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A look at CESSDA and data re-use
licenses
Laurence Horton
GESIS – Leibniz Institute for the
Social Sciences
A CESSDA development
• Moves towards establishing a legal entity
ERIC or its equivalent
– CESSDA-AS
• As of now, no CESSDA template or
standard for licenses
CESSDA
• Council of European
Social Science Data
Archives
• Established 1976
• 28 member archives
What is a license?
• Verb: 'give a permit to someone; allow
something’ (OED)
• We live in a world where we don’t own the
things we buy
• It’s not a contract because we don’t really
negotiate: “Take it or leave it”
How’s it work?
Data owner
Data service
Data re-user Data re-user Data re-user
Depositor
license
User
license
Why not set the data free!
• We can’t use public
domain
• No restriction/No
requirements = Lack of
control as to who is
doing what
– We are agents of the
data owners with a
duty of care to them
and their participants.
Lyrics © Warner/Chappell Music, Inc., Universal Music Publishing
Group, EMI Music Publishing, Sony/ATV Music Publishing LLC
Image: public domain
“Born free, as free
as the wind blows
As free as the
grass grows
Born free to follow
your heart”
Q: What’s the big problem with
social science data?
• A: People.
– A strategy to protect
the identity of
participants is critical
to ethical research.
– Also to ensure
researchers receive
the credit they
deserve
What do we expect to see in a social
science archive license?
Depositor license
Intellectual Property That the depositor owns, or has the right from the owner(s) to
deposit the data for preservation and/or re-use
Privacy That the data does not violate confidentiality and data protection
laws
Consent That consent for re-use and/or preservation has been given or not
explicitly prevented
Ownership Clear statement on the subsequent ownership of the data and right
to disseminate
What do we expect to see in a social
science archive license?
Re-use license
Intellectual Property To respect the IPR of the data, not to sell or pass on the data
without permission.
Attribution To say where the data came from and credit the data owner and
disseminator in any output where it is used.
Non-responsibility To recognize that they alone are responsible for the quality of
outputs in which the data is used.
Usage Restrictions on access and use for commercial purposes.
Confidentiality To respect original consent agreements and any applicable data
protection laws.
Security Outlining steps or minimum standards for keeping data secure.
Comparing CESSDA archive licenses
Archive IPR Attribution Non-responsibility Usage Confidentiality Security
ADP x x x x
ADPSS x x x
SDA x x x x x
CIS x x x
DANS x x x x
DDA x x x x x
ESSDA x x x
FORS x x x x
FSD x x x x
GESIS x x x x
LiDA x x x x
Reseu x x x x
SND x x x
TARKI x x
UCD x x x x x
UKDS x x x x x
WISDOM x x x x
Lost in Translation, or just lost?
CIS
“Data shall always be published
together”
GESIS
“The user is obliged to quote all used
documents according to scientific
conventions”
LiDA
“acknowledge this by a reference to
THE ARCHIVE”
TARKI
“TÁRKI Databank as the publisher of
the dataset.”
UCD 4 pages long!
UKDS
“correct methods of citation and
acknowledgement in publications”
WISDOM
“Range of access from open to
closed”
Challenges
• These licenses all seem to be saying
(roughly) the same thing
• …but none of them say it the same way
• …and they say it at varying lengths and
with different complexity in language
Enforcing
“For Justice, We Must Go to Don Corleone”
Enforcing?
• Are we powerless to enforce licenses?
– What can we do other than rely on
(expensive, time-consuming) legal action?
– How do we deal with international violations?
The Gordian Knot
• How do we deal with
the intractable
problem of attribution
stacking?
– Attribution/citation
– Sharing alike
– No derivatives
What about Creative Commons?
• Simple, short, clear,
widely known.
• But (like most
licenses based on
IPR) not designed
for data.
The dream?
• Can we move to a
clear, concise standard
that doesn’t…
– Unnecessarily restrict
access
– Can absorb variations
in what constitutes
Intellectual Property
Rights
Final thought
“..there is only one thing in the world
worse than having a data license,
and that is not having a data
license.”
IPR bibliography
ADP. (n.d.). Restrictions and Terms of Use. Ljubliana: Slovenian Social Science Data Archives. Retrieved from http://www.adp.fdv.uni-
lj.si/eng/za_uporabnike/o_podatkih/
ADPSS Sociodat. (n.d.). Access Modality. Milan. Retrieved from http://www.sociologiadip.unimib.it/sociodata/eng/index.php?w=modalita
ARCES/CIS. (n.d.). Request Form. Madrid: Archivo de Estudios Sociales/Centro de Investigaciones Sociológicas. Retrieved from
http://www.cis.es/cis/opencms/EN/7_arces/impreso.html
Association of Research Libraries. (2012). Code of Best Practices in Fair Use for Academic and Research Libraries (p. 29). Retrieved from
http://www.arl.org/bm~doc/code-of-best-practices-fair-use.pdf
Australian National Data Service. (2012). Ethics, consent & data sharing. Retrieved from http://www.ands.org.au/guides/ethics-working-level.pdf
Ball, A. (2012). How to License Research Data. Edinburgh. Retrieved from http://www.dcc.ac.uk/resources/how-guides/license-research-data
Buccafusco, C. J., & Heald, P. J. (2012). Do Bad Things Happen When Works Enter the Public Domain?: Empirical Tests of Copyright Term
Extension. SSRN Electronic Journal, 50. doi:10.2139/ssrn.2130008
Centre for Intellectual Property Law. (2011). The Legal Status of Research Data in the Knowledge Exchange Partner Countries (p. 59).
Retrieved from http://www.knowledge-exchange.info/default.aspx?id=461
Centre for Intellectual Property Law. (2012a). The legal status of research data in the Netherlands (p. 35). Retrieved from
http://www.knowledge-exchange.info/default.aspx?id=461
Centre for Intellectual Property Law. (2012b). The legal status of research data in the United Kingdom (p. 29). Retrieved from
http://www.knowledge-exchange.info/default.aspx?id=461
IPR bibliography
Centre for Intellectual Property Law. (2012c). The legal status of research data in Germany (p. 31). Retrieved from http://www.knowledge-
exchange.info/default.aspx?id=461
Centre for Intellectual Property Law. (2012d). The legal status of research data in Denmark (p. 30). Retrieved from http://www.knowledge-
exchange.info/default.aspx?id=461
CEPS. (n.d.). No Title. Luxembourg: Centre d’Études de Populations, de Pauvreté et de Politiques Socio-Economiques.
Charlesworth, A. (2012). Intellectual Property Rights for Digital Preservation (p. 50). doi:dx.doi.org/10.7207/twr12-02
DANS. (n.d.). Citing data. The Hague: Data Archiving and Networked Series. Retrieved from
http://www.dans.knaw.nl/sites/default/files/file/EASY/Frequently Asked Questions - Using data from EASY_DEF.doc
DDA. (n.d.). Requisition for data material. Odense: Dansk Data Arkiv. Retrieved from http://samfund.dda.dk/dda/dokumenter/Rek_uk.pdf
ESSDA. (n.d.). Kasutamisleping Nr. Tartu: Estonian Social Science Data Archive. Retrieved from
http://www.psych.ut.ee/esta/TARGET.EST/BAASINF/ESTA.YLD/POHIDOX/KASUTAMISLEPING.html
European Commission. (2012). Commission agrees way forward for modernising copyright in the digital economy. Brussels: European
Commission. Retrieved from http://europa.eu/rapid/press-release_MEMO-12-950_en.htm#PR_metaPressRelease_bottom
FORS. (n.d.). Order data. Lausanne: Swiss Centre of Expertise in the Social Sciences. Retrieved from
http://www2.unil.ch/daris/spip.php?rubrique62&lang=en
FSD. (n.d.). Agreement on Material Use Conditions. Tampere: Finnish Social Science Data Archive. Retrieved from Hyperlink
GESIS. (n.d.). Usage regulations - Dept. Data Archive for the Social Sciences. Cologne: GESIS Leibniz-Institute for Social Sciences. Retrieved
from http://www.gesis.org/en/services/data-analysis/data-archive-service/usage-regulations/
IPR bibliography
Gillmor, D. (2013). In Our Digital World You Don’t Own Stuff, You Just License it. The Guardian. Retrieved from
http://www.guardian.co.uk/commentisfree/2013/apr/05/digital-media-licensed-not-owned?
GSDB-EKKE. (n.d.). No Title. Athens: Greek Social Data Bank. Retrieved from
http://www.gsdb.gr/scripts/en/rel_files_en.pl?code=0&catal_code=148
Holmes, D. (2013). Copyright, explained. Retrieved from http://pandodaily.com/2013/02/01/pandohouse-rock-copyright-explained/
ISSDA. (n.d.). Contract. Dublin: Irish Social Science Data Archive. Retrieved from http://www.ucd.ie/t4cms/gui-contract.doc
JISC Digital Media. (n.d.). Copyright and Digital Images. JISC. Retrieved from http://www.jiscdigitalmedia.ac.uk/stillimages/advice/copyright-
and-digital-images/
LiDA. (n.d.). Terms of Use for Data. Kaunas: Lithuanian Data Archive for Social Sciences and Humanities. Retrieved from
http://www.lidata.eu/en/index.php?file=files/eng/data/terms_for_use_data.html
McGeever, M. (2006). IPR in Databases. Edinburgh. Retrieved from http://www.dcc.ac.uk/resources/briefing-papers/legal-watch-papers/ipr-
databases
McKiernan, E. C. (2012a). Who owns research data and the rights to publish? Retrieved from
http://emckiernan.wordpress.com/2012/10/24/who-owns-research-data-and-the-rights-to-publish-it/
McKiernan, E. C. (2012b). Who owns research data and the rights to publish? Part II. Retrieved from
http://emckiernan.wordpress.com/2012/10/31/who-owns-research-data-and-the-rights-to-publish-part-ii/
Nassiri, S., Worthington, B., & Tong, C. (2013). A comparison of standard licenses. Retrieved from http://research-data-
toolkit.herts.ac.uk/2013/04/comparison-of-open-licenses/
IPR bibliography
Oksanen, V., & Lindén, K. (2011). Open Content Licenses - How to choose the right one. In S. N. Moshagen & P. Langgård (Eds.), NEALT
Proceedings Series Vol. 13 (pp. 11–17). Riga.
doi:http://dspace.utlib.ee/dspace/bitstream/handle/10062/18959/Open_Content_Licenses.pdf?sequence=1
Reseau Quetelet. (n.d.). Free access for Research Purposes. Paris: French Data Archives for Social Sciences. Retrieved from
http://www.reseau-quetelet.cnrs.fr/spip/article.php3?id_article=154&lang=en
RODA. (n.d.). ACORD INDIVIDUAL DE ACCES aI UTILIZARE A DATELOR. Bucharest: Romanian Social Data Archive. Retrieved from
http://www.roda.ro/documente/Individual.pdf
SDA. (n.d.). Conditions of Data File Use. Prague: Czech Social Science Data Archive of the Institute of Sociology of the Academy of Sciences.
Retrieved from http://archiv.soc.cas.cz/registrace/en
SND. (n.d.). Conditions. Gothenburg: Swedish National Data Service. Retrieved from http://snd.gu.se/en/search-and-order-data/conditions
TARKI. (n.d.). User Declaration For Academical Purposes. Budapest: TÁRKI Social Research Institut. Retrieved from
http://www.tarki.hu/en/services/da/docs/user_declaration.pdf
Taylor, M. (2012a). Tutorial 19d: Open Access definitions and clarifications, part 4: licences. Sauropod Vertebra Picture of the Week
#AcademicSpring. Retrieved from http://svpow.com/2012/11/21/tutorial-19d-open-access-definitions-and-clarifications-part-4-licences/
Taylor, M. (2012b). Tutorial 19e: Open Access definitions and clarifications, part 5: Copyright. Sauropod Vertebra Picture of the Week
#AcademicSpring. Retrieved from http://svpow.com/2012/11/24/tutorial-19e-open-access-definitions-and-clarifications-part-5-copyright/
UK Data Archive. (n.d.). End User Licence. Colchester: UK Data Archive. Retrieved from
http://www.esds.ac.uk/aandp/access/licence.asp?print=1
WISDOM. (n.d.). Zugriffsklassen. Vienna: Vienna Institute for Social Science Documentation and Methodology. Retrieved from
http://www.wisdom.at/Datenarchiv/d_nutzungsbedingungen.aspx

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A Look at CESSDA and Data Re-use Licenses

  • 1. A look at CESSDA and data re-use licenses Laurence Horton GESIS – Leibniz Institute for the Social Sciences
  • 2. A CESSDA development • Moves towards establishing a legal entity ERIC or its equivalent – CESSDA-AS • As of now, no CESSDA template or standard for licenses
  • 3. CESSDA • Council of European Social Science Data Archives • Established 1976 • 28 member archives
  • 4. What is a license? • Verb: 'give a permit to someone; allow something’ (OED) • We live in a world where we don’t own the things we buy • It’s not a contract because we don’t really negotiate: “Take it or leave it”
  • 5. How’s it work? Data owner Data service Data re-user Data re-user Data re-user Depositor license User license
  • 6. Why not set the data free! • We can’t use public domain • No restriction/No requirements = Lack of control as to who is doing what – We are agents of the data owners with a duty of care to them and their participants. Lyrics © Warner/Chappell Music, Inc., Universal Music Publishing Group, EMI Music Publishing, Sony/ATV Music Publishing LLC Image: public domain “Born free, as free as the wind blows As free as the grass grows Born free to follow your heart”
  • 7. Q: What’s the big problem with social science data? • A: People. – A strategy to protect the identity of participants is critical to ethical research. – Also to ensure researchers receive the credit they deserve
  • 8. What do we expect to see in a social science archive license? Depositor license Intellectual Property That the depositor owns, or has the right from the owner(s) to deposit the data for preservation and/or re-use Privacy That the data does not violate confidentiality and data protection laws Consent That consent for re-use and/or preservation has been given or not explicitly prevented Ownership Clear statement on the subsequent ownership of the data and right to disseminate
  • 9. What do we expect to see in a social science archive license? Re-use license Intellectual Property To respect the IPR of the data, not to sell or pass on the data without permission. Attribution To say where the data came from and credit the data owner and disseminator in any output where it is used. Non-responsibility To recognize that they alone are responsible for the quality of outputs in which the data is used. Usage Restrictions on access and use for commercial purposes. Confidentiality To respect original consent agreements and any applicable data protection laws. Security Outlining steps or minimum standards for keeping data secure.
  • 10. Comparing CESSDA archive licenses Archive IPR Attribution Non-responsibility Usage Confidentiality Security ADP x x x x ADPSS x x x SDA x x x x x CIS x x x DANS x x x x DDA x x x x x ESSDA x x x FORS x x x x FSD x x x x GESIS x x x x LiDA x x x x Reseu x x x x SND x x x TARKI x x UCD x x x x x UKDS x x x x x WISDOM x x x x
  • 11. Lost in Translation, or just lost? CIS “Data shall always be published together” GESIS “The user is obliged to quote all used documents according to scientific conventions” LiDA “acknowledge this by a reference to THE ARCHIVE” TARKI “TÁRKI Databank as the publisher of the dataset.” UCD 4 pages long! UKDS “correct methods of citation and acknowledgement in publications” WISDOM “Range of access from open to closed”
  • 12. Challenges • These licenses all seem to be saying (roughly) the same thing • …but none of them say it the same way • …and they say it at varying lengths and with different complexity in language
  • 13. Enforcing “For Justice, We Must Go to Don Corleone”
  • 14. Enforcing? • Are we powerless to enforce licenses? – What can we do other than rely on (expensive, time-consuming) legal action? – How do we deal with international violations?
  • 15. The Gordian Knot • How do we deal with the intractable problem of attribution stacking? – Attribution/citation – Sharing alike – No derivatives
  • 16. What about Creative Commons? • Simple, short, clear, widely known. • But (like most licenses based on IPR) not designed for data.
  • 17. The dream? • Can we move to a clear, concise standard that doesn’t… – Unnecessarily restrict access – Can absorb variations in what constitutes Intellectual Property Rights
  • 18. Final thought “..there is only one thing in the world worse than having a data license, and that is not having a data license.”
  • 19. IPR bibliography ADP. (n.d.). Restrictions and Terms of Use. Ljubliana: Slovenian Social Science Data Archives. Retrieved from http://www.adp.fdv.uni- lj.si/eng/za_uporabnike/o_podatkih/ ADPSS Sociodat. (n.d.). Access Modality. Milan. Retrieved from http://www.sociologiadip.unimib.it/sociodata/eng/index.php?w=modalita ARCES/CIS. (n.d.). Request Form. Madrid: Archivo de Estudios Sociales/Centro de Investigaciones Sociológicas. Retrieved from http://www.cis.es/cis/opencms/EN/7_arces/impreso.html Association of Research Libraries. (2012). Code of Best Practices in Fair Use for Academic and Research Libraries (p. 29). Retrieved from http://www.arl.org/bm~doc/code-of-best-practices-fair-use.pdf Australian National Data Service. (2012). Ethics, consent & data sharing. Retrieved from http://www.ands.org.au/guides/ethics-working-level.pdf Ball, A. (2012). How to License Research Data. Edinburgh. Retrieved from http://www.dcc.ac.uk/resources/how-guides/license-research-data Buccafusco, C. J., & Heald, P. J. (2012). Do Bad Things Happen When Works Enter the Public Domain?: Empirical Tests of Copyright Term Extension. SSRN Electronic Journal, 50. doi:10.2139/ssrn.2130008 Centre for Intellectual Property Law. (2011). The Legal Status of Research Data in the Knowledge Exchange Partner Countries (p. 59). Retrieved from http://www.knowledge-exchange.info/default.aspx?id=461 Centre for Intellectual Property Law. (2012a). The legal status of research data in the Netherlands (p. 35). Retrieved from http://www.knowledge-exchange.info/default.aspx?id=461 Centre for Intellectual Property Law. (2012b). The legal status of research data in the United Kingdom (p. 29). Retrieved from http://www.knowledge-exchange.info/default.aspx?id=461
  • 20. IPR bibliography Centre for Intellectual Property Law. (2012c). The legal status of research data in Germany (p. 31). Retrieved from http://www.knowledge- exchange.info/default.aspx?id=461 Centre for Intellectual Property Law. (2012d). The legal status of research data in Denmark (p. 30). Retrieved from http://www.knowledge- exchange.info/default.aspx?id=461 CEPS. (n.d.). No Title. Luxembourg: Centre d’Études de Populations, de Pauvreté et de Politiques Socio-Economiques. Charlesworth, A. (2012). Intellectual Property Rights for Digital Preservation (p. 50). doi:dx.doi.org/10.7207/twr12-02 DANS. (n.d.). Citing data. The Hague: Data Archiving and Networked Series. Retrieved from http://www.dans.knaw.nl/sites/default/files/file/EASY/Frequently Asked Questions - Using data from EASY_DEF.doc DDA. (n.d.). Requisition for data material. Odense: Dansk Data Arkiv. Retrieved from http://samfund.dda.dk/dda/dokumenter/Rek_uk.pdf ESSDA. (n.d.). Kasutamisleping Nr. Tartu: Estonian Social Science Data Archive. Retrieved from http://www.psych.ut.ee/esta/TARGET.EST/BAASINF/ESTA.YLD/POHIDOX/KASUTAMISLEPING.html European Commission. (2012). Commission agrees way forward for modernising copyright in the digital economy. Brussels: European Commission. Retrieved from http://europa.eu/rapid/press-release_MEMO-12-950_en.htm#PR_metaPressRelease_bottom FORS. (n.d.). Order data. Lausanne: Swiss Centre of Expertise in the Social Sciences. Retrieved from http://www2.unil.ch/daris/spip.php?rubrique62&lang=en FSD. (n.d.). Agreement on Material Use Conditions. Tampere: Finnish Social Science Data Archive. Retrieved from Hyperlink GESIS. (n.d.). Usage regulations - Dept. Data Archive for the Social Sciences. Cologne: GESIS Leibniz-Institute for Social Sciences. Retrieved from http://www.gesis.org/en/services/data-analysis/data-archive-service/usage-regulations/
  • 21. IPR bibliography Gillmor, D. (2013). In Our Digital World You Don’t Own Stuff, You Just License it. The Guardian. Retrieved from http://www.guardian.co.uk/commentisfree/2013/apr/05/digital-media-licensed-not-owned? GSDB-EKKE. (n.d.). No Title. Athens: Greek Social Data Bank. Retrieved from http://www.gsdb.gr/scripts/en/rel_files_en.pl?code=0&catal_code=148 Holmes, D. (2013). Copyright, explained. Retrieved from http://pandodaily.com/2013/02/01/pandohouse-rock-copyright-explained/ ISSDA. (n.d.). Contract. Dublin: Irish Social Science Data Archive. Retrieved from http://www.ucd.ie/t4cms/gui-contract.doc JISC Digital Media. (n.d.). Copyright and Digital Images. JISC. Retrieved from http://www.jiscdigitalmedia.ac.uk/stillimages/advice/copyright- and-digital-images/ LiDA. (n.d.). Terms of Use for Data. Kaunas: Lithuanian Data Archive for Social Sciences and Humanities. Retrieved from http://www.lidata.eu/en/index.php?file=files/eng/data/terms_for_use_data.html McGeever, M. (2006). IPR in Databases. Edinburgh. Retrieved from http://www.dcc.ac.uk/resources/briefing-papers/legal-watch-papers/ipr- databases McKiernan, E. C. (2012a). Who owns research data and the rights to publish? Retrieved from http://emckiernan.wordpress.com/2012/10/24/who-owns-research-data-and-the-rights-to-publish-it/ McKiernan, E. C. (2012b). Who owns research data and the rights to publish? Part II. Retrieved from http://emckiernan.wordpress.com/2012/10/31/who-owns-research-data-and-the-rights-to-publish-part-ii/ Nassiri, S., Worthington, B., & Tong, C. (2013). A comparison of standard licenses. Retrieved from http://research-data- toolkit.herts.ac.uk/2013/04/comparison-of-open-licenses/
  • 22. IPR bibliography Oksanen, V., & Lindén, K. (2011). Open Content Licenses - How to choose the right one. In S. N. Moshagen & P. Langgård (Eds.), NEALT Proceedings Series Vol. 13 (pp. 11–17). Riga. doi:http://dspace.utlib.ee/dspace/bitstream/handle/10062/18959/Open_Content_Licenses.pdf?sequence=1 Reseau Quetelet. (n.d.). Free access for Research Purposes. Paris: French Data Archives for Social Sciences. Retrieved from http://www.reseau-quetelet.cnrs.fr/spip/article.php3?id_article=154&lang=en RODA. (n.d.). ACORD INDIVIDUAL DE ACCES aI UTILIZARE A DATELOR. Bucharest: Romanian Social Data Archive. Retrieved from http://www.roda.ro/documente/Individual.pdf SDA. (n.d.). Conditions of Data File Use. Prague: Czech Social Science Data Archive of the Institute of Sociology of the Academy of Sciences. Retrieved from http://archiv.soc.cas.cz/registrace/en SND. (n.d.). Conditions. Gothenburg: Swedish National Data Service. Retrieved from http://snd.gu.se/en/search-and-order-data/conditions TARKI. (n.d.). User Declaration For Academical Purposes. Budapest: TÁRKI Social Research Institut. Retrieved from http://www.tarki.hu/en/services/da/docs/user_declaration.pdf Taylor, M. (2012a). Tutorial 19d: Open Access definitions and clarifications, part 4: licences. Sauropod Vertebra Picture of the Week #AcademicSpring. Retrieved from http://svpow.com/2012/11/21/tutorial-19d-open-access-definitions-and-clarifications-part-4-licences/ Taylor, M. (2012b). Tutorial 19e: Open Access definitions and clarifications, part 5: Copyright. Sauropod Vertebra Picture of the Week #AcademicSpring. Retrieved from http://svpow.com/2012/11/24/tutorial-19e-open-access-definitions-and-clarifications-part-5-copyright/ UK Data Archive. (n.d.). End User Licence. Colchester: UK Data Archive. Retrieved from http://www.esds.ac.uk/aandp/access/licence.asp?print=1 WISDOM. (n.d.). Zugriffsklassen. Vienna: Vienna Institute for Social Science Documentation and Methodology. Retrieved from http://www.wisdom.at/Datenarchiv/d_nutzungsbedingungen.aspx