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A Future Refrigerant
CO2
Thematic Report by
Vishal Parekh
Research Analyst,
Technology and Patent Research
Refrigerants: An Overview
After the commercialization of refrigeration since 1895, various gases
have been used as refrigerants. Specific use was decided by a particular
refrigerant’s performance. It was found that refrigerants with higher masses
were capable of carrying more heat, whereas refrigerants of lower mass were
easier to compress and required less power to process. CFC’s saw extensive
applications in the early 1920s, owing to the fact that it’s easily compressible
and could handle a huge amount of heat.
During the 1970’s however, it was discovered that this refrigerant underwent
chemical reactions when it came in contact with atmospheric ultraviolet rays.
This reaction breaks down the compound’s molecular bonds and releases
Chlorine, which in turn reacts with atmospheric Ozone molecules (O3) and
breaks them down to Oxygen (O2) molecules.
The resultant Chlorine is not consumed in the reaction, and so continues
damaging the ozone for years to come. After this came to light, governments
all over the world signed a treaty to ban the production of CFC. The Montreal
protocol was signed to that effect in 1987, heralding a global initiative to
phase out the use of CFCs. Later in 1995, the Mobile Air-conditioning industry
Systems (MACs) and the stationary refrigeration industry switched to
non-ozone depleting refrigerants.
Most cooling systems today use refrigerants based on
Hydrochlorofluorocarbon (HCFC) and Hydrofluorocarbon (HFC).
These refrigerants are similar to CFCs, with a far reduced impact on the
earth’s ozone layer. HFC has zero ozone depletion potential. However,
these gases contain Fluorine, which has a high Global Warming Potential
(GWP). The primary design of a refrigeration system is based on its potential
contribution to global warming. Hence even HFCs and HCFCs are to be
phased out by 2030.
A new class of fluorocarbon refrigerant called Hydrofluoro-olefin (HFO)
has been developed as an alternative to HFCs and HCFCs. The primary
advantage apart from its low GWP is that it can be used in existing
refrigeration systems. It’s still imperative that a low-impact GWP alternative be
developed however, a replacement for this fluorinated gas.
http://energy.gov/sites/prod/files/2014/12/f19/
Refrigerants%20Roadmap%20Final%20Report%20
2014.pdf
https://macsworldwide.wordpress.com/2013/09/20/a-
brief-history-of-refrigerant/
Alternative Refrigerants To HFCs
Alternatives available today include Hydrocarbons — Isobutane (R-600a),
Propane (R-290), and Propylene (R-1270), Ammonia (R-717), and Carbon
Dioxide (R-744). Other alternatives such as new HFCs/HFOs are also likely
to enter the market in the coming years. The Kyoto Protocol (1997) has
shifted environmental focus from Ozone depletion to global warming and the
emission of carbon dioxide into atmosphere. In Europe, only refrigerants with
GWP lower than 150 are permitted in vehicle air-conditioning systems.
The following diagram and tables list a few low-GWP refrigerants and their
various properties.
R-12
R-22
R-404A
R-134a
R-744
R-600a
R-290
R-22
R-404A
R-507A
R-407C
R-744
R-717R
R-1270
R-290
R-12
R-502
R-22
R-404A
R-507A
R-407A
R-744
R-717
R-1270
R-209
HFO
Blends
Stnad-Alone Equipment Condensing Unit Systems Multiplex Rack Systems
*Solid arrows represent alternatives already available in the market for these
systems; dashed arrows indicate those likely to be available in the future.
Figure 1.1: HFC phasedown schedules for North American Montreal Protocol proposal
and European F-gas regulation.
Year
2014 2016 2018 2020 2022 2024 2026 2028 2030 2032 2034 2036 2038 2040 2042 2044 2046 2048 2050
HFC Phasedown Schedules
Cap(PercentofBaseline)
100%
90%
80%
70%
60%
50%
40%
30%
20%
10%
0%
Montreal Protocol Proposal:
Non-A5 (Developed) Counties
Montreal Protocol Proposal:
A5 (developing) Countries
F.I.J. F-Gas Regulation
Challenges to market entry and potential solutions
Alternative
Challenges To
Market Entry
Potential
Solutions
Hydrocarbons Highly flammable
Safety code restrictions
Liability concerns
Safety devices
Standards and service
procedures
Training and education
R714 Toxic and slightly flammable
Building and fire code
restrictions
Engineering desig
Standard amns safety
regulation
Revision to existing
codes
R744 Safety risks
High operating pressure
Engineering desig
Training and education
HFO Blends Market Availability Research and
Development
http://www.epa.gov/ozone/downloads/
EPA_HFC_ComRef.pdf
As evident from the table, hydrocarbons show promise as an alternate
refrigerant, with a GWP ranging from 3 to 5. The only downside is that
hydrocarbon refrigerants are highly flammable. It has to be handled with
extreme care to avoid fire and combustion. Carbon dioxide, with a GWP of 1,
is a better alternative to HFCs; albeit falling short in operating pressure limits
and familiarity. CO2 is also non-flammable, and hence, more preferred than
hydrocarbons.
Property HFC Natural HFO
Refrigerant HC’s Ammonia CO2 1234yf
GWP
(100 years)

R134a
1300 –
R410a
1900

3-5

0

1

4
Toxicity     
Flammability     
Materials     
Pressure     
Availability     
Familiarity     
 Very Poor   Poor  Good   Very Good
Properties of Low GWP Refrigerants
CO2 As A Refrigerant
This phase diagram shows CO2’s critical point, 1067psia (73.56 bar) and
88 degrees F (31.11oc).
Refrigeration systems using CO2 can be divided into two main processes or
cycles:
1 - Subcritical CO2 Cycle
A subcritical CO2 cycle refers to a CO2 refrigeration cycle that takes place
above the refrigerant’s triple point and below the refrigerant’s critical point.
2 - Transcritical Cycle
A transcritical cycle refers to a CO2 refrigeration cycle that spans above
the subcritical region and into the supercritical region. It means that its high
pressure side is above the critical point.
It can be seen that both CO2 cycles have a high operating pressure. This is a
major challenge in using CO2 as a refrigerant.
Pressure(psia)
SOLID LIQUID SUPERCRITICAL
VAPORTriple point
Critical Point
Temperature(°F)
1000
10
-120 -80 -40 0 40 80 120 160 200
Volkswagen to use CO2
in air conditioning systems
The Volkswagen Group is continuously working towards sustainability
and environmental protection. They are investing about two-thirds of their
total investment capital in the development of efficient technologies for
drive systems as well as environmentally sustainable production. Moving
forward, the group has decided to use CO2
as a refrigerant for their mobile
air-conditioning systems, swapping it for R-1234yf, a compound that was
discovered to have flammability issues. In 2012, the whole auto industry in
Europe had decided to adopt R-1234yf as its refrigerant of choice.
In September of 2012 however, internal testing carried out by Daimler
identified that R-1234yf had safety (flammability) issues under certain
conditions. In the discovery’s wake, major car makers such as BMW and
Volkswagen also followed suit and discontinued use of R-1234yf in their
systems. With a GWP value of 1, it is 99.3 per cent below the EU specified
GWP limit of 150, an ideal choice for Volkswagen, who decided to use CO2
in
their refrigeration systems.
Fuel consumption tests
Critics of this novel solution have repeatedly claimed that CO2
-based MACs
consume more energy than systems with R134a refrigerants. However,
experienced MACs developers have demonstrated through tests that CO2
-
based systems are, on the contrary, more energy-efficient. A car fitted
with CO2
air conditioning was subjected to measurements on a chassis
dynamometer. An R134a system was also subjected to the same test.
Under identical conditions the measurements demonstrated that the fuel
consumption in a refrigeration system using CO2
is lower than that of an
R-134a air condition system. It was also found that CO2
refrigeration systems
consumed a considerably lower amount of fuel at low ambient temperatures.
As the temperature rises, the difference in fuel consumption reduced.
The following graph shows the air conditioning system’s fuel consumption in
addition to the car’s own.
NEDC Fuel consumption Test R34a VersusR744
SGS, VW Touran TDI 1,9; T_ambient= 20°C/28°C/35°C
Additional fuel consumption R134a A/C Additional fuel consumption R744 A/C
Ambient Temperature
20°C 28°C 35°C
Additionalfuelconsumption[I/100km]
2,0
1,8
1,6
1,4
1,2
1,0
0,8
0,6
0,4
0,2
0,0
-54%
-45%
-14%
0,37
0,17
0,84
0,46
1,53
1,31
A survey of north European supermarkets by Carrier Commercial Refrigeration
found that 65% of respondents had begun to opt for non-HFC refrigerants,
with CO2 the prime choice for 83% of those who had already converted.
Key Players
Other applications of CO2 as a refrigerant
Water Heater Punps
Mobile Air Conditioning
The political world is bracing itself to
decide what’s best for the greater good.
Appeasing numerous constituents at the
peril of alienating a small but growing
industry is but one of many decisions that
need to be ecologically and economically
practical. As CO2 based refrigeration
technology grows in both viability
and availability, it shows appreciable
promise to reduce atmospheric pollution
by Ammonia and other often potent
greenhouse gases.
The Future
INVESTMENT RESEARCH | BUSINESS RESEARCH | IP RESEARCH | BUSINESS VALUATION
Disclaimer
This report is published by Aranca, a customized research and analytics services provider to global clients.
The information contained in this document is confidential and is solely for use of those persons to whom it
is addressed and may not be reproduced, further distributed to any other person or published, in whole or
in part, for any purpose.
This document is based on data sources that are publicly available and are thought to be reliable. Aranca
may not have verified all of this information with third parties. Neither Aranca nor its advisors, directors or
employees can guarantee the accuracy, reasonableness or completeness of the information received from
any sources consulted for this publication, and neither Aranca nor its advisors, directors or employees
accepts any liability whatsoever (in negligence or otherwise) for any loss howsoever arising from any use of
this document or its contents or otherwise arising in connection with this document.
Further, this document is not an offer to buy or sell any security, commodity or currency. This document
does not provide individually tailored investment advice. It has been prepared without regard to the
individual financial circumstances and objectives of persons who receive it. The appropriateness of a
particular investment or currency will depend on an investor’s individual circumstances and objectives. The
investments referred to in this document may not be suitable for all investors. This document is not to be
relied upon and should not be used in substitution for the exercise of independent judgment.
This document may contain certain statements, estimates, and projections with respect to the anticipated
future performance of securities, commodities or currencies suggested. Such statements, estimates, and
projections are based on information that we consider reliable and may reflect various assumptions made
concerning anticipated economic developments, which have not been independently verified and may
or may not prove correct. No representation or warranty is made as to the accuracy of such statements,
estimates, and projections or as to its fitness for the purpose intended and it should not be relied upon as
such. Opinions expressed are our current opinions as of the date appearing on this material only and may
change without notice.

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CO2 As A Future Refrigerant - An Aranca Report

  • 1. www.aranca.com A Future Refrigerant CO2 Thematic Report by Vishal Parekh Research Analyst, Technology and Patent Research
  • 2. Refrigerants: An Overview After the commercialization of refrigeration since 1895, various gases have been used as refrigerants. Specific use was decided by a particular refrigerant’s performance. It was found that refrigerants with higher masses were capable of carrying more heat, whereas refrigerants of lower mass were easier to compress and required less power to process. CFC’s saw extensive applications in the early 1920s, owing to the fact that it’s easily compressible and could handle a huge amount of heat. During the 1970’s however, it was discovered that this refrigerant underwent chemical reactions when it came in contact with atmospheric ultraviolet rays. This reaction breaks down the compound’s molecular bonds and releases Chlorine, which in turn reacts with atmospheric Ozone molecules (O3) and breaks them down to Oxygen (O2) molecules. The resultant Chlorine is not consumed in the reaction, and so continues damaging the ozone for years to come. After this came to light, governments all over the world signed a treaty to ban the production of CFC. The Montreal protocol was signed to that effect in 1987, heralding a global initiative to phase out the use of CFCs. Later in 1995, the Mobile Air-conditioning industry Systems (MACs) and the stationary refrigeration industry switched to non-ozone depleting refrigerants. Most cooling systems today use refrigerants based on Hydrochlorofluorocarbon (HCFC) and Hydrofluorocarbon (HFC). These refrigerants are similar to CFCs, with a far reduced impact on the earth’s ozone layer. HFC has zero ozone depletion potential. However, these gases contain Fluorine, which has a high Global Warming Potential (GWP). The primary design of a refrigeration system is based on its potential contribution to global warming. Hence even HFCs and HCFCs are to be phased out by 2030. A new class of fluorocarbon refrigerant called Hydrofluoro-olefin (HFO) has been developed as an alternative to HFCs and HCFCs. The primary advantage apart from its low GWP is that it can be used in existing refrigeration systems. It’s still imperative that a low-impact GWP alternative be developed however, a replacement for this fluorinated gas.
  • 3. http://energy.gov/sites/prod/files/2014/12/f19/ Refrigerants%20Roadmap%20Final%20Report%20 2014.pdf https://macsworldwide.wordpress.com/2013/09/20/a- brief-history-of-refrigerant/ Alternative Refrigerants To HFCs Alternatives available today include Hydrocarbons — Isobutane (R-600a), Propane (R-290), and Propylene (R-1270), Ammonia (R-717), and Carbon Dioxide (R-744). Other alternatives such as new HFCs/HFOs are also likely to enter the market in the coming years. The Kyoto Protocol (1997) has shifted environmental focus from Ozone depletion to global warming and the emission of carbon dioxide into atmosphere. In Europe, only refrigerants with GWP lower than 150 are permitted in vehicle air-conditioning systems. The following diagram and tables list a few low-GWP refrigerants and their various properties. R-12 R-22 R-404A R-134a R-744 R-600a R-290 R-22 R-404A R-507A R-407C R-744 R-717R R-1270 R-290 R-12 R-502 R-22 R-404A R-507A R-407A R-744 R-717 R-1270 R-209 HFO Blends Stnad-Alone Equipment Condensing Unit Systems Multiplex Rack Systems *Solid arrows represent alternatives already available in the market for these systems; dashed arrows indicate those likely to be available in the future. Figure 1.1: HFC phasedown schedules for North American Montreal Protocol proposal and European F-gas regulation. Year 2014 2016 2018 2020 2022 2024 2026 2028 2030 2032 2034 2036 2038 2040 2042 2044 2046 2048 2050 HFC Phasedown Schedules Cap(PercentofBaseline) 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Montreal Protocol Proposal: Non-A5 (Developed) Counties Montreal Protocol Proposal: A5 (developing) Countries F.I.J. F-Gas Regulation
  • 4. Challenges to market entry and potential solutions Alternative Challenges To Market Entry Potential Solutions Hydrocarbons Highly flammable Safety code restrictions Liability concerns Safety devices Standards and service procedures Training and education R714 Toxic and slightly flammable Building and fire code restrictions Engineering desig Standard amns safety regulation Revision to existing codes R744 Safety risks High operating pressure Engineering desig Training and education HFO Blends Market Availability Research and Development http://www.epa.gov/ozone/downloads/ EPA_HFC_ComRef.pdf
  • 5. As evident from the table, hydrocarbons show promise as an alternate refrigerant, with a GWP ranging from 3 to 5. The only downside is that hydrocarbon refrigerants are highly flammable. It has to be handled with extreme care to avoid fire and combustion. Carbon dioxide, with a GWP of 1, is a better alternative to HFCs; albeit falling short in operating pressure limits and familiarity. CO2 is also non-flammable, and hence, more preferred than hydrocarbons. Property HFC Natural HFO Refrigerant HC’s Ammonia CO2 1234yf GWP (100 years)  R134a 1300 – R410a 1900  3-5  0  1  4 Toxicity      Flammability      Materials      Pressure      Availability      Familiarity       Very Poor   Poor  Good   Very Good Properties of Low GWP Refrigerants
  • 6. CO2 As A Refrigerant This phase diagram shows CO2’s critical point, 1067psia (73.56 bar) and 88 degrees F (31.11oc). Refrigeration systems using CO2 can be divided into two main processes or cycles: 1 - Subcritical CO2 Cycle A subcritical CO2 cycle refers to a CO2 refrigeration cycle that takes place above the refrigerant’s triple point and below the refrigerant’s critical point. 2 - Transcritical Cycle A transcritical cycle refers to a CO2 refrigeration cycle that spans above the subcritical region and into the supercritical region. It means that its high pressure side is above the critical point. It can be seen that both CO2 cycles have a high operating pressure. This is a major challenge in using CO2 as a refrigerant. Pressure(psia) SOLID LIQUID SUPERCRITICAL VAPORTriple point Critical Point Temperature(°F) 1000 10 -120 -80 -40 0 40 80 120 160 200
  • 7. Volkswagen to use CO2 in air conditioning systems The Volkswagen Group is continuously working towards sustainability and environmental protection. They are investing about two-thirds of their total investment capital in the development of efficient technologies for drive systems as well as environmentally sustainable production. Moving forward, the group has decided to use CO2 as a refrigerant for their mobile air-conditioning systems, swapping it for R-1234yf, a compound that was discovered to have flammability issues. In 2012, the whole auto industry in Europe had decided to adopt R-1234yf as its refrigerant of choice. In September of 2012 however, internal testing carried out by Daimler identified that R-1234yf had safety (flammability) issues under certain conditions. In the discovery’s wake, major car makers such as BMW and Volkswagen also followed suit and discontinued use of R-1234yf in their systems. With a GWP value of 1, it is 99.3 per cent below the EU specified GWP limit of 150, an ideal choice for Volkswagen, who decided to use CO2 in their refrigeration systems.
  • 8. Fuel consumption tests Critics of this novel solution have repeatedly claimed that CO2 -based MACs consume more energy than systems with R134a refrigerants. However, experienced MACs developers have demonstrated through tests that CO2 - based systems are, on the contrary, more energy-efficient. A car fitted with CO2 air conditioning was subjected to measurements on a chassis dynamometer. An R134a system was also subjected to the same test. Under identical conditions the measurements demonstrated that the fuel consumption in a refrigeration system using CO2 is lower than that of an R-134a air condition system. It was also found that CO2 refrigeration systems consumed a considerably lower amount of fuel at low ambient temperatures. As the temperature rises, the difference in fuel consumption reduced. The following graph shows the air conditioning system’s fuel consumption in addition to the car’s own. NEDC Fuel consumption Test R34a VersusR744 SGS, VW Touran TDI 1,9; T_ambient= 20°C/28°C/35°C Additional fuel consumption R134a A/C Additional fuel consumption R744 A/C Ambient Temperature 20°C 28°C 35°C Additionalfuelconsumption[I/100km] 2,0 1,8 1,6 1,4 1,2 1,0 0,8 0,6 0,4 0,2 0,0 -54% -45% -14% 0,37 0,17 0,84 0,46 1,53 1,31
  • 9. A survey of north European supermarkets by Carrier Commercial Refrigeration found that 65% of respondents had begun to opt for non-HFC refrigerants, with CO2 the prime choice for 83% of those who had already converted. Key Players Other applications of CO2 as a refrigerant Water Heater Punps Mobile Air Conditioning
  • 10. The political world is bracing itself to decide what’s best for the greater good. Appeasing numerous constituents at the peril of alienating a small but growing industry is but one of many decisions that need to be ecologically and economically practical. As CO2 based refrigeration technology grows in both viability and availability, it shows appreciable promise to reduce atmospheric pollution by Ammonia and other often potent greenhouse gases. The Future
  • 11. INVESTMENT RESEARCH | BUSINESS RESEARCH | IP RESEARCH | BUSINESS VALUATION Disclaimer This report is published by Aranca, a customized research and analytics services provider to global clients. The information contained in this document is confidential and is solely for use of those persons to whom it is addressed and may not be reproduced, further distributed to any other person or published, in whole or in part, for any purpose. This document is based on data sources that are publicly available and are thought to be reliable. Aranca may not have verified all of this information with third parties. Neither Aranca nor its advisors, directors or employees can guarantee the accuracy, reasonableness or completeness of the information received from any sources consulted for this publication, and neither Aranca nor its advisors, directors or employees accepts any liability whatsoever (in negligence or otherwise) for any loss howsoever arising from any use of this document or its contents or otherwise arising in connection with this document. Further, this document is not an offer to buy or sell any security, commodity or currency. This document does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it. The appropriateness of a particular investment or currency will depend on an investor’s individual circumstances and objectives. The investments referred to in this document may not be suitable for all investors. This document is not to be relied upon and should not be used in substitution for the exercise of independent judgment. This document may contain certain statements, estimates, and projections with respect to the anticipated future performance of securities, commodities or currencies suggested. Such statements, estimates, and projections are based on information that we consider reliable and may reflect various assumptions made concerning anticipated economic developments, which have not been independently verified and may or may not prove correct. No representation or warranty is made as to the accuracy of such statements, estimates, and projections or as to its fitness for the purpose intended and it should not be relied upon as such. Opinions expressed are our current opinions as of the date appearing on this material only and may change without notice.