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INNOVATIVE DISPERSION MODELING 
PRACTICES TO ACHIEVE A REASONABLE 
LEVEL OF CONSERVATISM IN AERMOD 
MODELING DEMONSTRATIONS 
CASE STUDY TO EVALUATE EMVAP, AND BACKGROUND CONCENTRATIONS 
29th Annual Conference on the Environment-St. Paul, MN 
November 19, 2014 
Sergio A. Guerra - Wenck Associates, Inc.
2 
All truth passes through three stages. 
First, it is ridiculed. 
Second, it is violently opposed. 
Third, it is accepted as being self-evident. 
Arthur Schopenhauer
3
4 
Challenge of new short-term NAAQS
AERMOD Model Accuracy 
Appendix W: 9.1.2 Studies of Model Accuracy 
a. A number of studies have been conducted to examine model accuracy, 
particularly with respect to the reliability of short-term concentrations required 
for ambient standard and increment evaluations. The results of these studies 
are not surprising. Basically, they confirm what expert atmospheric scientists 
have said for some time: (1) Models are more reliable for estimating longer 
time-averaged concentrations than for estimating short-term 
concentrations at specific locations; and (2) the models are reasonably 
reliable in estimating the magnitude of highest concentrations occurring 
sometime, somewhere within an area. For example, errors in highest 
estimated concentrations of ± 10 to 40 percent are found to be typical, i.e., 
certainly well within the often quoted factor-of-two accuracy that has long been 
recognized for these models. However, estimates of concentrations that occur 
at a specific time and site, are poorly correlated with actually observed 
concentrations and are much less reliable. 
• Bowne, N.E. and R.J. Londergan, 1983. Overview, Results, and Conclusions for the EPRI Plume Model Validation and 
Development Project: Plains Site. EPRI EA–3074. Electric Power Research Institute, Palo Alto, CA. 
• Moore, G.E., T.E. Stoeckenius and D.A. Stewart, 1982. A Survey of Statistical Measures 
of Model Performance and Accuracy for Several Air Quality Models. Publication No. 
EPA–450/4–83–001. Office of Air Quality Planning & Standards, Research Triangle Park, NC. 
5
Perfect Model 
6 
MONITORED CONCENTRATIONS 
AERMOD CONCENTRATIONS
Monitored vs Modeled Data: 
Paired in time and space 
AERMOD performance evaluation of three coal-fired electrical generating units in Southwest Indiana 
Kali D. Frost 
Journal of the Air & Waste Management Association 
Vol. 64, Iss. 3, 2014 
7
SO2 Concentrations Paired in Time & Space 
Probability analyses of combining background concentrations with model-predicted concentrations 
Douglas R. Murray, Michael B. Newman 
Journal of the Air & Waste Management Association 
Vol. 64, Iss. 3, 2014 
8
SO2 Concentrations Paired in Time Only 
Probability analyses of combining background concentrations with model-predicted concentrations 
Douglas R. Murray, Michael B. Newman 
Journal of the Air & Waste Management Association 
Vol. 64, Iss. 3, 2014 
9
10 
EMVAP 
• Problem: Currently assume continuous emissions from 
proposed project or modification 
• Current modeling practices prescribe that an emission 
source (e.g., power plant) be modeled as if in continuous 
operation at maximum capacity. 
• EMVAP assigns emission rates at random over numerous 
iterations. 
• The resulting distribution from EMVAP yields a more 
representative approximation of actual impacts
Background Concentrations 
11
Siting of Ambient Monitors 
According to the Ambient Monitoring Guidelines for Prevention of 
Significant Deterioration (PSD): 
The existing monitoring data should be representative of three 
types of area: 
1) The location(s) of maximum concentration increase from 
the proposed source or modification; 
2) The location(s) of the maximum air pollutant 
concentration from existing sources; and 
3) The location(s) of the maximum impact area, i.e., where 
the maximum pollutant concentration would hypothetically 
occur based on the combined effect of existing sources and the 
proposed source or modification. (EPA, 1987) 
U.S. EPA. (1987). “Ambient Monitoring Guidelines for Prevention of Significant 
Deterioration (PSD).”EPA‐450/4‐87‐007, Research Triangle Park, NC. 
12
Exceptional Events 
http://blogs.mprnews.org/updraft/2012/06/co_smoke_plume_now_visible_abo/ 
13
14
Exceptional Events 
15
24-hr PM2.5 Santa Fe, NM Airport 
Background Concentration and Methods to Establish Background Concentrations in Modeling. 
Presented at the Guideline on Air Quality Models: The Path Forward. Raleigh, NC, 2013. 
Bruce Nicholson 
16
Probability of two unusual events 
17
Combining 99th percentile Pre and Bkg 
(1-hr SO2) 
P(Pre ∩ Bkg) = P(Pre) * P(Bkg) 
= (1-0.99) * (1-0.99) 
= (0.01) * (0.01) 
= 0.0001 = 1 / 10,000 
Equivalent to one exceedance every 27 years! 
= 99.99th percentile of the combined 
distribution 
18
Proposed Approach to Combine Modeled 
and Monitored Concentrations 
• Combining the 99th (for 1-hr SO2) % monitored 
concentration with the 99th % predicted concentration is 
too conservative. 
• A more reasonable approach is to use a monitored value 
closer to the main distribution (i.e., the median). 
Evaluation of the SO2 and NOX offset ratio method to account for secondary PM2.5 formation 
Sergio A. Guerra, Shannon R. Olsen, Jared J. Anderson 
Journal of the Air & Waste Management Association 
Vol. 64, Iss. 3, 2014 
19
Combining 99th Pre and 50th Bkg 
P(Pre ∩ Bkg) = P(Pre) * P(Bkg) 
= (1-0.99) * (1-0.50) 
= (0.01) * (0.50) 
= 0.005 = 1 / 200 
= 99.5th percentile of the combined 
distribution 
Evaluation of the SO2 and NOX offset ratio method to account for secondary PM2.5 formation 
Sergio A. Guerra, Shannon R. Olsen, Jared J. Anderson 
Journal of the Air & Waste Management Association 
Vol. 64, Iss. 3, 2014 
20
Positively Skewed Distribution 
http://www.agilegeoscience.com 
21
22 
Case Study: Three cases evaluated 
1. Using AERMOD by assuming a constant maximum 
emission rate (current modeling practice) 
2. Using AERMOD by assuming a variable emission rate 
3. Using EMVAP to account for emission variability
23
24 
Three cases used to model the power plant 
Input parameter Case 1 Case 2 Case 3 
Description of 
Dispersion 
Modeling 
Current 
Modeling 
Practices 
AERMOD with 
hourly emission 
EMVAP 
(500 iterations) 
SO2 Emission rate 
(g/s) 
478.7 
Actual 
emission rates 
from CEMS 
data 
Bin1: 478.7 
(5.0% time) 
Bin 2: 228.7 
(95% time) 
Stack height (m) 122 
Exit temperature 
416 
(degrees K) 
Diameter (m) 5.2 
Exit velocity (m/s) 23
25 
Results of 1-hour SO2 concentrations for 
the three cases 
Case 1 
(μg/m3) 
Case 2 
(μg/m3) 
Case 3 
(μg/m3) 
Description 
of 
Dispersion 
Modeling 
Current 
Modeling 
Practices 
AERMOD 
with hourly 
emission 
EMVAP 
(500 
iterations) 
H4H 229.9 78.6 179.3 
Percent of 
117% 40% 92% 
NAAQS
26 
St. Paul Park 436 ambient monitor location
27
28 
Concentrations at different percentiles for the 
St. Paul Park 436 monitor (2011-2013) 
Percentile g/m3 
50th 2.6 
60th 3.5 
70th 5.2 
80th 6.1 
90th 9.6 
95th 12.9 
98th 20.1 
99th 25.6 
99.9th 69.5 
99.99th 84.7 
Max. 86.4
29 
Case 3 with three different background values 
Case 3 with 
Max. Bkg 
(μg/m3) 
Case 3 with 
99th % Bkg 
(μg/m3) 
Case 3 with 
50th % Bkg 
(μg/m3) 
H4H 179.3 179.3 179.3 
Background 86.4 25.6 2.6 
Total 265.7 204.9 181.9 
Percent of NAAQS 135.6% 104.5% 92.8%
Conclusion 
30 
• Use of EMVAP can help achieve more realistic 
concentrations 
• Use of 50th % monitored concentration is statistically 
conservative when pairing it with the 99th % predicted 
concentration 
• Methods are protective of the NAAQS while still 
providing a reasonable level of conservatism
QUESTIONS… 
Sergio A. Guerra, PhD 
Environmental Engineer 
Phone: (952) 837-3340 
sguerra@wenck.com 
www.SergioAGuerra.com 
31

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Conference on the Environment- GUERRA presentation Nov 19, 2014

  • 1. INNOVATIVE DISPERSION MODELING PRACTICES TO ACHIEVE A REASONABLE LEVEL OF CONSERVATISM IN AERMOD MODELING DEMONSTRATIONS CASE STUDY TO EVALUATE EMVAP, AND BACKGROUND CONCENTRATIONS 29th Annual Conference on the Environment-St. Paul, MN November 19, 2014 Sergio A. Guerra - Wenck Associates, Inc.
  • 2. 2 All truth passes through three stages. First, it is ridiculed. Second, it is violently opposed. Third, it is accepted as being self-evident. Arthur Schopenhauer
  • 3. 3
  • 4. 4 Challenge of new short-term NAAQS
  • 5. AERMOD Model Accuracy Appendix W: 9.1.2 Studies of Model Accuracy a. A number of studies have been conducted to examine model accuracy, particularly with respect to the reliability of short-term concentrations required for ambient standard and increment evaluations. The results of these studies are not surprising. Basically, they confirm what expert atmospheric scientists have said for some time: (1) Models are more reliable for estimating longer time-averaged concentrations than for estimating short-term concentrations at specific locations; and (2) the models are reasonably reliable in estimating the magnitude of highest concentrations occurring sometime, somewhere within an area. For example, errors in highest estimated concentrations of ± 10 to 40 percent are found to be typical, i.e., certainly well within the often quoted factor-of-two accuracy that has long been recognized for these models. However, estimates of concentrations that occur at a specific time and site, are poorly correlated with actually observed concentrations and are much less reliable. • Bowne, N.E. and R.J. Londergan, 1983. Overview, Results, and Conclusions for the EPRI Plume Model Validation and Development Project: Plains Site. EPRI EA–3074. Electric Power Research Institute, Palo Alto, CA. • Moore, G.E., T.E. Stoeckenius and D.A. Stewart, 1982. A Survey of Statistical Measures of Model Performance and Accuracy for Several Air Quality Models. Publication No. EPA–450/4–83–001. Office of Air Quality Planning & Standards, Research Triangle Park, NC. 5
  • 6. Perfect Model 6 MONITORED CONCENTRATIONS AERMOD CONCENTRATIONS
  • 7. Monitored vs Modeled Data: Paired in time and space AERMOD performance evaluation of three coal-fired electrical generating units in Southwest Indiana Kali D. Frost Journal of the Air & Waste Management Association Vol. 64, Iss. 3, 2014 7
  • 8. SO2 Concentrations Paired in Time & Space Probability analyses of combining background concentrations with model-predicted concentrations Douglas R. Murray, Michael B. Newman Journal of the Air & Waste Management Association Vol. 64, Iss. 3, 2014 8
  • 9. SO2 Concentrations Paired in Time Only Probability analyses of combining background concentrations with model-predicted concentrations Douglas R. Murray, Michael B. Newman Journal of the Air & Waste Management Association Vol. 64, Iss. 3, 2014 9
  • 10. 10 EMVAP • Problem: Currently assume continuous emissions from proposed project or modification • Current modeling practices prescribe that an emission source (e.g., power plant) be modeled as if in continuous operation at maximum capacity. • EMVAP assigns emission rates at random over numerous iterations. • The resulting distribution from EMVAP yields a more representative approximation of actual impacts
  • 12. Siting of Ambient Monitors According to the Ambient Monitoring Guidelines for Prevention of Significant Deterioration (PSD): The existing monitoring data should be representative of three types of area: 1) The location(s) of maximum concentration increase from the proposed source or modification; 2) The location(s) of the maximum air pollutant concentration from existing sources; and 3) The location(s) of the maximum impact area, i.e., where the maximum pollutant concentration would hypothetically occur based on the combined effect of existing sources and the proposed source or modification. (EPA, 1987) U.S. EPA. (1987). “Ambient Monitoring Guidelines for Prevention of Significant Deterioration (PSD).”EPA‐450/4‐87‐007, Research Triangle Park, NC. 12
  • 14. 14
  • 16. 24-hr PM2.5 Santa Fe, NM Airport Background Concentration and Methods to Establish Background Concentrations in Modeling. Presented at the Guideline on Air Quality Models: The Path Forward. Raleigh, NC, 2013. Bruce Nicholson 16
  • 17. Probability of two unusual events 17
  • 18. Combining 99th percentile Pre and Bkg (1-hr SO2) P(Pre ∩ Bkg) = P(Pre) * P(Bkg) = (1-0.99) * (1-0.99) = (0.01) * (0.01) = 0.0001 = 1 / 10,000 Equivalent to one exceedance every 27 years! = 99.99th percentile of the combined distribution 18
  • 19. Proposed Approach to Combine Modeled and Monitored Concentrations • Combining the 99th (for 1-hr SO2) % monitored concentration with the 99th % predicted concentration is too conservative. • A more reasonable approach is to use a monitored value closer to the main distribution (i.e., the median). Evaluation of the SO2 and NOX offset ratio method to account for secondary PM2.5 formation Sergio A. Guerra, Shannon R. Olsen, Jared J. Anderson Journal of the Air & Waste Management Association Vol. 64, Iss. 3, 2014 19
  • 20. Combining 99th Pre and 50th Bkg P(Pre ∩ Bkg) = P(Pre) * P(Bkg) = (1-0.99) * (1-0.50) = (0.01) * (0.50) = 0.005 = 1 / 200 = 99.5th percentile of the combined distribution Evaluation of the SO2 and NOX offset ratio method to account for secondary PM2.5 formation Sergio A. Guerra, Shannon R. Olsen, Jared J. Anderson Journal of the Air & Waste Management Association Vol. 64, Iss. 3, 2014 20
  • 21. Positively Skewed Distribution http://www.agilegeoscience.com 21
  • 22. 22 Case Study: Three cases evaluated 1. Using AERMOD by assuming a constant maximum emission rate (current modeling practice) 2. Using AERMOD by assuming a variable emission rate 3. Using EMVAP to account for emission variability
  • 23. 23
  • 24. 24 Three cases used to model the power plant Input parameter Case 1 Case 2 Case 3 Description of Dispersion Modeling Current Modeling Practices AERMOD with hourly emission EMVAP (500 iterations) SO2 Emission rate (g/s) 478.7 Actual emission rates from CEMS data Bin1: 478.7 (5.0% time) Bin 2: 228.7 (95% time) Stack height (m) 122 Exit temperature 416 (degrees K) Diameter (m) 5.2 Exit velocity (m/s) 23
  • 25. 25 Results of 1-hour SO2 concentrations for the three cases Case 1 (μg/m3) Case 2 (μg/m3) Case 3 (μg/m3) Description of Dispersion Modeling Current Modeling Practices AERMOD with hourly emission EMVAP (500 iterations) H4H 229.9 78.6 179.3 Percent of 117% 40% 92% NAAQS
  • 26. 26 St. Paul Park 436 ambient monitor location
  • 27. 27
  • 28. 28 Concentrations at different percentiles for the St. Paul Park 436 monitor (2011-2013) Percentile g/m3 50th 2.6 60th 3.5 70th 5.2 80th 6.1 90th 9.6 95th 12.9 98th 20.1 99th 25.6 99.9th 69.5 99.99th 84.7 Max. 86.4
  • 29. 29 Case 3 with three different background values Case 3 with Max. Bkg (μg/m3) Case 3 with 99th % Bkg (μg/m3) Case 3 with 50th % Bkg (μg/m3) H4H 179.3 179.3 179.3 Background 86.4 25.6 2.6 Total 265.7 204.9 181.9 Percent of NAAQS 135.6% 104.5% 92.8%
  • 30. Conclusion 30 • Use of EMVAP can help achieve more realistic concentrations • Use of 50th % monitored concentration is statistically conservative when pairing it with the 99th % predicted concentration • Methods are protective of the NAAQS while still providing a reasonable level of conservatism
  • 31. QUESTIONS… Sergio A. Guerra, PhD Environmental Engineer Phone: (952) 837-3340 sguerra@wenck.com www.SergioAGuerra.com 31