Glocal Thinkers provides innovative internal audit and compliance services through a global platform of over 600 chartered accountants and industry experts. Their services include operational, compliance, financial, follow-up, and IT audits as well as investigations. Their unique model saves clients time and costs by allowing remote live streaming of audits at multiple locations simultaneously. All audit findings and documentation are stored on a secure web-based platform for easy access and reference. Glocal Thinkers aims to help clients overcome challenges in the internal audit process through efficient, high quality, and cost-effective services.

1. Glocal Thinkers
- Global Platform of Opportunities and Solutions
“Innovative Internal Audit and Compliance Services”
www.glocalthinkers.com

2. Agenda
 Glocal Thinkers ‘Innovative Internal Audit and Compliance Services’
 About Glocal Thinkers

3. Glocal Thinkers
‘Innovative Audit and Compliance
Services’

4. 4
Challenges and their Impact in ‘Internal Audit and
Compliance’
Time Consuming
Cost
Audit Quality
Audit Management
Audit Repository &
trail
Customer
proposition
Efficiency
Risks
Response Time
Profitability &
Value
Challenges Impacts
Objectivity Clarity Accuracy Brevity Timeliness Cost Efficient
The 6- pillars of Glocal Thinkers Internal Audit & Compliance Services

5. 5
Our unique Model helps in overcoming challenges and
enabling value creation
Saves Time
Saves cost
Best Quality
Better Management
Web-based Audit
repository
• Vast network of over 600 CAs and Industry experts pan country
• Allows adequate deployment of auditors for subsequent audits
• Geography agnostic, a number of branches and HO can be audited in same day
• Audits done in home location of Auditors hence no requirement of organizations to pay for
hotel, stay, travel or any overhead expenses
• Audits completed in stipulated time and saves organization costs for delayed decisions,
response time and reduces business risks
• All our audits done by vastly experienced Chartered Accountants, Process auditors and
industry experts
• We can provide recommendation for improvements that are practical and implementable
• Audit specifics and process are pre-determined and carried out through IT enabled tabs
upholding high quality, impartiality and objectivity of Audits
• Unique technology that enable Audit Managers of organization access to live streaming of
audits at different locations.
• We offer all clients access to a customized web-based platform with a unique and secured
login ID where audits are uploaded within 24-48 hrs. Audit Managers can view the audits
from any remote locations
• Audits and Live streaming are saved in the web platform with specific search criteria and
serves as a repository.

6. 6
Our complete suite of ‘Internal Audit and Compliance
Services’ [1/2]
Operational Audits
• Evaluation of performance of a particular function or department
• Aimed at assessment of its efficiency and effectiveness.
• Combining elements of financial, IT, and compliance audits, and focus on risks
pertinent to the specific responsibilities of the audited unit.
Compliance Audit
• Evaluation of an the organizations, HO, branches, vendors
• Evaluation of the adherence to established laws, standards, regulations, policies,
and/or procedures.
• Combines Financial and non-financial and process audit elements
• Assessment of organization's legal and compliance gaps for corrective measures
Financial Audit
• Assessment and evaluation of the validity and appropriate statement of budgeting
and accounting information in financial records and the adequacy of related internal
controls, costs, overruns and capital management
• Financial pre-audits to set organizations up for statutory audits

7. 7
Follow-Up Audit
• Purpose is to revisit a past audit’s recommendations and management’s action plans
to determine if corrective actions were taken and are working, or if situations have
changed to warrant different actions.
• Combines Financial, non-financial and compliance audits and determines follow-up
plans
Investigations
• Inquiry into circumstances surrounding suspected incidents of fraud, misuse of
assets, or violations of organizations policies. Investigations are conducted to
determine the extent of loss, assess weaknesses in controls.
• Make recommendations for corrective actions.
IT Audit
• Evaluates controls related to the institution’s automated information processing
systems. IT audits include an assessment of data, networks, hardware, applications,
databases, servers, contracts, software/hardware licensing, security, business
continuity, access authorization, and compliance with the institution’s objectives,
policies, and procedures.
• Goal is to ascertain that IT systems are safeguarding assets, maintaining data
integrity, and efficiently operating to achieve business objectives.
Our complete suite of ‘Internal Audit and Compliance
Services’ [2/2]

8. About Glocal Thinkers

9. About Glocal Thinkers
 Glocal Thinkers is a Knowledge, Consulting and
Technology Company focused on providing
business support solutions to a cross section of
Industries. It provides solutions both through an
online aggregated platform as well as offline
through a face-to-face model.
 Glocal Thinkers operates with a core team of
seasoned professionals, but as a rule draws
upon the strength of an aggregated team of over
2500+ professionals and experts across over 27
industries; including but not limited to Healthcare,
Hospitality, BFSI, Retail, Power, Infrastructure,
Cement, Steel, Food Processing, Real Estate, Oil
& Gas, Heavy Machinery, Information
Technology, Ecommerce.

10. What can we do for our Clients

11. Global Platform of Consultants

12. Why Chose Glocal Thinkers

13. Client Solutions

14. Contact :
DP Umashanker
3704, DLF Phase 4, Gurgaon
Tel : +91 9560977007
+91 124 – 4104160 , 4047532
Email: dp.umashanker@glocalthinkers.com
Website: www.glocalthinkers.com