A PPT on Regulators in INDIA there role and Function.. its for the purpose of the NIIT pls dont misuse the logo and other details thank you.

1. ROLE & FUNCTIONS OF
REGULATORS
 Reserve Bank of India (RBI)
 Securities Exchange Board of India (SEBI)
 Insurance Regulatory and Development Authority
. of India (IRDAI)
Presentation by : Amit V Meharwade
Course : PGDBP

2. 1) It is the Central Bank of India Established in “1st April
1935” under the “RESERVE BANK OF INDIA ACT 1934”.
2) Its head quarter is in Mumbai (Maharashtra). Its
present governor is “Urijit Patel”.
3) It has “22 Regional Offices”, most of them in State capitals.
4) Since Nationalization in 1949, the Reserve Bank is
fully owned by the Government of India.
Introduction
Reserve Bank of India
"to regulate the issue of Bank notes and keeping of reserves with a view
to securing monetary stability in India and generally to operate the
currency and credit system of the country to its advantage; to have a
modern monetary policy framework to meet the challenge of an
increasingly complex economy, to maintain price stability while keeping
in mind the objective of growth."

3. Reserve Bank of India
Functions
• Issue of currency
• Development role
• Banker to government
• Banker to bank
• Manager of foreign reserve
• Clearing house functions
• Regulations of banking system

4. 1) Set up on April 12,1988 as a non statutory body.
2) Present Chairman is Ajay Tyagi
3) In 1992 – through SEBI Act –powers to control capital markets
were conferred.
4) To protect the interest of the investors in Securities.
5) To promote the development of securities market.
6) To regulate the securities market.
Securities Exchange
Board of India
Introduction

5. Securities Exchange
Board of India
Section 11 of the SEBI Act, 1992 classifies the
functions of SEBI under 2 heads:-
Regulatory Functions
Development Functions
Functions

6. Securities Exchange
Board of India
Development Functions
1 Promote investors education
2 Training of intermediaries
3 Conduct research & provide information to market participants
4 Promoting self regulatory organisations
Regulatory Functions
1 Regulation of stock exchange & other organisations
2 Registration & regulation of stock brokers, sub brokers, merchant
. bankers, underwriters and other intermediaries
3 Registration & regulation of working of collective investment
. schemes like mutual funds
4 Prohibition of unfair trade practices, insider trading, substantial
. acquisition of shares by companies

7. Insurance Regulatory and
Development Authority of India
1. IRDA Act was passed upon the recommendations of Malhotra
Committee report (7 Jan,1994), headed by Mr R.N. Malhotra (Retired
Governor, RBI)
2. Main Recommendations - Entrance of Private Sector Companies and
Foreign promoters & An independent regulatory authority for
Insurance Sector in India
3. In April,2000, it was set up as statutory body, with its headquarters at
New Delhi.
4. The headquarters of the agency were shifted to Hyderabad,
Telangana in 2001.
5. Present Chairman T S Vijayan
Introduction

8. Insurance Regulatory and
Development Authority of India
Functions
Section 14 of IRDA Act,1999 lays down the duties and functions of IRDA:
1. It issues the registration certificates to insurance companies and regulates
them.
2. It protects the interest of policy holders.
3. It provides license to insurance intermediaries such as agents and brokers
after specifying the required qualifications and set norms/code of conduct
for them.
4. It promotes and regulates the professional organisations related with
insurance business to promote efficiency in insurance sector.
5. It regulates and supervise the premium rates and terms of insurance
covers.
6. It specifies the conditions and manners, according to which the insurance
companies and other intermediaries have to make their financial reports.
7. It regulates the investment of policyholder's funds by insurance
companies.
8. It also ensures the maintenance of solvency margin (company's ability to
pay out claims) by insurance companies

9. Our refence
www.rbi.org
www.sebi.gov.in
www.irda.gov.in