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Recent Advances in the Pathophysiology of
        Asthma
        Desmond M. Murphy and Paul M. O'Byrne

        Chest 2010;137;1417-1426
        DOI 10.1378/chest.09-1895
        The online version of this article, along with updated information and
        services can be found online on the World Wide Web at:
        http://chestjournal.chestpubs.org/content/137/6/1417.full.html




          Chest is the official journal of the American College of Chest
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CHEST                                Recent Advances in Chest Medicine

                    Recent Advances in the Pathophysiology
                    of Asthma
                    Desmond M. Murphy, MB, PhD; and Paul M. O’Byrne, MB, FCCP


        There has been an increased understanding, over the past 2 decades, that asthma is a chronic,
        immunologically mediated condition with a disturbance of the normal airway repair mechanism,
        which results in inflammatory changes and airway remodeling. The airway inflammation and
        remodeling together likely explain the clinical manifestations of asthma. The mechanisms by
        which the external environmental cues, together with the complex genetic actions, propagate the
        inflammatory process that characterize asthma are beginning to be understood. There is also an
        evolving awareness of the active participation of structural elements, such as the airway epithe-
        lium, airway smooth muscle, and endothelium, in this process. In tandem with this has come the
        realization that inflammatory cells respond in a coordinated, albeit dysfunctional manner, via an
        array of complex signaling pathways that facilitate communication between these cells; these
        structural elements within the lung and the bone marrow serve as reservoirs for and the source
        of inflammatory cells and their precursors. Although often viewed as separate mechanistic enti-
        ties, so-called innate and acquired immunity often overlap in the propagation of the asthmatic
        response. This review examines the newer information on the pathophysiologic characteristics of
        asthma and focuses on papers published over the past 3 years that have helped to improve current
        levels of understanding.                                        CHEST 2010; 137(6):1417–1426

        Abbreviations: CCR 5 chemokine receptor; IL 5 interleukin; NK 5 natural killer; TGF 5 transforming growth factor;
        Th 5 T-helper; TLR 5 toll-like receptor; TNF 5 tumor necrosis factor; Treg 5 T-regulatory; VEGF 5 vascular endothe-
        lial growth factor




Asthmaclinically awith repeated, variable, episodic
 fests
       remains major health-care issue. It mani-                    cytokines such as interleukin (IL)-4, IL-5, and IL-13,
                                                                    the so-called Th2 cytokine milieu. These cytokines
attacks of breathlessness, cough, and wheeze occur-                 stimulate mast cells, cause eosinophilia, promote leu-
ring secondary to bronchoconstriction in the setting                kocytosis, and enhance B-cell IgE production, and
of airway hyperresponsiveness and mucous hyperse-                   may also participate in the characteristic airway
cretion. Clinically, the disease may be divided into                remodeling of asthma. However, for an individual to
allergic and nonallergic asthma, distinguished by the               develop an asthmatic phenotype appears to require
presence or absence of IgE antibodies to common                     the combination of both exposure to appropriate
environmental allergens. However, in both forms                     stimuli and a genetic predisposition.1,2
of the disease, the airway is infiltrated by T-helper                   The last 3 decades have provided vast quantities
(Th) cells, which predominantly secrete characteristic              of research affording significant insights into the
                                                                    pathophysiologic characteristics of this complex entity.
Manuscript received August 10, 2009; revision accepted November     In this article, we review progress, over the past 3 years,
16, 2009.
Affiliations: From the Firestone Institute for Respiratory Health,   that has augmented the level of understanding of the
St Joseph’s Healthcare; and the Department of Medicine,             pathophysiologic characteristics of asthma.
McMaster University, Hamilton, ON, Canada.
Correspondence to: Paul O’Byrne, MB, FCCP, HSC 3W10,
McMaster University, 1200 Main St W, Hamilton, ON, Canada,                      Innate and Acquired Immune
L8N 3Z5; e-mail: obyrnep@mcmaster.ca                                               Mechanisms in Asthma
© 2010 American College of Chest Physicians. Reproduction
of this article is prohibited without written permission from the      The trigger factors precipitating acute asthmatic exa-
American College of Chest Physicians (www.chestpubs.org/
site/misc/reprints.xhtml).                                          cerbations are, for the most part, either environmen-
DOI: 10.1378/chest.09-1895                                          tal allergens or viruses, suggesting that immunologic

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                                      © 2010 American College of Chest Physicians
responses viewed traditionally as either innate or          and the host immune response. Airway inflammation
acquired are in fact intertwined. The “hygiene              in asthma reflects a distortion of this balance and
hypothesis” for asthma pathogenesis contends that           is orchestrated through complex interplay between
microbiologic factors may also be inherently involved       multiple effector and target components.
in the suppression of the asthmatic phenotype, with
childhood exposure to microbiologic stimuli confer-         Mast Cells
ring a protective effect against the development of
                                                               Mast cells are critical in mediating the acute
atopy.3 The proposed explanation for this effect is that
                                                            response in asthma. While classically, mast cell acti-
infection early in life stimulates a Th1 immunologic
                                                            vation occurs following the binding of antigens to
response (characterized by the release of cytokines
                                                            FcεR1-bound, antigen-specific IgE, they may also be
such as interferon-g), rather than the Th2 response
                                                            activated through other mechanisms, including stim-
(characterized by cytokines such as IL-4, IL-5, IL-13,
                                                            ulation of complement receptors, FcgR1, and via
and tumor necrosis factor [TNF]-a) associated with
                                                            TLRs.10 Other novel mechanisms of mast cell activa-
allergy and asthma. A person’s initial exposure to
                                                            tion, independent of IgE, are via the protein S100A12
microorganisms occurs in the birth canal during normal
                                                            and the receptors CD200R3/CD200R, whereas
vaginal delivery. A Dutch birth cohort study suggests
                                                            IL-33, a member of the IL-1 cytokine family, has
an increased risk of asthma at 8 years of age in chil-
                                                            demonstrated the ability to activate mast cells, even
dren delivered by caesarean section and therefore
                                                            in the absence of FcεR1 stimulation.11-15
lends further credence to this hypothesis.4 Further
                                                               TNF-a is preformed in mast cells and released as
studies suggest that a rural upbringing has a protective
                                                            part of the asthmatic airway response. In animal and
effect on later development of allergy.3,5 It has been
                                                            ex vivo models, mast-cell-derived TNF-a promotes
suggested that the consumption of farm milk may be
                                                            antigen- and Th17 cell-dependant neutrophilia after
protective against subsequent atopy, with this protec-
                                                            allergenic stimulation and induces dendritic cell
tive effect linked to CD14, thereby implicating toll-
                                                            migration.16,17 In murine culture experiments, mast cells
like receptor (TLR) recognition and innate immune
                                                            induce CD41 T-cell migration, but down-regulate
involvement in the evolution of an atopic phenotype.6
                                                            FcεR1 expression only in Treg cells, while activated
   The main function of TLRs is in the recognition of
                                                            Treg cells suppress mast cell FcεR1 expression. This
infectious agents to facilitate an appropriate host
                                                            suggests bidirectional communication between mast
immunologic response. Advocates of the hygiene
                                                            cells and Treg cells in modulating IgE-mediated
hypothesis originally believed that microbiologic
                                                            responses.18 A role for mast cells in antigen presenta-
stimulation of TLRs modified an individual’s suscep-
                                                            tion is also suggested by the recent observation that
tibility to asthma by promoting a Th1 rather than a
                                                            mast cells stimulated by IgE-specific antigen undergo
Th2 lymphocytic response to an allergen.3 However,
                                                            FcεR1 cross-linking that enhances apoptosis. These
with the discovery of other T-cell subtypes and
                                                            dead mast cells become ingested by dendritic cells,
increasing evidence supporting pivotal roles for
                                                            and this incorporated antigen helps propagate ongoing
T-regulatory (Treg) and Th17 cells, the Th1/Th2
                                                            CD41 response.19
paradigm of infection/atopy appears to oversimplify
                                                               Whereas mast cells are generally considered proin-
the complex mechanisms involved.
                                                            flammatory and mediators of tissue destruction,
   Recent studies may help explain the similarity in
                                                            they may conversely help limit airway damage.20
response evoked by allergens and microbes in the
                                                            Mast-cell-derived tryptase can cleave IgE, thereby
asthmatic airway. The house mite allergen Der p 2 has
                                                            preventing further mast cell activation and plau-
been shown to have similar structural characteristics
                                                            sibly helping to contain the allergic response.21,22
to MD-2, an integral component of the TLR4/CD14/
                                                            Disappointingly, a recent human study examining
MD-2 transmembrane receptor and TLR signaling.7,8
                                                            a potential role for therapeutic intervention with
Also, Trompette et al9 have provided in vitro and
                                                            the monoclonal antibody to TNF-a, golimumab, in
in vivo evidence of functional similarity between Der
                                                            severe, persistent asthma was abandoned because of
p 2 and MD-2. These results place TLRs in an ideal
                                                            an unfavorable risk-benefit profile.23
position to coordinate responses traditionally viewed
separately, as either innate or adaptive immunologic        Basophils
reactions that typify the asthmatic response.
                                                               Basophils have a crucial role in initiating allergic
       Effector Cells of Inflammation                       inflammation through the binding of antigen-specific
          and Remodeling in Asthma                          IgE antibodies at the FcεR1.24 Basophils also drive Th2
                                                            cell differentiation of activated naive CD41 T cells via
  In the healthy human airway there is normally a           production of IL-4 and direct cell-cell contact.25 Murine
fine balance between immune cells, the epithelium,           studies show that following activation, basophils migrate

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in small numbers to adjacent lymph nodes. Using a                            initiating immune response against airborne antigen.
basophil FcεR1-specific monoclonal antibody, it has                           Hence, dendritic cells may dictate the subsequent
been demonstrated that the presence of basophils but                         T-cell response. Two major subsets of dendritic cells
not mast cells is an absolute requirement for Th2 cell                       have been described, based on CD11c expression.
differentiation.26 Basophils also increase humoral                           Myeloid (CD11c1) dendritic cells are proinflamma-
immune responses on repeat antigenic exposure in the                         tory, critical to both Th2 sensitization and the second-
presence of activated CD41 cells through the release of                      ary immune response, and typically produce IL-12.
IL-4 and IL-6, which provide support for B-cell prolif-                      In contrast, plasmacytoid (CD11c2) dendritic cells
eration and antibody generation.27                                           play a role in the induction of tolerance, preventing
  Mice lacking the Fc receptor for IgG FcgR res-                             inflammatory responses to harmless antigen, and
pond to IL-3 in terms of normal development and                              mainly produce interferon-g (Table 1). Plasmacytoid
proliferation but have defective IL-4 (and also IL-6)                        dendritic cells turn over peptide-major histocompat-
production and impaired ability to stimulate Th2                             ibility complex class 2 complexes when activated, with
differentiation.28 In culture, basophils themselves                          the result that they are inefficient at presenting exog-
possess the ability to release IL-3 following FcεR1                          enous antigen but useful at presenting self-antigen
activation, and this IL-3 promotes IL-13 release, sug-                       and viral antigen in a continuous manner following
gesting an autocrine function of IL-3 in upregulating                        activation.30 Therefore, in the regulation of allergy
the basophilic response.29                                                   and asthma, plasmacytoid and myeloid dendritic cells
                                                                             would appear to have opposing/balancing roles.
Dendritic Cells
                                                                             T Lymphocytes
   Pulmonary dendritic cells are potent antigen-
presenting cells with the capability to rapidly migrate                        A paradigm emerged whereby the fundamental
to draining lymph nodes, suggesting an innate role in                        problem in asthma was believed to be disturbance of

                         Table 1—Summary of the Key Mediators of Asthmatic Inflammatory Response

Mediator                                Potential Sources                                           Potential Key Actions
IL-4                      Mast cells, basophils                           Immunoglobulin class switching of B cells from IgG to IgE;
                                                                            differentiation of Th2 cells; maturation of dendritic cells
IL-5                      Mast cells                                      Differentiation and enhanced survival of eosinophils
IL-13                     Mast cells, basophils                           Immunoglobulin class switching of B cells from IgG to IgE; induction
                                                                            of inflammatory cytokine release from epithelial and other structural
                                                                            cells
TNF-a                     Mast cells, alveolar macrophages, T cells,      Induction of proinflammatory cytokine release from structural cells;
                            epithelial cells, airway smooth muscle          promotion of Th17-induced neutrophilia; enhancement of
                                                                            dendritic cell migration; induction of CD4 T-cell migration;
                                                                            antigen presentation; modulation of Treg cells
IL-6                      “Structural” cells, dendritic cells, basophils  Aids Th17 expansion and development
IL-17A                    Th17 cells                                      Promote neutrophilia via induction of proinflammatory cytokine and
                                                                            chemokine release from structural cells
IL-33                     Structural cells such as epithelial cells       Promote differentiation to Th2 cells; chemoattractant for Th2 cells;
                                                                            enhance survival of, and cytokine production by, mast cells
SCF                       Structural cells, mast cells, and eosinophils   Growth factor and chemoattractant for mast cells
TGF-b                     Eosinophils, mast cells, and macrophages        Proliferation of fibroblasts; possibly induction of EMT; development
                                                                            of immune tolerance via promotion of a Treg response; in
                                                                            combination with IL-6, may promote a Th17 response
VEGF                      Structural cells, eosinophils                   Angiogenic promotion of vascular remodeling
TSLP                      Epithelial cells                                Promotion of a Th2 response; activation of dendritic cells and mast cells
Neurotrophin              Epithelial cells, fibroblasts, airway smooth     Enhanced airway eosinophilia; mast cell recruitment and activation;
  (NGF and BDNF)            muscle cells, macrophages, mast cells,          increased airway hyperresponsiveness; promotion of airway
                            eosinophils, and lymphocytes                    inflammatory response
Lipoxins                  Derived at mucosal surface from interaction     Attenuate bronchial hyperresponsiveness and promote resolution
                            between neutrophils and primarily epithelial    of inflammation
                            cells, but also platelets, endothelial cells,
                            leukocytes, and fibroblasts
Resolvins                 Interaction between neutrophils and             Enhance resolution of airway inflammation and attenuate bronchial
                            structural cells                                hyperresponsiveness
Protectins                Interaction between neutrophils and             Decrease allergic airway inflammation and airway hyperresponsiveness
                            structural cells
BDNF 5 brain derived neurotrophic factor; EMT 5 epithelial mysenchymal transition; IL 5 interleukin; NGF 5 nerve growth factor; SCF 5 stem
cell factor; TGF 5 transforming growth factor; Th 5 T-helper; TNF 5 tumor necrosis factor; Treg 5 T-regulatory; TSLP 5 thymic stromal lymphopoietin;
VEGF 5 vascular endothelial growth factor.

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the normal Th1/Th2 balance. Although elements of
this hypothesis remain useful, the emerging roles for
other T-cell subtypes in asthma suggest that it is too
simplistic. Th17 cells are a distinct population of
CD41 cells that produce IL-17A, IL-17F, IL-22,
TNF-a, and IL-21, and express the transcription fac-
tor RORgt.31 Recently, Th17 cells were isolated from
biopsy samples obtained from patients with asthma.32
   IL-17 induces the release of a range of proinflam-
matory cytokines and chemokines from a variety of
cell types.31 It is linked to the development of airway
neutrophilia, and its presence in the asthmatic airway
correlates with increased disease severity. In murine
models of asthma, IL-23 and Th17 cells enhance
antigen-induced airway recruitment of both eosino-
phils and neutrophils, while mast-cell-derived TNF          Figure 1. Kaplan-Meier analysis of patients without an asthma
has been shown to illicit a Th17-mediated airway neu-       exacerbation during a study by Nair et al47 examining the effect of
                                                            the monoclonal antibody to interleukin-5, mepolizumab, in
trophilic response following antigen challenge.16,33        patients with steroid-dependant asthma The median time to first
   Treg cells play roles in the determination of self-      exacerbation was 20 weeks in the mepolizumab group vs 12 weeks
tolerance and the regulation of immune responses.           in the placebo group (P 5 .003).
Th17 and Treg cells have opposing actions, being in
the main proinflammatory and antiinflammatory,                phenotype or the clinical manifestations of asthma.
respectively. Experimental data suggest that retinoic       Despite this, therapies that reduce sputum eosino-
acid suppresses Th17 cell differentiation while pro-        philia are effective in both forms of asthma.42
moting Treg expansion.34,35 Further studies have               IL-5 has a key role in the modulation of eosinophil
brought this a step further and demonstrated recip-         differentiation and the promotion of eosinophil sur-
rocal generation of Treg and Th17 cells, with the           vival. Hence, targeting IL-5 would seem a logical
presence of transforming growth factor (TGF)-b in           therapeutic strategy for allergic asthma. Indeed, anti-
isolation favoring a Treg response, while TGF-b in          IL-5 therapy has demonstrated clinical efficacy in
combination with IL-6 favored a Th17 response.35,36         hypereosinophilic syndromes.43 In patients with asthma,
A similar reciprocal relationship between Th17 and          a monoclonal IL-5 antibody, while markedly reduc-
Treg cells, dependant on the relative levels of RORgt       ing blood eosinophils, only partially abrogated the
and Foxp3, with Foxp3 attenuating the function of           pulmonary eosinophilic response and, subsequently,
RORgt, has also been shown.37                               had minimal impact on clinical outcomes.44,45 More
   Invariant natural killer (NK) T cells produce both       recent studies in patients with refractory, eosinophilic
Th1 and Th2 cytokines in large quantities and therefore     asthma have demonstrated the ability of an anti-IL-5
enhance the function of dendritic cells, NK-T cells,        monoclonal antibody (mepolizumab) to reduce both
B cells, and conventional T-cell subsets. Initial studies   blood and sputum eosinophil levels, reduce exacer-
suggested a potential role for invariant NK-T cells in      bations, and facilitate a reduction in oral corticosteroid
the pathophysiologic development of asthma.38 Later         dose (Fig 1).46,47 These results indicate that, at least in
studies have, however, disputed this.39,40 Furthermore,     a subset of patients with asthma, eosinophils are
it has also been reported that NK-T cells alone or in       critical effector cells in persistent asthma and severe
combination with memory CD81 T cells are insuffi-            exacerbations.
cient to induce allergic airway inflammation in mice
and their presence is not a prerequisite for its develop-   Neutrophils
ment.41 The nature of the part played by invariant NK-T
cells has therefore yet to be conclusively illustrated.        In acute, severe exacerbations of asthma, there are
                                                            increased eosinophils and neutrophils within the air-
Eosinophils                                                 way, with the increase in neutrophils proportionately
                                                            higher than that of eosinophils.48 Inhaled corticoster-
   The precise role eosinophils play in the pathophys-      oids reduce airway eosinophils, but increase airway
iologic causes of asthma remains controversial. Asthma      neutrophils and increase the expression of the neu-
can be divided into eosinophilic and noneosinophilic        trophil chemoattractant IL-8, which is associated
asthma depending on the presence or absence of air-         with loss of asthma control.49 There has been long-
way eosinophils. The inference from this is that            standing interest in the observed differences and
eosinophils are not a prerequisite for the asthmatic        similarities between the asthmatic airway and that

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described in COPD. A recently published study has           ticular in patients with steroid-resistant asthma.64
described elevated levels of granulocyte-macrophage         Particulate matter has also been shown to induce the
colony-stimulating factor in the sputum of patients         release of proinflammatory mediators and induce
with moderate to severe asthma and also in patients         cycloxygenase-2 expression in human airway epithe-
with COPD, regardless of its severity.50 Therefore, it      lial cells.65 In addition to acting as a potent source of
appears likely that an increase in airway neutrophils       proinflammatory cytokines, epithelial cells possess
has important clinical implications in asthma.51            the ability to present self-antigen, with resultant
                                                            effects on the regulation of CD41 T-cell function,
                                                            including the induction of Foxp3 Treg cells, thus pro-
       The Regulation of Inflammatory                       moting immune tolerance.66
         Cell Production in Asthma                             The process of airway remodeling involves altera-
                                                            tions to the various components of airway structure,
   The bone marrow represents a vast source of
                                                            with fibroproliferation, influx of myofibroblasts, col-
potential effector cells with the ability to affect
                                                            lagen deposition, hypertrophy of airway smooth mus-
inflammation.52 While the bone marrow may act as a
                                                            cle, and reticular basement membrane thickening
reservoir for mature granulocytes, it is increasingly
                                                            typical. Remodeling occurs in asthma, and indeed,
recognized that hemopoietic progenitor stem cells
                                                            parameters associated with remodeling are increased
may be released from the bone marrow and recruited
                                                            in severe disease, with the airway mucosa of patients
to sites of injury, including the lung, and participate
                                                            with severe asthma displaying evidence of increased
in the inflammatory and the reparative processes.53
                                                            proliferation of epithelium and increased thickening
   Allergen inhalation challenge experiments impli-
                                                            of the epithelium and lamina reticularis.60 The para-
cate upregulation of the chemokine receptor (CCR) 3
                                                            digm of remodeling as a chronic, dysfunctional, repair
in facilitating the egress of these progenitors from the
                                                            response to ongoing inflammation has, however,
bone marrow. Eotaxin-1 up-regulates CCR3 on
                                                            recently been challenged. While studies demonstrate
CD341 cells, with the resultant increased release of
                                                            a progressive loss of lung function associated with
these cells into the circulation, while pharmacologic
                                                            severe asthma exacerbations,67,68 it has been recognized
down-regulation of CCR3 attenuates sputum eosino-
                                                            that remodeling may occur very early in asthma and
philia in response to allergen inhalation in patients
                                                            may in some cases even predate clinical symptoms.
with mild to moderate asthma.54,55 Down-regulation
                                                            Airway biopsy studies in children suggest that patho-
of CXCR4 on bone marrow CD341 cells and reduced
                                                            logic changes such as epithelial loss, basement mem-
stromal-cell-derived factor 1a may further promote
                                                            brane thickening, and angiogenesis occur early in the
progenitor cell efflux from the bone marrow following
                                                            asthmatic airway.59,69 Although there exist progenitor
allergen challenge, while attenuation of expression of
                                                            cell types within the bronchial epithelium with the
the adhesion molecule b1-integrin on progenitor cells
                                                            capacity for renewal following injury, repair pathways
may aid their release into the circulation.56,57
                                                            are likely dysfunctional in asthma.70
                                                               In the asthmatic airway, there are increased num-
      Airway Structural Cells in Asthma                     bers of subepithelial myofibroblasts, and allergen
                                                            challenge in people with asthma leads to increased
  Traditionally viewed as a passive defensive barrier       accumulation of myofibroblasts in the airway
to pathogenic insult, the airway epithelium is now          mucosa.58,71 The precise source of these fibroblasts in
accorded a pivotal position in orchestrating the host       airway disease remains a topical source of debate.
inflammatory response in airway remodeling and               Fibroblastic infiltration of the lung may plausibly be
fibroproliferation.58 Multiple asthma biopsy studies         secondary to the recruitment of circulating bone-
have demonstrated airway epithelial abnormality,            marrow-derived progenitors termed fibrocytes to the
and the epithelium, placed at the interface between         airway and to the proliferation and expansion of resi-
the external environment and the host, appears to be        dent fibroblasts, or possibly, epithelial cells may
both a site of action and of reaction within the asth-      undergo phenotypic change to effector fibroblasts
matic inflammatory cascade.58-60                             through a process termed epithelial-mesenchymal
  The airway epithelium is known to be a major              transition. Airway biopsies have demonstrated the
source of proinflammatory mediators. Recent examples         increased presence of fibrocytes in the airway smooth
include thymic stromal lymphopoietin, an epithelial-        muscle bundle of patients with asthma of varying
derived cytokine expressed in the asthmatic airway,         severity compared with control subjects. Further-
which has been shown to activate dendritic cells,           more, in an ex vivo model, airway smooth muscle
promote Th2 responses, and activate mast cells.61-63        cells promoted fibrocyte migration.72 A murine model
Endothelin-1 is also increased in airway epithelial         of chronic allergenic-stimulated airway remodeling
biopsies in patients with severe asthma and in par-         has revealed a crucial role for stem cell factor and

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IL-31 in promoting the influx of bone-marrow-derived                    kinase, with further experiments in rat models sug-
fibroblast progenitors to the lung.73 Recently, primary                 gesting that this may be associated with the potential
airway epithelial cells derived from subjects with                     to increase maximal flow and thereby contribute to the
asthma demonstrated increased susceptibility to TGF-                   airway hyperresponsiveness seen in asthma.82 Airway
b-induced epithelial mesenchymal transition than                       smooth muscle cells can also be induced to secrete
those derived from normal subjects.74                                  mediators that may promote mast cell chemotaxis,
   Fibroblast culture, animal, and human studies sup-                  proliferation, and survival, while cell-cell interaction
port the ability of leukotrienes to promote airway                     between airway smooth muscle cells and mast cells
remodeling.75-77 Bronchial epithelial cell experiments                 enhances activated complement-induced mast cell
have demonstrated a role for TLR signaling in the                      degranulation.83-85 Interestingly, human lung mast cells
activation of epidermal growth factor receptor, sug-                   will migrate toward Th2 cytokine-stimulated airway
gesting a role for TLRs in potentiating remodeling.78                  smooth muscle cells from subjects with asthma,
Histamine is capable of inducing the transition from                   but not subjects without asthma, while supernatants
fibroblasts to myofibroblasts, as measured by a-smooth                   obtained from airway smooth muscle cell cultures of
muscle actin expression, and can, in addition, induce                  subjects without asthma inhibit the chemotactic
connective-tissue-growth-factor expression in fibro-                    action of asthmatic airway smooth muscle cells.86
blasts, suggesting the ability to participate in the pro-              In a recent study examining differences between
cess of remodeling.79,80                                               chronic persistent and intermittent persistent
   Airway smooth muscle mass is increased in the                       asthma, endobronchial biopsy specimens showed
asthmatic airway.81 Asthmatic airway smooth muscle                     increased a-smooth muscle actin immunoperoxidase
shows increased expression of the fast myosin heavy                    staining in samples obtained from subjects with
chain isoform transgelin, as well as myosin light chain                chronic persistent asthma. There was also an increased




              Figure 2. The pathophysiologic mechanism of asthma involves a coordinated, albeit dysfunctional,
              multisystem response to airway stimulation, involving the airway epithelium, airway smooth muscle,
              circulatory system, regional lymph nodes, and the bone marrow, with these elements in tandem with
              effector inflammatory cells such as dendritic cells, mast cells, T cells, and eosinophils, as well as cytok-
              ines and chemokines propagating the host inflammatory response. The airway epithelium appears to be
              inherently abnormal. Over time, the epithelium, smooth muscle, and vasculature undergo structural
              changes termed remodeling. The regional lymph nodes serve as stations to facilitate a specific immune
              response, while the bone marrow serves as a source of both effector inflammatory cells and fibrocytes,
              which contribute to airway inflammation and remodeling, respectively. DC 5 dendritic cell; MC 5 mast
              cell; Th 5 T helper; TLR 5 toll-like receptor.

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proportion of both neutrophils and eosinophils in           manifestations of the disease, particularly in the devel-
sputum obtained from this group.87                          opment of severe exacerbations. The epithelium,
   The angiogenic changes associated with asthma            smooth muscle, and vascular and neuronal elements of
may also occur early in the pathophysiologic develop-       the asthmatic lung also show evidence of dysfunction.
ment of the disease (Fig 2).59 Airway smooth muscle         While these structural components undergo consider-
cells from subjects with asthma but not healthy sub-        able architectural disturbance through remodeling,
jects can promote in vitro angiogenesis.88 BAL fluid         they additionally act as a potent source of critical effec-
obtained from patients with asthma has been shown           tor cells within the asthmatic airway.
to possess a proangiogenic effect, which appears to
be mediated through the actions of vascular endothe-
lial growth factor (VEGF), while further studies of                            Acknowledgments
the asthmatic airway demonstrate increased vascular-        Financial/nonfinancial disclosures: The authors have reported
ity and higher levels of VEGF, and potentially impli-       to CHEST the following conflicts of interest: Dr Murphy is a past
                                                            recipient of an European Respiratory Society fellowship. Dr O’Byrne
cate mast cells as a significant source of VEGF.89-92        is on advisory boards for AstraZeneca, GlaxoSmithKline, Topigen,
However, increased vascularity and higher VEGF              Wyeth, and Schering-Plough. He has received speakers honoria
levels exist both in patients with asthma and patients      from AstraZeneca and GlaxoSmithKline, and has received
                                                            research support from AstraZeneca, GlaxoSmithKline, Merck,
with eosinophilic bronchitis but without asthma,            Wyeth, Schering-Plough, and Alexion.
implying that vascular remodeling may not directly
influence airway hyperresponsiveness.93
   Studies point to an interactive process between the                               References
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Recent Advances in the Pathophysiology of Asthma
                  Desmond M. Murphy and Paul M. O'Byrne
                        Chest 2010;137; 1417-1426
                        DOI 10.1378/chest.09-1895
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Asthma advances in pathophysiology

  • 1. Recent Advances in the Pathophysiology of Asthma Desmond M. Murphy and Paul M. O'Byrne Chest 2010;137;1417-1426 DOI 10.1378/chest.09-1895 The online version of this article, along with updated information and services can be found online on the World Wide Web at: http://chestjournal.chestpubs.org/content/137/6/1417.full.html Chest is the official journal of the American College of Chest Physicians. It has been published monthly since 1935. Copyright2010by the American College of Chest Physicians, 3300 Dundee Road, Northbrook, IL 60062. All rights reserved. No part of this article or PDF may be reproduced or distributed without the prior written permission of the copyright holder. (http://chestjournal.chestpubs.org/site/misc/reprints.xhtml) ISSN:0012-3692 Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 2. CHEST Recent Advances in Chest Medicine Recent Advances in the Pathophysiology of Asthma Desmond M. Murphy, MB, PhD; and Paul M. O’Byrne, MB, FCCP There has been an increased understanding, over the past 2 decades, that asthma is a chronic, immunologically mediated condition with a disturbance of the normal airway repair mechanism, which results in inflammatory changes and airway remodeling. The airway inflammation and remodeling together likely explain the clinical manifestations of asthma. The mechanisms by which the external environmental cues, together with the complex genetic actions, propagate the inflammatory process that characterize asthma are beginning to be understood. There is also an evolving awareness of the active participation of structural elements, such as the airway epithe- lium, airway smooth muscle, and endothelium, in this process. In tandem with this has come the realization that inflammatory cells respond in a coordinated, albeit dysfunctional manner, via an array of complex signaling pathways that facilitate communication between these cells; these structural elements within the lung and the bone marrow serve as reservoirs for and the source of inflammatory cells and their precursors. Although often viewed as separate mechanistic enti- ties, so-called innate and acquired immunity often overlap in the propagation of the asthmatic response. This review examines the newer information on the pathophysiologic characteristics of asthma and focuses on papers published over the past 3 years that have helped to improve current levels of understanding. CHEST 2010; 137(6):1417–1426 Abbreviations: CCR 5 chemokine receptor; IL 5 interleukin; NK 5 natural killer; TGF 5 transforming growth factor; Th 5 T-helper; TLR 5 toll-like receptor; TNF 5 tumor necrosis factor; Treg 5 T-regulatory; VEGF 5 vascular endothe- lial growth factor Asthmaclinically awith repeated, variable, episodic fests remains major health-care issue. It mani- cytokines such as interleukin (IL)-4, IL-5, and IL-13, the so-called Th2 cytokine milieu. These cytokines attacks of breathlessness, cough, and wheeze occur- stimulate mast cells, cause eosinophilia, promote leu- ring secondary to bronchoconstriction in the setting kocytosis, and enhance B-cell IgE production, and of airway hyperresponsiveness and mucous hyperse- may also participate in the characteristic airway cretion. Clinically, the disease may be divided into remodeling of asthma. However, for an individual to allergic and nonallergic asthma, distinguished by the develop an asthmatic phenotype appears to require presence or absence of IgE antibodies to common the combination of both exposure to appropriate environmental allergens. However, in both forms stimuli and a genetic predisposition.1,2 of the disease, the airway is infiltrated by T-helper The last 3 decades have provided vast quantities (Th) cells, which predominantly secrete characteristic of research affording significant insights into the pathophysiologic characteristics of this complex entity. Manuscript received August 10, 2009; revision accepted November In this article, we review progress, over the past 3 years, 16, 2009. Affiliations: From the Firestone Institute for Respiratory Health, that has augmented the level of understanding of the St Joseph’s Healthcare; and the Department of Medicine, pathophysiologic characteristics of asthma. McMaster University, Hamilton, ON, Canada. Correspondence to: Paul O’Byrne, MB, FCCP, HSC 3W10, McMaster University, 1200 Main St W, Hamilton, ON, Canada, Innate and Acquired Immune L8N 3Z5; e-mail: obyrnep@mcmaster.ca Mechanisms in Asthma © 2010 American College of Chest Physicians. Reproduction of this article is prohibited without written permission from the The trigger factors precipitating acute asthmatic exa- American College of Chest Physicians (www.chestpubs.org/ site/misc/reprints.xhtml). cerbations are, for the most part, either environmen- DOI: 10.1378/chest.09-1895 tal allergens or viruses, suggesting that immunologic www.chestpubs.org CHEST / 137 / 6 / JUNE, 2010 1417 Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 3. responses viewed traditionally as either innate or and the host immune response. Airway inflammation acquired are in fact intertwined. The “hygiene in asthma reflects a distortion of this balance and hypothesis” for asthma pathogenesis contends that is orchestrated through complex interplay between microbiologic factors may also be inherently involved multiple effector and target components. in the suppression of the asthmatic phenotype, with childhood exposure to microbiologic stimuli confer- Mast Cells ring a protective effect against the development of Mast cells are critical in mediating the acute atopy.3 The proposed explanation for this effect is that response in asthma. While classically, mast cell acti- infection early in life stimulates a Th1 immunologic vation occurs following the binding of antigens to response (characterized by the release of cytokines FcεR1-bound, antigen-specific IgE, they may also be such as interferon-g), rather than the Th2 response activated through other mechanisms, including stim- (characterized by cytokines such as IL-4, IL-5, IL-13, ulation of complement receptors, FcgR1, and via and tumor necrosis factor [TNF]-a) associated with TLRs.10 Other novel mechanisms of mast cell activa- allergy and asthma. A person’s initial exposure to tion, independent of IgE, are via the protein S100A12 microorganisms occurs in the birth canal during normal and the receptors CD200R3/CD200R, whereas vaginal delivery. A Dutch birth cohort study suggests IL-33, a member of the IL-1 cytokine family, has an increased risk of asthma at 8 years of age in chil- demonstrated the ability to activate mast cells, even dren delivered by caesarean section and therefore in the absence of FcεR1 stimulation.11-15 lends further credence to this hypothesis.4 Further TNF-a is preformed in mast cells and released as studies suggest that a rural upbringing has a protective part of the asthmatic airway response. In animal and effect on later development of allergy.3,5 It has been ex vivo models, mast-cell-derived TNF-a promotes suggested that the consumption of farm milk may be antigen- and Th17 cell-dependant neutrophilia after protective against subsequent atopy, with this protec- allergenic stimulation and induces dendritic cell tive effect linked to CD14, thereby implicating toll- migration.16,17 In murine culture experiments, mast cells like receptor (TLR) recognition and innate immune induce CD41 T-cell migration, but down-regulate involvement in the evolution of an atopic phenotype.6 FcεR1 expression only in Treg cells, while activated The main function of TLRs is in the recognition of Treg cells suppress mast cell FcεR1 expression. This infectious agents to facilitate an appropriate host suggests bidirectional communication between mast immunologic response. Advocates of the hygiene cells and Treg cells in modulating IgE-mediated hypothesis originally believed that microbiologic responses.18 A role for mast cells in antigen presenta- stimulation of TLRs modified an individual’s suscep- tion is also suggested by the recent observation that tibility to asthma by promoting a Th1 rather than a mast cells stimulated by IgE-specific antigen undergo Th2 lymphocytic response to an allergen.3 However, FcεR1 cross-linking that enhances apoptosis. These with the discovery of other T-cell subtypes and dead mast cells become ingested by dendritic cells, increasing evidence supporting pivotal roles for and this incorporated antigen helps propagate ongoing T-regulatory (Treg) and Th17 cells, the Th1/Th2 CD41 response.19 paradigm of infection/atopy appears to oversimplify Whereas mast cells are generally considered proin- the complex mechanisms involved. flammatory and mediators of tissue destruction, Recent studies may help explain the similarity in they may conversely help limit airway damage.20 response evoked by allergens and microbes in the Mast-cell-derived tryptase can cleave IgE, thereby asthmatic airway. The house mite allergen Der p 2 has preventing further mast cell activation and plau- been shown to have similar structural characteristics sibly helping to contain the allergic response.21,22 to MD-2, an integral component of the TLR4/CD14/ Disappointingly, a recent human study examining MD-2 transmembrane receptor and TLR signaling.7,8 a potential role for therapeutic intervention with Also, Trompette et al9 have provided in vitro and the monoclonal antibody to TNF-a, golimumab, in in vivo evidence of functional similarity between Der severe, persistent asthma was abandoned because of p 2 and MD-2. These results place TLRs in an ideal an unfavorable risk-benefit profile.23 position to coordinate responses traditionally viewed separately, as either innate or adaptive immunologic Basophils reactions that typify the asthmatic response. Basophils have a crucial role in initiating allergic Effector Cells of Inflammation inflammation through the binding of antigen-specific and Remodeling in Asthma IgE antibodies at the FcεR1.24 Basophils also drive Th2 cell differentiation of activated naive CD41 T cells via In the healthy human airway there is normally a production of IL-4 and direct cell-cell contact.25 Murine fine balance between immune cells, the epithelium, studies show that following activation, basophils migrate 1418 Recent Advances in Chest Medicine Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 4. in small numbers to adjacent lymph nodes. Using a initiating immune response against airborne antigen. basophil FcεR1-specific monoclonal antibody, it has Hence, dendritic cells may dictate the subsequent been demonstrated that the presence of basophils but T-cell response. Two major subsets of dendritic cells not mast cells is an absolute requirement for Th2 cell have been described, based on CD11c expression. differentiation.26 Basophils also increase humoral Myeloid (CD11c1) dendritic cells are proinflamma- immune responses on repeat antigenic exposure in the tory, critical to both Th2 sensitization and the second- presence of activated CD41 cells through the release of ary immune response, and typically produce IL-12. IL-4 and IL-6, which provide support for B-cell prolif- In contrast, plasmacytoid (CD11c2) dendritic cells eration and antibody generation.27 play a role in the induction of tolerance, preventing Mice lacking the Fc receptor for IgG FcgR res- inflammatory responses to harmless antigen, and pond to IL-3 in terms of normal development and mainly produce interferon-g (Table 1). Plasmacytoid proliferation but have defective IL-4 (and also IL-6) dendritic cells turn over peptide-major histocompat- production and impaired ability to stimulate Th2 ibility complex class 2 complexes when activated, with differentiation.28 In culture, basophils themselves the result that they are inefficient at presenting exog- possess the ability to release IL-3 following FcεR1 enous antigen but useful at presenting self-antigen activation, and this IL-3 promotes IL-13 release, sug- and viral antigen in a continuous manner following gesting an autocrine function of IL-3 in upregulating activation.30 Therefore, in the regulation of allergy the basophilic response.29 and asthma, plasmacytoid and myeloid dendritic cells would appear to have opposing/balancing roles. Dendritic Cells T Lymphocytes Pulmonary dendritic cells are potent antigen- presenting cells with the capability to rapidly migrate A paradigm emerged whereby the fundamental to draining lymph nodes, suggesting an innate role in problem in asthma was believed to be disturbance of Table 1—Summary of the Key Mediators of Asthmatic Inflammatory Response Mediator Potential Sources Potential Key Actions IL-4 Mast cells, basophils Immunoglobulin class switching of B cells from IgG to IgE; differentiation of Th2 cells; maturation of dendritic cells IL-5 Mast cells Differentiation and enhanced survival of eosinophils IL-13 Mast cells, basophils Immunoglobulin class switching of B cells from IgG to IgE; induction of inflammatory cytokine release from epithelial and other structural cells TNF-a Mast cells, alveolar macrophages, T cells, Induction of proinflammatory cytokine release from structural cells; epithelial cells, airway smooth muscle promotion of Th17-induced neutrophilia; enhancement of dendritic cell migration; induction of CD4 T-cell migration; antigen presentation; modulation of Treg cells IL-6 “Structural” cells, dendritic cells, basophils Aids Th17 expansion and development IL-17A Th17 cells Promote neutrophilia via induction of proinflammatory cytokine and chemokine release from structural cells IL-33 Structural cells such as epithelial cells Promote differentiation to Th2 cells; chemoattractant for Th2 cells; enhance survival of, and cytokine production by, mast cells SCF Structural cells, mast cells, and eosinophils Growth factor and chemoattractant for mast cells TGF-b Eosinophils, mast cells, and macrophages Proliferation of fibroblasts; possibly induction of EMT; development of immune tolerance via promotion of a Treg response; in combination with IL-6, may promote a Th17 response VEGF Structural cells, eosinophils Angiogenic promotion of vascular remodeling TSLP Epithelial cells Promotion of a Th2 response; activation of dendritic cells and mast cells Neurotrophin Epithelial cells, fibroblasts, airway smooth Enhanced airway eosinophilia; mast cell recruitment and activation; (NGF and BDNF) muscle cells, macrophages, mast cells, increased airway hyperresponsiveness; promotion of airway eosinophils, and lymphocytes inflammatory response Lipoxins Derived at mucosal surface from interaction Attenuate bronchial hyperresponsiveness and promote resolution between neutrophils and primarily epithelial of inflammation cells, but also platelets, endothelial cells, leukocytes, and fibroblasts Resolvins Interaction between neutrophils and Enhance resolution of airway inflammation and attenuate bronchial structural cells hyperresponsiveness Protectins Interaction between neutrophils and Decrease allergic airway inflammation and airway hyperresponsiveness structural cells BDNF 5 brain derived neurotrophic factor; EMT 5 epithelial mysenchymal transition; IL 5 interleukin; NGF 5 nerve growth factor; SCF 5 stem cell factor; TGF 5 transforming growth factor; Th 5 T-helper; TNF 5 tumor necrosis factor; Treg 5 T-regulatory; TSLP 5 thymic stromal lymphopoietin; VEGF 5 vascular endothelial growth factor. www.chestpubs.org CHEST / 137 / 6 / JUNE, 2010 1419 Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 5. the normal Th1/Th2 balance. Although elements of this hypothesis remain useful, the emerging roles for other T-cell subtypes in asthma suggest that it is too simplistic. Th17 cells are a distinct population of CD41 cells that produce IL-17A, IL-17F, IL-22, TNF-a, and IL-21, and express the transcription fac- tor RORgt.31 Recently, Th17 cells were isolated from biopsy samples obtained from patients with asthma.32 IL-17 induces the release of a range of proinflam- matory cytokines and chemokines from a variety of cell types.31 It is linked to the development of airway neutrophilia, and its presence in the asthmatic airway correlates with increased disease severity. In murine models of asthma, IL-23 and Th17 cells enhance antigen-induced airway recruitment of both eosino- phils and neutrophils, while mast-cell-derived TNF Figure 1. Kaplan-Meier analysis of patients without an asthma has been shown to illicit a Th17-mediated airway neu- exacerbation during a study by Nair et al47 examining the effect of the monoclonal antibody to interleukin-5, mepolizumab, in trophilic response following antigen challenge.16,33 patients with steroid-dependant asthma The median time to first Treg cells play roles in the determination of self- exacerbation was 20 weeks in the mepolizumab group vs 12 weeks tolerance and the regulation of immune responses. in the placebo group (P 5 .003). Th17 and Treg cells have opposing actions, being in the main proinflammatory and antiinflammatory, phenotype or the clinical manifestations of asthma. respectively. Experimental data suggest that retinoic Despite this, therapies that reduce sputum eosino- acid suppresses Th17 cell differentiation while pro- philia are effective in both forms of asthma.42 moting Treg expansion.34,35 Further studies have IL-5 has a key role in the modulation of eosinophil brought this a step further and demonstrated recip- differentiation and the promotion of eosinophil sur- rocal generation of Treg and Th17 cells, with the vival. Hence, targeting IL-5 would seem a logical presence of transforming growth factor (TGF)-b in therapeutic strategy for allergic asthma. Indeed, anti- isolation favoring a Treg response, while TGF-b in IL-5 therapy has demonstrated clinical efficacy in combination with IL-6 favored a Th17 response.35,36 hypereosinophilic syndromes.43 In patients with asthma, A similar reciprocal relationship between Th17 and a monoclonal IL-5 antibody, while markedly reduc- Treg cells, dependant on the relative levels of RORgt ing blood eosinophils, only partially abrogated the and Foxp3, with Foxp3 attenuating the function of pulmonary eosinophilic response and, subsequently, RORgt, has also been shown.37 had minimal impact on clinical outcomes.44,45 More Invariant natural killer (NK) T cells produce both recent studies in patients with refractory, eosinophilic Th1 and Th2 cytokines in large quantities and therefore asthma have demonstrated the ability of an anti-IL-5 enhance the function of dendritic cells, NK-T cells, monoclonal antibody (mepolizumab) to reduce both B cells, and conventional T-cell subsets. Initial studies blood and sputum eosinophil levels, reduce exacer- suggested a potential role for invariant NK-T cells in bations, and facilitate a reduction in oral corticosteroid the pathophysiologic development of asthma.38 Later dose (Fig 1).46,47 These results indicate that, at least in studies have, however, disputed this.39,40 Furthermore, a subset of patients with asthma, eosinophils are it has also been reported that NK-T cells alone or in critical effector cells in persistent asthma and severe combination with memory CD81 T cells are insuffi- exacerbations. cient to induce allergic airway inflammation in mice and their presence is not a prerequisite for its develop- Neutrophils ment.41 The nature of the part played by invariant NK-T cells has therefore yet to be conclusively illustrated. In acute, severe exacerbations of asthma, there are increased eosinophils and neutrophils within the air- Eosinophils way, with the increase in neutrophils proportionately higher than that of eosinophils.48 Inhaled corticoster- The precise role eosinophils play in the pathophys- oids reduce airway eosinophils, but increase airway iologic causes of asthma remains controversial. Asthma neutrophils and increase the expression of the neu- can be divided into eosinophilic and noneosinophilic trophil chemoattractant IL-8, which is associated asthma depending on the presence or absence of air- with loss of asthma control.49 There has been long- way eosinophils. The inference from this is that standing interest in the observed differences and eosinophils are not a prerequisite for the asthmatic similarities between the asthmatic airway and that 1420 Recent Advances in Chest Medicine Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 6. described in COPD. A recently published study has ticular in patients with steroid-resistant asthma.64 described elevated levels of granulocyte-macrophage Particulate matter has also been shown to induce the colony-stimulating factor in the sputum of patients release of proinflammatory mediators and induce with moderate to severe asthma and also in patients cycloxygenase-2 expression in human airway epithe- with COPD, regardless of its severity.50 Therefore, it lial cells.65 In addition to acting as a potent source of appears likely that an increase in airway neutrophils proinflammatory cytokines, epithelial cells possess has important clinical implications in asthma.51 the ability to present self-antigen, with resultant effects on the regulation of CD41 T-cell function, including the induction of Foxp3 Treg cells, thus pro- The Regulation of Inflammatory moting immune tolerance.66 Cell Production in Asthma The process of airway remodeling involves altera- tions to the various components of airway structure, The bone marrow represents a vast source of with fibroproliferation, influx of myofibroblasts, col- potential effector cells with the ability to affect lagen deposition, hypertrophy of airway smooth mus- inflammation.52 While the bone marrow may act as a cle, and reticular basement membrane thickening reservoir for mature granulocytes, it is increasingly typical. Remodeling occurs in asthma, and indeed, recognized that hemopoietic progenitor stem cells parameters associated with remodeling are increased may be released from the bone marrow and recruited in severe disease, with the airway mucosa of patients to sites of injury, including the lung, and participate with severe asthma displaying evidence of increased in the inflammatory and the reparative processes.53 proliferation of epithelium and increased thickening Allergen inhalation challenge experiments impli- of the epithelium and lamina reticularis.60 The para- cate upregulation of the chemokine receptor (CCR) 3 digm of remodeling as a chronic, dysfunctional, repair in facilitating the egress of these progenitors from the response to ongoing inflammation has, however, bone marrow. Eotaxin-1 up-regulates CCR3 on recently been challenged. While studies demonstrate CD341 cells, with the resultant increased release of a progressive loss of lung function associated with these cells into the circulation, while pharmacologic severe asthma exacerbations,67,68 it has been recognized down-regulation of CCR3 attenuates sputum eosino- that remodeling may occur very early in asthma and philia in response to allergen inhalation in patients may in some cases even predate clinical symptoms. with mild to moderate asthma.54,55 Down-regulation Airway biopsy studies in children suggest that patho- of CXCR4 on bone marrow CD341 cells and reduced logic changes such as epithelial loss, basement mem- stromal-cell-derived factor 1a may further promote brane thickening, and angiogenesis occur early in the progenitor cell efflux from the bone marrow following asthmatic airway.59,69 Although there exist progenitor allergen challenge, while attenuation of expression of cell types within the bronchial epithelium with the the adhesion molecule b1-integrin on progenitor cells capacity for renewal following injury, repair pathways may aid their release into the circulation.56,57 are likely dysfunctional in asthma.70 In the asthmatic airway, there are increased num- Airway Structural Cells in Asthma bers of subepithelial myofibroblasts, and allergen challenge in people with asthma leads to increased Traditionally viewed as a passive defensive barrier accumulation of myofibroblasts in the airway to pathogenic insult, the airway epithelium is now mucosa.58,71 The precise source of these fibroblasts in accorded a pivotal position in orchestrating the host airway disease remains a topical source of debate. inflammatory response in airway remodeling and Fibroblastic infiltration of the lung may plausibly be fibroproliferation.58 Multiple asthma biopsy studies secondary to the recruitment of circulating bone- have demonstrated airway epithelial abnormality, marrow-derived progenitors termed fibrocytes to the and the epithelium, placed at the interface between airway and to the proliferation and expansion of resi- the external environment and the host, appears to be dent fibroblasts, or possibly, epithelial cells may both a site of action and of reaction within the asth- undergo phenotypic change to effector fibroblasts matic inflammatory cascade.58-60 through a process termed epithelial-mesenchymal The airway epithelium is known to be a major transition. Airway biopsies have demonstrated the source of proinflammatory mediators. Recent examples increased presence of fibrocytes in the airway smooth include thymic stromal lymphopoietin, an epithelial- muscle bundle of patients with asthma of varying derived cytokine expressed in the asthmatic airway, severity compared with control subjects. Further- which has been shown to activate dendritic cells, more, in an ex vivo model, airway smooth muscle promote Th2 responses, and activate mast cells.61-63 cells promoted fibrocyte migration.72 A murine model Endothelin-1 is also increased in airway epithelial of chronic allergenic-stimulated airway remodeling biopsies in patients with severe asthma and in par- has revealed a crucial role for stem cell factor and www.chestpubs.org CHEST / 137 / 6 / JUNE, 2010 1421 Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 7. IL-31 in promoting the influx of bone-marrow-derived kinase, with further experiments in rat models sug- fibroblast progenitors to the lung.73 Recently, primary gesting that this may be associated with the potential airway epithelial cells derived from subjects with to increase maximal flow and thereby contribute to the asthma demonstrated increased susceptibility to TGF- airway hyperresponsiveness seen in asthma.82 Airway b-induced epithelial mesenchymal transition than smooth muscle cells can also be induced to secrete those derived from normal subjects.74 mediators that may promote mast cell chemotaxis, Fibroblast culture, animal, and human studies sup- proliferation, and survival, while cell-cell interaction port the ability of leukotrienes to promote airway between airway smooth muscle cells and mast cells remodeling.75-77 Bronchial epithelial cell experiments enhances activated complement-induced mast cell have demonstrated a role for TLR signaling in the degranulation.83-85 Interestingly, human lung mast cells activation of epidermal growth factor receptor, sug- will migrate toward Th2 cytokine-stimulated airway gesting a role for TLRs in potentiating remodeling.78 smooth muscle cells from subjects with asthma, Histamine is capable of inducing the transition from but not subjects without asthma, while supernatants fibroblasts to myofibroblasts, as measured by a-smooth obtained from airway smooth muscle cell cultures of muscle actin expression, and can, in addition, induce subjects without asthma inhibit the chemotactic connective-tissue-growth-factor expression in fibro- action of asthmatic airway smooth muscle cells.86 blasts, suggesting the ability to participate in the pro- In a recent study examining differences between cess of remodeling.79,80 chronic persistent and intermittent persistent Airway smooth muscle mass is increased in the asthma, endobronchial biopsy specimens showed asthmatic airway.81 Asthmatic airway smooth muscle increased a-smooth muscle actin immunoperoxidase shows increased expression of the fast myosin heavy staining in samples obtained from subjects with chain isoform transgelin, as well as myosin light chain chronic persistent asthma. There was also an increased Figure 2. The pathophysiologic mechanism of asthma involves a coordinated, albeit dysfunctional, multisystem response to airway stimulation, involving the airway epithelium, airway smooth muscle, circulatory system, regional lymph nodes, and the bone marrow, with these elements in tandem with effector inflammatory cells such as dendritic cells, mast cells, T cells, and eosinophils, as well as cytok- ines and chemokines propagating the host inflammatory response. The airway epithelium appears to be inherently abnormal. Over time, the epithelium, smooth muscle, and vasculature undergo structural changes termed remodeling. The regional lymph nodes serve as stations to facilitate a specific immune response, while the bone marrow serves as a source of both effector inflammatory cells and fibrocytes, which contribute to airway inflammation and remodeling, respectively. DC 5 dendritic cell; MC 5 mast cell; Th 5 T helper; TLR 5 toll-like receptor. 1422 Recent Advances in Chest Medicine Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians
  • 8. proportion of both neutrophils and eosinophils in manifestations of the disease, particularly in the devel- sputum obtained from this group.87 opment of severe exacerbations. The epithelium, The angiogenic changes associated with asthma smooth muscle, and vascular and neuronal elements of may also occur early in the pathophysiologic develop- the asthmatic lung also show evidence of dysfunction. ment of the disease (Fig 2).59 Airway smooth muscle While these structural components undergo consider- cells from subjects with asthma but not healthy sub- able architectural disturbance through remodeling, jects can promote in vitro angiogenesis.88 BAL fluid they additionally act as a potent source of critical effec- obtained from patients with asthma has been shown tor cells within the asthmatic airway. to possess a proangiogenic effect, which appears to be mediated through the actions of vascular endothe- lial growth factor (VEGF), while further studies of Acknowledgments the asthmatic airway demonstrate increased vascular- Financial/nonfinancial disclosures: The authors have reported ity and higher levels of VEGF, and potentially impli- to CHEST the following conflicts of interest: Dr Murphy is a past recipient of an European Respiratory Society fellowship. Dr O’Byrne cate mast cells as a significant source of VEGF.89-92 is on advisory boards for AstraZeneca, GlaxoSmithKline, Topigen, However, increased vascularity and higher VEGF Wyeth, and Schering-Plough. He has received speakers honoria levels exist both in patients with asthma and patients from AstraZeneca and GlaxoSmithKline, and has received research support from AstraZeneca, GlaxoSmithKline, Merck, with eosinophilic bronchitis but without asthma, Wyeth, Schering-Plough, and Alexion. implying that vascular remodeling may not directly influence airway hyperresponsiveness.93 Studies point to an interactive process between the References immunologic and neuronal systems in the propaga- 1. Kabesch M, Schedel M, Carr D, et al. IL-4/IL-13 pathway tion of asthmatic response. Murine models of asthma genetics strongly influence serum IgE levels and childhood have shown that the communicative process between asthma. J Allergy Clin Immunol. 2006;117(2):269-274. 2. Loza MJ, Chang BL. 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  • 12. Recent Advances in the Pathophysiology of Asthma Desmond M. Murphy and Paul M. O'Byrne Chest 2010;137; 1417-1426 DOI 10.1378/chest.09-1895 This information is current as of July 22, 2011 Updated Information & Services Updated Information and services can be found at: http://chestjournal.chestpubs.org/content/137/6/1417.full.html References This article cites 98 articles, 56 of which can be accessed free at: http://chestjournal.chestpubs.org/content/137/6/1417.full.html#ref-list-1 Permissions & Licensing Information about reproducing this article in parts (figures, tables) or in its entirety can be found online at: http://www.chestpubs.org/site/misc/reprints.xhtml Reprints Information about ordering reprints can be found online: http://www.chestpubs.org/site/misc/reprints.xhtml Citation Alerts Receive free e-mail alerts when new articles cite this article. To sign up, select the "Services" link to the right of the online article. Images in PowerPoint format Figures that appear in CHEST articles can be downloaded for teaching purposes in PowerPoint slide format. See any online figure for directions. Downloaded from chestjournal.chestpubs.org by guest on July 22, 2011 © 2010 American College of Chest Physicians