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DEFINING ERRORS AND ERROR
 REDUCTION IN PATHOLOGY
  LABORATORY: REVISITED

      FELIPE S. TEMPLO, JR., MD
     DEPARTMENT OF PATHOLOGY &
        LABORATORY MEDICINE
  TAN TOCK SENG HOSPITAL SINGAPORE
PART I:
DEFINING ERRORS IN ANATOMIC PATHOLOGY

PART II:
ERROR REDUCTION IN ANATOMIC PATHOLOGY
ERROR IN RELATION TO THE GOALS OF
        ANATOMIC PATHOLOGY

        GOAL OF ANATOMIC PATHOLOGY

“TORENDER A CORRECT AND COMPLETE DIAGNOSIS
TO THE CORRECT PATIENT IN A TIMELY FASHION IN A
 WAY THAT IS UNDERSTANDABLE AND USEFUL TO THE
        PHYSICIAN TREATING THE PATIENT”
ERROR IN RELATION TO THE GOALS OF
         ANATOMIC PATHOLOGY
    A. THE CORRECT DIAGNOSIS
    Concepts:
    1.Accuracy-few validated standards

    2.Precision- usually implies that most competent
pathologists will render similar results when observing or
    analyzing the same specimen.
ERROR IN RELATION TO THE GOALS OF
      ANATOMIC PATHOLOGY
B. COMPLETE AND TIMELY
Concepts:
1. Checklist- College of American Pathologists
             Royal College of Pathologists (UK)

2. Turn around time
DEFINING ERRORS IN ANATOMIC PATHOLOGY


 A MAJOR error in anatomic pathology is an error that has
 a major effect on therapy that can alter the prognosis of a disease
 or that has a major effect on prognostication, exclusive of therapy.


 A MINOR error is one that does not have a major effect on
 therapy that can alter prognosis or that does not have a major
 effect on prognostication, exclusive of therapy.
ANATOMIC PATHOLOGY ERRORS

 THE TEST CYCLES

  1. PREANALYTIC PAHSE

  2. ANALYTIC PHASE

  3. POSTANALYTIC PHASE
The TEST CYCLES

Preanalytic phase of testing begins with the clinical encounter in
which the specimen is obtained and ends with specimen receipt and
accessioning in the laboratory.

Analytic phase pertains to those processes and steps that are
performed to analyze a specimen and to generate a report.

Postanalytic phase encompasses those steps necessary to
communicate the results in the analytic phase to the proper
clinicians so that the information can be used effectively in patient
care
ERRORS IN THE
PREANALYTIC PHASE OF TESTING


  1. Clinician errors

  2. Transport phase

  3. Receipt/Accessioning phase
ERRORS IN THE
ANALYTIC PHASE OF TESTING
1. Histologic /cytologic errors

2. Errors in the gross room

3. Errors at the microscope

4. Clerical errors during the generation of
      the report
ERRORS IN THE
POSTANALYTIC PHASE OF TESTING


   1. Errors to the delivery of report or
   information to the wrong clinician

   2. Misunderstanding of the report

   3. Failure of the caregiver to see the report.
FACTORS THAT CONTRIBUTE TO ERRORS

   1. Variable input
   A.   Incomplete or incorrect clinical history
   B.   Incorrect or Improper patient identification


   2. Complexity
            1 step: 1% error
            25 steps: 22% error


   3. Inconsistency
FACTORS THAT CONTRIBUTE TO ERRORS


 4. Tight coupling

 5. Human intervention
    -   Machines perform very well with routine tasks, whereas
        human perform best with unanticipated or unpredicted
        occurrences.
FACTORS THAT CONTRIBUTE TO ERRORS


6. Time constraints
   -   Batch work
   -   Shortage of workers
   -   Sudden increase in work loads


7. Hierarchical culture
ERROR-REDUCTION STRATEGIES

1. Reduce Reliance on Memory
      -   proper usage of checklists

2. Improve Information Access
      - electronic medical record

3. Error-Proof Processes:
     Use Constraints and Forcing Functions
      -proper usage of computer
ERROR-REDUCTION STRATEGIES

4. Decrease Reliance on Vigilance
   - quality control measures
5. Standardize Tasks and Language

6. Reduce the Number of Handoffs,
     Simplify the Process
ERROR-REDUCTION STRATEGIES


7. Design for Error
      -case review
8. Adjust the Work Schedule

9. Adjust the Environment
ERROR-REDUCTION STRATEGIES


10. Provide Adequate and
    Continuous Training

11. Choose the Correct Staff for the
             Correct Job
References



Archives of Pathology and Laboratory Medicine

 1. February 2008, Vol. 132 No.2 pp. 181-185
 2. May 2006, Vol 130 No.5 pp. 604-606
 3. May 2006, Vol 130 No.5 pp. 630-632
THANK YOU

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Defining Errors and Error Reduction in Pathology Laboratory: Revisited

  • 1. DEFINING ERRORS AND ERROR REDUCTION IN PATHOLOGY LABORATORY: REVISITED FELIPE S. TEMPLO, JR., MD DEPARTMENT OF PATHOLOGY & LABORATORY MEDICINE TAN TOCK SENG HOSPITAL SINGAPORE
  • 2. PART I: DEFINING ERRORS IN ANATOMIC PATHOLOGY PART II: ERROR REDUCTION IN ANATOMIC PATHOLOGY
  • 3. ERROR IN RELATION TO THE GOALS OF ANATOMIC PATHOLOGY GOAL OF ANATOMIC PATHOLOGY “TORENDER A CORRECT AND COMPLETE DIAGNOSIS TO THE CORRECT PATIENT IN A TIMELY FASHION IN A WAY THAT IS UNDERSTANDABLE AND USEFUL TO THE PHYSICIAN TREATING THE PATIENT”
  • 4. ERROR IN RELATION TO THE GOALS OF ANATOMIC PATHOLOGY A. THE CORRECT DIAGNOSIS Concepts: 1.Accuracy-few validated standards 2.Precision- usually implies that most competent pathologists will render similar results when observing or analyzing the same specimen.
  • 5. ERROR IN RELATION TO THE GOALS OF ANATOMIC PATHOLOGY B. COMPLETE AND TIMELY Concepts: 1. Checklist- College of American Pathologists Royal College of Pathologists (UK) 2. Turn around time
  • 6. DEFINING ERRORS IN ANATOMIC PATHOLOGY A MAJOR error in anatomic pathology is an error that has a major effect on therapy that can alter the prognosis of a disease or that has a major effect on prognostication, exclusive of therapy. A MINOR error is one that does not have a major effect on therapy that can alter prognosis or that does not have a major effect on prognostication, exclusive of therapy.
  • 7. ANATOMIC PATHOLOGY ERRORS THE TEST CYCLES 1. PREANALYTIC PAHSE 2. ANALYTIC PHASE 3. POSTANALYTIC PHASE
  • 8. The TEST CYCLES Preanalytic phase of testing begins with the clinical encounter in which the specimen is obtained and ends with specimen receipt and accessioning in the laboratory. Analytic phase pertains to those processes and steps that are performed to analyze a specimen and to generate a report. Postanalytic phase encompasses those steps necessary to communicate the results in the analytic phase to the proper clinicians so that the information can be used effectively in patient care
  • 9. ERRORS IN THE PREANALYTIC PHASE OF TESTING 1. Clinician errors 2. Transport phase 3. Receipt/Accessioning phase
  • 10. ERRORS IN THE ANALYTIC PHASE OF TESTING 1. Histologic /cytologic errors 2. Errors in the gross room 3. Errors at the microscope 4. Clerical errors during the generation of the report
  • 11. ERRORS IN THE POSTANALYTIC PHASE OF TESTING 1. Errors to the delivery of report or information to the wrong clinician 2. Misunderstanding of the report 3. Failure of the caregiver to see the report.
  • 12. FACTORS THAT CONTRIBUTE TO ERRORS 1. Variable input A. Incomplete or incorrect clinical history B. Incorrect or Improper patient identification 2. Complexity 1 step: 1% error 25 steps: 22% error 3. Inconsistency
  • 13. FACTORS THAT CONTRIBUTE TO ERRORS 4. Tight coupling 5. Human intervention - Machines perform very well with routine tasks, whereas human perform best with unanticipated or unpredicted occurrences.
  • 14. FACTORS THAT CONTRIBUTE TO ERRORS 6. Time constraints - Batch work - Shortage of workers - Sudden increase in work loads 7. Hierarchical culture
  • 15. ERROR-REDUCTION STRATEGIES 1. Reduce Reliance on Memory - proper usage of checklists 2. Improve Information Access - electronic medical record 3. Error-Proof Processes: Use Constraints and Forcing Functions -proper usage of computer
  • 16. ERROR-REDUCTION STRATEGIES 4. Decrease Reliance on Vigilance - quality control measures 5. Standardize Tasks and Language 6. Reduce the Number of Handoffs, Simplify the Process
  • 17. ERROR-REDUCTION STRATEGIES 7. Design for Error -case review 8. Adjust the Work Schedule 9. Adjust the Environment
  • 18. ERROR-REDUCTION STRATEGIES 10. Provide Adequate and Continuous Training 11. Choose the Correct Staff for the Correct Job
  • 19. References Archives of Pathology and Laboratory Medicine 1. February 2008, Vol. 132 No.2 pp. 181-185 2. May 2006, Vol 130 No.5 pp. 604-606 3. May 2006, Vol 130 No.5 pp. 630-632