This document provides a brief history of chess and an overview of chess engine programming fundamentals. It discusses: - Key developments in computer chess from the 18th century to modern champions like AlphaZero and StockFish. - Core concepts like bitboards, evaluation functions, minimax algorithm, move generation, alpha-beta pruning, and transposition tables. - Additional techniques such as opening books, iterative deepening, and tools/protocols like UCI and FEN. - Examples of how concepts are implemented, including code snippets for bitboards, evaluation tables, and minimax searches.

1. Chess
Engine
Programming
BY ARNO HUETTER

2. About the Author
Arno Huetter
I wrote my first lines of code on a Sinclair ZX80
in 1984. My daytime job is at Dynatrace, where
I work as Development Lead.
Being a history buff in general, I also enjoy
reading and writing about computer history.

3. A brief History
• Chess originated in 6th century India
• 1770: Wolfgang von Kempelen's Mechanical Turk
• 1928: John von Neumann describes MiniMax
• 1948-51: Alan Turing's Turochamp / Paper
Machine, later on Mark1 (2012: Kasparov vs.
Turochamp, Kasparov wins in 15 moves)
• 1950: Claude Shannon publishes "Programming a
Computer for Playing Chess", builds limited relay
chess machine
• 1957: Bernstein Chess on IBM 704
• 1978: Ken Thompson's Belle
• 1983: 1K ZX Chess

4. A brief History
• 1997: IBM's Deep Blue beats Gary Kasparov 3.5 : 2.5
• In 1996 Kasparov had won 4 : 2
• 32 node IBM RS/6000, 120 MHz P2SC + 8 VLSI chips per node for MiniMax / Alpha-Beta Pruning
• 32GB transposition table
• 200m moves / sec, Ply 8-12, ELO 2750
• 2002-2006: Hydra Project
• FPGA-based, Dr. Christian Donninger (AT / JKU), similar to Deep Blue, 150m moves / sec
• 2014: StockFish Computer Chess World Champion
• 70m moves / sec on off-the-shelf hardware, Ply 20-45 (much better ordering/pruning), ELO 3400
• 1TB transposition table

5. A brief History
• 2017: AlphaZero Chess wins against StockFish
• 28 wins, 72 draws, 0 losses
• Controversy: StockFish on limited hardware (8 CPUs), too many threads for the HW (64), wrong time
management settings and too small transposition table memory
• AlphaZero running on 5000 1st gen TPUs to generate self-played games + 64 2nd gen TPUs (45
TFLOPS each) to train neural network (only 4 TPUs used)
• Residual neural network, two outputs: board evaluation and move evaluation
• Blank state reinforcement learning, playing against itself (nothing supervised from human chess
history / knowledge)
• Monte Carlo Tree Search (instead of MiniMax): expanding by applying board/move evaluations
• 80k moves / sec, est. ELO 3750
Source: (8)

6. A brief History
Source: (4)

7. Chess Engine Fundamentals
• Board Representation
• BitBoards
• Evaluation Function
• Material / Position / Mobility
• MiniMax Algorithm
• Search tree backtracking algorithm, minimize possible loss (expect opponent to make best possible
move)
• Move Generator / Iterator
• Alpha-Beta Pruning
• Decrease number of node evaluations in search tree
• Opening Book
• Performance Tuning

8. BitBoards
• 64bit int / bitmask
• 1 bitboard for every piece-type and color => 12 bitboards for board state
• Compact representation, perfect for bitwise operations, CPU pipelining
• Used for lookup tables, bitmasks, move and attack tables, etc.
// A pawn is backward when it is behind all pawns of the same color
// on the adjacent files and cannot be safely advanced.
backward = !(ourPawns & PawnAttackSpan[Them][s + Up])
&& (stoppers & (leverPush | (s + Up)));
Source: (10)

9. Evaluation
Material: Centipawns
Source: (5)

10. Evaluation
Position: Piece Square Tables
Source: (1)
Source: (1)

11. Evaluation
Mobility
MobilityBonus[][32] = {
// snip
{ S(-75,-76), S(-56,-54), S( -9,-26), S( -2,-10), S( 6, 5), S( 15, 11), // Knights
S( 22, 26), S( 30, 28), S( 36, 29) },
// snip
{ S(-40,-35), S(-25,-12), S( 2, 7), S( 4, 19), S( 14, 37), S( 24, 55), // Queens
S( 25, 62), S( 40, 76), S( 43, 79), S( 47, 87), S( 54, 94), S( 56,102),
S( 60,111), S( 70,116), S( 72,118), S( 73,122), S( 75,128), S( 77,130),
S( 85,133), S( 94,136), S( 99,140), S(108,157), S(112,158), S(113,161),
S(118,174), S(119,177), S(123,191), S(128,199) }
};
Source: (10)

12. MiniMax
Source: (13)

13. MiniMax
Source: (11)

14. Move Generator
• The Move Generator creates a list of legal moves or pseudo-legal moves (check not
considered)
• MiniMax usually just invokes a PickMove() method within a loop, which encapsulates move
generation and iteration. After a move is applied, MiniMax calls itself again for the next ply.
• Moves are often created lazily during iteration - in anticipation that early cutoffs will likely
happen within the first few moves, and no unnecessary move generation work is done.

15. Horizon Effects / Quiescence Search
• Evaluation should always happen on "quiet positions, e.g. not immediately after a capture or a
check.
• This avoids erroneous move selection due to Horizon Effects, which are overly optimistic
evaluations due to the fact that negative consequences are looming beyond the maximum
search depth (or also pessimistic evaluations, in case of positive consequences).
• Horizon effects can also lead to suicidal moves, e.g. sacrificing more pieces for material that is
already lost for certain anyway, but is obscured as the certain loss is thus moved behind the
horizon by the sacrifice.
• Quiescence Search adds additional noisy moves (=capture moves, possibly also promotions
and check-replies) on unstable positions at the end of the search tree, until no more captures
are possible. This then prevents horizon effects.

16. Alpha-Beta Pruning
• Developed independently by several researchers in the
1950s. 1975: Donald Knuth: "An Analysis of Alpha-Beta
Pruning"
• Allows for ignoring paths not worth evaluating - just what
the human mind does intuitively (ignoring moves that
don't make sense)
• Alpha: min. score for maximizing player - lower bound
• Beta: max. score for minimizing player - upper bound
• Alpha and beta are passed up and down during search
tree traversal. Nodes outside those bounds don't need
to be traversed ("cutoff"), and we can safely return
prematurely.
Savings: Source: (12)

17. Alpha-Beta Pruning
Source: (1)

18. Alpha-Beta Pruning
Source: (12)

19. Move Ordering
What if we would have found board evaluation "6" earlier in the example,
instead of "3"?
For Alpha-Beta pruning to perform well, the (supposedly) best moves must be
searched first => early cutoff
1. Order according to previous depth-limited search results (see: Iterative
deepening)
2. Hash move (if cached via transposition table, previous best move on same
board or at least good enough to trigger cutoffs)
3. Winning captures (MVV-LVA: Most Valuable Victim - Least Valuable
Aggressor), including pawn promotions
4. Killer moves (which caused earlier cutoffs at the same ply)
5. Quiet moves (sorted by positional delta)
6. Losing captures / opponent captures

20. Transposition Tables
Store and re-use results of previous searches via large Hashtable
• Key: board representation, e.g. 64bit Zobrist hash
• Zobrist hash: based on 12 (piece type) x 64 (positions) = 768 64bit random numbers. XOR
hashes when pieces are moved => rapid incremental hash calculation
• Value: depth, evaluation (exact, lower bound, upper bound), best move, depth
Collision detection: check if stored move is pseudo-legal move
Applied for
• Re-using cached evaluations (check on each node before deeper search)
• Move ordering (hash move)

21. Iterative Deepening
• Run depth-first search repeatedly with ever-increasing
depths
• Originally for time management reasons (has searched
all moves, albeit not with the same depth, and can
provide a good-enough intermediate result when time
runs out)
• Evaluations and best moves from previous runs can
then be retrieved per transposition table
• Return cached exact evaluations straight away, or
adjust alpha/beta on cached bound evaluations
• Apply caches hash moves for quick cutoffs in follow-
up-run
Source: (1)

22. There is more…
• NegaMax (simplified MiniMax implementation)
• Incremental…
• … Calculations (board hash (Zobrist), attack tables, etc)
• … Move Generator
• … Evaluation
• Aspiration Windows
• Null-Moves (unless under "Zugzwang")
• Futility Pruning, Late Move Reduction
• X-Rays
• King Safety / Pawn Storms / Open Files
• Piece Square Table interpolation depending on game stage (midgame vs. endgame)
• Static Exchange Evaluation

23. Tools and Protocols
• Arena - Free Chess GUI (http://www.playwitharena.com/)
• Universal Chess Interface (UCI) enables chess engines to communicate with user interfaces
• Let two chess engines play against each other
• Lichess (https://lichess.org/)
• Great chess platform, online community, StockFish in browser, board editor/analysis
• Forsyth–Edwards Notation (FEN)
• Board position data
• 1rbqkb2/2p2p1p/p1p1pp2/8/3P4/P1NQpP2/1PP3rP/2KR2NR w - - 0 13
• Portable Game Notation (PGN)
• Chess game recording
• 1. e4 e6 2. d4 d5 3. Nc3 dxe4 4. a3 Nc6 5. Bb5 Nf6 6. Be3 a6 7. Bxc6+ bxc6
8. Bg5 Rb8 9. Bxf6 gxf6 10. f3 e3 11. Qd3 Rg8 12. O-O-O

24. Sources
(1) https://www.chessprogramming.org/
(2) https://en.chessbase.com/post/reconstructing-turing-s-paper-machine
(3) https://thebestschools.org/magazine/brief-history-of-computer-chess/
(4) https://www.eff.org/ai/metrics
(5) https://www.slideshare.net/carlosjustiniano2/how-computers-play-chess-26552933
(6) https://medium.freecodecamp.org/simple-chess-ai-step-by-step-1d55a9266977
(7) http://members.home.nl/matador/Inside%20Rebel.pdf
(8) https://www.chess.com/article/view/how-does-alphazero-play-chess
(9) https://www.chess.com/article/view/whats-inside-alphazeros-brain
(10) https://github.com/official-stockfish/Stockfish
(11) https://en.wikipedia.org/wiki/Minimax
(12) https://en.wikipedia.org/wiki/Alpha%E2%80%93beta_pruning
(13) http://www.dcc.fc.up.pt/~fds/aulas/PPD/1314/project3.html

25. Thank you!
Twitter: https://twitter.com/ArnoHu
Blog: http://arnosoftwaredev.blogspot.com
Scratch Chess: https://scratch.mit.edu/projects/148769358/