontempi]at04:0712December2014
  • 56.
    XXX Preface investigate thecost-effectiveness of different mitigation strategies, and evaluate adap- tation strategies under potential climate change. The losses due to power outrage and the high replacement costs of aging poles requires a detailed investigation into the cost effectiveness of various mitigation strategies, which may reduce replacement costs and damage risks. The framework includes a reliability analysis of the power distribution poles using fragility analysis considering various sources of uncertainties, the effects of degradation of timber poles, probabilistic wind models, a life-cycle cost (LCC) benefit analysis for economical viability of various mitigation strategies, and an assessment of the potential impacts of climate change on annual failure probability of power distri- bution poles. Climate change is found to have a significant impact on the annual failure probability of the distribution poles when they are subjected to changing patterns of hurricane hazard. Under this perspective, the economic viability of adaptation strate- gies to replace or strengthen power distribution poles in coastal areas under various climate change scenarios is evaluated. As it is explained in the contribution of A. Medury and S. Madanat, trans- portation infrastructure management refers to the process of allocating a limited set of resources to a system of deteriorating facilities (roads, bridges, tunnels, etc) for maintenance, rehabilitation and replacement (MR&R) activities. Typically, the objective is to minimize the total costs incurred by the agency over a given planning horizon, while providing adequate recognition to the performance of indi- vidual facilities, as well as the costs incurred by the users. In order to model the decision-making problem, which involves the optimization of decisions over mul- tiple stages, Markov decision processes (MDP) are widely used, especially in the context of incorporating uncertainty in the underlying facility performance models. In this regard, state-of-the-art Markov decision process (MDP)-based approaches in infrastructure management are presented. Furthermore, this work seeks to explore the suitability of approximate dynamic programming (ADP) methods to incorporate network-induced dynamics into system-level MR&R decision-making. An efficient ADP framework is proposed to incorporate structural and economic interdepen- dence into network-level MR&R decision-making, while parametric studies are conducted to infer the impact of network-based constraints on the decision-making process. The impact of corrosion into the safety of structures in marine environments is the objective of the chapter by R.E. Melchers. More specifically, corrosion and pitting of structural steel used in marine pipelines and for off-shore mooring chain are impor- tant factors in continued integrity and service performance and are best considered in a reliability framework. Recent new studies have shown that corrosion and pit- ting are complex nonlinear functions of exposure period and of various environmental influences, including that of marine microorganisms. This has considerable implica- tions on the way structural safety assessments using structural reliability theory can be performed. This aspect is reviewed for steel plates, sheet piling, steel pipelines and for mooring chains as used in the offshore oil industry. An example is given for the assessment of the probability of failure through severe pitting observed in some cases for mooring chains. The new corrosion theory implies that for maximum pit depth the Frechet distribution rather than the usual Gumbel distribution is more appropriate for reliability analysis. The reasons for this outcome and the various implications are discussed. Downloadedby[FrancoBontempi]at04:0712December2014
  • 57.
    Preface XXXI Important techno-economicissues related to reliable and efficient retrofitting and refurbishment of existing road bridges are discussed by C. Modena, G. Tecchio, C. Pellegrino, F. da Porto, M.A. Zanini and M. Donà. It is evident that suitable inter- ventions are essential for lengthening bridges’ structural life and delaying their complete substitution, the “downtime’’ costs, all generally very difficult to manage by network authorities. The design of retrofit process requires a complex comprehensive approach, which starts with the assessment of the current state and the definition of the condi- tion value of the bridge by inspections, identification tests, structural analyses, etc. On this basis, the definition of the proper interventions in terms of both material and implementation techniques is then carried out. The application of such methodolo- gies to different road bridge types (masonry, reinforced concrete, steel) is described, while usual restoration and retrofitting techniques for all these different bridge types are briefly presented. In the sequence, significant case studies of rehabilitation inter- ventions are presented. These retrofitting and refurbishment interventions outline a methodological approach, taking into account the typological characteristics of the structure, the state of maintenance, the functional requirements and the environmental aspects connected to the employed repair and strengthening of each structural system. K.G. Papakonstantinou and M. Shinozuka discuss stochastic control approaches for structural maintenance. In general, huge investments are needed in order to sub- stantially improve the current infrastructure conditions, which are rarely, if ever, fully available in practice. To address effectively this urgent societal need for safe struc- tures and infrastructure systems under limited resources, science-based management of assets is needed. Stochastic control methods and Bayesian principles have a long, suc- cessful history of implementation in risk management and minimum life-cycle costing of civil engineering structures. In this work, a practical framework for decision-making, under a variety of uncertainties, concerning the management of deteriorating civil structures is presented based on Markov Decision Processes (MDP) that answers the critical questions of where, when and what type of inspection and repair should be performed, in order for a structure to maintain an acceptable safety level at the mini- mum possible cost. This enables decision-makers to plan an optimum life-cycle policy to perform effective inspection and maintenance actions. Utilizing a realistic exam- ple, the proposed method is compared with state-of-the-art methodologies to verify its theoretical and practical supremacy. Modeling inspection uncertainties for on-site condition assessment using non- destructive testing (NDT) tools is discussed in the work of F. Schoefs. Maintenance of existing aging infrastructures lies generally on condition assessment based-from the most easily used to the most intrusive ones- on visual inspection, non-NDT and struc- tural health monitoring (SHM) with embedded sensors. For some applications, the condition assessment can be considered as perfect and the aging model parameters are updated using Bayesian techniques for instance. When considering aging infras- tructures this is generally not the case due to: (a) the size of the structure is large and the inspection should be carried out on a limited number of positions; (b) the bud- get devoted to inspection is subtracted from the global amount of money available to plan the Inspection-Maintenance and Repair schedule (IMR). Thus, the most efficient and inexpensive condition assessment schemes should be selected. That leads decision- makers to consider: (i) partial, and (ii) non-perfect tools in the decision scheme. The objective of this chapter related to (i) is: to present deficiencies of classical discrete Downloadedby[FrancoBontempi]at04:0712December2014
  • 58.
    XXXII Preface inspection approaches,to describe the current methodologies for inspection optimi- sation, and to present an efficient approach based on polynomial chaos to minimize the error of measurement. Furthermore, the goals of this chapter with respect to (ii) are: to present in a general format the modelling of imperfections, emphasizing on the role of the exact definition of the employed protocol, as well as the chain of uncer- tainties from calibration tests and results in laboratory to on-site assessment including various factors (i.e., human, environmental,) that affect the assessment. Furthermore, to analyse how these basic quantities can be introduced as parameters in a rational aid-tool for the optimisation of resources allocation by minimizing the total cost along the service life. The motivation of the study by M.-K. Söderqvist is to examine the impact of con- dition description and inspection data quality in infrastructure management. It is emphasized that a well-organized inspection system is the key element of a successful engineering structure management. Actually, it forms the basis and is an integral part of the whole management system. The system assessment results are as reliable as the data in the database. Hence, the experience of the engineers and the use of the management system have shown that the available condition and damage data must continuously be improved and completed. The importance of inspection training and other qual- ity improving methods, their impact on bridge maintenance, repair and rehabilitation (MR&R) as well as bridge aging modeling are discussed. MR&R preservation and functionality goals for bridges and other engineering structures are presented to better describe the whole management process of fund allocation. Well qualified inspection and well-chosen condition indicators provide a valuable and necessary assistance to reach the targets of the maintenance operations policy. The topic of the contribution of M.G. Stewart, D.V. Val, E. Bastidas-Arteaga, A. O’Connor and X. Wang climate adaptation engineering and risk-based design and management of infrastructure, with emphasis on increases in economic (loss) risks expected for existing infrastructure subject to climate-induced changes. This work aims at exploiting the impact of climate change on infrastructure performance and to pave the way for more efficient and resilient infrastructure, and help ‘future proof’ exist- ing infrastructure to a changing climate. The performance of existing infrastructure may degrade if subject to more extreme natural hazards or accelerated degradation of material properties. This chapter describes how risk-based approaches are well suited to optimising climate adaptation strategies related to the design and maintenance of existing infrastructure. Such approaches may include retrofitting or strengthening of existing structures, or enhanced designs. Risk-based decision support is described to assess the risks and economic viability of climate adaptation measures, especially on the aspect of life-cycle costs during their service, which includes embodied and operating energy costs. Furthermore, stochastic methods are used to model infrastructure perfor- mance, effectiveness of adaptation strategies, exposure, and costs. The latest research findings related to climate adaptation strategies are provided for various complex engineering applications. Large-scale transportation networks comprise structures of various size and com- plexity, requiring different strategies for management and maintenance. Under this perspective, the work of B. Yanev focuses on comparing bridge condition evaluations with life-cycle expenditures in an illustrative manner. More specifically, the objective of this chapter is to review the condition assessments of the New York City bridge Downloadedby[FrancoBontempi]at04:0712December2014
  • 59.
    Preface XXXIII network andthe known expenditures for rehabilitation, repair and maintenance over a period exceeding two decades. The evaluations include condition ratings generated by visual biennial inspections, as well as reports of potential hazards and other assess- ments. In contrast with uncertain forecasting models, this work directly compares the bridge condition database with the magnitude of the remedial measures. Given the uncertain correlation between evaluations and actual conditions on one hand, and the vague effectiveness of remedial actions on the other, a rigorous relationship cannot be established even in retrospect. Nevertheless, comparing a huge amount of real data from bridge and element condition ratings with network level expenditures reveals a functional relationship between the project level structural demand and the supply of remedial actions. Hence, important guidelines are provided based on the accumulated experience of the presented bridge network and it is concluded that preventive main- tenance and preservation emerge as preferable, both in terms of direct and user costs, especially for larger infrastructure. In the last chapter, the principles of redundancy-based design of non-deterministic systems are presented by B. Zhu and D.M. Frangopol. The motivation of this study is to propose an efficient redundancy factor to provide a rational reliability-based design of components in structural systems. The definition of this redundancy factor is prop- erly illustrated via a characteristic example. By using idealized systems consisting of identical components, the effects of system models, correlations among the resistances of components, number of components in the system, mean value of the load, and coef- ficients of variation of load and resistances on the redundancy factor are investigated. For the representative case where the coefficients of variation of resistance and load are set to be the commonly used values, the redundancy factors of N-component systems associated with different correlation cases and system models are evaluated. Two types of limit states are provided, in which system redundancy is taken into account from the load and resistance side, respectively. Finally, a highway bridge example is presented to demonstrate the application of the proposed redundancy factor to real-life engineering problems. The aforementioned collection of chapters provides an overview of the present thinking and state-of-the-art developments into the field of maintenance and safety of aging infrastructure. The book is targeted primarily to researchers, students and engineers that are active in this field. It is hoped that the collection of these chapters in a single book will be found useful for both academics and practicing engineers. The book editors would like to express their deep gratitude to all authors for their time and effort devoted to the completion of their contributions for this volume. Fur- thermore, we are most appreciative to the reviewers for their effective comments that helped authors to substantially strengthen their work. Finally, the editors would like to thank the personnel of CRC Press / Balkema, especially Mr. Alistair Bright and Mr. Richard Gundel, for their kind cooperation and support for the publication of this book. Dan M. Frangopol Yiannis Tsompanakis September 2014 Downloadedby[FrancoBontempi]at04:0712December2014