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Data Curation Issues for Electronic
Theses and Dissertations
at Cornell University Library
Dianne Dietrich
Wendy Kozlowski
23 April 2015 – RDAP2015
Original ETD Workflow
• Separate systems
• No connection between print and electronic
versions
• Students needed accounts in our IR
Self-deposit to
Institutional
Repository
Library
Catalogs
Print Copy
ETD Document Workflow
Cornell Graduate School workflow system
Handles electronic submission of theses and dissertations
Custom scripts to pull subset of data
to generate submission packets for
DSpace and MARC records
Graduation
Manager
Library
Server
Institutional
Repository
and Catalog
“Once you have
defended …
the entire document
may be submitted.”
By that point…
where is the data?
ETD Document
and related
metadata
+ Data
+ ETD Data and
metadata
ETD Document Workflow+ Data
Graduation
Manager
Library
Server
Institutional
Repository
and Catalog
Interact
with the
student!
Interact
AGAIN!
Interaction Timing
• First-year students?
• After the majority of classes are completed or
after qualifying / A-exams?
• Fellowship applicants (eg. NSF DDIG, EPA Star,
NEH)?
• Beginning to write their dissertation?
• Graduation orientation / those likely to
graduate within one-two semesters?
• ALL OF THESE?
IR Infrastructure
• Link data to ETD document and other
publications
• Suggested citation
• DataCite DOIs
• Creative Commons licensing
• Versioning
• Enhanced metadata elements
<GeoLocation> <Time > <Replaces/IsReplacedBy>
<RightsURI> <IsRelatedTo>(?)
Planning and Policy
• Support of faculty
• Ownership of data
eg. collaboratively written code
• Storage vs. preservation
• Embargo
• Implementation might vary by department
• Importance of communication throughout
entire process
Where are we going from here?
• Work with library liaisons, current students
and department contacts to test and optimize
IR workflow for data
• Settle on IR workflow?
• Once IR workflow in place, go back to
Graduate School Office to incorporate ETD
data options into the Graduate Manager
system
Thank you
Dianne Dietrich dd338@cornell.edu
Wendy Kozlowski wak57@cornell.edu
http://data.research.cornell.edu
Reuse and distribution of this content is freely allowed.
Please do give the authors credit by citing the content as:
Dietrich, Dianne and Wendy Kozlowski. (2015) Data Curation
Issues for Electronic Theses and Dissertations at Cornell
University Library. Presented at Research Data Access and
Preservation Summit. 23 April 2015. Minneapolis, MN.

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Data Curation Workflow for Electronic Theses and Dissertations

  • 1. Data Curation Issues for Electronic Theses and Dissertations at Cornell University Library Dianne Dietrich Wendy Kozlowski 23 April 2015 – RDAP2015
  • 2. Original ETD Workflow • Separate systems • No connection between print and electronic versions • Students needed accounts in our IR Self-deposit to Institutional Repository Library Catalogs Print Copy
  • 3. ETD Document Workflow Cornell Graduate School workflow system Handles electronic submission of theses and dissertations Custom scripts to pull subset of data to generate submission packets for DSpace and MARC records Graduation Manager Library Server Institutional Repository and Catalog “Once you have defended … the entire document may be submitted.” By that point… where is the data? ETD Document and related metadata + Data + ETD Data and metadata
  • 4. ETD Document Workflow+ Data Graduation Manager Library Server Institutional Repository and Catalog Interact with the student! Interact AGAIN!
  • 5. Interaction Timing • First-year students? • After the majority of classes are completed or after qualifying / A-exams? • Fellowship applicants (eg. NSF DDIG, EPA Star, NEH)? • Beginning to write their dissertation? • Graduation orientation / those likely to graduate within one-two semesters? • ALL OF THESE?
  • 6. IR Infrastructure • Link data to ETD document and other publications • Suggested citation • DataCite DOIs • Creative Commons licensing • Versioning • Enhanced metadata elements <GeoLocation> <Time > <Replaces/IsReplacedBy> <RightsURI> <IsRelatedTo>(?)
  • 7. Planning and Policy • Support of faculty • Ownership of data eg. collaboratively written code • Storage vs. preservation • Embargo • Implementation might vary by department • Importance of communication throughout entire process
  • 8. Where are we going from here? • Work with library liaisons, current students and department contacts to test and optimize IR workflow for data • Settle on IR workflow? • Once IR workflow in place, go back to Graduate School Office to incorporate ETD data options into the Graduate Manager system
  • 9. Thank you Dianne Dietrich dd338@cornell.edu Wendy Kozlowski wak57@cornell.edu http://data.research.cornell.edu Reuse and distribution of this content is freely allowed. Please do give the authors credit by citing the content as: Dietrich, Dianne and Wendy Kozlowski. (2015) Data Curation Issues for Electronic Theses and Dissertations at Cornell University Library. Presented at Research Data Access and Preservation Summit. 23 April 2015. Minneapolis, MN.