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Democratic Evaluation
Presented by Judith Agada, Ahmed Warsame Idle, Aniso Mahdi
Let’s Share Your Thoughts
 What comes to mind when you hear democratic evaluation?
 What skills should a democratic evaluator possess?
Contents
 Introduction to Democratic Evaluation
 Some Scholars that Contributed to Democratic Evaluation
 Purpose/Elements of Democratic Evaluation
 Key steps for Carrying out Democratic Evaluation
 Challenges and Solutions for Democratic Evaluation
 Advantages and Disadvantages of Democratic Evaluation
 Personal Experience
 Conclusion
 Reflection
 References
Democratic Evaluation
 Democratic evaluation is a form of utilization focused evaluation that promotes inclusion, dialogue, deliberation,
transparency, accountability and collaboration in policy formulation and implementation. Utilization-Focused
Evaluation (UFE), developed by Michael Quinn Patton, is an approach based on the principle that an evaluation
should be judged on its usefulness to its intended users.
 The opposite of Democratic evaluation is autocratic evaluation which according to MacDonald is an
evaluation approach that serves government agencies in control over the allocation of resources.
 Democratic evaluation awakens the consciousness of evaluation as a political activity, one which influences the
distribution of goods and opportunities in our societies (MacDonald, 1978).
 It generally focuses on inclusive practices which foster participation and collaboration. Democratic evaluation
gets the buy in of people by promoting a sense of ownership of monitoring and evaluation processes and results
through its participatory mechanism.
Let’s Meet Some Scholars that Contributed to Democratic
Evaluation
Ashcraft Catherine Howe Kenneth
Elster John Anders Hanberger
Shirley Chislom
Michael Quinn Patton
Barry Macdonald
Purpose/Elements of Democratic Evaluation
Inclusion: The principle of inclusion requires that all groups with a significant interest
‘‘stakeholders’’ are included in the evaluation of a program or policy. Inclusion can be passive or
active
Dialogue: Dialogue ranges from elucidating to critical. Elucidating dialogue involves clarifying the
views and self understandings of research participants while critical dialogue goes a step further
by subjecting these views and self-understandings to rational scrutiny.
Deliberation: The deliberative democratic approach is conceived as a method that mitigates
inequalities in power among stakeholders. Devices such as establishing minority caucuses can be
used to canvass minority opinions to better approximate freedom and equality
Accountability: Evaluation in democracy can be used to drive accountability for promises made
and policy formulation and implementation. Accountability can be accessed through Propriety,
Quality, Efficacy, Positive change and Sustainable impact
Democratic
Orientation
Intended
use/function
Evaluation focus Inclusion Dialogue Deliberation Evaluator’s roles
EDE for the
people
(Schumpeter)
Elite learning,
rational feedback,
accountability
Intended outputs
and outcomes,
Goal achievement
Policy and
programme makers
Not
important
Not important Expert
PDE by the people
(Pateman)
Self-learning,
Self-determination,
empowerment
People’s own
needs,
Goal development,
Steps forward
Programme
implementers,
Self-governed
citizens/clients
Very
important
Important Advocate
Facilitator
coach
DDE with the
people (Dryzek
Habermas,
Gutmann and
Thompson)
Collective learning,
Justification,
Public debate
Stakeholder’s
criteria,
Authentic
discourse,
Intended and
unintended
outcomes
All legitimate
stakeholders
Very
important
Very important Mediator
counsellor
Democratic Evaluation Orientations
Source- Anders Hanberger (2006). Evaluation of and for Democracy
Key steps for Carrying out Democratic Evaluation
Identify Primary Users/Beneficiaries of the Evaluation
Identify Purpose/Objective of Evaluation
Gain Commitment/buy in of Stakeholders for Evaluation
Decide on Evaluation Methods and Processes
Collect Data and Findings
Analyze and Validate Findings
Disseminate Evaluation Findings
Challenges and Solutions for Democratic Evaluation
Challenges
• Lack of Political will and resistance
to evaluation: Political class
sometimes see evaluators,
the ones that were not hired by
them as people who wants to
ridicule their projects.
• Political Interference in Evaluation
process: Political elites sometimes
try to interfere in evaluation to
score some political points and
unwavering support from the
people
Solutions
• Lack of Political will and resistance
to evaluation: Evaluator provides
adequate information to the
class on the importance of
evaluation, whose aim is not to
disrepute government projects, but
improve the projects and bridge
through learnings.
• Political Interference in Evaluation
process: Evaluator ensures that a
fair process is used in the evaluation
along all steps on evaluation
process.
Challenges and Solutions for Democratic Evaluation Contd
Challenges
• Insufficient understanding of the
evaluation function: Sometimes,
project stakeholders may not be fully
aware of the importance of evaluation
and may perceive it as an activity that
does not bring any direct development
to their community
• Limited resources and time
consumption: Limited resources and
time consumption: Democratic
evaluation can be time consuming
would require a lot of funding as a
significant number of the population
will be involved in several steps of the
Solutions
• Insufficient understanding of the
evaluation function: Evaluator provides
proper orientation to project
stakeholders on the importance of
evaluation and how it will inform
project implementation, improve
project implementation and influence
policy and programme decision
• Limited resources and time
consumption: Limited resources and
time consumption: This can be
resolved by engaging a team of
evaluators so that evaluation activities
can be carried out simultaneously.
Evaluation should also be budgeted for
Advantages and Disadvantages of Democratic
Evaluation
Advantages of Democratic evaluation would include supporting democratic
process through strengthening the principles of inclusion, transparency and
accountability in democracies by holding the political class accountable to
commitments. Democratic evaluation also supports the process of policy
formulation and implementation by generating substantial findings through
informed evaluation process. It contributes to policy learning and practical
knowledge generation for general public’s information needs. Democratic
evaluation also helps to empower the citizens by affected citizens benefit from
planned projects and also engaging them in evaluation process to strengthen
the programs
Advantages
Disadvantages of Democratic Evaluation would be that it is time consuming
does not give room for rapid decision making as due process must be
Inputs from a large range of stakeholders lead to a situation where different
stakeholders have conflicting decisions, this would require evaluator to be
skilled in conflict resolution and compromise setting
Disadvantage
Personal Experiences
Story Telling on Case Study
Conclusion
Democratic evaluation can empower to both government and citizens by way of
strengthening and upholding democratic values while addressing issues of equity and
inclusion by engaging practitioners in dialogue and deliberation about programs and
policies. It can be used at the same time to strengthen government systems and legitimize
policies and structures through active participation of the citizens in evaluation process.
Reflection
 What orientation of Democratic Evaluation would you prefer to lead as an
Evaluator
A) Elitist Democracy-oriented Evaluation,
B) Participatory Democracy-oriented Evaluation
C) Discursive Democracy-oriented Evaluation
References
 Anders Hanberger (2006). Evaluation of and for Democracy, SAGE Publications (London, Thousand Oaks and
New Delhi) DOI: 10.1177/1356389006064194 Vol 12(1)
https://www.researchgate.net/publication/251753089_Evaluation_of_and_for_Democracy
 Farazmand, Ali (1999) ‘The Elite Question: Toward a Normative Elite Theory of Organization’, Administration
and Society https://journals.sagepub.com/doi/10.1177/00953999922019166
 Harvard Family Research Project (2005). Democratic Evaluation Approaches for Equity and Inclusion. Volume
XI, Number 3 https://archive.globalfrp.org/evaluation/the-evaluation-exchange/issue-archive/democratic-
evaluation/democratic-evaluation-approaches-for-equity-and-inclusion
 Howe, R. K and Ashcraft, C. (2005). Deliberative Democratic Evaluation: Successes and Limitations of an
Evaluation of School Choicehttps://www.colorado.edu/education/sites/default/files/attached-
files/Howe&Ashcraft_Deliberative_Democratic_Evaluation.pdf
 https://www.betterevaluation.org/en/plan/approach/democratic_evaluation
 MacDonald, Barry (1978) ‘Democracy and Evaluation’, public address at the Universityof Alberta Faculty of
Education, 17 Oct https://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.923.897&rep=rep1&type=pdf
Democratic Evaluation- slides.pptx
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Democratic Evaluation- slides.pptx

  • 1. Democratic Evaluation Presented by Judith Agada, Ahmed Warsame Idle, Aniso Mahdi
  • 2. Let’s Share Your Thoughts  What comes to mind when you hear democratic evaluation?  What skills should a democratic evaluator possess?
  • 3. Contents  Introduction to Democratic Evaluation  Some Scholars that Contributed to Democratic Evaluation  Purpose/Elements of Democratic Evaluation  Key steps for Carrying out Democratic Evaluation  Challenges and Solutions for Democratic Evaluation  Advantages and Disadvantages of Democratic Evaluation  Personal Experience  Conclusion  Reflection  References
  • 4. Democratic Evaluation  Democratic evaluation is a form of utilization focused evaluation that promotes inclusion, dialogue, deliberation, transparency, accountability and collaboration in policy formulation and implementation. Utilization-Focused Evaluation (UFE), developed by Michael Quinn Patton, is an approach based on the principle that an evaluation should be judged on its usefulness to its intended users.  The opposite of Democratic evaluation is autocratic evaluation which according to MacDonald is an evaluation approach that serves government agencies in control over the allocation of resources.  Democratic evaluation awakens the consciousness of evaluation as a political activity, one which influences the distribution of goods and opportunities in our societies (MacDonald, 1978).  It generally focuses on inclusive practices which foster participation and collaboration. Democratic evaluation gets the buy in of people by promoting a sense of ownership of monitoring and evaluation processes and results through its participatory mechanism.
  • 5. Let’s Meet Some Scholars that Contributed to Democratic Evaluation Ashcraft Catherine Howe Kenneth Elster John Anders Hanberger Shirley Chislom Michael Quinn Patton Barry Macdonald
  • 6. Purpose/Elements of Democratic Evaluation Inclusion: The principle of inclusion requires that all groups with a significant interest ‘‘stakeholders’’ are included in the evaluation of a program or policy. Inclusion can be passive or active Dialogue: Dialogue ranges from elucidating to critical. Elucidating dialogue involves clarifying the views and self understandings of research participants while critical dialogue goes a step further by subjecting these views and self-understandings to rational scrutiny. Deliberation: The deliberative democratic approach is conceived as a method that mitigates inequalities in power among stakeholders. Devices such as establishing minority caucuses can be used to canvass minority opinions to better approximate freedom and equality Accountability: Evaluation in democracy can be used to drive accountability for promises made and policy formulation and implementation. Accountability can be accessed through Propriety, Quality, Efficacy, Positive change and Sustainable impact
  • 7. Democratic Orientation Intended use/function Evaluation focus Inclusion Dialogue Deliberation Evaluator’s roles EDE for the people (Schumpeter) Elite learning, rational feedback, accountability Intended outputs and outcomes, Goal achievement Policy and programme makers Not important Not important Expert PDE by the people (Pateman) Self-learning, Self-determination, empowerment People’s own needs, Goal development, Steps forward Programme implementers, Self-governed citizens/clients Very important Important Advocate Facilitator coach DDE with the people (Dryzek Habermas, Gutmann and Thompson) Collective learning, Justification, Public debate Stakeholder’s criteria, Authentic discourse, Intended and unintended outcomes All legitimate stakeholders Very important Very important Mediator counsellor Democratic Evaluation Orientations Source- Anders Hanberger (2006). Evaluation of and for Democracy
  • 8. Key steps for Carrying out Democratic Evaluation Identify Primary Users/Beneficiaries of the Evaluation Identify Purpose/Objective of Evaluation Gain Commitment/buy in of Stakeholders for Evaluation Decide on Evaluation Methods and Processes Collect Data and Findings Analyze and Validate Findings Disseminate Evaluation Findings
  • 9. Challenges and Solutions for Democratic Evaluation Challenges • Lack of Political will and resistance to evaluation: Political class sometimes see evaluators, the ones that were not hired by them as people who wants to ridicule their projects. • Political Interference in Evaluation process: Political elites sometimes try to interfere in evaluation to score some political points and unwavering support from the people Solutions • Lack of Political will and resistance to evaluation: Evaluator provides adequate information to the class on the importance of evaluation, whose aim is not to disrepute government projects, but improve the projects and bridge through learnings. • Political Interference in Evaluation process: Evaluator ensures that a fair process is used in the evaluation along all steps on evaluation process.
  • 10. Challenges and Solutions for Democratic Evaluation Contd Challenges • Insufficient understanding of the evaluation function: Sometimes, project stakeholders may not be fully aware of the importance of evaluation and may perceive it as an activity that does not bring any direct development to their community • Limited resources and time consumption: Limited resources and time consumption: Democratic evaluation can be time consuming would require a lot of funding as a significant number of the population will be involved in several steps of the Solutions • Insufficient understanding of the evaluation function: Evaluator provides proper orientation to project stakeholders on the importance of evaluation and how it will inform project implementation, improve project implementation and influence policy and programme decision • Limited resources and time consumption: Limited resources and time consumption: This can be resolved by engaging a team of evaluators so that evaluation activities can be carried out simultaneously. Evaluation should also be budgeted for
  • 11. Advantages and Disadvantages of Democratic Evaluation Advantages of Democratic evaluation would include supporting democratic process through strengthening the principles of inclusion, transparency and accountability in democracies by holding the political class accountable to commitments. Democratic evaluation also supports the process of policy formulation and implementation by generating substantial findings through informed evaluation process. It contributes to policy learning and practical knowledge generation for general public’s information needs. Democratic evaluation also helps to empower the citizens by affected citizens benefit from planned projects and also engaging them in evaluation process to strengthen the programs Advantages Disadvantages of Democratic Evaluation would be that it is time consuming does not give room for rapid decision making as due process must be Inputs from a large range of stakeholders lead to a situation where different stakeholders have conflicting decisions, this would require evaluator to be skilled in conflict resolution and compromise setting Disadvantage
  • 13. Conclusion Democratic evaluation can empower to both government and citizens by way of strengthening and upholding democratic values while addressing issues of equity and inclusion by engaging practitioners in dialogue and deliberation about programs and policies. It can be used at the same time to strengthen government systems and legitimize policies and structures through active participation of the citizens in evaluation process.
  • 14. Reflection  What orientation of Democratic Evaluation would you prefer to lead as an Evaluator A) Elitist Democracy-oriented Evaluation, B) Participatory Democracy-oriented Evaluation C) Discursive Democracy-oriented Evaluation
  • 15. References  Anders Hanberger (2006). Evaluation of and for Democracy, SAGE Publications (London, Thousand Oaks and New Delhi) DOI: 10.1177/1356389006064194 Vol 12(1) https://www.researchgate.net/publication/251753089_Evaluation_of_and_for_Democracy  Farazmand, Ali (1999) ‘The Elite Question: Toward a Normative Elite Theory of Organization’, Administration and Society https://journals.sagepub.com/doi/10.1177/00953999922019166  Harvard Family Research Project (2005). Democratic Evaluation Approaches for Equity and Inclusion. Volume XI, Number 3 https://archive.globalfrp.org/evaluation/the-evaluation-exchange/issue-archive/democratic- evaluation/democratic-evaluation-approaches-for-equity-and-inclusion  Howe, R. K and Ashcraft, C. (2005). Deliberative Democratic Evaluation: Successes and Limitations of an Evaluation of School Choicehttps://www.colorado.edu/education/sites/default/files/attached- files/Howe&Ashcraft_Deliberative_Democratic_Evaluation.pdf  https://www.betterevaluation.org/en/plan/approach/democratic_evaluation  MacDonald, Barry (1978) ‘Democracy and Evaluation’, public address at the Universityof Alberta Faculty of Education, 17 Oct https://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.923.897&rep=rep1&type=pdf